“ ‘severity’ of a medically ascertained disability must be measured in terms of its effect upon ability to work”
How later courts described this case
- “ ‘severity’ of a medically ascertained disability must be measured in terms of its effect upon ability to work”
- finding ALJ’s failure to explain specific weight given to medical opinion harmless error where ALJ expressly noted and considered evidence in the record indicating that claimant was not disabled
- stating that “[m]edical opinions that predate the alleged onset of disability are of limited relevance”
- “Given that the ‘check-off form’ did not cite any clinical test results or findings and [the doctor’s] previous treatment notes did not report any significant limitations due to back pain, the ALJ found that the MSS was entitled to ‘little evidentiary weight.’”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT FOR THE
NORTHERN DISTRICT OF FLORIDA
GAINESVILLE DIVISION
CHINEY JONES,
Plaintiff,
vs. Case No. 1:19cv123-CAS
ANDREW SAUL,
Commissioner of Social
Security,
Defendant.
/
MEMORANDUM OPINION AND ORDER
This is a Social Security case referred to the undersigned U.S.
Magistrate Judge upon consent of the parties and reference by U.S. District
Chief Judge Mark Walker. ECF No. 17. See Fed. R. Civ. P. 73; 28 U.S.C.
§ 636(c). It is now before the Court pursuant to 42 U.S.C. § 405(g) for
review of the final determination of the Commissioner (Commissioner) of
the Social Security Administration (SSA) denying Plaintiff’s application for a
period of disability and Disability Insurance Benefits (DIB). After careful
consideration of the entire record, the decision of the Commissioner is
affirmed.
I. Procedural History
On March 15, 2016, Plaintiff, Chiney Jones, filed an application for
DIB benefits alleging disability beginning March 14, 2016, based on lupus,
fibromyalgia, arthritis, asthma, hypertension, chronic tissue disorder, and
muscle spasms. Tr. 15, 21, 56-50, 157-63, 184.1 Plaintiff’s date last
insured for DIB was September 30, 2021.2 Tr. 15, 17, 164.
Plaintiff’s application was denied initially on May 23, 2016, and upon
reconsideration on August 5, 2016. Tr. 15. On August 23, 2016, Plaintiff
requested a hearing. Tr. 15, 96-97. On June 27, 2018, Administrative Law
Judge (ALJ) William H. Greer, held a video hearing in Jacksonville, Florida,
with Plaintiff and counsel appearing in Gainesville, Florida. Tr. 15, 30-54.
Plaintiff was represented by Martin T. Goldberg, an attorney. Id. Plaintiff
testified. Tr. 33-48. Charles K. Heartsill, an impartial vocational expert,
also testified. Tr. 15, 48-53, 255-59 (Resume).
On July 12, 2018, the ALJ issued a decision denying Plaintiff’s
application for benefits. Tr. 15-25. On September 17, 2018, Plaintiff filed a
request for review and a memorandum. Tr. 152-56.
1 Citations to the record transcript/administrative record, ECF No. 14, shall be by
the symbol “Tr.” followed by a page number that appears in the lower right corner.
2 Plaintiff was age 45 on her alleged onset date of March 14, 2016, and
completed four years of college. Tr. 21, 56.
On May 4, 2019, the Appeals Council noted that it had considered
Plaintiff’s request for review and determined that “the reasons do not
provide a basis for changing the [ALJ’s] decision.” Tr. 1. The Appeals
Council’s order makes the ALJ’s decision the final decision of the
Commissioner. Tr. 1-7; see 20 C.F.R. § 404.981.
On July 1, 2019, Plaintiff filed a Complaint with the United States
District Court seeking review of the ALJ’s decision. ECF No. 1. The
parties filed memoranda of law, ECF Nos. 25 and 26, and Plaintiff filed a
reply, ECF no. 29, which have been considered.
II. Findings of the ALJ
The ALJ made several findings:
1. “The claimant meets the insured status requirements of the Social
Security Act through September 30, 2021.” Tr. 17.
2. “The claimant has not engaged in substantial gainful activity since
March 14, 2016, the alleged onset date.” Id.
3. “The claimant has the following severe impairments: obesity;
rheumatoid arthritis, lupus, asthma, fibromyalgia and arthralgia.”
Id. The ALJ determined that Plaintiff has several non-severe
physical impairments including hypertension and carpal tunnel
syndrome. Tr. 18. The ALJ also determined that Plaintiff’s
“medically determinable mental impairment of anxiety order does
not cause more than minimal limitation in the claimant’s ability to
perform basic mental work activities and is therefore non-severe.”
Id. The ALJ considered the broad areas of mental functioning set
out in the disability regulations for evaluating mental disorders and
in the Listing of Impairments. The four areas are known as the
“paragraph B” criteria. Id. The ALJ determined Plaintiff had no
limitation regarding understanding, remembering, or applying
information and with interacting with others. Tr. 18. The ALJ also
determined that Plaintiff had a mild limitation regarding
concentrating, persisting, or maintaining pace and in adapting or
managing oneself. Tr. 19. Thus, the ALJ determined that
Plaintiff’s “medically determinable mental impairment causes no
more than ‘mild’ limitation in any of the functional areas,” and, as a
result, “is non-severe.” Id.
4. “The claimant does not have an impairment or combination of
impairments that meets or medically equals the severity of one of
the listed impairments in 20 CFR Part 404, Subpart P, Appendix
1.” Tr. 20. In making this finding, the ALJ considered the listings
found in sections 14.00 (Immune System Disorders) and 12.00
(Mental Disorders) in 20 CFR Part 404, Subpart P, Appendix 1.
The ALJ noted that “no treating or examining physician has
mentioned findings equivalent in severity to the criteria of any
listed impairment.” Tr. 20. The ALJ considered Plaintiff’s obesity
in conjunction with other impairments and considering SSR 02-1p,
noting her use of a cane to assist in walking, and determined that
this factor did not meet requirements of a listing. Id.
5. “[T]he claimant has the residual functional capacity [RFC] to
perform less than the full range of sedentary work as defined in 20
CFR 404.1567(a).3 The claimant can have no concentrated or
3 “Sedentary work involves lifting no more than 10 pounds at a time and
occasionally lifting or carrying articles like docket files, ledgers, and small tools.
Although a sedentary job is defined as one which involves sitting, a certain amount of
walking and standing is often necessary in carrying out job duties. Jobs are sedentary if
walking and standing are required occasionally and other sedentary criteria are met.”
20 C.F.R. § 404.1567(a). In part, “[l]ight work involves lifting no more than 20 pounds at
a time with frequent lifting or carrying of objects weighing up to 10 pounds.” 20 C.F.R.
§ 404.1567(b). A Specific Vocational Preparation (SVP) of 4 means “[o]ver 3 months up
to and including 6 months” and an SVP of 5 means “[o]ver 6 months up to and including
1 year.” Dictionary of Occupational Titles (DOT) (4th ed., rev. 1991), Appendix C:
Components of the Definition Trailer, § II, SVP. “[SVP] is defined as the amount of
lapsed time required by a typical worker to learn the techniques, acquire the
information, and develop the facility needed for average performance in a specific job-
worker situation.” Id. Semi-skilled work corresponds to an SVP of 3-4 and skilled work
corresponds to an SVP of 5-9 in the DOT. SSR 00-4p, 2000 SSR LEXIS 8, at *8 (Dec.
4, 2000). Although social security rulings do not carry the “force and effect of the law or
excessive exposure to pulmonary irritants, such as dust, fumes,
extremes in temperature or humidity.” Tr. 20.
6. “The claimant is capable of performing past relevant work as a
Clerk Typist. This work does not require the performance of work-
related activities precluded by the claimant’s [RFC].” The
vocational expert testified that Plaintiff’s past relevant work
included Clerk Typist, DOT # 203.362-010, sedentary exertion,
and SVP of 4, and Supervisor Telephone Clerk, DOT # 239.132-
010, light exertion and SVP of 5. Tr. 25. The ALJ noted that
Plaintiff’s past work was performed within the last 15 years and
lasted long enough for Plaintiff to learn it, and was performed at
SGA levels. Id. In addition, the ALJ noted that the vocational
expert testified that Plaintiff’s use of a cane as an additional
limitation or limitations of fine handling or fingering would not
prevent her from performing her past relevant work as a clerk
typist. Id. The vocational expert also testified that off task
behavior of over 20% would not be tolerated and after exhaustion
of accrued time, employer tolerance allowed no more than two
absences per month, but that employee who needed to elevate
their legs to chair height would not be able to maintain
employment. Finally, the vocational expert testified that his
testimony regarding use of a cane, off task behavior, absenteeism,
and elevation of lower extremities was based on his knowledge of
these jobs and how they are performed, and employer’s workplace
demands and how they have changed over time. Id.
7. “The claimant has not been under a disability, as defined in the
Social Security Act, from March 14, 2016, through the date of this
decision.” Tr. 25.
III. Legal Standards
This Court must determine whether the Commissioner’s decision is
supported by substantial evidence in the record and premised upon correct
regulations,” see Heckler v. Edwards, 465 U.S. 870, 873 n.3 (1984), “[t]hey are binding
on all components of the Social Security Administration.” 20 C.F.R. § 402.35(b)(1).
legal principles. 42 U.S.C. § 405(g); Chester v. Bowen, 792 F.2d 129, 131
(11th Cir. 1986). “Substantial evidence is more than a scintilla, but less
than a preponderance. It is such relevant evidence as a reasonable person
would accept as adequate to support a conclusion.” Bloodsworth v.
Heckler, 703 F.2d 1233, 1239 (11th Cir. 1983) (citations omitted); accord
Moore v. Barnhart, 405 F.3d 1208, 1211 (11th Cir. 2005). “The
Commissioner’s factual findings are conclusive if supported by substantial
evidence.” Wilson v. Barnhart, 284 F.3d 1219, 1221 (11th Cir. 2002)
(citations omitted).4
“In making an initial determination of disability, the examiner must
consider four factors: ‘(1) objective medical facts or clinical findings;
(2) diagnoses of examining physicians; (3) subjective evidence of pain and
disability as testified to by the claimant and corroborated by [other
4 If the Commissioner’s decision is supported by substantial evidence we must
affirm, even if the proof preponderates against it.” Phillips v. Barnhart, 357 F.3d 1232,
1240, n.8 (11th Cir. 2004) (citations omitted). “A ‘substantial evidence’ standard,
however, does not permit a court to uphold the Secretary’s decision by referring only to
those parts of the record which support the ALJ. A reviewing court must view the entire
record and take account of evidence in the record which detracts from the evidence
relied on by the ALJ.” Tieniber v. Heckler, 720 F.2d 1251, 1253 (11th Cir. 1983).
