Failure to exhaust is an affirmative defense for which the defendants carry the burden of proof.
How later courts described this case
- Failure to exhaust is an affirmative defense for which the defendants carry the burden of proof.
- “[T]he district court can dismiss a complaint as untimely if the plaintiff has admitted all the elements of the affirmative defense.”
- holding that “complaints need not anticipate, and attempt to plead around, potential affirmative defenses”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
CENTRAL DISTRICT OF ILLINOIS
SPRINGFIELD DIVISION
JESUS HERNANDEZ, )
Plaintiff, )
)
v. ) Case No. 3:21-cv-03237-SEM
)
ADAM EVANS et al., )
Defendants. )
SUMMARY JUDGMENT ORDER
SUE E. MYERSCOUGH, United States District Judge:
Defendants Adam Evans and Nicholas Reeder move for
summary judgment, claiming that Plaintiff did not exhaust his
administrative remedies before filing his lawsuit [25]. Plaintiff has
responded [29] and later filed motions for status [30, 31].
Defendants have also filed a motion to stay [32] proceedings until
the Court enters a ruling on their affirmative defense.
The Court denies Defendants’ motion for summary judgment,
which moots the parties’ motions for status and to stay.
I. BACKGROUND
Plaintiff pro se Jesus Hernandez is incarcerated at Centralia
Correctional Center. In November 2021, Plaintiff filed suit [1] under
42 U.S.C. § 1983, alleging constitutional violations that occurred
during his imprisonment at Graham Correctional Center
(“Graham”). After screening Plaintiff’s complaint, the Court
determined that Plaintiff stated Eighth Amendment conditions of
confinement claims against Defendants. (ECF 8: p. 6, ¶ 3.)
II. SUMMARY JUDGMENT
“The court shall grant summary judgment if the movant shows
that there is no genuine dispute as to any material fact and the
movant is entitled to judgment as a matter of law.” Fed. R. Civ. P.
56(a). “A dispute is ‘genuine’ if the evidence is such that a
reasonable jury could return a verdict for the nonmoving party.”
Zaya v. Sood, 836 F.3d 800, 804 (7th Cir. 2016) (quoting Anderson
v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986)). The moving party
has the burden of providing documentary evidence to show the
absence of a genuine issue of material fact. Celotex Corp. v. Catrett,
477 U.S. 317, 324 (1986). “If the moving party has properly
supported his motion, the burden shifts to the non-moving party to
come forward with specific facts showing that there is a genuine
issue for trial.” Spierer v. Rossman, 798 F.3d 502, 507 (7th Cir.
2015).
A party opposing a supported motion for summary judgment
must cite parts of the record or show that the materials cited do not
demonstrate the absence of a genuine dispute. Melton v. Tippeconoe
County, 838 F.3d 814, 818 (7th Cir. 2016). All facts must be
construed in the light most favorable to the non-moving party, and
all reasonable inferences must be drawn in his favor. Ogden v.
Atterholt, 606 F.3d 355, 358 (7th Cir. 2010). “Only disputes over
facts that might affect the outcome of the suit under the governing
law will properly preclude the entry of summary judgment.”
Anderson, 477 U.S. at 248. A scintilla of evidence supporting the
nonmovant’s position is insufficient to defeat a motion for summary
judgment; “there must be evidence on which the jury could
reasonably find for the [non-movant].” Id. at 252.
III. THE ILLINOIS ADMINISTRATIVE CODE
Because Defendants base their dispositive motion on Plaintiff’s
alleged failure to exhaust his administrative remedies, that
procedure is summarized as follows.
The Illinois Administrative Code outlines the process for
resolving inmate grievances within the Illinois Department of
Corrections (“IDOC”). See 20 Ill. Admin. Code § 504.800 et seq.
(2017), promulgated in 41 Ill. Reg. 3908-14 (Mar. 31, 2017),
effective April 1, 2017.
An inmate begins the administrative process by filing a written
grievance addressed to the prison counselor. Id. § 504.810(a).
Except for “[g]rievances related to allegations of sexual abuse,” all
grievances must be initiated within sixty days “after the discovery of
the incident, occurrence, or problem that gives rise to the
grievance.” Id. If an inmate believes his issue is still unresolved
after receiving the counselor’s response, he can submit the
grievance to the grievance officer. “The grievance officer shall
consider the grievance and report his or her findings and
recommendation in writing to the Chief Administrative Officer
[(CAO)] within two months after receipt.” Id. § 504.830(e). The CAO
is typically the warden of the facility.
The CAO then reviews the grievance officer’s findings and
recommendations and decides the grievance. Id. The inmate may
appeal the CAO’s decision to the IDOC Director (“Director”). Id. §
504.850. The Administrative Review Board, which acts as the
Director’s designee, reviews the inmate’s appeal and submits
findings and recommendations to the Director, who makes a final
determination. Id.
IV. MATERIAL FACTS
Plaintiff’s October 5, 2021, complaint alleges Defendants
Evans and Reeder violated his constitutional rights in December
2020, by exposing him to COVID-19. (1: pp. 4-6.) Plaintiff
documented in his pleading that (1) a grievance procedure was
available at Graham, (2) he did not file a grievance about the facts
alleged in his complaint, and (3) the grievance process was not
complete. (Id. p. 2.) As to the incomplete grievance process, Plaintiff
added, “Global pandemic not living condition.” (Id.)
