“Such problems rarely arise and the motion to reconsider should be equally rare.”
How later courts described this case
- “Such problems rarely arise and the motion to reconsider should be equally rare.”
- “[Jury verdicts deserve particular deference in cases with ‘simple issues but highly disputed facts.’”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF ILLINOIS
EASTERN DIVISION
)
SAUL CASTANEDA,
)
)
Plaintiff,
)
) No. 16 C 10167
v.
)
) Judge Virginia M. Kendall
BOARD OF EDUCATION OF THE
)
CITY OF CHICAGO,
)
Defendant. )
)
MEMORANDUM OPINION AND ORDER
Plaintiff Saul Castaneda sued Defendant Board of Education of the City of
Chicago claiming violations of the Americans with Disabilities Act and the Family
Medical Leave Act. (Id.). This Court denied the Board’s motion for summary
judgment determining that there were disputed issues of material fact that needed
to be decided by a jury. The jury trial began August 26, 2019. (Dkt. 129). On
September 6, 2019, the jury found in favor of the Board on all three of Castaneda’s
claims, (Dkt. 131) and this Court entered judgment on the same day, (Dkt. 132).
Castaneda filed this Motion for a New Trial under Federal Rule of Civil Procedure
59(a), or in the alternative, to Alter or Amend the Judgment on his FMLA claims
under Federal Rule of Civil Procedure 59(e). (Dkt. 141 at 1). For the following reasons,
Castaneda’s motion is denied.
BACKGROUND
Castaneda was a second-grade bilingual education teacher at Hanson Park
Elementary School (“Hanson Park”), part of Chicago Public Schools (“CPS”), from
2013 to 2015. (Dkt. 135 at 45 ¶¶ 5–6; 74 ¶¶ 9–10). During the 2013 to 2014 school
year, Castaneda met expectations and was invited back to teach for a second year.
(Id. at 47 ¶¶ 20–22; 54 ¶ 12–14). But as the 2014 to 2015 school year progressed,
Castaneda’s job performance gradually declined, and his behavior became
increasingly strange. (Id. at 234 ¶¶ 20–23; 259 ¶¶ 3–15; 856 ¶¶ 17–21). On April 17,
2015, a colleague observed Castaneda standing on a ledge or a desk in his classroom,
not attending to the students. (Id. at 645 ¶¶ 16–648 ¶¶ 22). That same month, two
students were injured under Castaneda’s supervision. (Id. at 956 ¶¶16–25; 957 ¶¶ 1–
22).
After these incidents, Principal David Belanger and Assistant Principal
Esmerelda Roman escalated their concerns to the Office of Employee Engagement
(“OEE”). (Id. at 958 ¶¶ 5–9). Mr. Thomas Krieger, the Assistant Director of OEE,
determined that an investigatory hearing should occur. (Id. at 422 ¶¶ 1–8). On May
6, 2015, Ms. Mary Ernesti, a Hearing Officer for OEE, presided over the investigatory
conference. (Id. at 293 ¶¶ 1–7). Castaneda and his Union Representative, Ms. Annette
Rizzo, appeared before Hearing Officer Ernesti. (Id. at 102 ¶¶ 20–24).
After the investigatory conference, Castaneda applied for Short-Term
Disability (“STD”) benefits and FMLA leave through Sedgwick, the third-part
responsible for administrating benefits. (Id. at 66 ¶¶ 3–13; 401 ¶ 1). Sedgwick
conditionally approved Castaneda’s application for FMLA leave that same day, May
6, 2015. (Id. at 605 ¶¶ 6–12). The next day, May 7, 2015, the Board suspended
Castaneda. (Id. at 70 ¶¶ 19–25). Beginning on May 8, 2015, Castaneda sought
medical attention. (Id. at 67 ¶¶ 20–23). Sedgwick denied Castaneda’s application for
STD benefits on May 12, 2015. (Id. at 111 ¶¶ 8–12). The Board terminated
Castaneda’s employment on June 26, 2015. (Id. at 74 ¶¶ 5–15).
In his Amended Complaint, Castaneda first alleged the Board discriminated
against him by not reasonably accommodating his disability and terminating him in
violation of the ADA. (Dkt. 16 at 4 ¶¶ 1–5). Second, Castaneda alleged the Board
interfered with his right to take leave by denying him leave in violation of the FMLA.
(Id. at 5 ¶¶ 1–3). Third, Castaneda alleged the Board interfered with his right to take
leave by terminating his employment in violation of the FMLA. (Id. at 5 ¶¶ 1–3).
The trial began on August 26, 2019. (Dkt. 129). After hearing five days of
testimony, jury deliberations began the afternoon of September 5, 2019. (Id.). The
jury deliberated for approximately forty-five minutes before Court was adjourned.
(Dkt. 141 at 1). Jury deliberations resumed at 9:00 AM the next day, on September
6, 2019. (Dkt. 131). At approximately 10:00 AM, the jury submitted four questions to
the Court. (Dkt. 135 at 1083 ¶¶ 13–19). After discussing the questions and answers
with the Parties and obtaining agreement from them, the Court answered the jury’s
questions approximately fifteen minutes later. (Dkt. 141 at 1). At approximately
11:00 AM, the jury reached a verdict on all three claims. (Dkt. 141 at 1). The jury
returned a verdict in favor of the Board on all three claims. (Dkt. 134). Castaneda
timely filed this Motion to Alter or Amend the Judgment and/or for a New Trial. Fed.
R. Civ. P. 59(b), (e); Dkt. 141.
I. MOTION FOR A NEW TRIAL ON CASTANEDA’S FMLA AND ADA
CLAIMS
Castaneda moves for a new trial on both his FMLA and ADA claims under Rule
59(a), arguing the jury’s decision was against the manifest weight of the evidence and
a substantial injustice would occur if the verdicts were allowed to stand. (Dkt. 141
at 1). For the reasons discussed below, Castaneda’s motion for a new trial is denied.
LEGAL STANDARD
Castaneda first brings a Motion for a New Trial. Rule 59(a) authorizes the
Court to grant a new trial as to some or all issues that were tried to a jury. See Fed.
R. Civ. P. 59(a)(1)(A). The movant bears a “particularly heavy burden” of establishing
the need for a new trial. Marcus & Millichap Inv. Servs. of Chicago, Inc. v. Sekulovski,
639 F.3d 301, 314 (7th Cir. 2011) (citations omitted). “A new trial is appropriate if the
jury’s verdict is against the manifest weight of the evidence or if the trial was in some
way unfair to the moving party.” Venson v. Altamirano, 749 F.3d 641, 656 (7th Cir.
2014); see also Kapelanski v. Johnson, 390 F.3d 525, 530 (7th Cir. 2004). “The ruling
on a motion for a new trial is a matter committed to the district court’s
discretion.” Galvan v. Norberg, 678 F.3d 581, 588 (7th Cir. 2012); see also Research
Sys. Corp. v. IPSOS Publicite, 276 F.3d 914, 921 (7th Cir.2002) (citation and internal
quotation marks omitted) (“The district court, having seen the presentation of the
evidence and observed the witnesses, is in a unique position to rule on a new trial
motion.”).
DISCUSSION
In support of his Motion for a New Trial, Castaneda argues that the jury’s
verdicts on both his FMLA and ADA claims were against the manifest weight of the
evidence. (Dkt. 141 at 2, 9). When determining whether the jury’s verdict is against
the manifest weight of the evidence, the Court “view[s] the evidence in the light most
favorable to the prevailing party . . .” Barrington Music Prods., Inc. v. Music & Arts
Ctr., 924 F.3d 966, 968 (7th Cir. 2019) (quoting Kapelanski v. Johnson, 390 F.3d 525,
530 (7th Cir. 2004)). The Court should be “particularly careful in employment
discrimination cases to avoid supplanting [its own] view of the credibility or weight
of the evidence for that of . . . the jury . . .” Pickett v. Sheridan Health Care Ctr., 610
F.3d 434, 440 (7th Cir. 2010) (quoting Hybert v. The Hearst Corp., 900 F.2d 1050,
1054 (7th Cir. 1990)). The Court “cannot grant a new trial just because it believes the
jury got it wrong” or “merely because the evidence was sharply in conflict.” Whitehead
v. Bond, 680 F.3d 919, 928 (7th Cir. 2012) (citation and internal quotation marks
omitted).
