failure to supervise claim can arise “if the supervisor, with knowledge of the subordinate’s conduct, approves of the conduct and the basis for it”
How later courts described this case
- failure to supervise claim can arise “if the supervisor, with knowledge of the subordinate’s conduct, approves of the conduct and the basis for it”
- discussing this claim in the context of municipal liability
- concluding that “[a]ny § 1983 claim for a violation of due process requires proof of a mens rea greater than mere negligence”
- defendants must be “specify[ide] in the caption”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF ILLINOIS
TONY W. HARDEN, )
)
Plaintiff, )
)
vs. ) Case No. 19-cv-750-NJR
)
)
ROB JEFFREYS, )
J.B. PRITZKER, )
DANIEL Q. SULLIVAN, )
and SARAH BROWN, )
)
Defendants. )
MEMORANDUM AND ORDER
ROSENSTENGEL, Chief Judge:
Plaintiff Tony W. Harden, an inmate of the Illinois Department of Corrections (“IDOC”)
who is currently incarceratedatBig Muddy RiverCorrectional Center(“Big Muddy”), brings this
action for deprivations of his constitutional rights pursuant to 42 U.S.C. § 1983.In the Complaint,
Plaintiff alleges his constitutional rights as a civil detainee under the Illinois Sexually Dangerous
Persons Act (“SDPA”), 725 ILCS 205/1.01 et seq., have been violated repeatedly by the
defendants. He asserts claims against the defendants under the Fourteenth Amendment. Plaintiff
sues the defendants in their official capacities only and seeks declaratory and injunctive relief.
This case is now before the Court for preliminary review of the Complaint pursuant to
28U.S.C. § 1915A. Under Section1915A, the Court is required to screen prisoner complaints to
filter out non-meritorious claims. See 28 U.S.C. §1915A(a). Any portion of a complaint that is
legally frivolous, malicious, fails to state a claim upon which relief may be granted, or asks for
money damages from a defendant who by law is immune from such relief must be dismissed.
28U.S.C. § 1915A(b).
Initially, the Court must independently evaluate the substance of Plaintiff’s claims to
determine if the correct statute – in this case 42 U.S.C. § 1983 or 28 U.S.C. § 2254 – is being
invoked.A petition for a writ of habeascorpusis the proper route “[i]f the prisoner is seeking what
can fairly be described as a quantum change in the level of custody-whether outright freedom, or
freedom subject to the limited reporting and financial constraints of bond or parole or probation.”
Graham v. Broglin, 922 F.2d 379, 381 (7th Cir. 1991). If, however, the prisoner “is seeking a
different program or location or environment, then he is challenging the conditions rather than the
fact of confinement and his remedy is under civil rights law.” Id.; see also Pischke v. Litscher,
178F.3d 497, 500 (7th Cir. 1999).
Part of Plaintiff’s claim alleges that he is being improperly held and seeks immediate
release. (Doc. 1, p. 17 and 49). To the extent he challenges the fact of his confinement and seeks
immediate release, Plaintiff has a single federal remedy—a petition for writ of habeas corpus.
Section 1983 provides him with no avenue to this relief. He cannot pursue his request for
immediate release in this action. To the extent that he seeks declaratory and injunctive relief for
the conditions and care that he is receiving under the SDPA, the Court will review his claims
pursuant to Section 1915A.
The Complaint
Plaintiff’s Complaint is long, rambling, and difficult to read. The Court has done its best
to summarize Plaintiff’s claimsin his Complaint as follows: Plaintiff is a civilly committed pretrial
detainee at Big Muddy who has been incarcerated as a sexually dangerous person under the SDPA
since 1998. (Doc. 1, p. 6). Plaintiff was ordered released from custody on conditional release
conditions on February 26, 2014, but remained at Big Muddy for 37 months beyond his release
date because the IDOC Director would not provide him with the necessary conditions needed for
release including proper housing, living expenses, and outside care. (Id. at pp. 6, 19-20, 23, and
31).He was finally released when his family and friends provided the necessary conditions.(Id. at
p. 20). On release he was treated like a convicted offender and required to wear a GPS monitor
and obtain prior approval for movement outside the home.(Id. at pp. 10 and 32).Due to thefailure
to provide Plaintiff with adequate release conditions, he was eventually revoked and returned to
Big Muddy.(Id. at pp. 7,21, and 23).
