a correctional officer may not apply force “maliciously and sadistically to cause harm”
How later courts described this case
- a correctional officer may not apply force “maliciously and sadistically to cause harm”
- affirming grant of summary judgment on claim of deliberate indifference where “totality” of care showed proper attention to inmate’s pain
- prison medical professionals were entitled to summary judgment because a series of appointments and reasonable medical attention for prisoner’s knee issues demonstrated that providers did not consciously disregard a serious risk of harm
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF ILLINOIS
Jason E. Ralston (S-06627), )
)
Plaintiff, )
)
v. ) No. 17 C 50161
)
Bruce Rauner, et al., ) Hon. Iain D. Johnston
)
Defendants. )
MEMORANDUM OPINION AND ORDER
On June 8, 2021, Magistrate Judge Jensen directed the parties—including Defendants’
counsel—to consult this Court’s standing order for filing summary judgment motions. Dkt. 187.
Defense counsel either did not read the standing order or did so and ignored it. The Court’s
standing order on summary judgment motions states, “[S]ummary judgment motions are often
filed unnecessarily, without real forethought.” The standing order goes on to note, “A careful
examination of the record after discovery has closed may reveal contested factual issues making
the granting of the motion impossible.” And of particular relevance in this case, the standing order
warns, “Moreover, by their very nature, some actions do not lend themselves to Rule 56’s
procedure. Claims of excessive force are a prime example of actions that are far less likely to
result in summary judgment.” Had Defendants’ counsel consulted the standing order as required
by Magistrate Judge Jensen, counsel would have immediately known that it was unreasonable to
file a motion for summary judgment on Plaintiff’s excessive force claim. But here we are. Its one
thing if counsel want to waste time filing doomed motions. But its another thing to make the Court
waste time reviewing them. Counsel are warned not to engage in this type of litigation tactic in
the future.
In this pro se civil rights lawsuit under 42 U.S.C. § 1983, Plaintiff Jason Ralston alleges
that Defendants Joseph Steffes and Joshua Shippert used excessive force when they restrained him
on August 12, 2015. Plaintiff further alleges that Defendants Ginger Davis and Ganges Bell were
deliberately indifferent to his resulting medical needs when they interfered with his medical
treatment. For the following reasons, Defendants’ motion for summary judgment (Dkt. 208) is
granted in part and denied in part.
I. Summary Judgment Standard
Under Federal Rule of Civil Procedure 56(a), a court “shall grant summary judgment if the
movant shows that there is no genuine dispute as to any material fact and the movant is entitled to
judgment as a matter of law.” FED. R. CIV. P. 56(a); Celotex Corp v. Catrett, 477 U.S. 317, 322
(1986). A party seeking summary judgment bears the initial burden of demonstrating the lack of
any genuine issue of material fact. Celotex, 477 U.S. at 323. Once the party moving for summary
judgment demonstrates the absence of a disputed issue of material fact, the opposing party must
go beyond the pleadings and “set forth specific facts showing that there is a genuine issue for trial.”
Hannemann v. Southern Door Cty Sch. Dist., 673 F.3d 746, 751 (7th Cir. 2012). When deciding
a motion for summary judgment, the court views the facts in the light most favorable to, and draws
all reasonable inferences in favor of, the nonmoving party. Apex Digital, Inc. v. Sears, Roebuck
& Co., 735 F.3d 962, 965 (7th Cir. 2013) (citation omitted).
This court’s Local Rule 56.1 governs the procedures for filing and responding to motions
for summary judgment. The Rule requires the moving party to provide “a statement of material
facts” as to which the moving party contends there is no genuine issue for trial. LR 56.1(a); FED.
R. CIV. P. 56(c)(1). If a party fails to respond to the Rule 56.1 statement of uncontested facts, those
facts are deemed admitted to the extent they are supported by the evidence in the record. Keeton
v. Morningstar, Inc., 667 F.3d 877, 880 (7th Cir. 2012); Parra v. Neal, 614 F.3d 635, 636 (7th Cir.
2010); LR 56.1(e)(3).
A plaintiff’s pro se status does not excuse him from complying with federal and local
procedural rules, but failure to comply with Local Rule 56.1 does not “automatically result in
judgment for the movant.” Keeton, 667 F.3d at 884. Instead, “[the movant] must still demonstrate
that it is entitled to judgment as a matter of law.” Id. In this case, Defendants filed a Rule 56.1
statement of material fact (Dkt. 209) with their motion for summary judgment (Dkt. 208) and
served Plaintiff, a pro se litigant with a “Notice to Pro Se Litigant Opposing Motion for Summary
Judgment” (Dkt. 211) that explained the procedure and the consequences of failing to properly
respond to a motion for summary judgment and statement of material facts. Because Defendants’
motion is unopposed, the factual assertions in their Local Rule 56.1(a)(2) statement are deemed
admitted for purposes of summary judgment to the extent that they are supported by the record.
