“Public officials are accountable for their own conduct, but they are not vicariously liable for the acts of their subordinates.”
How later courts described this case
- “Public officials are accountable for their own conduct, but they are not vicariously liable for the acts of their subordinates.”
- “Section 1983 creates a cause of action based on personal liability and predicated upon fault; thus, liability does not attach unless the individual defendant caused or participated in a constitutional deprivation.”
- Courts are "not required to incorporate [a plaintiff's] revised caption into an earlier submitted Complaint and accept the complaint piecemeal"
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
CENTRAL DISTRICT OF ILLINOIS
ANTHONY BOYCE, )
)
Plaintiff, )
)
v. ) Case No. 23-cv-3175
)
JON LOFTUS, et al., )
)
Defendants. )
MERIT REVIEW ORDER
Plaintiff, proceeding pro se, filed a Complaint under 42 U.S.C. § 1983 alleging violations
of his constitutional rights at Western Illinois Correctional Center (“Western”). (Doc. 1).
The case is now before the Court for a merit review of Plaintiff’s claims. The Court must
“screen” Plaintiff’s complaint, and through such process, identify and dismiss any legally
insufficient claim, or the entire action if warranted. 28 U.S.C. § 1915A. A claim is legally
insufficient if it “(1) is frivolous, malicious, or fails to state a claim upon which relief may be
granted; or (2) seeks monetary relief from a defendant who is immune from such relief.” Id.
The Court accepts the factual allegations as true, liberally construing them in Plaintiff’s
favor. Turley v. Rednour, 729 F.3d 645, 649 (7th Cir. 2013). Conclusory statements and labels are
insufficient—the facts alleged must “state a claim for relief that is plausible on its face.” Alexander
v. United States, 721 F.3d 418, 422 (7th Cir. 2013) (citation omitted).
Plaintiff files suit against five Defendants, including Western’s Medical Director Dr.
Trusewych, dental assistant Cox, Administrative Review Board (“ARB”) member Jon Loftus, the
Illinois Department of Corrections (“IDOC”), and former IDOC Director Rob Jeffreys.
Plaintiff alleges he was denied appropriate dental care and mouthwash while incarcerated
at Western. Plaintiff alleges Defendant Trusewych examined his teeth on an unspecified date in
2022 and told Plaintiff he had cavities, swollen gums, abscesses, and bleeding. Due to the
seriousness of Plaintiff’s dental condition, Defendant Trusewych directed dental staff to examine
Plaintiff the same day.
Plaintiff’s allegations against Defendant Trusewych are too tenuous for the Court to
conclude that he was sufficiently involved in the alleged constitutional violations. Vance v. Peters,
97 F.3d 987, 991 (7th Cir. 1996) (“Section 1983 creates a cause of action based on personal liability
and predicated upon fault; thus, liability does not attach unless the individual defendant caused or
participated in a constitutional deprivation.”). Plaintiff cannot sue Defendant Trusewych just
because he was in charge. Ashcroft v. Iqbal, 556 U.S. 662, 676 (2009).
On September 26, 2022, Plaintiff saw Defendant Cox and the dentist, Dr. Catino, who was
not named as a party. Plaintiff alleges Defendant Cox and Dr. Catino refused to prescribe
mouthwash, did not refer Plaintiff to an outside specialist for a cleaning, and elected to extract his
teeth instead of filling his cavities. Plaintiff has stated an Eighth Amendment claim against
Defendant Cox and Dr. Catino for their alleged deliberate indifference to his serious dental needs.
Dr. Catino will be added as a Defendant.
Plaintiff alleges Defendants Loftus and Jeffreys are liable because they knew about his
need for dental care through grievances he filed and failed to ensure he received dental care.
Plaintiff’s allegations are not sufficient to show that Defendants Loftus and Jeffreys were
personally involved in the alleged deprivations. Vance, 97 F.3d at 991. “[I]f a prisoner is under the
care of medical experts, a non-medical prison official will generally be justified in believing that
the prisoner is in capable hands.” Arnett v. Webster, 658 F.3d 742, 755 (7th Cir. 2011) (citing
Greeno v. Daley, 414 F.3d 645, 656 (7th Cir. 2005)); see also Johnson v. Doughty, 433 F.3d 1001,
1011 (7th Cir. 2006). Plaintiff cannot sue Defendants Jeffreys and Loftus based on their
supervisory roles. See Brown v. Randle, 847 F.3d 861, 865 (7th Cir. 2017) (“Public officials are
accountable for their own conduct, but they are not vicariously liable for the acts of their
subordinates.”). Defendants Jeffreys and Loftus are dismissed without prejudice for failure to state
a claim.