Since his return to Big Muddy, Plaintiff has been subject to a system which he describes
as “punitive, inadequate, ineffective, non-therapeutic, harmful, and detrimental.” (Doc. 1, p. 40).
Plaintiff alleges that the defendants, in their official capacities, have put in place policies and
practices which are inadequate for the treatment of Plaintiff, as a civilly committed SDP. (Id. at
p.18). He asserts that he is treated like an ordinary prisoner and is not provided with proper care.
Specifically, he shares facilities and resources with general population inmates and is
subjected to the same strip searches, lockdowns, shakedowns, disciplinary tickets, and harassment
from guards as the convicted inmates. (Doc. 1, p. 6, 9, 33).He is locked in his cell from 8:00 a.m.
to 9:30 p.m.(Id. at p. 26).He is also required to purchase all of his clothing and supplies from the
commissary like other convicted inmates. (Id. at pp. 27and 38).He also receives the same diet as
inmates in general population.(Id. at p.51).
The funding for the SDP program comes from the general funds for Big Muddy, and the
program receives “peanuts” which limits the care that Plaintiff receives. (Id. at p. 9 and 35). The
program is unlicensed, lacks any exit strategy, is severally understaffed, lacks any assistance once
released, and is designed to be punitive. (Id. at pp. 19 and 26). There is no qualified oversight or
liaison to represent Plaintiff. (Id. at p. 36). Plaintiff receives no individualized treatment, and his
treatment is not designed to hasten his release. (Id. at p. 24). He receives only one hour per week
of group therapy,and because the groups are so large, he may have to wait 8to 12 weeks to attend
a group.(Id.).His current therapist, Jessica Stover, is biased and bases her evaluations of Plaintiff
on personal opinions rather than scientific criteria and an independent evaluation. (Id. at p. 25).
His assessments are not tailored to SDPs and, thus, reflect deceptive scoring.(Id. at p. 36).He does
not have access to college, vocational, or other rehabilitative services. (Id. at p. 26). Although he
suffers from post-traumatic stress disorder (PTSD) and depression, he does not receive treatment
for those conditions, nor is he offered alcohol and drug treatment. (Id. at p. 8 and 29-30). Despite
completing all of his required psychiatric treatments, he is kept in custody and “recycled through
treatment [he has] already…received.” (Id. at pp. 22 and 31).
Plaintiff now sues J.B. Pritzker (Governor of Illinois), Rob Jeffreys (IDOC Director),
Daniel Q. Sullivan (Warden of Big Muddy), and Sarah Brown (SDP Program Administrator) in
their official capacities for violating his rights as an SDP.
Discussion
Based on the allegations in the Complaint, the Court finds it convenient to divide the pro
se action intothe followingthreecounts:
Count 1: Defendants violated Plaintiff’s right to receive treatment and
rehabilitation for his mental illnesses and disorders under the
Fourteenth Amendment.
Count 2: Defendants violated Plaintiff’s rights under the Fourteenth
Amendment by failing to adequately train or supervise their
employees regarding the proper care and treatment of SDPs.
Count 3: Defendants violated Plaintiff’s liberty interests under the
Fourteenth Amendment by subjecting him to a punitive
environment.
The parties and the Court will use these designations in all future pleadings and orders, unless
otherwise directed by a judicial officer of this Court. Any other claim that is mentioned in the
Complaint but not addressed in this Order should be considered dismissed without prejudice
as inadequately pled under the Twombly pleading standard.1
Preliminary Dismissals
The Court notes that Plaintiff is only seeking prospective relief, in the form of a declaratory
judgment and injunctive relief. He makes no request for money damages. All claims against the
defendants in their individual capacities shall,therefore,be DISMISSED without prejudice. The
case instead consists entirely of official capacity claims.
To the extent Plaintiff names the current Governor of Illinois, J.B. Pritzker, as a defendant,
that claim is also dismissed. Plaintiff alleges that the Governor oversees IDOC, and the IDOC
Director and is responsible for properly funding the SDP program. He does not allege, however,
that the Governor is the final policymaker on the conditions and treatment of SDPs at Big Muddy.
See Dixon v. Cty. of Cook, 819 F.3d 343, 348 (7th Cir. 2016). Accordingly, J.B. Pritzker is
DISMISSED without prejudice.