“Unless the Secretary has analyzed all evidence and has sufficiently explained the
weight he has given to obviously probative exhibits, to say that his decision is supported
by substantial evidence approaches an abdication of the court’s ‘duty to scrutinize the
record as a whole to determine whether the conclusions reached are rational.’” Cowart
v. Schweiker, 662 F.2d 731, 735 (11th Cir. 1981) (citations omitted).
observers, including family members], and (4) the claimant’s age,
education, and work history.’ ” Bloodsworth, 703 F.2d at 1240 (citations
omitted). A disability is defined as a physical or mental impairment of such
severity that the claimant is not only unable to do past relevant work, “but
cannot, considering his age, education, and work experience, engage in
any other kind of substantial gainful work which exists in the national
economy.” 42 U.S.C. § 423(d)(2)(A). A disability is an “inability to engage
in any substantial gainful activity by reason of any medically determinable
physical or mental impairment which can be expected to result in death or
which has lasted or can be expected to last for a continuous period of not
less than 12 months.” 42 U.S.C. § 423(d)(1)(A); see 20 C.F.R. § 404.1509
(duration requirement). Both the “impairment” and the “inability” must be
expected to last not less than 12 months. Barnhart v. Walton, 535 U.S. 212
(2002). In addition, an individual is entitled to DIB if he or she is under a
disability prior to the expiration of her insured status. See 42 U.S.C.
§ 423(a)(1)(A); Moore v. Barnhart, 405 F.3d at 1211; Torres v. Sec’y of
Health & Human Servs., 845 F.2d 1136, 1137-38 (1st Cir. 1988); Cruz
Rivera v. Sec’y of Health & Human Servs., 818 F.2d 96, 97 (1st Cir. 1986).
The Commissioner analyzes a claim in five steps. 20 C.F.R.
§ 404.1520(a)(4)(i)-(v):
1. Is the individual currently engaged in substantial gainful
activity?
2. Does the individual have any severe impairments?
3. Does the individual have any severe impairments that meet
or equal those listed in Appendix 1 of 20 C.F.R. Part 404,
Subpart P?
4. Does the individual have the residual functional capacity
(RFC) to perform work despite limitations and are there any
impairments which prevent past relevant work?5
5. Do the individual’s impairments prevent other work?
A positive finding at step one or a negative finding at step two results in
disapproval of the application for benefits. A positive finding at step three
results in approval of the application for benefits. At step four, the claimant
bears the burden of establishing a severe impairment that precludes the
performance of past relevant work. Consideration is given to the
5 An RFC is the most a claimant can still do despite limitations. 20 C.F.R.
§ 404.1545(a)(1). It is an assessment based upon all the relevant evidence including
the claimant’s description of her limitations, observations by treating and examining
physicians or other persons, and medical records. Id. The responsibility for
determining claimant’s RFC lies with the ALJ. 20 C.F.R. § 404.1546(c); see Social
Security Ruling (SSR) 96-5p, 1996 SSR LEXIS 2, at *12 (July 2, 1996) (“The term
“residual functional capacity assessment” describes an adjudicator’s finding about the
ability of an individual to perform work-related activities. The assessment is based upon
consideration of all relevant evidence in the case record, including medical evidence
and relevant nonmedical evidence, such as observations of lay witnesses of an
individual’s apparent symptomatology, an individual’s own statement of what he or she
is able or unable to do, and many other factors that could help the adjudicator determine
the most reasonable findings in light of all the evidence.”); see also Cooper v. Astrue,
373 F. App’x 961, 962 (11th Cir. 2010) (unpublished) (explaining claimant’s RFC
determination “is within the province of the ALJ, not a doctor”).
assessment of the claimant’s RFC and the claimant’s past relevant work. If
the claimant can still do past relevant work, there will be a finding that the
claimant is not disabled. If the claimant carries this burden, however, the
burden shifts to the Commissioner at step five to establish that despite the
claimant’s impairments, the claimant is able to perform other work in the
national economy in light of the claimant’s RFC, age, education, and work
experience. Phillips v. Barnhart, 357 F.3d 1232, 1237 (11th Cir. 2004);
Jones v. Apfel, 190 F.3d 1224, 1229 (11th Cir. 1999); Chester, 792 F.2d at
131; MacGregor v. Bowen, 786 F.2d 1050, 1052 (11th Cir. 1986); 20
C.F.R. § 404.1520(a)(4)(v). If the Commissioner carries this burden, the
claimant must prove that he or she cannot perform the work suggested by
the Commissioner. Hale v. Bowen, 831 F.2d 1007, 1011 (11th Cir. 1987).
Plaintiff bears the burden of proving that she is disabled, and
consequently, is responsible for producing evidence in support of her claim.
See 20 C.F.R. § 404.1512(a); Moore v. Barnhart, 405 F.3d at 1211. The
responsibility of weighing the medical evidence and resolving any conflicts
in the record rests with the ALJ. See Battle v. Astrue, 243 F. App’x 514,
523 (11th Cir. 2007) (unpublished).
As the finder of fact, the ALJ is charged with the duty to evaluate all
the medical opinions of the record, resolving conflicts that might appear.
20 C.F.R. § 404.1527.6 When considering medical opinions, the following
factors apply for determining the weight to give to any medical opinion:
(1) the frequency of examination and the length, nature, extent of the
treatment relationship; (2) the evidence in support of the opinion, such as
“[t]he more a medical source presents relevant evidence to support an
opinion, particularly medical signs and laboratory findings, the more weight”
that opinion is given; (3) the opinion’s consistency with the record as a
whole; (4) whether the opinion is from a specialist and, if it is, it will be
accorded greater weight; and (5) other relevant but unspecified factors.
20 C.F.R. § 404.1527(b) & (c).
The opinion of the claimant’s treating physician must be accorded
considerable weight by the Commissioner unless good cause is shown to
the contrary. Lewis v. Callahan, 125 F.3d 1436, 1440 (11th Cir. 1997).
This is so because treating physicians “are likely to be the medical
professionals most able to provide a detailed, longitudinal picture of your
medical impairment(s) and may bring a unique perspective to the medical
evidence that cannot be obtained from the objective medical findings alone
or from reports of individual examinations, such as consultative
6 This provision applies to claims, such as Plaintiff’s claims, filed before March
27, 2017. For claims filed after that date, section 404.1520c, titled “How we consider
and articulate medical opinions and prior administrative medical findings for claims filed
on or after March 27, 2017,” applies.
examinations or brief hospitalizations.” 20 C.F.R. § 404.1527(c)(2). “This
requires a relationship of both duration and frequency.” Doyal v. Barnhart,
331 F.3d 758, 762 (10th Cir. 2003).
The reasons for giving little weight to the opinion of the treating
physician must be supported by substantial evidence, Marbury v. Sullivan,
957 F.2d 837, 841 (11th Cir. 1992), and must be clearly articulated.
Phillips, 357 F.3d at 1241. “The Secretary must specify what weight is
given to a treating physician’s opinion and any reason for giving it no
weight, and failure to do so is reversible error.” MacGregor, 786 F.2d at
1053.
The ALJ may discount the treating physician’s opinion if good cause
exists to do so. Hillsman v. Bowen, 804 F. 2d 1179, 1181 (11th Cir. 1986).
Good cause may be found when the opinion is “not bolstered by the
evidence,” the evidence “supported a contrary finding,” the opinion is
“conclusory or inconsistent with [the treating physician’s] own medical
records,” the statement “contains no [supporting] clinical data or
information,” the opinion “is unsubstantiated by any clinical or laboratory
findings,” or the opinion “is not accompanied by objective medical evidence
or is wholly conclusory.” Lewis, 125 F.3d at 1440; Edwards v. Sullivan, 937
F.2d 580, 583-84 (11th Cir. 1991) (citing Schnorr v. Bowen, 816 F.2d 578,
582 (11th Cir. 1987)). Where a treating physician has merely made
conclusory statements, the ALJ may afford them such weight to the extent
they are supported by clinical or laboratory findings and are consistent with
other evidence as to a claimant’s impairments. Wheeler v. Heckler, 784
F.2d 1073, 1075 (11th Cir. 1986).
Opinions on some issues, such as whether the claimant is unable to
work, the claimant’s RFC, and the application of vocational factors, “are not
medical opinions, . . . but are, instead, opinions on issues reserved to the
Commissioner because they are administrative findings that are dispositive
of the case; i.e., that would direct the determination or decision of
disability.” 20 C.F.R. § 404.1527(d); see Bell v. Bowen, 796 F.2d 1350,
1353-54 (11th Cir. 1986). “[T]reating source opinions on issues reserved to
the Commissioner are never entitled to controlling weight or special
significance.” SSR 96-5p, 1996 SSR LEXIS 2, at *6 (1996).7 Although
physician’s opinions about what a claimant can still do or the claimant’s
restrictions are relevant evidence, such opinions are not determinative
because the ALJ has responsibility of assessing the claimant’s RFC. See
supra at n.5.
7 SSR 96-5p was rescinded effective March 27, 2017, but applies here considering Plaintiff’s DIB
filing date of March 15, 2016.
A treating physician’s opinions that a claimant is unable to work and
is necessarily disabled would not be entitled to any special weight or
deference, however. The regulations expressly exclude such a disability
opinion from the definition of a medical opinion because it is an issue
reserved to the Commissioner and a medical source is not given “any
special significance” with respect to issues reserved to the Commissioner,
such as disability. 20 C.F.R. § 404.1527(d)(1), (3). In Lewis v Callahan,
the court noted that “we are concerned here with the doctors’ evaluations of
[the claimant’s] condition and the medical consequences thereof, not their
opinion of the legal consequences of his condition. Our focus is on the
objective medical findings made by each doctor and their analysis based
on those medical findings.” 125 F.3d at 1440.
Notwithstanding, generally, more weight is given to the opinion of a
specialist “about medical issues related to his or her area of specialty than
to the opinion of a source who is not a specialist.” 20 C.F.R.
§ 404.1527(c)(2), (5); see Benecke v. Barnhart, 379 F.3d 587, 594 n.4 (9th
Cir. 2004) (noting that “[s]pecialized knowledge may be particularly
important with respect to a disease such as fibromyalgia that is poorly
understood within much of the medical community,” thus rheumatologists’
opinions were entitled to greater weight than those of other physicians)
(Benecke quoted in Somogy v. Comm’r of Soc. Sec., 366 F. App’x 56, 65
n.13 (11th Cir. 2010) (unpublished)). Although a claimant may provide a
statement containing a treating physician’s opinion of her remaining
capabilities, the ALJ must evaluate such a statement in light of the other
evidence presented and the ALJ must make the ultimate determination of
disability. 20 C.F.R. §§ 404.1512, 404.1513, 404.1527, 404.1545.
IV. Medical and Other Evidence
A.
The ALJ determined that Plaintiff has severe impairments of obesity,
rheumatoid arthritis, lupus, asthma, fibromyalgia and arthralgia. Tr. 17.