Finally, the Eleventh Amendment bars Plaintiff’s claim for damages against the IDOC, as
the IDOC is not a “person” amenable to suit under § 1983. See Wynn v. Southward, 251 F.3d 588,
592 (7th Cir. 2001); Veal v. Illinois Dep't of Corr., No. 18-CV-0621-MJR, 2018 WL 3009265, at
*2 (S.D. Ill. June 15, 2018). The IDOC is dismissed with prejudice.
IT IS THEREFORE ORDERED:
1) Pursuant to its merit review of the Complaint under 28 U.S.C. § 1915A, the
Court finds that Plaintiff states an Eighth Amendment claim against Defendants Cox and
Catino based on their alleged deliberate indifference to his serious dental needs. Any
additional claims shall not be included in the case, except at the Court's discretion on motion
by a party for good cause shown or pursuant to Federal Rule of Civil Procedure 15.
2) The Clerk is directed to ADD dentist Dr. Catino as a Defendant.
3) Defendants Jeffreys, Loftus, and the IDOC are DISMISSED for failure to state
a claim pursuant to Federal Rule of Civil Procedure 12(b)(6) and 28 U.S.C. § 1915A. The
Clerk is directed to TERMINATE them.
4) Plaintiff's Motion to Seek Settlement Conference [5] is DENIED as premature;
Defendants have not yet been served with or answered Plaintiff's Complaint.
5) Plaintiff files a Motion to Clarify [6] stating that he might be released from
Western. He asks the Court to appoint counsel to represent him and to pay the $402 filing
fee in full from his prison trust fund account. Plaintiff has no constitutional or statutory right
to counsel in this case. In considering Plaintiff's motion, the Court asks: (1) has the indigent
Plaintiff made a reasonable attempt to obtain counsel or been effectively precluded from
doing so; and if so, (2) given the difficulty of the case, does the plaintiff appear competent to
litigate it himself? Pruitt v. Mote, 503 F.3d 647, 654-55 (7th Cir. 2007). Plaintiff has not
demonstrated what attempts he made to find his own attorney. Therefore, Plaintiff's request
for counsel is DENIED with leave to renew. Plaintiff's request to pay the filing fee is moot;
the Court received the $402 filing fee on July 3, 2023. [6] is DENIED.
6) Plaintiff files a Motion for Permission to File Class Action Lawsuit [7] asking
to file a class action against prison officials to improve prison conditions for thousands of
inmates. This is not a class action lawsuit, as the Complaint was signed only by the Plaintiff.
See Bishop v. Austin, 2022 WL 4387851, at *1 (C.D. Ill. Sept. 22, 2022). Moreover, a prisoner
bringing a pro se action cannot represent a class of plaintiffs. See Lewis v. Lenc-Smith Mfg.
Co., 784 F.2d 829, 831 (7th Cir. 1986); Fed. R. Civ. P. 11. Therefore, to the extent Plaintiff
seeks to bring a class action, his request is denied without prejudice. Plaintiff may proceed
only with claims which specifically relate to his incarceration, and he may not seek damages
or relief for other inmates. [7] is DENIED.
7) Plaintiff files a Motion to Clarify [9] stating the law library was closed for a
week and, as a result, he filed original copies of his pleadings. Plaintiff asks the Court to send
him copies of what he filed. The charge for copies is $0.50 per page. Plaintiff may contact the
Clerk's Office to request and pay for any copies he desires. Plaintiff also requests an
attorney; however, this request is denied for the reasons stated above. [9] is DENIED.
8) Plaintiff's Motion to Notify Courts About Filing Fee [13] is MOOT. The $402
filing fee was paid in full on July 3, 2023.
9) Plaintiff files a Motion With Newly Discovered Evidence [15] stating that after
he filed his Complaint, he received new documentation showing the facility did not give him
mouthwash and rarely sold mouthwash at commissary. Plaintiff attached copies of a
grievance and medical records to his motion. The Court will not accept piecemeal exhibits.