Plaintiff also identifies Jessica D. Stover as a defendant in his statement of claim. She is
not identified, however, as a defendant in the caption of his Complaint. As such, she will not be
treated as a defendant in this case, and any claims against her should be considered DISMISSED
without prejudice.See Myles v. United States, 416 F.3d 551, 551–52 (7th Cir. 2005) (defendants
must be “specify[ide] in the caption”).
1See Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 570 (2007)(an action fails to state a claim upon which
relief can be granted if it does not plead “enough facts to state a claim to relief that is plausible on its face”).
Count 1
Plaintiff alleges that the SDP program is not designed to treat his underlying illnesses,
paraphilic disorder and personality disorder, which led to his civil commitment. (Doc. 1, p. 22).
He also alleges that he has been denied treatment for his other mental illnesses and disorders,
including PTSD and depression.
Individuals who are civilly committed under the SDPA are considered pretrial detainees.
See Smeagol v. Mitchell, 723 F.3d 752, 756 (7th Cir. 2013). A pretrial detainee’s claim for
improper medical treatment is considered under the Due Process Clause of the Fourteenth
Amendment. A standard of objective reasonableness, rather than deliberate indifference, governs
medical claims under the Fourteenth Amendment’s Due Process Clause. McCann v. Ogle Cty.,
Illinois, 909 F.3d 881, 886 (7th Cir. 2018) (citing Miranda v. County of Lake, 900 F.3d 335 (7th
Cir. 2018)).
The controlling standard has two steps. The first step focuses on the intentionality of a
defendant’s conduct and “asks whether the medical defendants acted purposefully, knowingly, or
perhaps even recklessly when they considered the consequences of their handling of [plaintiff’s]
case.”Id. (quoting Miranda, 900 F.3dat 353).Negligence or even gross negligence is not enough.
Id.(citing Miranda, 900 F.3d at 353; accord Darnell v. Pineiro, 849 F.3d 17, 35–36 (2d Cir. 2017)
(concluding that “[a]ny § 1983 claim for a violation of due process requires proof of a mens rea
greater than mere negligence”)). The second step looks at whether the challenged conduct was
objectively reasonable.SeeMiranda, 900 F.3d at 354.Looking at all of the facts and circumstances
before the defendant, a court must determine whether the response was reasonable, without taking
into account “any subjective belief held by the individual.” McCann, 909 F.3d at 886. The
Complaint challenges the general failure to treat Plaintiff for his mental illness and disorders due
to inefficiencies in the program. Accordingly, Plaintiff’s claim will proceed in Count 1 against
DefendantsRob Jeffreys, Daniel Q. Sullivan, and Sarah Brown, but only in their official capacities.
Count 2
The Complaint also adequately alleges that the defendants inadequately trained and/or
supervised their employees about the proper care and treatment of SDPs, which resulted in the
deprivation of Plaintiff’s constitutional rights.See Lanigan v. Village of East Hazel Crest, Ill., 110
F.3d 467, 477 (7th Cir. 1997) (failure to supervise claim can arise “if the supervisor, with
knowledge of the subordinate’s conduct, approves of the conduct and the basis for it”); Chavez v.
Illinois State Police, 251 F.3d 612, 651 (7th Cir. 2001); City of Canton, Ohio v. Harris, 489 U.S.
378, 388 (1989) (discussing this claim in the context of municipal liability). Count 2, thus, also
shall proceed against Defendants Rob Jeffreys, Daniel Q. Sullivan, and Sarah Brown in their
official capacities.
Count 3
According to the Complaint, Plaintiff is subjected to a punitive environment at Big Muddy
and is treated like the general population convicted inmates also housed at the prison.He is forced
to live alongside the general population and subject to the same shakedowns, lockdowns, and other
conditions of general population. He is also subject to the same supervised release conditions as
convicted prisoners.
As a general rule, confinement of pretrial detainees may not be punitive because “under
the Due Process Clause, a detainee may not be punished prior to an adjudication of guilt.” Bell v.
Wolfish, 441 U.S. 520, 535 (1979). Thus, conditions of pretrial confinement must be “reasonably
related to a legitimate governmental objective.” Id. at 539. See also Murphy v. Walker, 51 F.3d
714, 717-18 (7th Cir. 1995); Brownell v. Figel, 950 F.2d 1285, 1289 (7th Cir. 1991). The
Complaint suggests that the conditions fall short of this standard because they do not reasonably
relate to or serve a legitimate governmental purpose. Accordingly, Count 3 shall proceed against
Defendants Rob Jeffreys, Daniel Q. Sullivan, and Sarah Brown in their official capacities.
