“Standing alone, simple verbal harassment does not constitute cruel and unusual punishment, deprive a prisoner of a protected liberty interest or deny a prisoner equal protection of the laws.”
How later courts described this case
- “Standing alone, simple verbal harassment does not constitute cruel and unusual punishment, deprive a prisoner of a protected liberty interest or deny a prisoner equal protection of the laws.”
- unrelated claims against different defendants belong in separate lawsuits
- to be properly considered a party a defendant must be “specif[ied] in the caption”
- an action fails to state a claim upon which relief can be granted if it does not plead “enough facts to state a claim that is plausible on its face.”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF ILLINOIS
KARNELL NELSON, #N91564, )
)
Plaintiff, )
vs. ) Case No. 20-027-RJD
)
WARDEN DENNISON, )
WARDEN GRISSOM, )
WARDEN WALKER, )
KAREN SMOOT, )
DR. ALFONSO DAVID, )
and C/O DUNNING, )
)
Defendants. )
MEMORANDUM AND ORDER
DALY, Magistrate Judge:
Plaintiff Karnell Nelson, an inmate of the Illinois Department of Corrections (“IDOC”)
currently incarcerated at Pinckneyville Correctional Center (“Pinckneyville”), filed this civil rights
lawsuit pursuant to 42 U.S.C. § 1983 for alleged deprivations of his constitutional rights. (Docs.
1, 7). Plaintiff asserts that while he was imprisoned at Shawnee Correctional Center (“Shawnee”),
he was harassed on account of his disability, was confined in unsanitary and dangerous conditions,
and his serious medical needs were met with deliberate indifference, all in violation of the Eighth
Amendment. (Doc. 1, pp. 3-5). He seeks monetary damages, medical care, and a stop to the
harassment. (Doc. 1, p. 8).
This case is now before the Court for a preliminary merits review of the Complaint under
28 U.S.C. § 1915A,1 which requires the Court to screen prisoner Complaints to filter out
1 The Court has jurisdiction to screen the Complaint in light of Plaintiff’s consent to the full jurisdiction of
a magistrate judge and the Illinois Department of Corrections’ and Wexford’s limited consent to the
exercise of magistrate judge jurisdiction as set forth in the Memorandum of Understanding between the
Illinois Department of Corrections, Wexford, and this Court.
nonmeritorious claims. 28 U.S.C. § 1915A(a). Any portion of the Complaint that is legally
frivolous, malicious, fails to state a claim for relief, or requests money damages from an immune
defendant must be dismissed. 28 U.S.C. § 1915A(b). The Court must also consider whether any
claims are improperly joined and subject to severance or dismissal. See George v. Smith, 507 F.3d
605, 607 (7th Cir. 2007).
The Complaint
Plaintiff makes the following allegations in his Complaint: On November 30, 2018, during
the lunch meal, Defendant C/O Dunning took Plaintiff’s slow walking medical permit and
attempted to have the Health Care Unit terminate it. Dunning continued to harass Plaintiff daily.
(Doc. 1, p. 3).
Defendants Dennison, Grissom and Walker allowed harmful and unhealthy conditions to
persist at Shawnee. (Doc. 1, pp. 3-4). Plaintiff became ill and had trouble breathing and sleeping
because Dennison ordered the windows to be screwed shut in the winter and the ventilation system
was dirty and inadequate. When the outdoor temperature was warm the cell became “steaming
hot” and lacked fresh air. Paint was peeling off the walls and got into Plaintiff’s food, mouth, and
hair. His mattress was stained with human feces and liquids. His food was regularly contaminated
with bleach water which was left pooled in the trays when food was placed on them. Plaintiff
became sick numerous times after eating chow hall food, which was stored at room temperature.
Plaintiff was suffering severe side effects from medication that he took for his Hepatitis C.
He claims that Dr. Alford Davis2 and Wexford Medical Company would not send him to a
specialist and he was charged a $5.00 co-pay each time he sought treatment for his chronic illness.
(Doc. 1, p. 4).
2 “Dr. Alford Davis” is not a named Defendant in this action, however, the Court assumes that Plaintiff is
referring to Defendant Alfonso David, who is a Defendant. (Doc. 1, pp. 1-2).
Plaintiff has severe hearing loss in both ears and was denied hearing aids or other assistive
devices. Defendant Dennison notified Dr. Eithin Wilke of Plaintiff’s condition, but Wilke reported
that Plaintiff did not have any hearing problems. (Doc. 1, p. 4).
Finally, Plaintiff asserts that he was harassed by several Shawnee officials, including
Defendant C/O Dunning, Ms. Smooch,3 Casey Lee, Lt. Browning, C/O Anderson, C/O Moor, and
Kim Johntson, for being disabled. They told Plaintiff there is nothing wrong with him and to stop
complaining because there was nothing they could do. ADA Coordinator Smooch failed to timely
respond to a letter from Plaintiff, forged her name on a permit and changed the dates. (Doc. 1, p.