See Spreck v. U.S. Veterans Admin., 67 F. App'x 963, 964 (7th Cir. 2003) (Courts are "not
required to incorporate [a plaintiff's] revised caption into an earlier submitted Complaint
and accept the complaint piecemeal"). Exhibits are not necessary to the complaint, and the
Court is not required to consider them at the pleading stage. Fitzgerald v. Dep't of Corr., 07-
C-61-C, 2007 WL 951861, at *1 (W.D. Wis. Mar. 26, 2007). Plaintiff is permitted to use these
exhibits, along with any other relevant supporting documents, at a later date in connection
with a motion for summary judgment after the close of discovery. [15] is DENIED.
10) This case is now in the process of service. The Court advises Plaintiff to wait
until counsel has appeared for Defendants before filing any motions to give Defendants notice
and an opportunity to respond to those motions. Motions filed before Defendants’ counsel
has filed an appearance will generally be denied as premature. Plaintiff need not submit any
evidence to the Court at this time unless otherwise directed by the Court.
11) The Court will attempt service on Defendants by mailing a waiver of service.
If Defendants fail to sign and return a waiver of service to the Clerk within 30 days after the
waiver is sent, the Court will take appropriate steps to effect formal service through the U.S.
Marshals Service on Defendants and will require Defendants to pay the full costs of formal
service pursuant to Federal Rule of Civil Procedure 4(d)(2).
12) Defendants shall file an answer within 60 days of the date the Clerk sends the
waiver of service. A motion to dismiss is not an answer. The answer should include all
defenses appropriate under the Federal Rules. The answer and subsequent pleadings shall
be to the issues and claims stated in this Order. In general, an answer sets forth Defendants’
positions. The Court does not rule on the merits of those positions unless and until
Defendants file a motion. Therefore, no response to the answer is necessary or will be
considered. If Defendants have not filed an answer or appeared through counsel within 90
days of the entry of this Order, Plaintiff may file a motion requesting the status of service.
After Defendants have been served, the Court will enter a scheduling order setting discovery
and dispositive motion deadlines.
13) If Defendants no longer work at the address Plaintiff provided, the entity for
whom Defendants worked while at that address shall submit to the Clerk Defendants’
current work address, or, if not known, Defendants’ forwarding address. This information
shall be used only for effectuating service. Documentation of Defendants’ forwarding
address shall be retained only by the Clerk and shall not be maintained in the public docket
nor disclosed by the Clerk.
14) This District uses electronic filing, which means that after Defendants’ counsel
has filed an appearance, Defendants’ counsel will automatically receive electronic notice of
any motion or other paper filed by Plaintiff with the Clerk. Plaintiff does not need to mail to
Defendants’ counsel copies of motions and other documents that Plaintiff has filed with the
Clerk. However, this does not apply to discovery requests and responses. Discovery requests
and responses are not filed with the Clerk. Plaintiff must mail his discovery requests and
responses directly to Defendants’ counsel. Discovery requests or responses sent to the Clerk
will be returned unfiled unless they are attached to and the subject of a motion to compel.
Discovery does not begin until Defendants’ counsel has filed an appearance and the Court
has entered a scheduling order, which will explain the discovery process in more detail.
15) Counsel for Defendants is hereby granted leave to depose Plaintiff at
Plaintiff’s place of confinement. Counsel for Defendants shall arrange the time for the
deposition.
16) Plaintiff shall immediately inform the Court, in writing, of any change in his
mailing address and telephone number. Plaintiff’s failure to notify the Court of a change in
mailing address or phone number will result in dismissal of this lawsuit, with prejudice.
17) Plaintiff shall be provided a copy of all pertinent medical records upon
request.
18) Within 10 days of receiving from defense counsel an authorization to release
medical records, Plaintiff is directed to sign and return the authorization to defense counsel.
The Clerk is directed to enter the standard qualified protective order pursuant to the Health
Insurance Portability and Accountability Act.
19) The Clerk is directed to set an internal court deadline 60 days from the entry
of this Order for the Court to check on the status of service and enter scheduling deadlines.
ENTERED: 10/24/2023 s/ James E. Shadid
James E. Shadid
United States District Judge