The ALJ determined Plaintiff had several non-severe physical impairments
of hypertension and carpal tunnel syndrome and briefly referred to medical
records pertaining to these impairments. Tr. 18. The ALJ also determined
that Plaintiff’s anxiety disorder did not cause her more than a minimal
limitation in her ability to perform basic mental work activities and therefore
was non-severe. In making this finding, the ALJ considered the broad
areas of mental functioning known as the “paragraph B” criteria. The ALJ
considered medical and other records in reaching conclusions regarding
this issue. Tr. 18-19; see supra at 3-4.
As part of his RFC determination, the ALJ considered Plaintiff’s
reports of daily activities:
The claimant is 47 years of age and was 45 years of age as of the
alleged onset date. She completed 4 years of college. The
claimant contends that her ability to work is limited due to lupus,
fibromyalgia, arthritis, asthma, hypertension, chronic tissue
disorder and muscle spasms. She reported she last worked as a
Program Assistant in March 2016 and stopped working due to her
conditions (Ex. 1E). The claimant reported that pain interfered
with sleeping; she had restless nights because of pain. She said
that she was not able to watch movies, bake cakes/pies, play
volleyball and ride/drive in a car for at least an hour because of
her health condition. The claimant reported she could walk about
two minutes before needing to stop and rest. The claimant
reported that she was unable to sit for long periods; she could not
kneel or climb stairs. She reported be[ing] unable to concentrate
at times; she estimated she could pay attention about thirty
minutes. She reported she could not finish what she started (Ex.
5E-Function Report).
Tr. 21.
The ALJ also considered numerous medical records in determining
the scope and extent of Plaintiff’s RFC. Tr. 21-24. Plaintiff alleged her
onset date of disability began on March 14, 2016.8 Tr. 21. The ALJ’s
discussion of medical evidence begins with the record documenting a
January 2016 rheumatology office visit. Id. However, earlier medical
8 The ALJ did not expressly mention medical evidence pre-dating Plaintiff’s
alleged onset date. Tr. 15-25.
records provide a foundation for analysis of the medical evidence
considered by the ALJ and are discussed here for that reason.
B.
Prior to the alleged onset date, upon a referral from Dr. George
Benchimol, Plaintiff was examined by Michael Rozboril, M.D., on
September 6, 2013, due to abnormal serology with a positive anti-nuclear
anti-body (ANA) titer, joint pain, muscle pain, and swelling with inactivity,
which was reported to not be remedied by Cymbalta or Lortab. Tr. 342.
Plaintiff reported she had “missed work due to pain; goes in late, can’t work
full day.” Id. On examination, she had tenderness of the neck and trap
muscles. Tr. 343. Her shoulders, hip, and wrist had good range of motion;
no synovitis of the elbows, shoulders, wrists, knees, ankles, and fingers;
tender lateral epicondyles; tender anserine and trochanteric bursae, and
tender premalleolar fat pads. Tr. 344. Her extremities revealed no edema,
cyanosis, or clubbing; varicose vein changes - with superficial varicosities;
pulses intact at ankles and no digital pitting scars or ulcers. From a
neurological standpoint, she was grossly intact to DTR, PP, and strength.
Id. Dr. Rozboril diagnosed “Fibromyalgia - explains most all of her
symptoms” and found she had no signs or symptoms of anti-immune
diseases despite the positive ANA; however, further testing was ordered.
Id.
C.
Since August 2013, Plaintiff received general medical treatment at
Gainesville Family Physicians (GFP) from George Benchimol, M.D.
Tr. 272-302, 359-61.9 On August 7, 2013, at her first patient visit, a review
of systems was normal, including that she had no muscle weakness and
myalgia. Tr. 299. Her physical exam conducted on August 9, 2013, by
Dr. Benchimol, indicated a normal mental status and peripheral vascular
items. The assessment and plan included (for her displacement, lumbar
without myelopathy) that she would continue to get short-acting opiates
from her pain specialist but was encouraged to minimize the use of
narcotics for control of chronic pain and to review other options with her
pain specialist. Tr. 300. Current plans for fibromyalgia and for “anxiety
state NOS” were provided. Id.
9 On August 7, 2013, Plaintiff established healthcare with Gainesville Family
Physicians (GFP). Tr. 299-300; 346-49. She described her medical problems, in part,
as chronic pain in joints, frequent headache, leg pain with walking, numbness or
tingling, palpitations, shortness of breath, and added asthma, arthritis, herniated discs.
Tr. 351. She briefly described problems: “I have consistent pain in my joints - knees &
legs are worse but entire body frequently aches. I have several asthma attacks weekly
- mostly when I'm stressed out. I also have neck & back spasms on a weekly basis and
I have been having headaches for the past few weeks.” Id.
Chest X-rays of August 14, 2013 showed no acute cardiopulmonary
abnormality. Tr. 282.
On August 21, 2013, Dr. Benchimol examined Plaintiff and a review
of systems was normal. Tr. 297. The physical examination resulted in
normal findings regarding her mental status, general appearance,
orientation, build and nutrition, posture, gait, hydration and voice. Id.
Chest and lung exam were normal. Id. In October 2013, Dr. Benchimol
examined Plaintiff with similar results. Her blood pressure has been
controlled, and uric acid decreased. Tr. 296. Notes stated: “She saw
Dr. Rozboril who agreed with the diagnosis of fibromyalgia but was not
clear about the diagnosis of lupus. She got a second opinion with Dr. Lloyd
who felt she likely did have lupus and started her on [P]laquenil. Except for
a few headaches she has tolerated the Plaquenil well.” Id. She was
started on Plaquenil 200 mg with no refill. Id. Dr. Benchimol noted that
“[s]he has had improvement in her fibromyalgia symptoms since starting
Cymbalta. Continue current treatment.” Id.
On December 31, 2013, Dr. Benchimol examined Plaintiff and the
physical exam was generally normal, although joint pain and stiffness were
noted. Tr. 293-94. Regarding musculoskeletal, Dr. Benchimol stated:
“Physical exam demonstrates a little swelling around the ankle. There is no
obvious abnormality noted interior forefoot area. There is no erythema or
open source. Range of motion appears normal.” Tr. 294. Regarding
Enthesopathy, Ankle NOS, Dr. Benchimol noted that the “[p]hysical exam is
most consistent with generalized osteoarthritis.” On the same day,
Dr. Benchimol completed an application (one-page check-off form) for a
permanent disabled person parking permit for Plaintiff, citing a “[s]evere
limitation to [Plaintiff’s] ability to walk due to an arthritic, neurological, or
orthopedic condition.”10 Tr. 339.
On February 19, 2014, Plaintiff was examined for complaints of a
cough. Tr. 291. Her mental status, posture, and gait were normal.
Tr. 291-92. Her symptoms were “consistent with bronchitis with
exacerbation of her underlying asthma.” Id. An antibiotic was prescribed
and she was continued on three medication regimens. Id.
On March 31, 2014, Plaintiff appeared with a complaint of
Lymphadenopathy. Tr. 289. She had been previously diagnosed with an
10 By way of digression, on December 4, 2014, Plaintiff had a GYN return visit
with Southeastern Integrated Medical (SIMED) Women’s Health. Tr. 468. Several
active problems were reported: arthralgia - knee, patella, tibia, fibula; carpal tunnel
syndrome; disorders of connective tissue diffuse; hypertension; long term use of other
medications; myalgia and myositis, and obesity. Id. Medications, including Cymbalta,
were noted. Id. Her chief complaint was for Depo-Provera, a contraceptive injection.
Id. Prior diagnoses of hypertension, fibromyalgia, and lupus per Dr. Benchimol were
mentioned. Id. A review of systems was negative, and she was to return in three
months for her next injection. Tr. 469. Plaintiff had previous visits at this facility on
September 10, 2013, (annual exam) with generally normal exam results, Tr. 474-79;
June 10, 2014, and September 8, 2014. Tr. 469-73.
upper respiratory infection associated with Lymphadenopathy. Id.; see
Tr. 292. Her mental status was normal. Tr. 290. It is noted that Plaintiff
had “not been doing well in terms of, myalgias, and joint discomfort. These
conditions were felt to be secondary to a combination of autoimmune
disorder and fibromyalgia. She was tried on Plaquenil but could not
tolerate the side effects of the medication [and] was discontinued.
Currently she is only on NSAID therapy as well as Cymbalta. As a result,
her discomfort has broken through a few times and she has had lots of
missed work.” Id. (Dr. Lloyd’s name is mentioned immediately above the
“impression. Id.)
Also, on March 31, 2014, Dr. Benchimol completed a Family Medical
Leave Act form (check-off form with some written notes) for Plaintiff’s
employer noting that she would be incapacitated or need to work part-time
for her “lifetime as [lupus] flares up.” Tr. 318, 320. He explained that the
episodic flare-ups would make it “difficult to type with joint pain,” during
which time she would be absent from work or unable to perform her job
function. Id. He opined the frequency and duration of flare-ups would vary
and were unpredictable, and that the condition was lifelong. Id.
On April 21, 2014, Plaintiff presented with hypertension and for a
follow-up on blood pressure which was slightly improved. Tr. 287. A
review of symptoms was generally normal, including the notation that
muscle weakness and myalgia were not present. Tr. 287. Her physical
exam results were normal, including notes that she was alert, cooperative,
not in acute distress or sickly, oriented x4, and had normal posture and
gait. Tr. 287-88.
On June 11, 2014, Plaintiff followed up with Dr. Benchimol for
hypertension. Tr. 285. A review of symptoms was generally normal as
was the physical exam. Tr. 285-86. Dr. Benchimol noted he was pleased
with Plaintiff’s blood pressure control. Tr. 286.
On July 6, 2015, Plaintiff had a six-month follow-up exam with
Dr. Benchimol and “[s]ince her last visit she has been feeling well. Her
respiratory and coronary status has been stable. She has not had any
chest pains or shortness of breath. She is trying to remain active. She has
been compliant with medications.” Tr. 278. A review of systems was
normal as was the physical examination, including the right and left upper
extremities, which had normal strength and tone. Her posture and gait
were normal and muscle weakness and myalgia were not present. Tr. 279-
80. The mental status exam was also normal with several favorable
findings. Tr. 280. She remained stable in terms of her lupus and was
monitored by her rheumatologist. Regarding fibromyalgia, “[s]he has been
doing well on Cymbalta for management of her fibromyalgia” and her
current therapy would continue. Id. She was to continue to monitor her
blood pressure; asthma symptoms have been well-controlled with
intermittent use of a short acting beta agonist. Id.
On August 28, 2015, Plaintiff complained of hip pain for
approximately one month with right hip pain increasing with weight-bearing,
walking, and climbing stairs; she denied a fall. She was taking NSAID. Tr.