See LR 56.1(e)(3). The Court must still consider if Defendants have “show[n] that summary
judgment was proper given the undisputed facts” as Plaintiff’s failure to respond does not
automatically result in judgment in Defendants’ favor. See Robinson v. Waterman, 1 F.4th 480,
483 (7th Cir. 2021).
II. Undisputed Relevant Facts
Plaintiff has been incarcerated at the Illinois Department of Corrections since 2007 serving
a twenty-four-year sentence for aggravated arson. (DSOF, Dkt. 209, ¶ 1.) He currently resides at
the Joliet Treatment Center. (Id.) Defendants Joshua Shippert and Jeffrey Steffes were correctional
officers working at Dixon Correctional Center on August 12, 2015. (Id. at ¶ 2.) On August 12,
2015, Plaintiff was incarcerated at Dixon Correctional Center. (Id. at ¶ 3.) That same day, Plaintiff
attended a medical appointment that was eventually terminated after Plaintiff became angry and
yelled at the nurse. (Id.) Plaintiff was escorted out of the medical office by Officer Shippert. (Id.
at ¶ 5.) What ensued was a disputed recollection of events. In Plaintiff’s deposition, he alleges that
Defendants Shippert and Steffes slammed his head into the ground. (Dkt. 209, Ex. 5, pg. 11.)
Defendants maintain that no force was used, and that, instead, Plaintiff tripped and hit his head on
the ground, following the incident, Plaintiff was immediately seen by medical professionals.
(DSOF, Dkt. 209, ¶ 7.) That dispute of material fact is dispositive for the motion’s attempt to
terminate the excessive force claim. Indeed, knowing the substance of Plaintiff’s sworn deposition
testimony, no reasonable attorney would have filed for summary judgment on this claim.
During the first medical exam, Plaintiff received four stitches, was prescribed Tylenol, and
monitored every two hours. (See Ex. D.) Plaintiff continued to be seen regularly by medical staff
from August through November totaling eight medical visits. (Id.) During one of those visits, the
doctor stated that Plaintiff needs a CT scan but, according to Plaintiff, Defendant Bell shook his
head “no.” (Dkt. 7, pg. 17.) However, Plaintiff went to Katherine Shaw Bethea Hospital on
November 2, 2015, for a CT scan. (Id. at ¶ 11.) Plaintiff’s CT scan showed no significant injury
(Id. at ¶ 12.) The CT scan also indicated no evidence of hemorrhaging or skull fracture. (See Ex.
D.) Ganges Bell did not work at Dixon Correctional Center on August 12, 2015. (Id. at ¶ 13.)
Defendant Ginger Davis is a registered nurse and was the Director of Nursing at Dixon
Correctional Center from April 29, 2014, until September 1, 2017. (Id. at ¶ 14.) Defendant Davis
was not in charge of ordering or approving CT scans. (Id. at ¶ 15.)
III. Analysis
Given these facts, Defendants move for summary judgment arguing that Plaintiff’s claims
of excessive force and the subsequent denial of necessary medical care are not supported by the
record. Again, they did so knowing full well that there was a genuine issue of material fact that
prevents this Court from granting summary judgment on the excessive force claim.
A. Questions of Fact Remain as to Whether Defendants Used Excessive Force
The Court first addresses Defendants’ arguments that the record establishes no genuine
dispute of material fact relating to Plaintiff’s allegation of excessive force. The Seventh Circuit
has cautioned that “summary judgment is often inappropriate in excessive-force cases because the
evidence surrounding the officer’s use of force is often susceptible of different interpretations.”
Cyrus v. Town of Mukwonago, 624 F.3d 856, 861 (7th Cir. 2010). “[T]he use of excessive physical
force against a prisoner may constitute cruel and unusual punishment.” Wilkins v. Gaddy, 559
U.S. 34, 34 (2010), quoting Hudson v. McMillian, 503 U.S. 1, 4 (1992). “[T]he core judicial
inquiry is . . . whether force was applied in a good-faith effort to maintain or restore discipline, or
maliciously and sadistically to cause harm.” Hudson, 503 U.S. at 7; Kingsley v. Hendrickson, 135
S. Ct. 2466, 2473 (2015) (a correctional officer may not apply force “maliciously and sadistically
to cause harm”).
Here, Defendants’ primary exhibits seeking to support their argument are affidavits from
the involved correctional officers and medical personnel purporting to establish that no force was
applied – Plaintiff merely slipped and hit his head on the ground. However, Plaintiff’s sworn
deposition testimony contradicts this version of events. Nevertheless, the undisputed evidence is
clear that the incident resulted in Plaintiff needing to get several stitches on his head and further
medical treatment. Because questions of fact remain as to the use of force claim in this case, the
motion for summary judgment is denied as to that claim.
