Opinion

Wallace v. Owens

Court
District Court, C.D. Illinois
Filed
Jul 31, 2023
Cited by
0 cases
Authority
More cited than 20.7%

The opinion

IN THE UNITED STATES DISTRICT COURT

FOR THE CENTRAL DISTRICT OF ILLINOIS

SPRINGFIELD DIVISION

JODELLE WALLACE, )

Plaintiff,

v. Case No. 22-cv-3129

MARK OWENS AND ROSS OWENS

)

)

Defendants. )

OPINION

COLLEEN R. LAWLESS, United States District Judge:

This cause is before the Court on the Motion to Dismiss (Doc. 6) Plaintiff Jodelle

Wallace’s (“Plaintiff”) Complaint (Doc. 1) pursuant to Federal Rules of Civil Procedure

12(b)(1) and 12(b)(6) filed by Defendants Mark Owens (“Mark”) and Ross Owens

(“Ross”) (together, “ Defendants”). For the following reasons, Defendants’ Motion to

Dismiss is GRANTED.

I. FACTUAL ALLEGATIONS

Plaintiff is a female and was employed by the University of Illinois Springfield

(“UIS”) as a sworn law enforcement officer. (Doc. 1 at 2.) The pleadings do not indicate

when Plaintiff’s employment with UIS began. Plaintiff worked under the supervision of

Mark, the Assistant Director of Employee Relations at UIS, and Ross, the Interim Chief

of Police at UIS. (Id. at 2.) On June 9, 2021, Plaintiff's employment with UIS was

terminated. (Id.) Plaintiff alleges that Mark and Ross terminated her employment

because of the actions she took during a traffic stop on March 16, 2021. (Id.) Specifically,

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Plaintiff alleges Mark and Ross disciplined her more harshly than her male co-workers

who engaged in comparable violations of UIS policy. (Id.)

Plaintiff's Complaint was filed on July 13, 2022, alleging Defendants

discriminated against her because of her gender, in violation of the Fourteenth

Amendment’s Equal Protection Clause. (Id. at 2-3.) Plaintiff seeks reinstatement, lost

wages, attorney fees and costs, as well as punitive damages. (Id. at 3.) Plaintiff names

each Defendant in their individual capacity and, for the purpose of obtaining equitable

relief, in their official capacity. (Id. at 2.)

On September 30, 2022, Defendants filed the instant Motion to Dismiss

requesting dismissal of Plaintiff’s Section 1983 claims for damages as her action is really

one against the State of Illinois, triggering Eleventh Amendment sovereign immunity.

(Doc. 6.) Plaintiffs Response to Defendants’ Motion to Dismiss argues that her Section

1983 action is not one against the State, but against Defendants in their official and

individual capacities for which she can recover damages. (Doc. 8.)

Il. LEGAL STANDARD

Pursuant to Federal Rule of Civil Procedure 12(b)(1), a defendant may move for

dismissal of a claim for lack of subject matter jurisdiction. Fed. R. Civ. P. 12(b)(1). When

considering a Rule 12(b)(1) motion, this Court accepts as true all well-pleaded factual

allegations and draws all reasonable inferences in favor of the plaintiff. Alicea-Hernandez

v. Catholic Bishop of Chi., 320 F.3d 698, 701 (7th Cir. 2003). However, the plaintiff bears

the burden of proving the jurisdictional requirements have been met. Ctr. For

Dermatology & Skin Cancer Ltd. v. Burwell, 770 F.3d 586, 588 (7th Cir. 2014).

A motion under Rule 12(b)(6) challenges the sufficiency of the complaint.

Christensen v. Cnty. of Boone, IIl., 483 F.3d 454, 458 (7th Cir. 2007). To state a claim for

relief, a plaintiff need only provide a short and plain statement of the claim showing she

is entitled to relief and giving the defendants fair notice of the claims. Tamayo v.

Blagojevich, 526 F.3d 1074, 1081 (7th Cir. 2008). The court “construe[s] the complaint in

the light most favorable to the plaintiff, accepting as true all well-pleaded facts alleged,

and drawing all possible inferences in [his] favor.” Id. A plausible claim is one that

alleges factual content from which the court can reasonably infer that the defendants are

liable for the misconduct alleged. Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009). Merely

reciting the elements of a cause of action or supporting claims with conclusory

statements is insufficient to state a cause of action. Id.

Ill. ANALYSIS

A. Sovereign Immunity

The Fourteenth Amendment's Equal Protection Clause grants all Americans “the

right to be free from invidious discrimination in statutory classifications and other

governmental activity.” Harris v. McRae, 448 U.S. 297, 322 (1980). A violation of this

constitutional right allows an aggrieved party to seek redress pursuant to 42 USCC. §

1983. See Nabozny v. Podlesny, 92 F.3d 446, 453 (7th Cir. 1996).

Defendants argue that sovereign immunity raises an issue of subject matter

jurisdiction that can be analyzed under 12(b)(1) or 12(b)(6). (Doc. 6 at 2.) Specifically,

Defendants request dismissal of Plaintiff's Section 1983 claim on the basis that they are

State of Illinois (“State”) employees who are protected by the Eleventh Amendment's

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sovereign immunity. (Id. at 4.) Additionally, Defendants argue Plaintiff's claims for lost

wages against each Defendant individually are truly against the State, thus also

triggering sovereign immunity. (Id. at 5.)