5).
Preliminary Dismissals
The Complaint raises claims against a number of individuals as well as against Wexford
Medical Company, but the case caption lists only Wardens Dennison, Grissom, and Walker; Karen
Smoot, Dr. Alfonso David, and C/O Dunning. The Court will not treat parties not listed in the
caption as defendants, and any claims against them are dismissed without prejudice.4 See FED. R.
CIV. P. 10(a) (noting that the title of the complaint “must name all the parties”); Myles v. United
States, 416 F.3d 551, 551–52 (7th Cir. 2005) (to be properly considered a party a defendant must
be “specif[ied] in the caption”).
Discussion
Based on the allegations in the Complaint, the Court designates the following claims in
this pro se action:
Count 1: Eighth Amendment deliberate indifference to serious medical needs
claim against C/O Dunning for attempting to terminate Plaintiff’s
3 “Ms. Smooch” is not among the named Defendants, but the Court assumes Plaintiff is referring to
Defendant Karen Smoot. (Doc. 1, pp. 1-2).
4 The individuals are: Dr. Eithin Wilke, Casey Lee, Lt. Browning, C/O Anderson, C/O Moor, and Kim
Johntson. (Doc. 1, pp. 4-5).
medical slow walk permit.
Count 2: Eighth Amendment deliberate indifference claim against Wardens
Dennison, Grissom, and Walker for subjecting Plaintiff to
dangerous and unsanitary cell conditions and contaminated food,
which have caused him to become ill.
Count 3: Eighth Amendment deliberate indifference to serious medical needs
claim against Dr. Alfonso David for failing to treat Plaintiff’s side
effects from his Hepatitis C medication.
Count 4: Eighth Amendment deliberate indifference to serious medical needs
claim against Warden Dennison for failing to address Plaintiff’s
severe hearing loss.
Count 5: Eighth Amendment deliberate indifference claim against Karen
Smoot and C/O Dunning for harassing Plaintiff based on his
disability.
The parties and the Court will use these designations in all future pleadings and orders, unless
otherwise directed by a judicial officer of this Court. Any other claim that is mentioned in the
Complaint but not addressed in this Order should be considered dismissed without prejudice
as inadequately pled under the Twombly pleading standard.5
Further, the Court notes that Plaintiff’s requests for the Court to order medical care and a
stop to the harassment appear to have become moot due to his transfer away from Shawnee. The
Court will not address these requests for relief unless Plaintiff can show “a realistic possibility that
he will again be incarcerated in the same state facility and therefore be subject to the actions of
which he complains here.” Maddox v. Love, 655 F.3d 709, 716 (7th Cir. 2011) (citing Ortiz v.
Downey, 561 F.3d 664, 668 (7th Cir. 2009)).
Count 1
Prison officials violate the Eighth Amendment’s prohibition against cruel and unusual
5 See Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 570 (2007) (an action fails to state a claim upon which
relief can be granted if it does not plead “enough facts to state a claim that is plausible on its face.”).
punishment when they act with deliberate indifference to a prisoner’s serious medical needs. Rasho
v. Elyea, 856 F.3d 469, 475 (7th Cir. 2017). To state such a claim, a prisoner must plead facts and
allegations suggesting that (1) he suffered from an objectively serious medical condition, and (2)
the defendant acted with deliberate indifference to his medical needs. Id.
Here, the fact that Plaintiff was given a “slow walk” permit indicates that he has a medical
need for it, but he gives no information as to what medical condition gave rise to the permit.
Plaintiff mentions that he has “heart problems” but says nothing more about that issue; he is hard
of hearing but does not connect that condition to the permit. (Doc. 1, p. 4). Based on this minimal
information, the Court cannot determine whether Plaintiff suffered from an objectively serious
medical condition relevant to the slow walk permit. Further, Plaintiff does not claim that C/O
Dunning knew he had an objectively serious medical condition for which he was given the slow
walk permit, nor does he allege that Dunning succeeded in terminating the permit. Plaintiff states
that Dunning’s “harassment continues daily” but does not indicate that his actions resulted in any
harm to Plaintiff or placed him at risk of injury.
These allegations are insufficient to rise to the level of an Eighth Amendment claim.
“[H]arassment, while regrettable, is not what comes to mind when one thinks of ‘cruel and
unusual’ punishment.” Dobbey v. Ill. Dep’t of Corrections, 574 F.3d 443, 446 (7th Cir. 2009). See
also DeWalt v. Carter, 224 F.3d 607, 612 (7th Cir. 2000) (“Standing alone, simple verbal
harassment does not constitute cruel and unusual punishment, deprive a prisoner of a protected
liberty interest or deny a prisoner equal protection of the laws.”). Count 1 shall therefore be
dismissed without prejudice.