When considering whether the jury's verdict goes against the manifest weight
of the evidence, a court analyzes the “general sense of the evidence, assessing the
credibility of the witnesses and the comparative strength of the facts put forth at
trial.” Willis v. Lepine, 687 F.3d 826, 836 (7th Cir. 2012) (citing Mejia v. Cook Cnty.,
650 F.3d 631, 633 (7th Cir. 2011). Simply because a movant can present evidence
that is “inconsistent with the jury's verdict does not mean that the verdict should be
reversed.” Lowe v. Consol. Freightways of Del., Inc., 177 F.3d 640, 643 (7th Cir. 1999).
There are narrow circumstances where a verdict will be set aside, namely “if ‘no
rational jury’ could have rendered the verdict;” the “jury’s verdict resulted in a
miscarriage of justice;” or “where the verdict, on the record, cries out to be overturned
or shocks [the] conscience.” Moore ex rel. Estate of Grady v. Tuelja, 546 F.3d 423, 427
(7th Cir. 2008) (quoting King v. Harrington, 447 F.3d 531, 534 (7th Cir. 2006); Clarett
v. Roberts, 657 F.3d 664, 674 (7th Cir. 2011) (citations omitted). Finally, “[j]ury
verdicts deserve particular deference in cases with ‘simple issues but highly disputed
facts.’” Tuelja, 546 F.3d at 427 (citation omitted). The Court shall uphold a jury
verdict “as long as a reasonable basis exists in the record to support [the] verdict.”
Pickett, 610 F.3d at 440.
A. The Jury’s Verdict on Castaneda’s FMLA Claims Was Not Against the
Manifest Weight of the Evidence
On Castaneda’s FMLA claims, the Court instructed the jury:
To succeed on his FMLA interference claim, Mr. Castaneda must
prove each of the following propositions by a preponderance of the
evidence: 1. Mr. Castaneda was eligible for FMLA leave; 2. Mr.
Castaneda had a mental health condition; 3. Mr. Castaneda’s
mental health condition was a serious health condition; 4. The
Board had appropriate notice of Mr. Castaneda’s need for leave; 5.
The Board interfered with Mr. Castaneda’s right to take FMLA
leave by denying him FMLA leave and/or by terminating him.
i. Whether Castaneda Was Eligible for FMLA Leave
The first element Castaneda had the burden to prove by a preponderance of
the evidence was “that Castaneda was eligible for FMLA leave.” (Dkt. 130 at 13). In
addition, the Court instructed the jury: “To be eligible for FMLA leave, an employee
must have worked for the employer from whom he requests leave for at least 12
months and must have worked 1250 hours for that employer during the 12-month
period preceding the leave.” (Dkt. 130 at 12).
The record shows that there was ample evidence to rebut the claim that
Castaneda was eligible for FMLA leave. During trial, Kerry Frank, Senior Customer
Service Representative in Human Resources, testified that Castaneda had worked
900 hours for CPS during the preceding twelve months. (Dkt. 135 at 601 ¶¶ 7–13).
Frank further testified that Castaneda was a “school-based employee.” (Id. at 601 ¶¶
7–8). She added, “We have established a bright line of 900 hours for school-based
employees for their hours worked.” (Id. at 601 ¶¶ 7–13). Based on this testimony, a
rational jury could have concluded that Castaneda only worked 900 hours during the
preceding year, which is short of the 1250 hours required to be eligible for FMLA
leave. Joseph Moriarty, Labor Relations Officer and supervisor of the Equal
Opportunity Compliance Office, Id. at 542 ¶ 17–543 ¶ 8, additionally testified that
the requirement to work 1250 hours during the preceding twelve months is “for
somebody who worked 52 weeks. It’s a little different for teachers who have a shorter
. . . the number of hours that they’re required to work are prorated, because they don’t
work a full year, they only work a 10-month year.” (Id. at 535 ¶¶ 13–21). Moriarty
did not know the exact number of hours required for the teachers who only work a
10-month year but testified that it was “less than” 1250 hours. (Id. at 535 ¶ 25–536
¶ 7).
When the Court and the Parties discussed the jury instructions for the first
element, Castaneda argued that an employee must have worked 900 hours during
the 12-month period preceding the leave, instead of 1250 hours. (Id. at 901 ¶¶ 2–6).
The Board countered that, although the Board’s practice is to only require school-
based employees to work 900 hours per year, the law requires employees to work 1250
hours. (Id. at 901 ¶¶ 7–10). The Court agreed, explaining Castaneda may argue the
Board only requires 900 hours, but the law requires 1250 hours. (Id. at 901 ¶¶ 14–
16). Castaneda conceded, “That’s true. We can argue that . . . . We’re fine with it.” (Id.
at 901 ¶¶ 17–18). This is an example of a “simple issue[] but highly disputed facts,”
(citation omitted), to which the “jury verdict[] deserve[s] particular deference.”
Tuelja, 546 F.3d at 427. Therefore, “reasonable basis exists in the record” for a
“rational jury” could have concluded that Castaneda was not eligible for FLMA leave
and failed to prove the first element by a preponderance of the evidence. Pickett, 610
F.3d at 440; Tuelja, 546 F.3d at 427 (citation omitted).
ii. Whether Castaneda Had a Mental Health Condition
The second element Castaneda had the burden to prove by a preponderance of
the evidence was that “Castaneda had a mental health condition.” (Dkt. 130 at 13).
Castaneda testified that he had “been diagnosed with a mental illness.” (Dkt. 135 at
42 ¶¶ 3–9). Dr. Mark Johns, a psychologist, testified that on May 8, 2015, he initially
diagnosed Castaneda with “major depression with psychotic features.” (Id. at 46 ¶¶
18–25). Dr. Johns later ruled out schizophrenia and added the diagnosis of “social
anxiety disorder.” (Id. at 149 ¶¶ 1–7). Howard Pollack, a Licensed Clinical Social
Worker, testified that he diagnosed Castaneda with “schizophrenic reaction, paranoid
type” that same day after receiving a call from Castaneda matter-of-factly describing
his symptoms while discussing how he was facing disciplinary action and that
Castaneda himself suggested this diagnosis. (Id. at 798 ¶¶ 9–10; 799 ¶¶ 1-25; 801 ¶¶
13–18). On cross-examination, Pollack testified that if he could have, he would have
put ‘diagnosis deferred’ but that he needed to put a diagnosis in and that was why he
put in “schizophrenic reaction, paranoid type.” (Id. at 805 ¶¶ 15–22). Dr. Daniel Litoff,
a physician, testified that on January 26, 2015, he “agree[d] with the already
diagnosis” of “psychosis,” but that he did not observe any psychotic symptoms. (Id. at
818 ¶¶ 21–25). Finally, Dr. Morteza Mohajer, a psychiatrist, testified that on June
25, 2016, he diagnosed Castaneda with “psychotic disorder, not otherwise specified,”
Id. at 824 ¶¶ 11–16; 827 ¶¶ 21–23, and was ruling out schizophrenia, Id.at 832 ¶¶
12–15. All of the testimony regarding any mental diagnosis stated that the mental
health condition was diagnosed after Castaneda left the school. There was no
evidence that Castaneda was aware of a mental health condition, informed his
employer of a mental health condition, or sought treatment for a mental health
condition until his first visit on May 8, 2015.
While there was evidence that Castaneda suffered from a mental illness, “[t]he
fact that [the movant] presented evidence that is inconsistent with the jury's verdict
does not mean that the verdict should be reversed.” Lowe, 177 F.3d at 643. The Court
cannot say that “no rational jury” could have rendered the verdict or that this shocks
the conscience considering the conflicting testimony. Tuelja, 546 F.3d at 427. In any
event, the Court cannot say this resulted in a miscarriage of justice. Id. A rational
jury may have concluded that Castaneda did have a mental health condition, and he
did prove the second element by a preponderance of the evidence. Castaneda,
however, must have proven all five elements by preponderance of the evidence to
succeed on his FMLA claims. (Dkt. 130 at 12). If a rational jury could have concluded
that Castaneda failed to meet his burden of proof for just one of the five elements, the
Court will uphold the jury’s verdict in favor of the Board. Pickett, 610 F.3d at 440.