1. Relief Against Defendants in Their Official Capacities

The Eleventh Amendment generally bars actions in federal court against a state,

state agencies, or state officials acting in their official capacities. Peirick v. Indiana Univ.-

Purdue Univ. Indianapolis Athletics Dep't, 510 F.3d 681, 695 (7th Cir. 2007). Moreover,

Section 1983 only permits claims against “persons,” and states, state agencies, and their

employees are not “persons”. Will v. Mich. Dep't of Sate Police, 491 U.S. 58, 71, 109 S. Ct.

2304, 105 L. Ed. 2d 45 (1989). The Supreme Court carved out a limited exception to state

employees’ sovereign immunity in Ex Parte Young, 209 U.S. 123, 28 S. Ct. 441, 52 L. Ed.

714 (1908). Under Ex Parte Young, a plaintiff may sue a state official under Section 1983

for prospective equitable relief to remedy ongoing violations of federal law. Id. at 159-

60.

In this case, Defendants are employees of the Board of Trustees of UIS, which is

an arm of the State protected by sovereign immunity. (Doc. 6 at 4.); See Kroll v. Board of

Trustees of University of Illinois, 934 F.2d 904, 907 (7th Cir. 1991). A state agency or state

employee sued in his or her official capacity is treated the same as the state where, as

here, money damages are sought. Id. The Ex Parte Young exception does not apply

because Plaintiff seeks reinstatement, lost wages, attorney fees and costs, as well as

punitive damages, all without alleging an ongoing violation of federal law by

Defendants. Eleventh Amendment immunity bars Plaintiff's suit against Defendants in

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their official capacities. Accordingly, Defendants’ Motion to Dismiss is granted as to

Plaintiff's Section 1983 claim for prospective equitable relief against Defendants in their

official capacities.

2. Relief Against Defendants in Their Individual Capacities

When a plaintiff sues a public officer in his individual capacity, the court is

obliged to consider whether it may really and substantially be a suit against the State.

Luder v. Endicott, 253 F.3d 1020, 1023 (7th Cir. 2001). “A suit is against the sovereign if

the judgment sought would expend itself on the public treasury or domain, or interfere

with the public administration, or if the effect of the judgment would be to restrain the

Government from acting, or to compel it to act.” Id. (quoting Pennhurst State School &

Hospital v. Halderman, 465 U.S. 89, 101 n. 11 (1984)); see also Omosegbon v. Wells, 335 F.3d

668, 673 (7th Cir. 2003) (finding a claim is actually one against the State where the

plaintiff sought “backpay and other forms of monetary compensation based on an

employment contract” and the individuals were not parties to the contract in their

individual capacities).

In Luder, the Seventh Circuit held that Eleventh Amendment sovereign immunity

barred a Fair Labor Standards Act (“FLSA”) lawsuit nominally against state-employed

supervisors when the subject amount at issue foreseeably exceeded the defendant-

supervisors’ ability to pay, inevitably leaving the plaintiff proceeding to enforce the

FLSA judgment against the state. 253 F.3d at 1024. The Seventh Circuit held that,

regardless of the outcome, the plaintiff’s remedy would be the same as if the lawsuit

was originally brought against the state because it would “force the state to accede to

their view of the Act and to pay them accordingly.” Id.

Defendants argue, citing two Seventh Circuit decisions, that damages arising

from any state employment relationship triggers sovereign immunity for state officials

who are sued in their individual capacity.1 (Doc. 6 at 5-6.) In Omosegbon, the Seventh

Circuit affirmed the dismissal of money damages claims against the state (Indiana State

University) and against individual defendants in a § 1983 action. 335 F.3d at 673. The

Omosegbon court found that the claim was really one against the state where the plaintiff

sought “backpay and other forms of monetary compensation based on an employment

contract” and the individuals were not parties to the plaintiff’s employment contract in

their individual capacities. Id.

Likewise, in Haynes v. Indiana University, 902 F.3d 724, 728-729 (7th Cir. 2018), a

plaintiff-professor was under a probationary contract that provided the university

would evaluate tenure following his six-year initial term. That plaintiff lost his bid for

tenure and sued the university and its board of trustees under Title VII and 42 U.S.C. §

1981(a). Id. In finding sovereign immunity to defeat the plaintiff's damages claim, the

Haynes court reasoned that the plaintiff's case was “materially the same” as Omosegbon

because those university administrators were not parties to his employment contract. Id.