276. She was referred to “Institute Orthopedic.” Tr. 277.
On January 6, 2016, Plaintiff appeared for a six-month follow-up and
was examined by Dr. Benchimol. Tr. 272-75. Her medical condition and
issues were status quo and Dr. Benchimol noted she appeared to be “doing
well.” Tr. 272-73. Muscle weakness and myalgia were not present. Tr.
273. Plaintiff continued to work with her pain specialist and her lupus was
being managed by her rheumatologist (Mark Lloyd, M.D.) and appeared to
be doing well. Tr. 272, 274. The review of systems and examination were
generally normal. Tr. 273-74. While a patient of Dr. Benchimol, Plaintiff
was referred to and was examined by Dr. Lloyd, M.D., at Southeastern
Integrated Medical (SIMED) Arthritis Center on January 27, 2016, Tr. 353,
417 (duplicate), having previously received treatment from Dr. Lloyd.
On November 10, 2017, subsequent to the alleged onset date,
Dr. Benchimol noted that Plaintiff “has been working with her
rheumatologist concerning her diagnosis of fibromyalgia and lupus. She is
on Cymbalta which appears to be helping but she is still fairly limited in her
physical activity abilities. She is trying to remain active.” Tr. 484.
Medications were refilled. Tr. 487-88.
D.
From January 9, 2014, (her first office visit), through June 2014,
Plaintiff received treatment from Mark Lloyd, M.D., at the SIMED Arthritis
Center due to increasing joint and muscle pain and fatigue which were
“adversely affecting her daily life.” Tr. 304-16, 325-33. During this time,
Plaintiff was noted to have 18/18 trigger points with moderate diffuse
tenderness and was diagnosed with fibromyalgia and a diffuse connective
tissue disorder. Tr. 307 (June 12, 2014), 312 (May 29, 2014). Her Mobic
dosage was increased to twice daily for arthralgia flares. Id.
On January 27, 2016, Plaintiff returned to Dr. Lloyd for a follow-up
after an 18-month absence, reporting that she continued to take Mobic,
Flexeril, and Cymbalta. She had discontinued Plaquenil due to headache
and dizziness; and she still had diffuse aches, pain, fatigue, and decreased
sleep. Tr. 353, 384, 417. Upon examination, 18/18 trigger points were
noted with moderate diffuse tenderness. Tr. 356. The ANA titer was high,
the complete blood count was abnormal, the sedimentation rate was high,
and the SM/RNP (mixed connective tissue disease) antibody was positive.
Tr. 357-58, 574-77.
Dr. Lloyd’s assessment was obesity, diffuse connective tissue
disorder, arthralgia of the knee/patella/tibia/fibula, carpal tunnel syndrome,
and myalgia and myositis. Tr. 357-58. He explained that the “physical
exam is consistent with FMS [fibromyalgia]” and left knee
bursitis/osteoarthritis pain and, based on the laboratory testing positive
ANA/SM/RNP an increased ESR (sedimentation rate), she “likely has
MCTD [mixed connective tissue disease] as well.” Tr. 358. Due to the past
adverse reaction to Plaquenil, Cymbalta was increased to 60 mg twice
daily, and future consideration for retrying Plaquenil or Imuran. Id. Flexeril
10 mg was continued and Mobic 7.5 mg twice-daily was prescribed for
knee pain. Hydrocodone-Acetaminophen was prescribed for fibromyalgia
pain as needed. Id.
On March 8, 2016, Plaintiff reported diffuse aching pain and fatigue.
Tr. 379. Review of systems noted no back pain or muscle aches and no
localize joint pain. Tr. 380. Examination noted 18/18 positive trigger points
with moderate diffuse tenderness. Tr. 382. The diagnosis remained the
same and medications were continued. Tr. 382-83.
On April 21, May 19, June 16, August 10 (first page missing, Tr. 439-
40), September 8, November 1, December 6, 2016, Plaintiff reported to
Dr. Lloyd ongoing symptoms of muscle and joint pains with fatigue, but that
she was doing better with the increased dosage of Cymbalta and Mobic.
Tr. 364, 369, 374, 444, 449, 454. Examination again indicated 18/18
positive trigger points with moderate tenderness. Tr. 367, 372, 377, 442,
447, 452, 457. The diagnosis remained the same and medications were
continued. Tr. 367-68, 372-73, 377-78, 442-43, 446-47, 452-53, 457-58.
The treatment notes and examination remained the same on January
3 and February 2, 2017 (last page missing), with ongoing muscle and joint
pain, fatigue, 18/18 positive trigger points with moderate diffuse
tenderness, and unchanged diagnoses. Tr. 459, 462-64. Mobic,
Hydrocodone-Acetaminophen, Cymbalta, and Flexeril were continued.
Tr. 463.
E.
Dr. John D. Colon is a physician with the Alachua County Health
Department (ACHD). Plaintiff obtained general medical care from ACHD
from March 4, 2015, through April 5, 2018, mainly through their Health
Maintenance System and visits with nurses at either the family planning
clinic or nursing protocol unit. Tr. 492-577, 586-91. She also met
infrequently with Dr. Colon during this timeframe and as noted below.
Among other patient records from medical sources, the ALJ considered
several of Dr. Colon’s patient notes during this timeframe. Tr. 22-23.
It appears Plaintiff’s care with the ACHD began on or about March 5,
2015, when it was noted that she lost her insurance. Tr. 565-67. Her chief
complaint was “undesired fertility” and a limited exam assessment was
done. She received a Depo-Provera contraceptive injection, as she did
during future exams. Tr. 565. No serious medical problems are noted. Id.
Blood pressure, height, weight and BMI, e.g., BMI 46.3 and weight of
287.2, are noted as they are during future visits. The same exam regimen
(nursing protocol visits) and treatment are noted throughout 2015 until April
2016. Tr. 555-64.
As of June 28, 2016, it is noted that Plaintiff had not had an annual
exam since 2014. Tr. 553. She desired to continue with “Depo at this
time.” Tr. 553. Her blood pressure was elevated. Notes indicate that
Plaintiff has “Lupus and fibromyalgia” and was in pain in the morning. Id.
She had forgotten to take her blood pressure medication before leaving for
her appointment and was counseled on the importance of medication
compliance. Id. Plaintiff recently obtained “Alachua Cares for her
insurance.” Id.
On July 7, 2016, Plaintiff complained of swelling of the left lower knee
radiating pain of 8/10 in severity with ankle swelling. She was advised to
continue using Mobic for ongoing arthritic pain and to seek treatment at the
emergency room. She was “severely obese” with a BMI 48.51.
Tr. 549-50; see Tr. 22. On September 13, 2016, was told to return in three
months for a complete physical exam. Tr. 548. Plaintiff appeared for
another nursing protocol visit on December 7, 2016, to receive her routine
contraceptive injection and was told to schedule an annual physical “as
soon as possible.” Tr. 545-46. Plaintiff had similar visits on February 22,
2017, and May 15, 2017. Tr. 541-44.
On June 9, 2017, Plaintiff returned to the ACHD for a “focused visit.”
Tr. 536. Her pain scale was “2.” Id. It appears the purpose of the visit was
for medication refills and a right leg wound. Id. Notes indicate:
46 yo female with PMHx significant for fibromyalgia, Lupus, and
connective tissue disorder, and hypertension. She reports she takes
tramadol, Cymbalta, and Mobic and chlorthalidone. She was
previously seeing Rheumatologist Dr. Mark Lloyd at Simed and
Dr. Benchimol for primary care. She lost her insurance and is
seeking to establish care at health department. Also reports a right
leg wound in which she hit her ankle on a bed railing 2 months ago.
Says she still has a tender, red wound that is not healing.
Tr. 536. A review of systems was generally normal except she admitted
having a muscle/joint problem; pain and stiffness for four years; and sores
that are hard to heal regarding a right ankle wound. Id. The physical exam
indicated that Plaintiff was in no apparent distress. Tr. 537. Her mental
status, mood and affect, were “[a]ppropriate to situation.” Id. There were
comments related to the right leg wound on her lateral malleolus that was
tender and warm to touch. Id. The assessment and plan note stated:
asthma without status asthmaticus (disorder). Id. She was examined by a
PA. Id.
On June 27, 2017, it was noted, in part, that Plaintiff’s joints
revealed no abnormalities or swelling; she had full range of motion (X4)
in all extremities; and her muscle strength was 5/5 in all extremities.
Tr. 534. Plan comments included low fat diet, aerobic exercise, and
avoidance of concentrated sugars. Id.
On October 26, 2017, Plaintiff returned to the family planning
clinic for another focused visit and contraceptive injection. Tr. 527, 529.
Medications included Cymbalta and Mobic. Tr. 528.
In December 2017, clinical notes from ACHD noted that Plaintiff
was treated, in part, by Dr. Colon, Tr. 524, and reported “0” on the pain
scale. Tr. 520; see Tr. 22. Medications were noted. Tr. 521.
The record noted complaints of coughing, shortness of breath, chest
congestion, and stuffy nose. Tr. 520. On review of systems,
Plaintiff denied any complaints. Physical examination findings were
noted as benign/unremarkable. The assessment included
fibromyalgia treated with refill of Cymbalta, asthma with status
asthmaticus (disorder) treated with ProAir medication refill, and
upper respiratory infection treated with Amoxicillin. Tr. 520-26.
Also in January 2018, Plaintiff presented to the emergency
department at North Florida Regional Medical Center for mild non-
productive cough. Tr. 580. She also complained of bilateral knee pain
typical of fibromyalgia and lupus flare up. On physical examination, the
record noted supple neck, with full and painless range of motion.
Tr. 582. Plaintiff’s back was noted as having full and painless range of
motion, and no thoracic or lumbar tenderness. Id. Neurologically, she
was noted as alert and oriented times three. Her gross sensory and
motor function were intact. Id. The record noted fibromyalgia,
established hypertension, and upper respiratory infection. Tr. 584.11
11 Plaintiff was treated, in part, by Robert Mazalewski, M.D. Tr. 580.
January 5, 2018, adult health clinic progress notes reflect a
focused visit.12 The record noted a reported pain scale of “0”. Tr. 514.
On review of systems, claimant denied fatigue/tired or sluggishness.
The claimant also denied muscle/joint problems, muscle pain or
swelling. Similarly, the claimant denied neck pain, stiffness, dizziness,
headache, movement problem, numbness or tingling. Physical
examination findings reflect claimant appeared in no acute distress,
with no musculoskeletal joint abnormalities or swelling, full range of
motion times four of all extremities and 5/5 muscle strength in all
extremities. Tr. 514-18.
On January 11, 2018, Plaintiff appeared at the ACHD for a nursing
call clinic supply visit and received another contraceptive injection.
Medications were noted. Tr. 509-11. Pain scale was reported as “5.”