(The Court shall uphold a jury verdict “as long as a reasonable basis exists in the
record to support [the] verdict.”).
iii. Whether Castaneda’s Mental Health Condition Was a Serious Health
Condition
The third element Castaneda had the burden to prove by a preponderance of
the evidence was that Castaneda’s “mental health condition was a serious health
condition.” (Dkt. 130 at 13). The Court’s instructions defined “serious health
condition” as a “mental condition that involves continuing treatment by a health care
provider. To establish continuing treatment by a health provider, Mr. Castaneda
must prove that he was unable to work due to the condition and was treated two or
more times by a health provider.” (Id. at 13). Dr. Johns testified that on May 8, 2015,
he recommended that Castaneda was “unable to work at this time” and projected
Castaneda would be able to “return to work” on September 1, 2015. (Dkt. 135 at 150
¶ 25–151 ¶ 8). Moreover, Dr. Johns testified that he treated Castaneda over one
hundred times. (Id. at 148 ¶¶ 2–6). All of these times were after the time that
Castaneda worked for CPD.
However, other witnesses testified conflicting evidence. Dr. Litoff, his primary
care physician, testified that he did not observe psychotic symptoms. (Id. at 818 ¶¶
7–9). Pollack testified that Castaneda called him and suggested that he receive a
diagnosis of schizophrenic reaction, paranoid type, on the same day that he called Dr.
Johns and received a diagnosis. (Id. at 799 ¶¶ 23–25; 799 ¶¶ 1–25; 801 ¶¶ 13–18).
Pollack further testified that while he recommended Castaneda not return to the
classroom, it had little to do with his diagnosis, but rather primarily based this on
“what he said about his behavior in the classroom, how he transposed the rules. He
decided that he wasn’t going to use the lesson plan and he was going to just let the
kids socialize.” (Id. at 806 ¶¶ 14–19). Dr. Mohajer stated that he told Castaneda to
stop taking Adderall to see if it affected his psychosis and prescribed other drugs, and
that on his next visit he was calmer and denied paranoid or grandiose ideation. (Id.
at 833 ¶¶ 1–25; 834 ¶¶ 10–12).
Based on Dr. Johns’ testimony, a rational jury may have concluded that
Castaneda’s mental health condition was a serious health condition. However, there
was substantial conflicting testimony and no other witness besides Dr. Johns
indicated that Castaneda was unable to work because of his mental health issue,
which is a key element of the standard. As stated above, “[t]he fact that [the movant]
presented evidence that is inconsistent with the jury's verdict does not mean that the
verdict should be reversed.” Lowe, 177 F.3d at 643. Again, even if the jury could have
concluded that Castaneda had a serious mental illness, if a rational jury could have
concluded that Castaneda failed to meet his burden of proof for just one of the five
elements, the Court will uphold the jury’s verdict in favor of the Board.
iv. Whether the Board Had Appropriate Notice of Castaneda’s Need for
Leave
The fourth element Castaneda had the burden to prove by a preponderance of
the evidence was that “the Board had appropriate notice of Mr. Castaneda’s need for
leave.” (Dkt. 130 at 12). The Court further instructed that Castaneda “must have
given the Board at least 30 days’ notice before FMLA leave was to begin. If that was
not possible, Mr. Castaneda must have given notice as soon as both possible and
practical, taking into account all of the facts and circumstances.” (Id.). The Board
refers to this as “actual notice.” (Dkt. 158 at 10). Alternatively, the Court instructed
that “Mr. Castaneda must have given at least verbal notice sufficient to make the
Board aware that he needed FMLA leave. Mr. Castaneda did not need to mention the
FMLA or use any specific words if he gave the Board enough information that the
Board knew, or should have known, that Mr. Castaneda needed FMLA leave. Mr.
Castaneda did not need to request FMLA leave if the Board knew or should have
known from the circumstances that Mr. Castaneda needed FMLA leave or was so
incapacitated that he could not provide notice of his need for leave.” (Dkt. 130 at 12–
13). The Board refers to this as “constructive notice.” (Dkt. 158 at 12). The Court will
discuss each in turn.
1. Actual Notice
Castaneda testified that he did not know that he had a mental illness until
May 8, 2015, when LCSW Pollack and Dr. Johns diagnosed him, and, consequently,
he did not notify anyone at CPS that he had a mental illness prior to that date. (Dkt.
135 at 6 ¶¶ 12–15; 105 ¶¶ 18–23). Therefore, at the time he applied for STD benefits
and FMLA leave through Sedgwick, the third-party responsible for administrating
benefits on May 6, 2015, Castaneda did not know and could not have notified anyone
at CPS that he had a mental illness. (Id. at 66 ¶¶ 3–13; 401 ¶ 1). Assistant Director
Krieger and Principal Belanger testified that they did not became aware of
Castaneda’s application for FMLA leave until the next day, May 7, 2015. (Id. at 479
¶¶ 12–17; 734 ¶¶ 15–25; 735 ¶¶ 1–4). Castaneda argues that, as soon as the Board
became aware of Castaneda’s application for FMLA leave on May 7, 2015, Castaneda
had given the Board actual notice of his need for leave “as soon as both possible and
practical.” (Dkt. 141 at 5; Dkt. 131 at 12). However, based on the evidence, the Court
cannot say that the jury unreasonably found that there was no notice. Here, the facts
are highly disputed, and “[j]ury verdicts deserve particular deference in cases with
‘simple issues but highly disputed facts.’” Tuelja, 546 F.3d at 427.
2. Constructive Notice
Castaneda contends that even if the Board did not have actual notice before
May 7, 2015, other incidents leading up to the Castaneda’s application for FMLA
leave put the Board on constructive notice of his need for leave. (Dkt. 141 at 5–6).
This was precisely why the Court denied summary judgment. The facts were highly
conflicting and the jury was needed to judge the credibility of the witnesses. For
example, Principal Belanger testified that he had an “inkling” that Castaneda did not
have a “typical” mental state as early as January 14, 2015. (Dkt. 135 at 696 ¶ 14–697
¶ 16) (emphasis added). But Belanger clarified that by “mental state” he meant
Castaneda’s “state of mind,” and that he “had no inkling that Mr. Castaneda had any
kind of mental illness.” (Id. at 737 ¶¶ 10–11; 697 ¶¶ 10–11) (emphasis added).
Principal Belanger also testified that Castaneda stated he was “burnt out” from the
previous school year. (Id. at 771 ¶¶ 17–19). On April 22, 2015, Principal Belanger
emailed Assistant Director Krieger to ask whether Castaneda should be sent for a
Fitness-for-Duty evaluation, which would have included a medical evaluation. (Id. at
726 ¶¶ 9–12; 727 ¶¶ 21–24; 755 ¶¶ 2–6.) According to Principal Belanger, Assistant
Director Krieger chose to follow the disciplinary route instead of the fitness-for-duty
route. (Id. at 728 ¶¶ 4–22.)
Shelley Eckerman and Dawn Ghawaly (“Ghawaly”), teachers at Hanson Park,
and Assistant Principal Roman, each testified that Castaneda’s job performance
gradually declined and his behavior became increasingly strange as the school year
progressed. (Id. at 234 ¶¶ 20–23; 259 ¶¶ 3–15; 856 ¶¶ 17–21). According to Assistant
Principal Roman’s testimony, however, Castaneda never voiced any concerns or
asked for help. (Id. at 873 ¶¶ 16–20). Tammy Siegel, Case Manager at Hanson Park,
testified that on April 17, 2015, she observed Castaneda standing on a ledge or on a
desk and was “very concerned” about his “spacey” behavior. (Id. at 646 ¶¶ 19–25; 648
¶¶ 11–22). She immediately informed Principal Belanger. (Id. at 648 ¶¶ 11–22).
Hearing Officer Ernesti testified that during the investigatory conference on
May 6, 2015, Castaneda “said he wanted to go the medical leave route.” (Id. at 310
¶¶ 10–19). Hearing Officer Ernesti further testified that Union Representative Rizzo
mentioned Castaneda’s “mental state” at the investigatory conference. (Id. at 301 ¶¶
8). However, Hearing Officer Ernesti testified that during the investigatory
conference, neither Rizzo nor Castaneda discussed how Castaneda’s “mental state”
related to the conduct under investigation. (Id. at 359 ¶¶ 1–10). Union Representative
Rizzo only stated that Castaneda was “sleep-deprived because of the demands of his
job.” (Id. at 358 ¶¶ 9–11). Moreover, Castaneda understood and responded to the
questions asked of him, remained “calm,” and maintained a “steady tone of voice.”