Count 2
The allegations in the Complaint are sufficient for Plaintiff to proceed on the deliberate
indifference claim in Count 2 against Defendant Wardens Dennison, Grissom, and Walker for
subjecting him to unconstitutional conditions of confinement. He alleges that the conditions
deprived him of safe, uncontaminated food, denied him sanitary bedding, and exposed him to
extremes of temperature and insufficient ventilation which caused him to become ill. He further
suggests these Defendants were aware of at least some of these unhealthy conditions yet took no
steps to remedy them. See Farmer v. Brennan, 511 U.S. 825, 834, 842 (1994); Rhodes v. Chapman,
452 U.S. 337, 346 (1981). “[D]eliberate indifference may be found where an official knows about
unconstitutional conduct and facilitates, approves, condones, or turns a blind eye to it.” Perez v.
Fenoglio, 792 F.3d 768, 781 (7th Cir. 2015). Count 2 shall therefore proceed for further
consideration in this action.
Count 3
This claim concerns Plaintiff’s side effects from medication given to him for Hepatitis C,
alleging that Dr. Alford Davis (construed by the Court to mean Defendant Dr. Alfonso David) was
deliberately indifferent to Plaintiff’s need for treatment of serious symptoms. Plaintiff’s claim in
Count 3 is improperly joined with the claim in Count 2 as well as the remaining claims and will
therefore be severed into a new action. See George, 507 F.3d at 607 (unrelated claims against
different defendants belong in separate lawsuits).
Count 4
Plaintiff’s allegations against Warden Dennison for denial of hearing aids or other assistive
devices fail to state an Eighth Amendment deliberate indifference claim. Plaintiff asserts only that
Dennison “notified Dr. Eithin Wilke6 about [Plaintiff’s] hearing condition[,]” after which the
6 As noted above, Plaintiff failed to name Dr. Eithin Wilke as a Defendant in this action. Should Plaintiff
wish to pursue any claim against Dr. Wilke, he must file a new lawsuit, as unrelated claims against different
defendants may not be joined in a single action. See FED. R. CIV. P. 20; George, 507 F.3d at 607.
doctor told Dennison that Plaintiff had no hearing problems. (Doc. 1, p. 4). This is the opposite of
deliberate indifference on Dennison’s part; referral of a medical issue to a health care provider is
a proper response when a non-medical prison official receives an inmate request. Because the
Complaint does not allege that Dennison engaged in any conduct that placed Plaintiff at risk of
harm, Count 4 shall be dismissed without prejudice.
Count 5
Plaintiff likewise fails to state an actionable claim against Karen Smoot (described in the
body of the Complaint as Ms. Smooch) or C/O Dunning for harassment based on Plaintiff’s
disability. While he asserts that he is disabled, Plaintiff does not describe what condition allegedly
made him a target for harassment. Further, he does not explain how Smoot’s delay in responding
to his letter or alleged forgery of her name and alteration of dates on a permit amounted to cruel
and unusual punishment, or whether her actions deprived him of access to any programs or
accommodations relating to his disability. Finally, as noted in the discussion of Count 1 above,
verbal “harassment” by Smoot and Dunning, consisting only of comments that Plaintiff has
nothing wrong with him and should stop complaining, does not amount to an Eighth Amendment
violation. See Dobbey, 574 F.3d at 446: DeWalt, 224 F.3d at 612. Count 5 shall be dismissed
without prejudice.
Official Capacity Claims
Plaintiff raises claims against each defendant in his or her individual and official capacities.
(Doc. 1, p. 5). However, his claims for monetary damages may only be pursued against state
officials in their individual capacities. Brown v. Budz, 904 F.3d 904, 918 (7th Cir. 2005); Shockley
v. Jones, 823 F.2d 1068, 1070 (7th Cir. 1987). Accordingly, the official capacity claims against
the individual defendants are dismissed without prejudice.
Severance
Rule 20 of the Federal Rules of Civil Procedure prohibits a plaintiff from asserting
unrelated claims against different defendants or sets of defendants in the same lawsuit. Under Rule
20, multiple defendants may not be joined in a single action unless the plaintiff asserts at least one
claim to relief against each respondent that arises out of the same transaction or occurrence or
series of transactions or occurrences and presents a question of law or fact common to all. George,
507 F.3d at 607. See also Owens v. Godinez, 860 F.3d 434, 436 (7th Cir. 2017) (district courts
should not allow inmates to combine multiple lawsuits into a single complaint); 3A Moore’s
Federal Practice § 20.06, at 2036-45 (2d ed. 1978).