Past medical history reflected “Chronic pain (arthritis fiber myalgia [sic]
LUPUS, High blood pressure.” Tr. 509. Her BMI was 49.3. The patient
notes were created by an RN and cosigned by Dr. Colon.
An April 5, 2018, clinical visit summary, noted a reported pain
scale of “0” and no acute complaints. The review of systems noted
12 Plaintiff was treated, in part, by Dr. Colon. Tr. 518.
normal as to general details, denied fatigue, being tired, sluggishness,
fever, or weight change. Physical examination findings reflect claimant
appeared in no apparent distress. Tr. 587-90. The records were
created, in part, by Dr. Colon. Tr. 588.
On May 18, 2018, Dr. Colon completed a Physical Residual
Functional Capacity Questionnaire (PRFCQ). Tr. 592-96. There are
several handwritten notes in the form, but the form also consists of
check-off responses. Id. In the form, Dr. Colon noted that Plaintiff’s
impairments have lasted or were expected to last at least twelve
months. He stated that emotional factors contributed to claimant’s
symptoms and functional limitations, but noted that the record did not
identify or select from a list of psychological conditions that affected
Plaintiff’s physical condition. The word “no” was written in the space for
other psychological conditions. Dr. Colon opined that Plaintiff’s
impairments were not reasonably consistent with the symptoms and
functional limitations described in the evaluation, but checked the box
indicating that Plaintiff’s experience of pain or other symptoms were
constantly severe enough to interfere with attention and concentration
needed to perform even simple tasks. Tr. 593. He checked the box
indicating that Plaintiff was incapable of even “low stress” jobs and
noted that claimant was not working. He opined that Plaintiff was not
able to walk a city block without rest or severe pain; that she could sit
for one hour at a time before needing to get up; and could stand for ten
minutes at a time before needing to sit down or walk around. Id. He
checked the box indicating that Plaintiff could sit, stand/walk less than
two hours total in an 8-hour workday with normal breaks, and that she
must use a cane or other assistive device while engaging in occasional
standing/walking. Tr. 594. He cited limitations in lifting and carrying;
turning her head; stooping, and climbing. Tr. 595-95. He opined that
Plaintiff would have significant limitation with reaching, handling or
fingering, and that her impairments would likely produce “good days”
and “bad days.” Tr. 595.
V. Legal Analysis
Substantial evidence supports the decision rendered by the ALJ
and he correctly applied the law.
Plaintiff claims the ALJ’s evaluation of the medical evidence is flawed
partly because the ALJ did not properly evaluate the medical opinion of
John Colon, M.D., one of Plaintiff’s treating physicians. Plaintiff also
argues that ALJ’s failure to discuss and weigh the March 2014 opinion of
Dr. Benchimol, a prior treating physician, failure to mention the opinion of
Dr. Schiff, a State Agency reviewer, and failure to properly consider
Plaintiff’s fibromyalgia constitute legal error resulting in the ALJ’s RFC
determination as being unsupported by substantial evidence. ECF No. 25
at 11- 18. Finally, Plaintiff contends that the ALJ’s assessment of her
mental impairment is unsupported by substantial evidence.
A.
We begin with consideration of Dr. Colon’s patient notes followed by
consideration of his May 18, 2018, Physical Residual Functional Capacity
Questionnaire (PRFCQ). Tr. 592-96. Plaintiff obtained general medical
care from the Alachua County Health Department (ACHD) and Dr. Colon
from March 4, 2015, through April 5, 2018, mainly through their Health
Maintenance System and visits with nurses at either the family planning
clinic or nursing protocol unit. Tr. 492-577, 586-91. Among other patient
records from medical sources, the ALJ considered several of Dr. Colon’s
patient notes during this timeframe. Tr. 22-23.
On June 28, 2016, ACHD notes indicate that Plaintiff had not had an
annual exam since 2014. Tr. 553. The ALJ stated that July 7, 2016, ACHD
notes indicate Plaintiff was advised to continue using Mobic for her
complaint of ongoing arthritic pain. Tr. 22 (citing records at Tr. 549-50).
Plaintiff was described as “severely obese” with a BMI 48.51. Tr. 549-50.
On September 13, 2016, Plaintiff was told to return in three months for a
complete physical exam. Tr. 548. Plaintiff appeared for another nursing
protocol visit on December 7, 2016, to receive her contraceptive injection
and was told to schedule an annual physical “as soon as possible.”
Tr. 545-46. Plaintiff had similar visits on February 22, 2017, and May 15,
2017. Tr. 541-44.
The ALJ noted that Plaintiff returned on June 27, 2017, to the ACHD
for a “focused visit.” Tr. 22 (citing records at Tr. 533-34). Her pain scale
was “2.” Id. Notes indicate she reports taking tramadol, Cymbalta, and
Mobic and chlorthalidone. The ALJ noted that Plaintiff’s reported her
symptoms had improved since increasing her medication, and examination
findings disclosed no joint abnormalities or swelling; Plaintiff had a full
range of motion in all extremities, and 5/5 muscle strength. Id. A physical
exam on June 9, 2017, indicated that Plaintiff was in no apparent distress.
Tr. 537. Her mental status, mood and affect, were “[a]ppropriate to
situation.” Id.
The ALJ noted that in November 2017, Dr. Benchimol indicated that
Plaintiff was status quo in terms of her medical issues and was still taking
Cymbalta, which was helping, but was still fairly limited in her physical
activities, without specifying those activities. Tr. 22 (citing records at 484-
88). Plaintiff’s history notes for that visit reported that she was employed
full time at the University of Florida. Id.
As discussed by the ALJ, clinical notes from ACHD in December
2017 indicated that Plaintiff was treated, in part, by Dr. Colon, Tr. 524,
and reported “0” on the pain scale. Tr. 520; see Tr. 22. The ALJ
noted that the claimant denied any complaints, and physical
examination findings were noted as benign/unremarkable. The
assessment included fibromyalgia, treated with refill of Cymbalta,
asthma with status asthmaticus (disorder), treated with ProAir
medication refill, and upper respiratory infection, treated with
Amoxicillin. Tr. 22-23 (citing records at Tr. 520-26).
The ALJ also considered the records from Plaintiff’s January 2018
visit to the emergency department [at North Florida Regional Medical
Center] for mild non-productive cough and bilateral knee pain typical of
fibromyalgia and lupus flare up. Tr. 23. The record noted a supple
neck, with full and painless range of motion and claimant’s back as
having full and painless range of motion, with no thoracic or lumbar
tenderness. Id. The record noted fibromyalgia and established
hypertension, upper respiratory infection. Id. (citing records at Tr. 580-
85).
The January 5, 2018, progress notes, from the health clinic
(treating provider Dr. Colon) were discussed in which Plaintiff reported
pain scale of “0”. Tr. 23 (citing records at Tr. 515-18). The ALJ noted
that on review of systems, claimant denied fatigue, tiredness or
sluggishness. The Plaintiff also denied muscle/joint problems, muscle
pain or swelling. Similarly, the Plaintiff denied neck pain, stiffness,
dizziness, headache, movement problem, numbness or tingling.
Physical examination findings reflect Plaintiff appeared in no acute
distress, with no musculoskeletal joint abnormalities or swelling, full
range of motion of all extremities and 5/5 muscle strength in all
extremities. Id. (citing records at Tr. 514-18).
The ALJ also noted that an April 5, 2018, clinical visit summary
showed a reported pain scale of “0” and no acute complaints. The
review of systems noted normal as to general details, denied fatigue,
tiredness, and sluggishness, and denied fever or weight change.
Physical examination findings reflect claimant appeared in no apparent
distress. Tr. 23 (citing records at Tr. 587-90). The records were
created, in part, by Dr. Colon. Tr. 588.
The ALJ discussed Dr. Colon’s May 18, 2018, Physical Residual
Functional Capacity Questionnaire (PRFCQ), Tr. 592-96, which Plaintiff
contends was not properly considered. ECF No. 25 at 13. The
questionnaire includes handwritten notes and check-off remarks, which
courts have found are “not particularly informative” and “weak evidence at
best.” See Teague v. Astrue, 638 F.3d 611, 615 (8th Cir. 2011) (“Given
that the ‘check-off form’ did not cite any clinical test results or findings and
[the doctor’s] previous treatment notes did not report any significant
limitations due to back pain, the ALJ found that the MSS was entitled to
‘little evidentiary weight.’”); Dixon v. Astrue, No. 5:09-cv-320/RS/EMT, 2010
WL 4942141, at *14 (N.D. Fla. Oct. 26, 2010) (explaining that ALJ properly
rejected conclusory opinions expressed by treating physician on “check-off”
type forms where treating physician’s own treatment notes did not support
opinions expressed on those forms), report and recommendation adopted,
No. 5:09cv320 RS-EMT, 2010 WL 4929045 (N.D. Fla. Nov. 30, 2010);
Jones v. Comm’r of Soc. Sec., 478 F. App’x 610, 612 (11th Cir. 2012)
(unpublished) (holding that the boxes checked by the doctors did not
constitute their actual RFC assessment because checking boxes did not
indicate the degree and extent of the claimant’s limitations); see also Foster
v. Astrue, 410 F. App’x 831, 833 (5th Cir. 2011) (unpublished) (physicians
“questionnaire” format typifies “brief or conclusory” testimony).
Simply put, Dr. Colon’s PRFCQ did not provide an acceptable
explanation for his opinions or refer to objective medical evidence to
support his opinions. See Crawford v. Comm’r of Soc. Sec., 363 F.3d
1155, 1159-60 (11th Cir. 2004). The ALJ described Dr. Colon’s
evaluation as follows:
The undersigned considered a May 2018 Physical Residual
Functional Capacity Questionnaire completed by John D. Colon,
M.D., Alachua County Health Department, who reported that
claimant’s diagnosed rheumatic joint disease had a poor
prognosis. The record identified clinical findings to include ankle,
knee swelling. The record noted treatment that may have
implications for working was anti-inflammatories. The claimant’s
impairments have lasted or were expected to last at least twelve
months. The record noted emotional factors contributed to
claimant’s symptoms and functional limitations. The record did
not identify or select from a list of psychological conditions that
affected claimant’s physical condition; and “no” was written in the
space for other psychological conditions. The record noted that
claimant’s impairments were not reasonably consistent with the
symptoms and functional limitations described in the evaluation.
However, the record noted that the claimant’s experience of pain
or other symptoms were constantly severe enough to interfere
with attention and concentration needed to perform even simple
tasks. The record noted that claimant was incapable of even “low
stress” jobs and explained that claimant was not working. The
record noted claimant was not able to walk a city block without
rest or severe pain. The claimant could sit for one hour at one
time before needing to get up, stand for ten minutes at one time
before needing to sit down, walk around. The claimant could sit,
stand/walk less than two hours total in an 8-hour workday, with
normal breaks. The record noted claimant must use a cane or
other assistive device while engaging in occasional
standing/walking. The claimant could never lift/carry 10 pounds or
less, could rarely look down, turn her head left or right, look up or
hold her head in a static position. The claimant could occasionally
twist, rarely stoop or crouch and never climb ladders or stairs.