(Id. at p. 363 ¶¶ 12–17).
Castaneda contends that even if the Board did not have actual or constructive
notice before May 7, 2015, other incidents after Castaneda’s application for FMLA
leave put the Board on constructive notice of his need for leave before its decision to
terminate him on June 24, 2015. (Dkt. 141 at 5–6). On May 14, 2015, Castaneda
emailed Assistant Director Krieger and Labor Relations Officer Moriarty to inform
them he had applied for STD benefits and FMLA leave on May 6, 2015 and had
received a diagnosis from a medical provider. (Dkt. 141-1 at 62). Dr. Johns testified
that he faxed Castaneda’s diagnosis and recommended return-to-work date to CPS
on May 19, 2015. (Dkt. 135 at 149 ¶¶ 11–25; 150 ¶¶ 1–8; Dkt. 141-1 at 64–65). Lastly,
on June 10, 2015, Castaneda emailed Principal Belanger. (Dkt. 141-1 at 67).
Based on this testimony, a rational jury could have viewed the above-cited
testimony and concluded that the decline in performance and change in behavior was
too gradual to give rise to constructive notice, or that failure to voice any concerns
and his sleep-deprivation and burn-out explanations were enough to dispel such
notice. There is not enough evidence to say that the Board was certainly on notice of
Castaneda’s mental state or that the jury went against the preponderance of the
evidence. While there is evidence that suggests that the Board could have had
constructive notice, there is also substantial evidence that the Board did not have
this notice. This is a fact-intensive process and the Court will not disturb the jury’s
findings unless it can be shown there was manifest error, which Castaneda cannot
do. The Court “cannot grant a new trial just because it believes the jury got it wrong”
or “merely because the evidence was sharply in conflict.” Whitehead, 680 F.3d at 928.
Here, the evidence was undoubtedly in conflict, but Castaneda has only shown there
was evidence at odds, not that the jury got it wrong.
v. Whether the Board Interfered with Mr. Castaneda’s Right to Take
FMLA Leave by Denying Him FMLA Leave and/or by Terminating Him
The fifth and final element Castaneda had the burden to prove by a
preponderance of the evidence was that “the Board interfered with Mr. Castaneda’s
right to take FMLA leave by denying him FMLA leave and/or by terminating him.”
(Dkt. 130 at 13). The Parties do not dispute that the Board terminated Castaneda on
June 26, 2015. (Dkt. 135 at 74 ¶¶ 5–15). The remaining issue, therefore, is whether
the Board interfered with Castaneda’s right to take FMLA leave prior to his
dismissal.
The Parties do not dispute the following facts: Castaneda applied for STD
benefits and FMLA leave on May 6, 2015; Sedgwick conditionally approved
Castaneda’s application for FMLA leave on May 6, 2015; Sedgwick denied
Castaneda’s STD benefits on May 12, 2015; Castaneda appealed Sedgwick’s denial of
STD benefits; and Castaneda’s final appeal of Sedgwick’s denial of STD benefits was
denied in August 2015. (Id. at 66 ¶¶ 3–13; 605 ¶¶ 6–12; 111 ¶¶ 8–11; 616 ¶¶ 9–13).
Whether Sedgwick ever denied Castaneda’s FMLA leave, however, is highly disputed.
For example, Frank testified that it was her “understanding that Sedgwick never
rendered a verdict about the FMLA leave.” (Id. at 606 ¶¶ 21). But when asked, “[s]o
they denied [Castaneda] leave against the terms of the FMLA…?” she responded,
“[t]hat is the Sedgwick process.” (Id. at 640 ¶¶ 3–5).
Frank testified that Sedgwick evaluates STD benefits before it evaluates
FMLA leave. (Id. at 606 ¶ 25–607 ¶ 9). Frank further testified that Sedgwick “stalled”
considering Castaneda’s application for FMLA leave until Castaneda’s final appeal
for STD benefits was decided in August 2015. (Id. at 616 ¶¶ 9–13; 639¶ 24640 ¶ 2).
By then, Castaneda had already been terminated, so he was no longer an employee
of the Board and thus no longer eligible for FMLA leave. (Id. at 606 ¶¶ 16–19). Frank
testified, however, that Sedgwick conditionally approved Castaneda’s application for
FMLA leave from May 6 to June 4, 2015. (Id. at 620 ¶¶ 5–8). The Board, however, did
not terminate Castaneda until June 24, 2015. (Id. at 74 ¶¶ 8–15). Frank concluded
that “[t]here should have been a decision about the FMLA.” (Id. at 640 ¶ 9). This is
another example of a “simple issue[] but highly disputed facts” to which the “jury
verdict[] deserve[s] particular deference.” Tuelja, 546 F.3d at 427 (citation omitted).
Just as a rational jury could have concluded that Sedgwick denied Castaneda’s
application for FMLA leave, an equally rational jury could have concluded that
Sedgwick conditionally approved Castaneda’s application for FMLA leave, and by the
time Castaneda’s appeals for STD benefits were complete, Castaneda was no longer
eligible for FMLA leave. For these reasons, reasonable basis exists in the record for a
rational jury to have concluded that the Board did not interfere with Castaneda’s
right to take FMLA leave by denying him FMLA leave, and Castaneda failed to prove
the fifth element by a preponderance of the evidence. Although Castaneda argues
that he presented “uncontroverted” testimony in support of his FMLA claims, it
cannot be said that the jury heard no evidence refuting his allegations. (Dkt. 162 at
1). The Court cannot “grant a new trial merely because the evidence was sharply in
conflict.” Whitehead, 680 F.3d at 928. (citation and internal quotation marks
omitted).
In conclusion, Castaneda must have proven all five elements by a
preponderance of the evidence to succeed on his FMLA claims. Viewing the evidence
in the light most favorable to the Board, there was enough evidence for a rational
jury to have concluded that Castaneda failed to meet his burden of proof on at least
one of the five required elements, which was enough to return a verdict in favor of
the Board. Accordingly, the Court upholds the jury’s verdict as not against the
manifest weight of the evidence and denies Castaneda’s Motion for a New Trial on
these grounds.
B. The Jury’s Verdict on Castaneda’s ADA Claim Was Not Against the
Manifest Weight of the Evidence
On Castaneda’s ADA claim, the Court instructed the jury:
To succeed on his ADA accommodation claim, Mr.
Castaneda must prove each of the following propositions by a
preponderance of the evidence: 1. Mr. Castaneda had a disability
or the Board regarded him as having a disability. 2. Mr.
Castaneda was qualified to perform his job. 3. Mr. Castaneda
requested an accommodation and/or Mr. Castaneda’s disability
made it difficult for him to communicate his need for an
accommodation. 4. The Board was aware of Mr. Castaneda’s
disability at the time of his request; however, if the disability
made it difficult for Mr. Castaneda to communicate his needs,
the Board was required to make a reasonable effort to
understand those needs and begin communicating with him if
the Board knew he might be mentally disabled. 5. The Board
failed to provide Mr. Castaneda with a reasonable
accommodation and terminated him.
i. Whether Castaneda Had a Disability or the Board Regarded Him
as Having a Disability
The first element Castaneda had the burden to prove by a preponderance of
the evidence was that Castaneda “had a disability or the Board regarded him as
having a disability.” (Id.). In addition, the Court’s instructions defined “disability” as
“a mental impairment that substantially limits Mr. Castaneda’s ability to work;”
defined “mental impairment” as “any condition that prevents the mind from
functioning normally;” and defined “substantially limit[s]” as “significantly
restrict[ing] him from performing a class of jobs, or a broad range of jobs in various
classes, compared to someone with similar knowledge, skills, and training. being
unable to do a particular job, however, is not by itself a substantial limited on the
ability to work.” (Id. at 17).