B. No evidence has been presented to establish Defendants Bell and Davis
interfered with Plaintiff’s medical treatment.
Next, Defendants contend that they are entitled to summary judgment because there is no
evidence from which a jury could conclude that Defendants Bell and Davis disregarded Plaintiff’s
medical needs. (See Dkt. 210.)
“Prison officials violate the Eighth Amendment’s proscription against cruel and unusual
punishment when they display ‘deliberate indifference to serious medical needs of prisoners.’”
Greeno v. Daley, 414 F.3d 645, 652 (7th Cir. 2005) (quoting Estelle v. Gamble, 429 U.S. 97, 104
(1976)); see also McGee v. Adams, 721 F.3d 474, 480 (7th Cir. 2013). Prison official may exhibit
deliberate indifference to a known condition by delaying necessary treatment and thus aggravating
the condition, Gomez v. Randle, 680 F.3d 859, 865-66 (7th Cir. 2012), or by persisting with
inappropriate treatment, Gonzalez v. Feinerman, 663 F.3d 311, 314 (7th Cir. 2011). Deliberate
indifference to a serious medical need means that a prison official knew that a prisoner faced an
excessive risk to his health then disregarded that risk by failing to take reasonable measures to
address it. Greeno, 414 F.3d at 653 (citing Farmer v. Brennan, 511 U.S. 825, 834 (1994)).
Deliberate indifference is intentional or criminally reckless conduct rather than merely negligent
conduct. McGee, 721 F.3d at 480-81.
The record in this case contains no evidence from which a jury could infer that Defendants
Bell and Davis’ interfered with Plaintiff’s treatment or prevented Plaintiff from receiving a CT
scan such that would constitute deliberate indifference. The same day of the incident, Plaintiff was
thoroughly examined, received four stitches, prescribed Tylenol, and was monitored every two
hours due to his concussed state. Further, Plaintiff was seen by medical personnel eight times over
the span of following three months including reviewing a CT scan taken at Katherine Shaw Bethea
Hospital showing no evidence of fracture or hemorrhage. See Kyles v. Williams, 679 F. App’x 497,
499-500 (7th Cir. 2017) (prison medical professionals were entitled to summary judgment because
a series of appointments and reasonable medical attention for prisoner’s knee issues demonstrated
that providers did not consciously disregard a serious risk of harm); Wilson v. Adams, 901 F.3d
816, 821–22 (7th Cir. 2018) (affirming grant of summary judgment on claim of deliberate
indifference where “totality” of care showed proper attention to inmate’s pain). Plaintiff presents
no evidence to support his contention that prison officials failed to take reasonable measures to
address Plaintiff’s injury. See Greeno, 414 F.3d at 653. Lastly, the undisputed facts show that,
irrespective of what Defendant Bell allegedly said to Plaintiff or the medical team regarding his
need for medical attention, Plaintiff was treated at the medical unit and received a CT scan and no
evidence has been presented to the contrary. Consequently, Defendants are entitled to summary
judgment in their favor as to the claim of deliberate indifference.
C. Qualified Immunity
Lastly, Defendants contend that qualified immunity protects Defendants from liability.
“Qualified immunity shields government officials from civil damages liability unless the official
violated a statutory or constitutional right that was clearly established at the time of the challenged
conduct.” Taylor v. Barkes, 575 U.S. 822, 825 (2015) (internal quotation marks omitted). When
evaluating whether qualified immunity applies, the court must ask “two questions: (1) whether the
facts, taken in the light most favorable to the plaintiff, make out a violation of a constitutional
right, and (2) whether that constitutional right was clearly established at the time of the alleged
violation.” Allin v. City of Springfield, 845 F.3d 858, 862 (7th Cir. 2017).
As explained previously, the facts taken in the light most favorable to Plaintiff’s claim of
excessive force make out a violation of his constitutional rights in that the force used against him
when Defendants slammed his head into the ground was not applied in a good-faith effort to
maintain or restore discipline. Hudson, 503 U.S. at 7. Thus, Defendants are not entitled to qualified
immunity as to the excessive force claim. As to Defendants qualified immunity claims regarding
deliberate indifference to his medical needs, the Court need not address this argument because
there is no evidence Defendants’ conduct was constitutionally deficient.
CONCLUSION
For these reasons, the Court grants Defendants’ motion for summary judgment [208] as to
Plaintiff's claim that Defendants Davis and Bell displayed deliberate indifference to his medical
needs. The motion [208] is denied as to Plaintiffs claims of excessive force. This matter is referred
to Magistrate Judge Jensen to discuss settlement or the filing of a final pretrial order with the
parties.
ENTER:
Dated: August 26, 2022 SX SS
Tain D. Johnston
United States District Judge