Pending Motions
Plaintiff’s motion for counsel (Doc. 3) indicates that he has written attorneys and had
friends call them.He does not state the names of any of the attorneys whomhe contacted or when
he contacted them. As such, the Court cannot determine whether Plaintiff has made a reasonable
attempt to obtain counsel on his own. Should Plaintiff choose to move for recruitment of counsel
at a later date, the Court directs Plaintiff to (1) contact at least three attorneys regarding
representation in this case prior to filing another motion, (2) include in the motion the name and
addresses of at least three attorneys he has contacted, and (3) if available, attach the letters from
the attorneys who declined representation. Plaintiff also should include in his motion a specific
statement as to why he believes recruitment of counsel is necessary in his case. Plaintiff’s motion
for counsel (Doc. 3) is DENIED.
Disposition
For the reasons set forth above, Counts 1, 2, and 3 shall proceed against Rob Jeffreys,
Daniel Q. Sullivan, and Sarah Brown (official capacities only). J.B. Pritzker is DISMISSED
without prejudice, and the Clerk is DIRECTED to terminate him from the Court’s Case
Management/Electronic Case Filing (“CM/ECF”) system.
The Clerk of Court shall prepare for Defendants Rob Jeffreys, Daniel Q. Sullivan, and
Sarah Brown (official capacities only): (1) Form 5 (Notice of a Lawsuit and Request to Waive
Service of a Summons), and (2) Form 6 (Waiver of Service of Summons). The Clerk is
DIRECTED to mail these forms, a copy of the Complaint, and this Memorandum and Order to
the defendants’ place of employment as identified by Plaintiff. If a defendant fails to sign and
return the Waiver of Service of Summons (Form 6) to the Clerk within 30 days from the date the
forms were sent, the Clerk shall take appropriate steps to effect formal service on that defendant,
and the Court will require that defendant to pay the full costs of formal service, to the extent
authorized by the Federal Rules of Civil Procedure. Plaintiff’s motion for service of process
(Doc.4) is DENIED as moot.
If a defendant can no longer be found at the work address provided by Plaintiff, the
employer shall furnish the Clerk with the defendant’s current work address, or, if not known,
defendant’s last-known address. This information shall be used only for sending the forms as
directed above or for formally effecting service. Any documentation of the address shall be
retained only by the Clerk. Address information shall not be maintained in the court file or
disclosed by the Clerk.
Defendants are ORDERED to timely file an appropriate responsive pleading to the
Complaint and shall not waive filing a reply pursuant to 42 U.S.C. Section 1997e(g).Pursuant to
Administrative Order No. 244, Defendants need only respond to the issues stated in this
Merit Review Order.
If judgment is rendered against Plaintiff, and the judgment includes the payment of costs
under Section 1915, Plaintiff will be required to pay the full amount of the costs, regardless of
whether his application to proceed in forma pauperis is granted.See 28 U.S.C. §1915(f)(2)(A).
Finally, Plaintiff is ADVISED that he is under a continuing obligation to keep the Clerk
of Court and each opposing party informed of any change in his address; the Court will not
independently investigate his whereabouts.This shall bedone in writing and not later than 7 days
after a transfer or other change in address occurs. Failure to comply with this order will cause a
delay in the transmission of court documents and may result in dismissal of this action for want of
prosecution. See Fed. R. Civ. P. 41(b).
IT IS SO ORDERED.
DATED: 10/29/2019
tel eeteg!
NANCY J. ROSENSTENGEL
Chief U.S. District Judge
Notice to Plaintiff
The Court will take the necessary steps to notify the appropriate defendants of your lawsuit
and serve them with a copy of your complaint. After service has been achieved, the defendants
will enter their appearance and file an Answer to your Complaint. It will likely take at least 60 days
from the date of this Order to receive the defendants’ Answer, but it is entirely possible that it will
take 90 days or more. When all the defendants have filed Answers, the Court will enter a
Scheduling Order containing important information on deadlines, discovery, and procedures.
Plaintiff is advised to wait until counsel has appeared for the defendants before filing any motions,
to give the defendants notice and an opportunity to respond to those motions. Motions filed before
defendants’ counsel has filed an appearance will generally be denied as premature. Plaintiff need
not submit any evidence to the Court at this time, unless specifically directed to do so.
10