As discussed in Part I.A.ii supra, the witnesses’ diagnoses for Castaneda
differed. (See “a mental illness,” Dkt. 135 at p. 42 ¶¶ 3–9; “major depression with
psychotic features” and ruling out schizophrenia, Id. at 146 ¶¶ 18–25; “social anxiety
disorder” with schizophrenia ruled out, Id. at 149 ¶¶ 1–7; “schizophrenic reaction,
paranoid type,” Id. at 801 ¶¶ 13–18; “psychosis,” Id. at 818 ¶¶ 21–25; and “psychotic
disorder, not otherwise specified” and ruling out schizophrenia, Id. at 827 ¶¶ 21–23).
Because the witnesses’ diagnoses differ, a “rational jury” may have debated which
“mental impairment” Castaneda had during the spring of 2015. Again, not one of
these diagnoses came until May 8, 2015 at the earliest.
Moreover, the jury heard evidence that Castaneda’s “mental impairment”
“substantially limit[ed his] ability to work.” Dr. Johns testified that he recommended
Castaneda was “unable to work at this time,” Id. at 150 ¶¶ 25–151 ¶ 2, because
Castaneda was “not mentally stable to resume responsibilities [and] work demands
of his expected role.” (Dkt. 141-1 at 64). However, none of the other witnesses
indicated that Castaneda’s mental illness was severe enough to preclude working.
Once again, the Court cannot say that the jury’s verdict goes against the manifest
weight of the evidence when assessing the credibility of the witnesses and
comparative strength of the facts. Willis, 687 F.3d at 836. At most, the Court can say
that the evidence here was conflicting, but it cannot say that the evidence presented
incontrovertible proof that the jury chose to ignore. Castaneda cannot show that no
rational jury could have found he did not suffer from mental illness, that it shocked
the conscience, or that it was a miscarriage of justice. Tuelja, 546 F.3d at 427. In any
event, Castaneda needed to prove by a preponderance of the evidence that all
elements of his claim were met, which as discussed below, he cannot do.
ii. Whether Castaneda Was Qualified to Perform His Job
The second element Castaneda had the burden to prove by a preponderance of
the evidence was that Castaneda “was qualified to perform his job.” (Dkt. 130 at 15).
The Court’s instructions defined “qualified” as having “the skill, experience,
education, and other requirements for the job and could do the job’s essential
functions, either with or without a leave of absence.” (Id. at 17). The Court further
instructed the jury to “only consider Mr. Castaneda’s abilities at the time when he
was terminated.” (Id.). The Parties do not dispute that, “at the time [Castaneda] was
terminated,” he had the “experience” and “education” for his job. He possessed a
college degree and was licensed to teach at the elementary school level in the State
of Illinois. (Dkt. 135 at 37 ¶¶ 14–21; 39 ¶¶ 8–22).
The Board presented evidence that Castaneda may not, however, have been
able to “do the job’s essential functions.” (Dkt. 130 at 17). Castaneda does not dispute
this, instead stating that “there was no factual dispute at trial that Plaintiff had the
skill, experience, education, and other requirements of his job as a teacher.” (Dkt. 141
at 10). Castaneda leaves out that there is ample evidence showing Castaneda could
not do his job’s essential functions. Castaneda testified that, according to his job
description, his “essential functions” included: “providing lesson plans,” “assessing
student progress,” “establishing and maintaining responsible rules of conduct within
the classroom,” and “supervis[ing] students.” (Dkt. 135 at 87 ¶ 16–89 ¶ 17).
Castaneda himself testified that he was “sure” that he was not performing all of the
“essential functions” of his job in the spring of 2015. (Id. at 89 ¶¶ 18–25). Dr. Johns,
Castaneda’s psychologist, testified that as of May 8, 2015, Castaneda was “unable to
work at this time.” (Id. at 150 ¶ 25–151 ¶ 2). The jury also heard evidence that
Castaneda was unable to provide students with proper instruction or supervision.
Ms. Deborah Yaker, a Union Delegate, testified that Castaneda was unable to provide
students with proper instruction (Id. at 216 ¶¶ 3–13). She further testified that in the
spring of 2015, when it was time for Castaneda’s second-grade students to move on
to the third grade, many of them had to attend additional schooling in order to catch
up with their peers. (Id. at 216 ¶¶ 9–13). Assistant Principal Roman testified that in
the spring of 2015, Castaneda repeatedly arrived at school after 9:00 AM, even though
instruction was supposed to begin at 9:00 AM. (Id. at 955 ¶¶ 1–17; Dkt. 141-1 at 64).
Moreover, Yaker testified that Castaneda was unable to provide students with proper
supervision. (Dkt. 135 at 217 ¶¶ 2–3). Assistant Principal Roman testified that in
April 2015, two students were injured in Castaneda’s classroom. (Id. at 956 ¶16–957
¶ 22). Given the substantial testimony by Castaneda himself and other witnesses, it
is clear that a rational jury could find that Castaneda was unable to perform his “job’s
essential functions.” (Dkt. 130 at 17).
On the issue of whether he was qualified “with or without a leave of absence,”
Id., Dr. Johns projected Castaneda would be able to “return to work” on September
1, 2015. (Dkt. 135 at 150 ¶ 25–151 ¶ 8). On cross-examination, however, Dr. Johns
testified that Castaneda was not able to return to work on September 1, 2015, and
required a few more months of treatment before he was able to work again. (Id. at
154 ¶ 23–155 ¶ 14). Dr. Johns attributed this delay to Castaneda’s termination,
which, he testified, caused Castaneda “serious emotional and mental setback.” (Id. at
154 ¶¶ 5–14). Thus, Castaneda is incorrect that “the jury could not rationally
conclude that Plaintiff absolutely needed a months-long leave…” (Dkt. 141 at 10).
There is, at best, conflicting evidence that the jury could take into consideration.
iii. Whether Castaneda Requested an Accommodation and/or Castaneda’s
Disability Made It Difficult for Him to Communicate His Need for an
Accommodation
The third element Castaneda had the burden to prove by a preponderance of
the evidence was that Castaneda “requested an accommodation and/or [his] disability
made it difficult for him to communicate his need for an accommodation.” (Dkt. 130
at 15). The Court’s instructions defined “accommodation” as “a change that will allow
a person with a disability to perform a job.” (Id. at 18). “An accommodation is
‘reasonable’ if it is effective and its costs are not clearly disproportionate to the
benefits that it will produce. A reasonable accommodation may include such things
as a reasonable leave of absence, a change in work rules, location, equipment,
schedules, or assigning non-essential functions of the job to another employee. An
employer is not required, however, to excuse the employee from performing the
essential functions of the job, or to give one or more of them to another employee. Nor
does the employer have to accept lower productivity than is expected of other
employees doing the same job. A brief period of leave to deal with a medical condition
may be a reasonable accommodation in some circumstances. However, a medical
leave spanning multiple months does not permit the employee to perform the
essential functions of his job and he would be deemed unqualified.” (Id.).
Castaneda argues that he applied for FMLA leave and STD leave on May 6,
2015. (Dkt. 141 at 10, citing Dkt. 135 at 66 ¶¶ 3–13). Castaneda also claims he
requested a medical leave during the May 6, 2015 investigatory conference. (Dkt. 141
at 10, citing Dkt. 135 at 301 ¶¶ 1–8; 305 ¶ 5; 306 ¶ 14). While this is uncontroverted,
Castaneda does not show how requests for FMLA leave and STD leave are
accommodations under the ADA, nor can he since case law indicates that employees
who need long-term medical leave and cannot work, such as under the FMLA, are not
“qualified individuals” under the ADA. Golden v. Indianapolis Housing Agency, 698
Fed App’x 835 (7th Cir. 2017). What the record does show is that while Castaneda
testified that he knew as early as May 7, 2015 who to contact to file a reasonable
accommodation request under the ADA, he did not do so until July 8, 2015, when he
requested an accommodation in the form of a “lower stress, reduced stimuli
environment” at work. (Dkt. 135 at 113 ¶¶ 5–25; 162 ¶¶ 8–12). By this point, however,
Castaneda had already been terminated.