In this case, Plaintiff argues that, unlike the plaintiffs in Omosegbon and Haynes,

she has not alleged that her termination was a breach of any contract she had with UIS,

1 Haynes v, Indiana University, 902 F.3d 724, 731-32 (7th Cir. 2018); Omosegbon v. Wells, 335 F.3d 668, 673

(7th Cir. 2003)

Pace Konto

much less a contract either Defendant was individually a party to. (Doc. 8 at 6.) While

Plaintiff has not alleged a breach of employment contract, Plaintiff’s request for

compensatory and punitive damages ignores the purpose for qualified immunity:

“protection against personal monetary relief so that, among other things, a fear of the

threat of personal liability will not deter citizens from holding public office; and

avoiding a chilling effect on the exercise of the official's decision-making

responsibilities.” Lenea v. Lane, 882 F.2d 1171, 1179 (7th Cir. 1989) (citing Anderson v.

Creighton, 107 S. Ct. 3034, 3038; Owen v. City of Independence). Thus, the rationale for

Eleventh Amendment sovereign immunity precludes the relief Plaintiff seeks.

Like the plaintiffs in Luder, Plaintiff seeks to accomplish exactly what she would

accomplish were she allowed to maintain this suit against the State and did so

successfully: to force the State to pay Plaintiff her lost wages associated with her

employment with UIS. Luder, F.3d at 1024. But Eleventh Amendment sovereign

immunity defeats Plaintiff's claim for backpay, for “[i]f these sums should have been

paid, they should have been paid by the State, not by [the defendants] in [their]

individual capacity[ies].” Lenea, 882 F.2d at 1178 (quoting Dwyer v. Regan, 777 F.2d 825,

836 (2d Cir. 1985), modified on other grounds, 793 F.2d 457 (2d Cir. 1986)); see also Shirley v.

Chagrin Falls Exempted Village Schools Board of Education, 521 F.2d 1329, 1334 (6th Cir.

1975), cert. denied, 424 U.S. 913 (1976). Plaintiff’s claim is really one for a retroactive

award of monetary relief which requires the payment of funds from the state's treasury.

Dwyer, 777 F.2d at 836. Because that payment of damages does not merely have an

ancillary effect on the state's treasury, backpay from the state is barred by the Eleventh

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Amendment, see, ¢.g., Quern v. Jordan, 440 U.S. 332, 337, 59 L. Ed. 2d 358, 99S. Ct. 1139

(1979).

Accordingly, Defendants’ Motion to Dismiss is granted as to Plaintiff's Section

1983 claim for lost wages, compensatory damages, and punitive damages against

Defendants in their individual capacities.

3. Gender Discrimination Equal Protection Claim

While the Court dismisses Plaintiff's Complaint on Eleventh Amendment

sovereign immunity grounds, Plaintiff's Complaint must also be dismissed for failing to

provide sufficient detail to state a gender discrimination Equal Protection claim. As

stated above, Plaintiff alleges that her termination from UIS was the product of gender-

based discrimination, violating her rights under the Equal Protection Clause. (Doc. 1 at

2-3.)

The Seventh Circuit has set forth the level of detail required of a plaintiff to state

an Equal Protection claim. McCauley v. City of Chicago, 671 F.3d 611 (7th Cir. 2011). In

McCauley, the court analyzed the sufficiency of a complaint under the Twombly and Iqbal

plausibility standard, holding that while well-pleaded facts in a complaint are taken as

true, “legal conclusions and conclusory allegations merely reciting the elements of the

claim are not entitled to this presumption of truth.” Id. at 616. The McCauley court

recognized that the degree of specificity required to state an Equal Protection claim is

not easily quantified, but “the plaintiff must give enough details about the subject-

matter of the case to present a story that holds together.” Id. (quoting Swanson v.

Citibank, N.A., 614 F.2d 400,404 (7th Cir. 2010)). The court found that “once the legal

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conclusions are disregarded, just one paragraph of factual allegations remain[ed]” in

the plaintiff's complaint, which did not provide sufficient detail to state a facially

plausible Equal Protection claim. Id. at 618.

In this case, Plaintiff's Complaint does not meet the low threshold required of a

plaintiff who alleges a Fourteenth Amendment gender discrimination claim. Plaintiff's

Complaint provides a bare allegation that she “was disciplined more harshly than male

co-workers who engaged in comparable violations of policy.” (Doc. 1 at 2.) This

allegation, without any further details, does not allow the Court to reasonably infer that

Plaintiff's employment with UIS was terminated because she is female. Accordingly,

Plaintiff's Complaint must also be dismissed for failure to state a sufficient gender

discrimination Equal Protection claim.

IV. CONCLUSION

For the reasons stated above, Defendants’ Motion to Dismiss (Doc. 6) is

GRANTED. Plaintiff’s Complaint is DISMISSED WITHOUT PREJUDICE. Plaintiff may

file an amended complaint within 21 days of this Order.

Entered: July 31, 2023

LEEN R. LAWLESS

ED STATES DISTRICT JUDGE

Dana OnfO

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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