The claimant would have significant limitation with reaching,
handling or fingering. The claimant’s impairments would likely
produce “good days” and “bad days” (Ex.11F) [Tr. 592-96].
Tr. 24.
The ALJ concluded, regarding Dr. Colon’s medical source statement:
The undersigned gives little weight to the assessment of
Dr. John Colon in the medical source statement. The reported
limitations are simply not supported by the treatment records of
Dr. Colon as claimant’s primary care doctor at the Alachua
County Health Department. Likewise, the record does not
document that a cane was prescribed for walking in the
treatment records or in claimant’s Function Report.
Id.
The ALJ fully considered Dr. Colon’s PRFCQ, and his medical
records concerning Plaintiff’s care, and concluded that the reported
limitations in the PRFCQ form are not supported by the treatment records
of Dr. Colon as claimant’s primary care doctor at the ACHD. Tr. 24.
Substantial evidence of Plaintiff’s medical visits in which no pain was
reported and in which Plaintiff demonstrated full range of motion supports
the ALJ’s determination that the medical records do not support Dr. Colon’s
assessment of the severity of Plaintiff’s medical condition.13 But this does
13 The ALJ also noted that the record does not document a prescription for the
cane that Dr. Colon indicated was used by Plaintiff. Tr. 24. Plaintiff contends that the
ALJ improperly relied on this fact. ECF Nos. 25 at 12; 29 at 2. A review of the decision
discloses that the determination of no disability was not based on lack of a prescription
for a cane; moreover, whether a cane was prescribed or needed for ambulation, does
not end the inquiry concerning whether Plaintiff’s medical records and other
evidence support her claim of disability. Other longitudinal medical
evidence should, therefore, be considered.
B.
Prior to the alleged onset date of March 14, 2016, Plaintiff was
examined by Michael Rozboril, M.D., on September 6, 2013, due to
abnormal serology with a positive anti-nuclear anti-body (ANA) titer, joint
pain, muscle pain, and swelling with inactivity, which was not remedied by
Cymbalta or Lortab. Tr. 342. Dr. Rozboril diagnosed “Fibromyalgia -
explains most all of her symptoms” and found she had no signs or
symptoms of anti-immune diseases despite the positive ANA; however,
further testing was ordered. Id.
Since August 2013, Plaintiff received general medical treatment at
from George Benchimol, M.D. Tr. 272-302, 359-61. At her August 7, 2013,
patient visit, a review of systems was normal, including that she had no
not impugn the correctness of the RFC in this case. See, e.g., Baker v. Comm’r of Soc.
Sec., 384 F. App’x 893, 895 (11th Cir. 2010) (unpublished) (“The parties dispute
whether the ALJ determined if Baker's cane was ‘medically necessary,’ but this issue is
not dispositive. Even an individual using a medically required hand-held assistive
device can perform sedentary work, depending on the facts and circumstances of the
case.”). In the present case, just as in Baker, “[a]though some of the reporting
physicians noted that [claimant] requires a cane to walk, no physician of record
rendered an opinion that suggests that the cane limits [the] ability to comply with the
exertional requirements of sedentary work.” Id. at 895-96.
muscle weakness and myalgia. Tr. 299. The assessment and plan
included that she would continue to get short acting opiates from her pain
specialist but was encouraged to minimize the use of narcotics for control
of chronic pain and to review other options with her pain specialist. Tr. 300.
Current plans for fibromyalgia and for “anxiety state NOS” were provided.14
Id.
On August 21, 2013, a review of systems was normal. Tr. 297. The
physical examination resulted in normal findings regarding her mental
status, general appearance, orientation, build and nutrition, posture, gait,
hydration and voice. Id. Chest and lung exam were normal. Id. On
October 23, 2013, Dr. Benchimol examined Plaintiff with similar results.
Her blood pressure has been controlled, and uric acid decreased. Tr. 296.
Dr. Benchimol noted that “[s]he has had improvement in her fibromyalgia
symptoms since starting Cymbalta. Continue current treatment. Id.
On December 31, 2013, Dr. Benchimol examined Plaintiff and the
physical exam was generally normal. Tr. 293-94. Dr. Benchimol stated:
14 See Tr. 297-98 (Aug. 21, 2013, noting her autoimmune evaluation was
positive for ANA Atypical speckled pattern 1:320 and nuclear pattern 1:160. “This could
certainly explain her systemic symptoms of chronic Myalgia and join[t] discomfort. Her
chest x-ray was negative. After discussion we elected to refer her to rheumatology for
further evaluation and review of treatment options. I cannot exclude the possibility of
underlying fibromyalgia as part of her clinical picture so I think she would benefit by
starting the Cymbalta that was discussed at her last visit. She was able to have it
covered by her insurance and will begin taking the medication in the next few days.”).
“Range of motion appears normal.” Tr. 294. On the same day, Dr.
Benchimol completed an application (one-page check-off form) for a
permanent disabled person parking permit for Plaintiff, citing a “[s]evere
limitation to [Plaintiff’s] ability to walk due to an arthritic, neurological, or
orthopedic condition.” Tr. 339.
On March 31, 2014, Plaintiff appeared with a complaint of
Lymphadenopathy. Tr. 289. It is noted that Plaintiff had “not been doing
well in terms of, myalgias, and joint discomfort. These conditions were felt
to be secondary to a combination of autoimmune disorder and fibromyalgia.
She was tried on Plaquenil but could not tolerate the side effects of the
medication [and] was discontinued. Currently she is only on NSAID
therapy as well as Cymbalta. As a result, her discomfort has broken
through a few times and she has had lots of missed work.” Tr. 290.
Also on March 31, 2014, approximately two years before Plaintiff
alleges her disability began, Dr. Benchimol completed a Family Medical
Leave Act form (check-off form with some written notes) for Plaintiff’s
employer noting that she would be incapacitated or need to work part-time
for her “lifetime as [lupus] flares up.” Tr. 318, 320. He explained that the
episodic flare-ups would make it “difficult to type with joint pain,” during
which time she would be absent from work or unable to perform her job
function. Id. He opined the frequency and duration of flare-ups would vary
and were unpredictable, and that the condition was lifelong. Id.
Plaintiff contends that the ALJ reversibly erred in not discussing the
2014 form and explaining what weight it was given. ECF No. 29 at 3.
Because the ALJ fully considered Dr. Benchimol’s relevant treatment
records and other evidence, such as Plaintiff’s statements, daily activities,
and work history, no reversible error occurred in the ALJ’s failure to
specifically discuss and give weight to the 2014 opinion. See, e.g., Tillman
v. Comm’r, Soc. Sec. Admin., 559 F. App’x 975, 975 (11th Cir. 2014)
(finding ALJ’s failure to explain specific weight given to medical opinion
harmless error where ALJ expressly noted and considered evidence in the
record indicating that claimant was not disabled). Moreover, medical
opinions that predate the claimed onset of disability are of limited relevance
when the medical records applicable to the period under review do not bear
out the conclusions. See Carmickle v. Comm’r, Soc. Sec. Admin., 533
F.3d 1155, 1165 (9th Cir. 2008) (stating that “[m]edical opinions that
predate the alleged onset of disability are of limited relevance”) (cited in
Millionder v. Colvin, No. 3:13cv323/EMT, 2014 WL 4792602, at *11 (N.D.
Fla. Sept. 25, 2014))); see also Goff ex rel. Goff v. Comm'r of Soc. Sec.
Admin., 253 F. App’x 918, 922 (11th Cir.2007) (unpublished) (distinguishing
between medical opinions offered during the relevant time period from
those that related back several years).
The medical records do not support the opinions in the Family
Medical Leave Act form. For example, on April 21, 2014, a review of
symptoms was generally normal, including that muscle weakness and
Myalgia were not present. Tr. 287. Her physical exam results were
normal, including notes that she was alert, cooperative, not in acute
distress or sickly, oriented x4, and had normal posture and gait. Tr. 287-
88. On June 11, 2014, Plaintiff followed up with Dr. Benchimol for
hypertension. Tr. 285. A review of symptoms was generally normal as
was the physical exam. Tr. 285-86.
On July 6, 2015, Plaintiff had a six-month follow-up exam with
Dr. Benchimol and “[s]ince last visit she has been feeling well. A review of
systems was normal as was the physical examination including the right
and left upper extremities were normal strength and tone. Tr. 279-80. The
mental status exam was also normal with several favorable findings. Tr.
280. She remained stable in terms of her lupus; was monitored by her
rheumatologist. Regarding fibromyalgia, “[s]he has been doing well on
Cymbalta for management of her fibromyalgia” and her current therapy
continue. Id.
On August 28, 2015, Plaintiff complained of hip pain for
approximately one month with pain increasing with weight-bearing, walking,
and climbing stairs; she denied a fall. She was taking NSAID. Tr. 276.
She was referred to “Institute Orthopedic.” Tr. 277.
On January 6, 2016, her medical condition and issues were status
quo. She continued to work with her pain specialist and her lupus was
being managed by her rheumatologist (Mark Lloyd, M.D.) and appeared to
be doing well. Tr. 272, 274. The review of systems and examination were
generally normal. Tr. 273-74.
On November 10, 2017, and subsequent to the alleged onset date,
Dr. Benchimol noted that Plaintiff “has been working with her
rheumatologist concerning her diagnosis of fibromyalgia and lupus. She is
on Cymbalta appears to be helping but she is still fairly limited in her
activities. She is trying to main active.” Tr. 484. Medications were refilled.
Tr. 487-88.
Consistent with the patient notes, the ALJ noted:
In December 2017 adult health clinic notes, the record noted
claimant reported a pain scale of “0” as she presented for
medication refill, complaints of coughing, shortness of breath,
chest congestion and stuffy nose. On review of systems, the
claimant denied any complaints. Physical examination findings
were noted as benign/unremarkable. The assessment
included fibromyalgia, treated with refill of Cymbalta, asthma
with status asthmaticus (disorder), treated with ProAir
medication refill and upper respiratory infection, treated with
Amixicillin [sic] (Ex. 8F/29-34) [Tr. 520-26].