Unable to rely on arguments that he timely requested an accommodation,
Castaneda argues that, prior to Dr. Johns’s diagnosis on May 8, 2015, Castaneda
could not have communicated his need for an accommodation because Castaneda did
not know he had a mental disability. (Dkt. 141 at 10; 135 at 146 ¶¶ 18–25). However,
a jury could just as reasonably determine that, because of his email communications
throughout the spring of 2015, including his ability to request STD and FMLA leave
without issues, Castaneda was able to communicate his needs without difficulty.
Reasonable basis exists in the record for a rational jury to have concluded that his
disability did not make “it difficult for him to communicate his need for an
accommodation,” especially given his ability to request other forms a leave. (Dkt. 130
at 15). Therefore, a rational jury could have concluded that Castaneda failed to prove
the third element by a preponderance of the evidence.
iv. Whether the Board was Aware of Castaneda’s Disability at the Time
of the Request or, if the Disability Made it Difficult for Castaneda to
Communicate His Needs, Whether the Board Made a Reasonable
Effort to Understand Those Needs and Began Communicating with
Him
The fourth element Castaneda had to prove by a preponderance of the evidence
was that “[t]he Board was aware of Mr. Castaneda’s disability at the time of his
request,” or “if the disability made it difficult for Mr. Castaneda to communicate his
needs, the Board [made] a reasonable effort to understand those needs and beg[a]n
communicating with him if the Board knew he might be mentally disabled.” (Dkt. 130
at 15).
Relying on many of the same arguments he made for whether the Board had
appropriate notice of Mr. Castaneda’s need for leave, see Part I.A.iv.2 supra,
Castaneda makes conclusory statements such as “the Board was well aware that
[Castaneda] had a medical issue,” and “[Castaneda’s] mental disability made it
impossible to communicate his needs.” (Dkt. 162 at 12; Dkt. 141 at 11). These
determinations are fact-intensive inquiries best conducted by a jury and conclusory
statements to the contrary do not rebut this. Tuelja, 546 F.3d at 427 (“[Jury verdicts
deserve particular deference in cases with ‘simple issues but highly disputed facts.’”)
Although Castaneda presented evidence that members of CPS were “concerned”
about Castaneda’s “mental state” as early as January 2015, the Board presented
evidence that no fewer than six members of CPS denied that they knew Castaneda
had a mental disability. (See Dkt. 135 at pp. 648 ¶¶ 11–22; 696 ¶ 14– 697 ¶ 16; but
see Dkt 135 at pp. 386 ¶¶ 14–17 (Hearing Officer Ernesti); 697 ¶¶ 10–11 (Principal
Belanger); 940 ¶¶ 3–5 (Assistant Principal Roman); 253 ¶¶ 2–11 (Mr. George
Costopoulous, a teacher at Hanson Park); 509 ¶¶ 5–12 (Assistant Director Krieger)).
The jury weighed the evidence and assessed the credibility of witnesses to arrive at
its conclusion, and the Court will not “supplant[ its own] view . . . for that of . . . the
jury . . . .” Pickett, 610 F.3d at 440 (quoting Hybert, 900 F.2d at 1054). There is ample
evidence in the record for a rational jury to have concluded that the Board was not
“aware of Castaneda’s disability at the time of the request.” (Dkt. 130 at 15).
Alternatively, “if the disability made it difficult for Mr. Castaneda to
communicate his needs,” Castaneda had the burden to prove by a preponderance of
the evidence that “the Board [made] a reasonable effort to understand those needs
and beg[a]n communicating with him if the Board knew he might be mentally
disabled.” (Id.). The Court further instructed “[o]nce an employer becomes aware of
an employee’s disability and an accommodation has been requested, the employer
must discuss with the employee whether there is a reasonable accommodation that
will permit him to perform the job. When an employer knows that an employee might
be mentally disabled, the employer should start communicating with the employee.
Both the employer and the employee must cooperate in this interactive process in
good faith. Neither party can prevail on Mr. Castaneda’s failure to accommodate
claim simply because the other party did not cooperate in this process. However, you
may consider whether a party cooperated in this process in deciding whether a
reasonable accommodation existed.” (Id. at 16).
Castaneda argues that the Board ignored opportunities to initiate the
interactive process both before and after the May 6, 2015 investigatory conference.
(Dkt. 162 at 12–13). For example, when Principal Belanger emailed Assistant
Director Krieger to ask whether Castaneda should be sent for a fitness-for-duty
evaluation, which would have included a medical evaluation, Dkt 135 at 727 ¶¶ 21–
24; 755 ¶¶ 2–6, Assistant Director Krieger chose to follow the disciplinary route
instead. Dkt. 135 at p. 728 ¶¶ 4–22. Assistant Director Krieger testified that he did
not believe Castaneda’s behavior warranted a fitness-for-duty evaluation. (Dkt. 135
at 445 ¶¶ 2–5). Assistant Director Krieger explained that he “think[s] it’s a dangerous
thing because of confidentiality to go asking employees if they have a disability issue
or to go, you know, probing into an employee’s medical conditions if they’re not
volunteering that type of information.” (Dkt. 135 at 436 ¶¶ 15–19). Similarly, Labor
Relations Officer Moriarty testified that he “wouldn’t have [initiated the interactive
process], given that this appears to be a misconduct issue.” (Dkt. 135 at 555 ¶¶ 13–
18).
Presented with these “highly disputed facts,” Tuelja, 546 F.3d at 427 (citation
omitted), a rational jury could have concluded that Board didn’t know he might be
mentally disabled and thus wasn’t required to make a reasonable effort to understand
those needs and begin communicating with him as the jury instructions required.
Therefore, a rational jury could have concluded that Castaneda failed to prove the
fourth element by a preponderance of the evidence.
v. Whether the Board Failed to Provide Castaneda with a Reasonable
Accommodation and Terminated Him
The fifth and final element Castaneda had the burden to prove by a
preponderance of the evidence was the Board failed to provide Mr. Castaneda with a
reasonable accommodation and terminated him.” (Dkt. 130 at 15). As discussed
above, on July 8, 2015, Castaneda requested an accommodation in the form of a
“lower stress, reduced stimuli environment” at work. (Dkt. 135 at 113 ¶¶ 5-25; 162
¶¶ 8–12). By this point, however, Castaneda had already been terminated and so the
accommodation was not granted.
In conclusion, Castaneda must have proved all five elements by a
preponderance of the evidence to succeed on his ADA claim. Viewing the evidence in
the light most favorable to the Board, there was enough evidence for a rational jury
to have concluded that Castaneda failed to meet his burden of proof on at least one of
the five required elements, which was enough to return a verdict in favor of the Board.
Although Castaneda argues that he presented “unassailable” testimony in support of
his ADA claim, Dkt. 141 at 10, the Board presented evidence refuting his allegations.
Even if the evidence is contradictory, “[i]t’s the jury’s job—not the district court’s job
. . . —to figure out who’s telling the truth.” United States v. Hassebrock, 663 F.3d 906,
920 (7th Cir. 2011) (citation omitted). Accordingly, the Court upholds the jury’s
verdict as not against the manifest weight of the evidence and denies Castaneda’s
Motion for a New Trial on these grounds.
II. MOTION TO ALTER OR AMEND THE JUDGMENT ON CASTANEDA’S
FMLA CLAIMS
Castaneda moves to alter or amend the judgment for his FMLA claims under
Rule 59(e), arguing the jury was plainly confused or mislead by the Court’s FMLA
jury instructions and that the instructions constitute plain error. (Dkt. 141 at 12,
14). For the reasons discussed below, Castaneda’s motion to alter or amend the
judgment is denied.
LEGAL STANDARD
Castaneda moves to alter or amend the judgment on his FMLA claims under
Rule 59(e). Rule 59(e) authorizes the Court to alter or amend a judgment “if the
movant presents newly discovered evidence that was not available at the time of trial
or if the movant points to evidence in the record that clearly establishes a manifest
error of law or fact.” See Fed. R. Civ. P. 59(e); Miller v. Safeco Ins. Co. of Am., 683
F.3d 805, 813 (7th Cir. 2012) (quoting In re Prince, 85 F.3d 314, 324 (7th Cir.1996)).
The movant bears the burden. Hecker v. Deere & Co., 556 F.3d 575, 591 (7th Cir.2009).