V. ANALYSIS
A. Exhaustion of Administrative Remedies Standard
Section 1997e(a) of the Prison Litigation Reform Act (“PLRA”)
provides the following guidance about administrative remedies:
No action shall be brought with respect to
prison conditions under section 1983 of this
title, or any other Federal law, by a prisoner
confined in any jail, prison, or other
correctional facility until such administrative
remedies as are available are exhausted.
42 U.S.C. § 1997e(a). “[T]he PLRA’s exhaustion requirement applies
to all inmate suits about prison life ….” Porter v. Nussle, 534 U.S.
516, 532 (2002).
“Exhaustion of administrative remedies serves two main
purposes.” Woodford v. Ngo, 548 U.S. 81, 89 (2006). First, it
provides an agency the “opportunity to correct its own mistakes
with respect to the programs it administers before it is haled into
federal court and it discourages disregard of the agency’s
procedures.” Id. Second, “exhaustion promotes efficiency” because
claims can generally “be resolved much more quickly and
economically in proceedings before an agency than in litigation in
federal court.” Id.
The Seventh Circuit has taken a strict compliance approach to
exhaustion, which requires a prisoner to pursue all available
administrative remedies and follow the prison’s procedural rules
and deadlines. Pozo v. McCaughtry, 286 F.3d 1022, 1025 (7th Cir.
2002). “To exhaust remedies, a prisoner must file complaints and
appeals in the place, and at the time, the prison’s administrative
rules require.” Id. If an inmate does not follow the grievance
procedure rules, her claims will not be exhausted but instead
forfeited, and he will be barred from filing suit in federal Court even
if administrative remedies are for practical purposes not available
due to his procedural default. Id. “Proper exhaustion demands
compliance with an agency’s deadlines and other critical procedural
rules because no adjudicative system can function without
imposing some orderly structure on the course of its proceedings.”
Woodford, 548 U.S. at 90-91.
B. Defendants’ Affirmative Defense
Defendants Evans and Reeder contend that Plaintiff did not
exhaust his administrative remedies based on Plaintiff’s earlier
mentioned admissions in his complaint. However, Plaintiff does not
have to plead around an affirmative defense in his pleading. See
Davis v. Indiana State Police, 541 F.3d 760, 763 (7th Cir. 2008)
(holding that “complaints need not anticipate, and attempt to plead
around, potential affirmative defenses”).
To grant Defendants’ summary judgment motion based on the
facts in Plaintiff’s pleading, Plaintiff would have to admit all the
elements of Defendants’ affirmative defense decisively. See Khan v.
U.S., 808 F.3d 1169, 1172 (7th Cir. 2015) (“[T]he district court can
dismiss a complaint as untimely if the plaintiff has admitted all the
elements of the affirmative defense.”).
Plaintiff states that his general comment regarding “[g]lobal
pandemic not living condition” was a summary of the response he
received from Defendant Evans and Reeder when Plaintiff asked
them for a grievance form. (29-1: p. 4.) Plaintiff explains that when
he asked Defendants to provide him a grievance form during the
COVID-19 lockdown, they responded, “this is a global pandemic[.
W]e do not have any grievances.” (29-1: p. 5.) Defendants have not
addressed Plaintiff’s assertion.
Furthermore, the Court notes that Defendants’ mention
grievances Plaintiff filed on December 28, 2021, January 9, 2022,
and January 31, 2022, on issues they claim are unrelated to his
COVID-19 allegations against Defendants. However, besides
mentioning these grievances, Defendants neither append them to
their motion nor argue their significance. Without more, Plaintiff’s
later submission of grievances on unrelated issues does not show
the absence of a genuine dispute that would entitle Defendants to
summary judgment for Plaintiff’s failure to exhaust his
administrative remedies on his conditions of confinement claims.
Accordingly, because the Court concludes that Defendants
Evans and Reeder have failed to satisfy their burden of persuasion
on their affirmative defense, the Court denies their motion for
summary judgment. See Hernandez v. Dart, 814 F.3d 836, 840 (7th
Cir. 2016) (Failure to exhaust is an affirmative defense for which
the defendants carry the burden of proof.)
The entry of the Court’s Order moots the parties remaining
motions for status and stay. The Court amends its Scheduling
Order as follows: discovery closes on August 6, 2023, and
dispositive motions are due on September 6, 2023.
IT IS THEREFORE ORDERED:
1) The Court DENIES Defendants’ motion for summary
judgment on the issue of exhaustion [25] for the reasons
stated in the Court’s Order.
2) The Court’s order renders MOOT, Plaintiff’s motions for
status [30], [31], and Defendants’ motion to stay discovery
[32].
3) The Court amends its Scheduling Order as follows:
discovery closes on August 6, 2023, and dispositive
motions are due on September 6, 2023.
Entered March 20, 2023.
s/ Sue E. Myerscough
_________________________________________
SUE E. MYERSCOUGH
UNITED STATES DISTRICT JUDGE