In January 2018 the claimant presented to the emergency
department [at North Florida Regional Medical Center] for mild
non-productive cough. The claimant also complained of bilateral
knee pain typical of fibromyalgia and lupus flare up. The claimant
reported a history of asthma. On physical examination, the record
noted supple neck, with full and painless range of motion. No
pulmonary rales or rhonchi on auscultation. Claimant’s back was
noted as having full and painless range of motion, and no thoracic
or lumbar tenderness. Neurologically, the claimant was noted as
alert and oriented times three. Her gross sensory and motor
function were intact. Chest radiology showed no acute
cardiopulmonary abnormality. The record noted fibromyalgia and
established hypertension, upper respiratory infection (Ex. 9F/3-8)
[Tr. 580-85]. January [5,] 2018 adult health clinic progress notes
reflect a focused visit. The record noted a reported pain scale of
“0”. The claimant presented for emergency department follow-up,
and denied any symptoms. On review of systems, claimant
denied fatigue/tired or sluggishness. The claimant also denied
muscle/joint problems, muscle pain or swelling. Similarly, the
claimant denied neck pain, stiffness, dizziness, headache,
movement problem, numbness or tingling. Physical examination
findings reflect claimant appeared in no acute distress, with no
musculoskeletal joint abnormalities or swelling, full range of
motion times four of all extremities and 5/5 muscle strength in all
extremities. (Ex. 8F/23-[27) Tr. 514-18.]
Tr. 22-23.
C.
From January 9, 2014, through June 2014, Plaintiff received
treatment from Mark Lloyd, M.D., at the SIMED Arthritis Center. Tr. 304-
16, 333. During this time, Plaintiff was found to have 18/18 trigger points
with moderate diffuse tenderness and was diagnosed with fibromyalgia and
a diffuse connective tissue disorder. Tr. 307 (June 12, 2014), 312 (May 29,
2014). Her Mobic dosage was increased to twice daily for arthralgia
flares.15 Id.
On January 27, 2016, Plaintiff returned to Dr. Lloyd for a follow-up
after an 18 months absence, reporting she continued to take Mobic,
Flexeril, and Cymbalta. She had discontinued Plaquenil due to headache
and dizziness; and she still had diffuse aches, pain, fatigue, and decreased
sleep. Tr. 353. Upon examination, 18/18 trigger points were noted with
moderate diffuse tenderness. Tr. 356. Dr. Lloyd’s assessment was
obesity, diffuse connective tissue disorder, arthralgia of the
knee/patella/tibia/fibula, carpal tunnel syndrome, and myalgia and myositis.
Tr. 357-58. He explained that the “physical exam is consistent with FMS
15 A review of systems indicated, in part, no neck pain or stiffness; no lump or
swelling in the neck. She had no back pain; no sudden unexplained fractures/broken
bones in the past; no muscle aches and no localized soft tissue swelling (non-joint); no
muscle spasms no localized joint pain. Neurological and psychological systems were
relatively normal with “no inability to cope with daily activities.” Tr. 334. Physical
findings provide, in part, that Plaintiff “was not overweight”; she was “[w]ell-appearing”
and “in no acute distress.” Tr. 335. She had 18-18 trigger points and trigger point pain.
Tr. 336. Her neurological and psychiatric exams were normal. Id. The assessment
included obesity, diffuse connective tissue disorder; arthralgia of the
knee/patella/tibia/fibula; carpal tunnel syndrome; myalgia and myositis; and long-term
use of other medications. Id. The plan included Mobic 7.5 mg tabs and she was placed
on a rheumatology schedule to return in one month. Tr. 337; see Tr. 325-30 (Mar. 24,
2014); Tr. 309-12 (May 29, 2014); Tr. 304-08 (June 12, 2014).
[fibromyalgia]” and left knee bursitis/osteoarthritis pain and, based on the
laboratory testing positive ANA/SM/RNP an increased ESR (sedimentation
rate), she “likely has MCTD [mixed connective tissue disease] as well.” Tr.
358.
On March 8, 2016, Plaintiff reported ongoing symptoms of muscle
and joint pain with fatigue. Tr. 379. The diagnosis remained same and
medications were continued. Tr. 382-83. On April 21, May 19, June 16,
August 10 (first page missing, Tr. 439-40), September 8, November 1,
December 6, 2016, Plaintiff reported to Dr. Lloyd ongoing symptoms of
muscle and joint pains with fatigue, but that she was doing better with the
increased dosage of Cymbalta and Mobic. Tr. 364, 369, 374, 444, 449,
454. The diagnosis remained the same and medications were again
continued. Tr. 367-68, 372-73, 377-78, 442-43, 446-47, 452-53, 457-58.
The treatment notes and examination remained the same on January
3 and February 2, 2017 (last page missing), with ongoing muscle and joint
pain, fatigue, 18/18 positive trigger points with moderate diffuse
tenderness, and unchanged diagnoses. Tr. 459, 462-64. Mobic,
Hydrocodone-Acetaminophen, Cymbalta, and Flexeril were continued.
Tr. 463.
The foregoing medical records do not support Dr. Colon’s PRFCQ
conclusions that Plaintiff is unable to work. Nor do the records support
Dr. Benchimol’s 2014 opinion in the Family Leave (Family and Medical
Leave Act) form that Plaintiff’s lupus flareups would prevent her from typing
and would cause her to be absent from work. See Tr. 318, 320. Rather,
the records provide substantial evidence supporting the ALJ’s assignment
of an RFC finding Plaintiff could perform light, sedentary work as she had
done in the past as clerk typist.16
D.
Plaintiff also contends that the ALJ’s rejection of her fibromyalgia-
related symptoms and limitations is not supported by substantial evidence.
ECF No. 25 at 24. The ALJ did find that Plaintiff’s diagnosed fibromyalgia
was a severe impairment, but concluded that her symptoms as reflected in
16 Plaintiff also contends that “to the extent Dr. Schiff’s opinion is considered
(even though it was not referenced by the ALJ), Dr. Schiff noted no medical source
statements regarding limitations were reviewed at the time of his opinion, which renders
the opinion based on incomplete evidence and internally flawed.” ECF No. 25 at 14.
She also cites as error the failure of the ALJ to indicate the weight accorded to
Dr. Schiff’s opinion. Id. at 14-15. Dr. Arthur Schiff, an agency reviewer, provided a
residual functional capacity review on August 5, 2016, ECF No. 75-79, in which he
concluded Plaintiff had some limitations in the performance of certain work activities, but
the limitations would not prevent her from performing past relevant work. Tr. 78.
Dr. Schiff was not a treating physician and, moreover, the ALJ is not required to discuss
all the evidence. Mitchell v. Comm’r, Soc. Sec. Admin., 771 F.3d 780, 782 (11th Cir.
2014). Further, Dr. Schiff’s opinion did not impose any greater limitations on Plaintiff’s
functionality than did the ALJ. As such, any failure to discuss Dr. Schiff’s opinion is
harmless. See, e.g., Diorio v. Heckler, 721 F.2d 726, 728 (11th Cir. 1983).
the medical evidence did not show she could not do her past work as a
clerk typist. Tr. 17, 25.
The American College of Rheumatology has stated that fibromyalgia
is both real and difficult to confirm. See generally Frederick Wolfe, et al.,
The American College of Rheumatology Preliminary Diagnostic Criteria for
Fibromyalgia and Measurement of Symptom Severity, 62 Arthritis Care &
Research 600 (May 2010). An extensive body of case law pre-dates the
effective date of SSR 12-2p relating to courts’ treatment of social security
disability claims based on fibromyalgia. See Johnson v. Colvin, No.
1:14cv149-WS/CAS, 2015 U.S. Dist. LEXIS 55388, at *31-38 (N.D. Fla.
Mar. 25, 2015), adopted, 2015 U.S. Dist. LEXIS 55381 (N.D. Fla. Apr. 27,
2015), for a discussion of the legal standards in fibromyalgia cases pre-
dating SSR 12-2p and a discussion of SSR 12-2p. The following is a brief
explanation of SSR 12-2p derived from Johnson.
The Social Security administration issued SSR 12-2p to assist
factfinders in the evaluation of fibromyalgia. SSR 12-2p, 2012 SSR LEXIS
1 at *1. Social Security Ruling 12-2p “provides that once a claimant is
determined to have fibromyalgia her statements about symptoms and
functional limitations are to be evaluated according to the two-step process
set forth in SSR 96-7p, 1996 SSR LEXIS 4.” Tully v. Colvin, 943 F. Supp.
2d 1157, 1165 (E.D. Wash. 2013); see SSR 12-2p, 2012 SSR LEXIS 1 at
*13. “These policies provide that ‘[i]f objective medical evidence does not
substantiate the person’s statements about the intensity, persistence, and
functionally limiting effects of symptoms, we consider all other evidence in
the case record.’” Id. (quoting SSR 12-2P, 2012 SSR LEXIS 1); see
Evaluation of Fibromyalgia, 77 Fed. Reg. 43,640 (July 25, 2012).
Social Security Ruling 12-2p provides that the Social Security
Administration “will find that a person has an MDI [medically determinable
impairment] of FM [fibromyalgia] if the physician diagnosed FM and
provides the evidence we describe in section II.A. or section II.B., and the
physician’s diagnosis is not inconsistent with the other evidence in the
person’s case record.” SSR 12-2p, 2012 SSR LEXIS 1 at *4-5 (emphasis
added). Sections II.A. and II.B. include two sets of criteria for diagnosing
fibromyalgia--the 1990 American College of Rheumatology (“ACR”) Criteria
for the Classification of Fibromyalgia or the 2010 ACR Preliminary
Diagnostic Criteria. Id.
The first set of criteria (1990) requires that the claimant demonstrate:
(1) a history of widespread pain; (2) at least 11 positive tender points17 on
17 The criteria in section II.B. of SSR 12-2p may be used “to determine an MDI of
FM if the case record does not include a report of the results of tender-point testing, or
the report does not describe the number and location on the body of the positive tender
physical examination and the positive tender points must be found
bilaterally, on the left and right sides of the body and both above and below
the waist; and (3) evidence that other disorders, which could cause the
symptoms or signs were excluded. SSR 12-2p, 2012 SSR LEXIS 1 at *5-7
(§ II.A.1.-3. criteria).
The second set of criteria (2010) requires that the claimant
demonstrate: (1) a history of widespread pain; (2) repeated manifestations
of six or more fibromyalgia symptoms, signs, or co-occurring conditions18;
and (3) evidence that other disorders that could cause these repeated
manifestations of symptoms, signs, or co-occurring conditions19 were
excluded. SSR 12-2p, 2012 SSR LEXIS 1 at *7-9. See Lillard v. Comm’r,
points.” 2012 SSR LEXIS 1 at *6 n.6 (§ II.A.2.b.). In other words, tender-point testing
under section II.A.2. may not be the exclusive manner to determine an MDI of FM.