A Rule 59(e) motion is not a “vehicle for a party to undo its own procedural failures,
and it certainly does not allow a party to introduce new evidence or advance
arguments that could and should have been presented to the district court prior to
the judgment.” United States v. Resnick, 594 F.3d 562, 568 (7th Cir. 2010) (citation
and internal quotation marks omitted). Nor is a Rule 59(e) motion an avenue to
rehash arguments already considered and rejected by the Court. See Oto v. Metro.
Life Ins. Co., 224 F.3d 601, 606 (7th Cir. 2000). The decision to grant a Rule 59(e)
motion is entrusted to the sound discretion of the district court. Miller, 683 F.3d at
813 (citation omitted). A district court reviews its prior judgment under Rule 59(e) to
determine whether “there exists ‘a manifest error of law or fact,’ so as to enable the
court to correct its own errors and thus avoid unnecessary appellate procedures.”
Divane v. Krull Elec. Co., Inc., 194 F.3d 845, 847 (7th Cir.1999) (citing Moro, 91 F.3d
at 876). A Rule 59(e) motion should be granted only in the “rare” instances where “the
Court has patently misunderstood a party . . . or has made an error not of reasoning
but of apprehension.” Bank of Waunakee v. Rochester Cheese Sales, Inc., 906 F.2d
1185, 1191 (7th Cir. 1990) (“Such problems rarely arise and the motion to reconsider
should be equally rare.”)
DISCUSSION
A. Castaneda Failed to Object to the Court’s Instructions and Answers
Castaneda argues that he is entitled to a Motion to Amend or Alter Judgment
under Rule 59(e) because the Court’s jury instructions and the Court’s answers to
three questions from the jury misled the jury. (Dkt. 141 at 12–14). For the reasons
explained below, Castaneda’s Rule 59(e) motion on this issue is denied.
i. The Court’s Jury Instructions
In this case, the Court and the Parties engaged in extensive preparation of jury
instructions. Prior to trial, Castaneda did not include language about a time limit for
the Board to process Castaneda’s application in his proposed jury instructions. See
generally Dkts. 80; 81; 82; 107. Castaneda’s proposed jury instruction read: “The
Board interfered with Mr. Castaneda’s right to take FMLA leave by denying or
otherwise failing to give Mr. Castaneda FMLA leave and then terminating his
employment with the Board.” (Dkt. 135 at 901 ¶ 22–902 ¶ 14) (emphasis added). The
Court instead adopted the Board’s proposed instruction, which read: “The Board
interfered with Mr. Castaneda's right to take FMLA leave by denying him FMLA
leave and/or by terminating him." (Id. at 902 ¶¶ 2–14). To which Castaneda replied,
“Okay.” (Id. at 902 ¶ 12). Due to Castaneda’s repeated failure to object, a Rule 59(e)
motion is inappropriate as he had an opportunity to object during trial. A Rule 59(e)
motion is not a “vehicle for a party to undo its own procedural failures, and it certainly
does not allow a party to introduce new evidence or advance arguments that could
and should have been presented to the district court prior to the judgment.” Resnick,
594 F.3d at 568 (citation and internal quotation marks omitted). Castaneda seeks
another bite at the apple by attempting to undo his prior procedural error.
ii. The Court’s Answers to the Jury’s Questions
On September 6, 2015, after the jury had deliberated for approximately one
hour, Dkt. 141 at 1, the presiding juror submitted a note to the Court, asking four
questions:
Is CPS required to process FMLA concurrently with STD? Is it illegal
that they did not make a ruling on FMLA? If Sedgwick should have
processed the FMLA request, is that legally the same as CPS not
processing? According to the law, what is the required timeline to
process an FMLA request?
(Dkt. 135 at 1083 ¶¶ 13–19.) Castaneda challenges the Court’s answers to the jury’s
first, second, and fourth questions. (Dkt. 141 at 14). When presented with a jury
question, the Court must: “(1) fairly and adequately address[] the issues; (2) correctly
state[] the law; and (3) answer[] the jury’s question specifically.” United States v.
Funds in the Amount of $100,120.00, 901 F.3d 758, 769 (7th Cir. 2018).
In response to the first question, whether “CPS [is] required to process FMLA
concurrently with STD,” instead of objecting, Plaintiff’s counsel replied, “the FMLA
doesn’t require that at all.” (Dkt. 135 at 1083 ¶¶ 22–25). The Court explicitly asked
Plaintiff’s counsel, “Do you object to the answer of no?” to which Castaneda replied,
“I think that’s fine, as long as they get the rest, it will come out.” (Id. at 1087 ¶¶ 16–
20). Plaintiff’s counsel was presented the opportunity to object, on the record, outside
the hearing of the jury, and offer any other alternative, before the Court delivered the
answer to the questions presented by the jury, but failed to do so.
In response to the second question, whether “it is illegal that [the Board] did
not make a ruling on FMLA?” Plaintiff’s counsel initially replied, “Obviously plaintiff
says yes.” (Id. at 1084 ¶¶ 6–9). After a period of discussion, the Court proposed: “The
second answer is: It is your job to determine if there was a violation of the law.
Anybody object to that one?” to which Plaintiff’s counsel replied, “No.” (Id. at 1087 ¶¶
21–24). Again, Plaintiff’s counsel was presented the opportunity to object, on the
record, outside the hearing of the jury, before the Court delivered the answers to the
jury’s questions, but failed to do so.
In response to the fourth question, “what is the required timeline to process an
FMLA request,” Plaintiff’s counsel replied, “There is no timeline within the text of
the law . . . . it’s just as reasonably—as soon as possible, really . . . .” (Id. at 1085 ¶¶
1–7). After the Court proposed answering: “You have not been provided a timeline
and should reread [the] instruction[s] . . . on FMLA,” Plaintiff’s counsel replied: “[M]y
understanding is it just has to be processed as quickly as possible.” (Id. at 1088 ¶ 21–
1089 ¶ 4). But when the Court explicitly asked Plaintiff’s counsel, “[D]id you want to
say something other than what I have said?” Plaintiff’s counsel did not reply in the
affirmative. (Id. at 1089 ¶¶ 16–23). In fact, Plaintiff’s counsel provided the Court with
the page numbers so that the Court could direct the jury to reread the relevant
portion of the jury instructions. (Id. at 1090 ¶¶ 12–18). Once again, Plaintiff’s counsel
was presented the opportunity to object, on the record, outside the hearing of the jury,
before the Court delivered the answer to the jury questions, but failed to do so. Most
importantly, the answer to the questions was the correct statement of law.
A motion to alter or amend the judgment is not a “vehicle for a party to undo
its own procedural failures, and it certainly does not allow a party to . . . advance
arguments that could and should have been presented to the district court prior to
the judgment.” Resnick, 594 F.3d at 568 (citation and internal quotation marks
omitted). Castaneda’s counsel was presented several opportunities to object, on the
record, outside the hearing of the jury, both before trial and during trial. Because
they failed to do so, he is not entitled to an alteration or an amendment of the
judgment under 59(e).
B. The Court’s Answers to the Jury’s Questions Did Not Confuse or
Mislead the Jury
In general, the District Court has discretion in fashioning jury instructions
that accurately state the law and do not confuse the jury. Schobert v. Illinois Dept. of
Transp., 304 F.3d 725, 729 (7th Cir. 2002). A movant is entitled to a new trial based
on jury instruction issues “if the instructions did not sufficiently inform the jury of
the applicable law and the instructions prejudiced the [movant].” E.E.O.C. v.
AutoZone, Inc., 809 F.3d 916, 922 (7th Cir. 2016). Accordingly, even where the jury is
confused or misled, a new trial is warranted only where there is evidence that the
movant was prejudiced by the improper jury instruction. See Jiminez v. City of
Chicago, 732 F.3d 710, 717 (7th Cir. 2013). The Court’s instructions need not be an
“idealized set of perfect jury instructions,” but they must be “correct legal statements”
and a reviewing court will not reverse a jury verdict unless the instruction is “so
misleading that a party was prejudiced.” Schobert, 304 F.3d at 730.
In his Motion to Alter or Amend the Judgment, Castaneda indicates that,
pursuant to the FMLA, “[w]hen the employer has enough information to determine
whether the leave is being taken for a FMLA-qualifying reason (e.g., after receiving
a certification), the employer must notify the employee whether the leave will be
designated and will be counted as FMLA leave within five business days absent
extenuating circumstances,” 29 C.F.R. § 825.300(d)(1) (2019), and that failure to do
so “may constitute an interference with . . . or denial of the exercise of an employee’s
FMLA rights.” (Dkt. 141 at 13 citing 29 C.F.R. § 825.300(e) (2019)).