Here, the claims in Count 2 against Dennison, Grissom, and Walker for unconstitutional
conditions are not properly joined with the medical deliberate indifference claim in Count 3 against
Dr. David. The Court exercises its authority under Rule 21 and will sever the improperly joined
claims. Count 2 shall remain in this action and Count 3 shall be severed into a separate action. See
FED. R. CIV. P. 21.
Disposition
Severance
IT IS HEREBY ORDERED that COUNT 3 against Dr. Alfonso David is severed into a
new case.
In the new case, the Clerk is DIRECTED to file the following documents:
(1) This Memorandum and Order
(2) The Original Complaint (Doc. 1)
(3) Plaintiff’s motion to proceed in forma pauperis (Doc. 2)
(4) Plaintiff’s notice of change of address (Doc. 7).
IT IS FURTHER ORDERED that the only claim remaining in this action is COUNT 2
against Defendants Dennison, Grissom, and Walker. This case shall now be captioned as:
KARNELL NELSON, Plaintiff, vs. WARDEN DENNISON, WARDEN GRISSOM, and
WARDEN WALKER, Defendants.
IT IS FURTHER ORDERED that Defendant DR. ALFONSO DAVID is
TERMINATED from this action with prejudice.
Merits Review
IT IS HEREBY ORDERED that COUNTS 1, 4, and 5, and DEFENDANTS KAREN
SMOOT and C/O DUNNING are DISMISSED from this action without prejudice.
IT IS FURTHER ORDERED that COUNT 2 against Dennison, Grissom, and Walker
survives preliminary review pursuant to 28 U.S.C. § 1915A and shall proceed in the instant case.
The Clerk of Court shall prepare for Defendants DENNISON, GRISSOM, and
WALKER: (1) Form 5 (Notice of a Lawsuit and Request to Waive Service of a Summons), and
(2) Form 6 (Waiver of Service of Summons). The Clerk is DIRECTED to mail these forms, a
copy of the Complaint, and this Memorandum and Order to Defendant’s place of employment as
identified by Plaintiff. If a Defendant fails to sign and return the Waiver of Service of Summons
(Form 6) to the Clerk within 30 days from the date the forms were sent, the Clerk shall take
appropriate steps to effect formal service on the Defendant, and the Court will require the
Defendant to pay the full costs of formal service, to the extent authorized by the Federal Rules of
Civil Procedure.
If a Defendant cannot be found at the work address provided by Plaintiff, the employer
shall furnish the Clerk with the Defendant’s current work address, or, if not known, the
Defendant’s last-known address. This information shall be used only for sending the forms as
directed above or for formally effecting service. Any documentation of the address shall be
retained only by the Clerk and shall not be maintained in the court file or disclosed by the Clerk.
Defendants are ORDERED to timely file an appropriate responsive pleading to the
Complaint and shall not waive filing a reply pursuant to 42 U.S.C. § 1997e(g). Pursuant to
Administrative Order No. 244, Defendants need only respond to the issues stated in this
Merit Review Order.
Plaintiff is ADVISED that if judgment is rendered against him and the judgment includes
the payment of costs under 28 U.S.C. § 1915, he will be required to pay the full amount of the
costs, even though his application to proceed in forma pauperis was granted. See 28 U.S.C.
§ 1915(f)(2)(A).
Plaintiff is further ADVISED that he is under a continuing obligation to keep the Clerk of
Court and the opposing party informed of any change in his address; the Court will not
independently investigate his whereabouts. This shall be done in writing and not later than 7 days
after a transfer or other change in address occurs. Failure to comply with this order will cause a
delay in the transmission of court documents and may result in dismissal of this action for want of
prosecution. See Fed. R. Civ. P. 41(b).
IT IS SO ORDERED.
DATED: November 4, 2020
s/ Reona J. Daly
REONA J. DALY
United States Magistrate Judge
Notice to Plaintiff
The Court will take the necessary steps to notify the Defendants of your lawsuit and serve
them with a copy of your Complaint. After service has been achieved, Defendants will enter an
appearance and file an Answer to your Complaint. It will likely take at least 60 days from the date
of this Order to receive the Defendants’ Answer, but it is entirely possible that it will take 90 days
or more. When Defendants have filed their Answers, the Court will enter a Scheduling Order
containing important information on deadlines, discovery, and procedures. Plaintiff is advised to
wait until counsel has appeared for Defendants before filing any motions, to give the Defendants
notice and an opportunity to respond to those motions. Motions filed before Defendants’ counsel
has filed an appearance will generally be denied as premature. Plaintiff need not submit any
evidence to the Court at this time, unless specifically directed to do so.