18 Symptoms and signs that may be considered include the “(s)omatic
symptoms” referred to in Table No. 4, “Fibromyalgia diagnostic criteria,” in the 2010
ACR Preliminary Diagnostic Criteria. We consider some of the “somatic symptoms”
listed in Table No. 4 to be “signs” under 20 C.F.R. 404.1528(b) and 416.928(b). These
“somatic symptoms” include muscle pain, irritable bowel syndrome, fatigue or tiredness,
thinking or remembering problems, muscle weakness, headache, pain or cramps in the
abdomen, numbness or tingling, dizziness, insomnia, depression, constipation, pain in
the upper abdomen, nausea, nervousness, chest pain, blurred vision, fever, diarrhea,
dry mouth, itching, wheezing, Raynaud’s phenomenon, hives or welts, ringing in the
ears, vomiting, heartburn, oral ulcers, loss of taste, change in taste, seizures, dry eyes,
shortness of breath, loss of appetite, rash, sun sensitivity, hearing difficulties, easy
bruising, hair loss, frequent urination, or bladder spasms. 2012 SSR LEXIS 1 at *8 n.9.
19 See SSR 12-2p, 2012 SSR LEXIS 1 at *9 n.10 for a list of these conditions.
Soc. Sec., Civil Case No. JKB-13-1458, 2014 U.S. Dist. LEXIS 66720, at *6
n.1 (D. Md. May 14, 2014).
Social Security Ruling 12-2p provides guidance regarding the
documentation needed, other sources of evidence, and what can be done if
the evidence is insufficient. Guidance is also provided regarding how FM is
considered in the five-step sequential evaluation process. SSR 12-2p,
2012 SSR LEXIS 1 at *9-19.
When determining whether Plaintiff has “severe impairments,” the
ALJ considered that Plaintiff was assessed with fibromyalgia, and found it
to be one of her severe impairments. Tr. 21. The medical record showed
that Plaintiff had 18/18 trigger points indicative of fibromyalgia, with
moderate diffuse tenderness and a diffuse connective tissue disorder.
Tr. 307 (June 12, 2014), 312 (May 29, 2014). However, the ALJ noted that
medical notes from a January 2016 rheumatology visit show Plaintiff
reporting no back pain or muscle aches, no memory lapses, normal gait
and stance, normal motor strength, and normal deep tendon reflexes.
Tr. 21. Throughout 2016 to March 2017, Plaintiff noted no new complaints
and similar examination findings. Id. The ALJ noted that in September
2016, Plaintiff reported a pain scale of “0.” Tr. 22. Plaintiff reported pain
“all over” in March 2017, but in June 2017 Plaintiff reported symptoms
improved with increase in medication. Id. The ALJ noted that in November
2017, Plaintiff denied fatigue and musculoskeletal complaints. Her physical
exam findings were generally normal. Id. In December 2017, Plaintiff
reported a pain scale of “0.” Id. The ALJ noted that in January 2018,
health clinic progress notes indicate Plaintiff reported no pain and denied
muscle or joint problems. Tr. 23. Similarly, in April 2018, Plaintiff reported
a pain scale of “0” and denied fatigue. Id.
The ALJ noted Plaintiff reported in 2016 that she was able to drive,
shop for groceries, and prepare some meals, but testified at the hearing in
2018 that her daughter helps her with those tasks, and that Plaintiff can still
perform some activities of daily living such as bathing and dressing.20
The medical records do not demonstrate that Plaintiff has suffered
functionally limiting effects of the fibromyalgia symptoms such that she
would be unable to perform past work as a clerk typist. A diagnosis of
fibromyalgia alone does not establish disabling limitations. See, e.g.,
Laurey v. Comm’r of Soc. Sec., 632 F. App’x 978, 988 (11th Cir. 2015)
(unpublished); Klaes v. Comm’r of Soc. Sec., 719 F. App’x 893, 897 (11th
Cir. 2017) (unpublished). “[T]he mere existence of the[ ] impairments does
20 A claimant’s daily activities may be considered in evaluating and discrediting
complaints of disabling pain. Harwell v. Heckler, 735 F.2d 1292, 1293 (11th Cir. 1984).
not reveal the extent to which they limit [the claimant’s] ability to work or
undermine the ALJ’s determination in that regard.” 21 Moore, 405 F.3d at
1213 n.6. “Disability is determined by the effect an impairment has on the
claimant’s ability to work, rather than the diagnosis of an impairment itself.”
Davis v. Barnhart, 153 F. App’x 569, 572 (11th Cir. 2005); McCruter v.
Bowen, 791 F.2d 1544, 1547 (11th Cir. 1986) (“ ‘severity’ of a medically
ascertained disability must be measured in terms of its effect upon ability to
work”). The ALJ also noted that the medical record documents
conservative treatment that was reported to be fairly effective for her
impairments, which indicates her symptoms were not as limiting as she
alleged. See, e.g., Falcon v. Heckler, 732 F.2d 827, 832 (11th Cir. 1984).
Her records indicate she was doing well on her Cymbalta medication
therapy. Tr. 280. See also Tr. 374, 433, 444.
21 As the Eleventh Circuit has explained, an ALJ did not err in giving little weight
to the doctor’s opinion that fibromyalgia was disabling for two reasons: “(1) because it
concerns a matter reserved to the Commissioner, 20 C.F.R. § 404.1527(d); and
(2) because taking longer to perform activities of daily living and having some pain with
activity and stress is not inherently disabling.” Nance v. Soc. Sec. Admin., Comm’r, 781
F. App'x 912, 919 (11th Cir. 2019) (unpublished). The Court noted the doctor’s
treatment notes concerning the claimant’s range of motion, strength, and gait as
supporting the ALJ’s decision. Id. Further, in evaluating a claimant’s residual functional
capacity, the ALJ appropriately considers the effectiveness and side effects of any
medication. See 20 C.F.R. §§ 404.1529(c)(3)(iv), 416.929(c)(3)(iv). Sorter v. Soc. Sec.
Admin., Comm’r, 773 F. App’x 1070, 1073 (11th Cir. 2019) (unpublished).
The ALJ’s decision to find Plaintiff not disabled despite a finding that
her fibromyalgia is a severe impairment is supported by substantial
evidence and correct application of the law. See generally Land v. Astrue,
No. 5:09cv369/SPM/MD, 2011 WL 834005, at *1 (N.D. Fla. Jan. 6, 2011),
report and recommendation adopted, 2011 WL 825683 (N.D. Fla. Mar. 4,
2011) (affirming Commissioner’s denial of disability benefits despite
diagnosis of fibromyalgia). This Court will not make factual findings or
credibility determinations in the first instance or reweigh the evidence.
Tisdale v. Soc. Sec. Admin., Comm’r, No. 19-1230, 2020 WL 1243642, at
*1 (11th Cir. Mar. 16, 2020) (unpublished) (citing Moore, 405 F.3d at 1211);
Raices v. Comm’r of Soc. Sec., No. 19-12718, 2020 WL 1062132, at *2
(11th Cir. Mar. 5, 2020) (unpublished) (citing Phillips, 357 F.3d at 1240 n.8
(“We may not decide the facts anew, reweigh the evidence, or substitute
our judgment for that of the [Commissioner].” ((alteration in original)
(quoting Bloodsworth, 703 F.2d at 1239)); Miles v. Chater, 84 F.3d 1397,
1400 (11th Cir.1996) (“If the Commissioner's decision is supported by
substantial evidence we must affirm, even if the proof preponderates
against it.”); Edwards, 937 F.2d at 584 n.3 (noting that this Court will not
reverse a decision supported by substantial evidence even if, had we been
the finder of fact, we would have reached a contrary result and even if the
evidence preponderates against the Commissioner’s decision). As the ALJ
determined, even considering Plaintiff’s diagnosis of fibromyalgia,
substantial evidence supports the conclusion that she is capable of
performing past relevant work as a clerk typist because such work does not
require activities precluded by her RFC. Tr. 32.
E.
Finally, Plaintiff contends that the ALJ failed to consider and
reconcile his finding that Plaintiff had mild mental limitations with his
determination that Plaintiff could perform work as a clerk typist. ECF No.
25 at 21. The ALJ considered the medical record, including evidence of
any mental impairment, and concluded that Plaintiff’s anxiety disorder does
not cause more than a minimal limitation in the claimant’s ability to perform
basic mental work activities and was non-severe. Tr. 18. The ALJ also
noted that Plaintiff reported being able to drive, shop, count change, pay
bills, handle a savings account, and use a checkbook. Id. Plaintiff reported
no side effects from her medication and the record documents no difficulty
with the ability to understand, learn terms, instructions, and procedures,
follow a one or two step oral instruction, and carry out a task. Id.
The ALJ discussed the opinions of Dr. Nancy Dinwoodie and Alan
Harris, Ph.D., state agency consultants who reviewed the record in May
2016 and July 2016. Tr. 23. Dr. Dinwoodie noted in her review in May
2016 that Plaintiff did not claim any mental limits that affect her ability to
work. Tr. 60. Dr. Harris noted in July 2016, that there was no evidence or
allegation of mental limits affecting the ability to work. Tr. 74. Despite
these opinions in 2016, and the fact that Plaintiff did not initially claim any
functional limitations due to anxiety, the ALJ noted the medical records
from 2017 and 2018 concerning Plaintiff’s mental condition and status.
Tr. 18-19. The ALJ also heard Plaintiff’s testimony about memory
problems and her earlier medication for anxiety, which affects her several
times a year. Tr. 42-43, 45, 46. The ALJ’s conclusions concerning
Plaintiff’s non-severe mental impairment have not been shown to be
deficient due to any perceived contradiction to the opinions of Drs.
Dinwoodie and Harris.
Further, the ALJ noted that each reviewing doctor determined that
Plaintiff’s anxiety disorder produced no restrictions on activities of daily
living, maintaining social functioning, and maintaining concentration,
persistence, or pace Tr. 23-24. Plaintiff has not identified any evidence in
the record concerning her anxiety disorder that imposes limitations on her
ability to do sedentary, light work as a clerk typist.
V. Conclusion
Plaintiff has the burden to prove she is disabled. Moore, 405 F.3d at
1211. The record does not support Plaintiff’s assertion that she was
disabled through her date last insured, that is, she was unable to engage in
any substantial gainful activity due to a medically determinable impairment
that can be expected to last for a continuous period of not less than 12
months. See 42 U.S.C. §§ 416(i) and 423(d)(1)(A). Considering the record
as a whole, the findings of the ALJ are based upon substantial evidence in
the record and the ALJ correctly followed the law. Accordingly, pursuant to
the fourth sentence in 42 U.S.C § 405(g), the decision of the Commissioner
to deny Plaintiff’s application for Social Security benefits is AFFIRMED and
the Clerk is DIRECTED to enter judgment for Defendant and close the file.
DONE AND ORDERED at Tallahassee, Florida, on April 6, 2020.
s/ Charles A. Stampelos__________
CHARLES A. STAMPELOS
UNITED STATES MAGISTRATE JUDGE