Assuming, arguendo, that Castaneda did not waive his right to raise this issue
and that it was error for the Court to have not included this regulatory notification
requirement in its answers to the jury’s questions, the Court’s answers to the jury’s
questions did not mislead or confuse the jury. To the contrary, the Court clarified to
the jury, “[y]ou have not been provided a timeline.” (Dkt. 135 at 1088 ¶¶ 21–25; 1089
¶¶ 1–25). The Court further instructed the jury to reread the relevant portion of the
jury instructions, id. at 1090 ¶¶ 12–14, and the jury did not ask any more questions.
“[A] jury is presumed to understand a judge’s answer to its question,” just as it is
“presumed to follow [a judge’s] instructions.” See Waddington v. Sarausad, 555 U.S.
179, 196 (2009) (citing Weeks v. Angelone, 528 U.S. 225, 234 (2000)) (“Where a judge
“respond[s] to the jury's question by directing its attention to the precise paragraph
of the constitutionally adequate instruction that answers its inquiry,” and the jury
asks no follow-up question, this Court has presumed that the jury fully understood
the judge's answer and appropriately applied the jury instructions.”). Importantly,
even if they were given the instruction about the regulatory period, there was
evidence in the record presented to the jury that the FMLA leave was granted
immediately on the first day. The jury could have easily reached the conclusion that
any five day period was met by Sedwick’s testimony indicating that he granted the
leave conditionally on May 6, 2015. The issue of five days’ notice is a moot issue if
Castaneda applied for it (showing his knowledge that he could) and it was
conditionally granted the very day that he applied.
Similarly, Castaneda was not prejudiced by the alleged error because the jury
likely would have reached the same verdict absent the alleged error. Jiminez, 732
F.3d at 717. The fifth and final element Castaneda had the burden to prove by a
preponderance of the evidence was that “the Board interfered with Mr. Castaneda’s
right to take FMLA leave by denying him FMLA leave and/or by terminating him.”
(Dkt. 130 at 12). Had the Court informed the jury that the Board was required to
notify Castaneda of his eligibility to take FMLA leave within five business days, and
that failure to do so “may constitute an interference with” Castaneda’s FMLA rights,
a reasonable jury may have found in favor of Castaneda on the fifth element of his
FMLA claims. The jury, however, heard testimony that Sedgwick conditionally
approved Castaneda’s application for FMLA leave on May 6, 2015, the same day
Castaneda applied. (Dkt. 135 at 605 ¶¶ 6–12). An equally reasonable jury may have
determined that this conditional approval satisfied the regulatory notification
requirement and found in favor of the Board on the fifth element of his FMLA claims.
Regardless, as discussed in Part I.A., supra, Castaneda, must have proven all
five elements by preponderance of the evidence to succeed on his FMLA claims. Even
if this alleged error caused the jury to find in favor of the Board on the fifth element,
there was reasonable basis in the record for the jury to have found in favor of the
Board on the remaining four elements. Therefore, absent the alleged error, the verdict
likely would have been the same. Although Castaneda was, evidently, not aware of
this regulatory notification requirement at the time of trial when he insisted “[t]here
is no timeline within the text of the law,” (Id. at 1085 ¶¶ 1–7), Castaneda cannot use
his Motion to Alter or Amend the Judgment as a “vehicle” to “advance arguments
that could and should have been presented to the district court prior to the judgment.”
Resnick, 594 F.3d at 568 (citation and internal quotation marks omitted). The record
shows Castaneda had ample opportunity to bring up these arguments during trial
but failed to do so. He cannot use a 59(e) motion to cure his own procedural and legal
deficiencies.
Most importantly, Castaneda uses this newly enlightened position of a five day
turn around period for FMLA leave to demonstrate that the jury would have reached
the wrong result. This simply cannot be said to be the case when other evidence
presented to the jury demonstrated that he was immediately and conditionally
granted the leave he was requesting. Castaneda has not demonstrated that the
Court’s instructions or answers misled or confused the jury and that Castaneda was
prejudiced by the Court’s alleged error. AutoZone, Inc., 809 F.3d at 922. Absent this
showing, the Court denies Castaneda’s Motion to Alter or Amend the Judgment on
these grounds.
C. The Court’s Instructions and Answers Did Not Constitute Plain Error
Castaneda argues that the Court’s instructions and answers constitute plain
error. (Dkt. 141 at 15). Castaneda cannot overcome his steep burden to show plain
error, especially due to his repeated waiver of objections. “When a party waives an
objection at trial, only seldom may the waiver be overcome, and even then only at the
discretion of the court with a strong showing of plain error.” Walker v. Groot, 867 F.3d
799, 807 (7th Cir. 2017). “In most civil cases, plain error review is unavailable; if a
party fails to object at trial, the issue cannot be raised on appeal. A narrow exception
to this general rule permits review where a party can demonstrate that (1)
exceptional circumstances exist, (2) substantial rights are affected, and (3) a
miscarriage of justice will result if the doctrine is not applied.” Perry v. City of
Chicago, 733 F.3d 248, 253 (7th Cir. 2013) (citations omitted) (declining to perform
plain error review of a civil case). Substantial rights may have been affected if the
“outcome probably would have been different without the error.” United States v.
Pree, 408 F.3d 855, 869 (7th Cir. 2005) (citations omitted). A miscarriage of justice
may result if “the fairness, integrity, or public reputation of judicial proceedings” is
negatively impacted. Higbee v. Sentry Ins. Co., 440 F.3d 408, 409 (7th Cir. 2006).
Castaneda has not demonstrated any “exceptional circumstances” that
prevented him from learning about the regulatory notification requirement prior to
trial or prevented him from objecting to the Court’s instructions or answers during
trial. To the contrary, the Court explicitly asked Castaneda several times if he had
any objections. First, the Court explained to the Parties, “I'm going to propose
something and give you options to object. Okay?” (Dkt. 135 at 1085 ¶¶ 8–9). On
another occasion, the Court explicitly asked Castaneda, “Do you object to the answer
of no?” (Id. at 1087 ¶¶ 16–20). Later, the Court asked, “Anybody object to that one?”
(Id. at 1087 ¶¶ 21–24). Finally, the Court asked, “did you want to say something other
than what I have said?” (Id. at 1089 ¶¶ 16–23).
Similarly, Castaneda has not demonstrated his “substantial rights” were
affected. As discussed above, absent the alleged error, the jury likely would have
reached the same verdict. Lastly, Castaneda has not demonstrated that “a
miscarriage of justice will result.” Castaneda argues that the Court’s omission of the
regulatory notification requirement permitted the Board to “escape liability” for
failing to “notify [Castaneda] whether the leave will be designated and will be counted
as FMLA leave without five business days.” (Dkt. 141 at 13 citing 29 C.F.R. §
825.300(d)(1)(2019)). A reasonable jury, however, may have determined that
Sedgwick’s conditional approval of Castaneda’s application for FLMA leave satisfied
the regulatory notification requirement and found in favor of the Board on the fifth
element of his FMLA claims.
Castaneda has not demonstrated the existence of exceptional circumstances,
that the Court’s instructions or answers affected his substantial rights, or that a
miscarriage of justice will result. Perry, 733 F.3d at 253. Accordingly, Castaneda has
not “cleared the high bar of plain error,” and the Court denies his Motion to Alter or
Amend the Judgment on these grounds. Groot, 867 F.3d at 807. As stated throughout,
Rule 59(e) does not allow Castaneda to re-do his own errors. He could have objected
to the jury instructions and jury answers but failed to do so despite ample
opportunity. He is thus not entitled to amend or alter the judgment on any of the
arguments he makes.
CONCLUSION
For the foregoing reasons, the Court denies Castaneda’s Motion for a New Trial
on his ADA and FMLA claims under Rule 59(a) and his Motion to Amend or Alter the
Judgment on his FMLA claims under Rule 59(e) [Dkt. 141].
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Ld fh ia M. Kendall
ited States District Judge
Date: May 4, 2020
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