Opinion

Santiago v. Waldron

Court
District Court, M.D. Florida
Filed
Jun 10, 2024
Cited by
0 cases
Authority
More cited than 20.0%

holding that dismissal of an action without prejudice as a sanction for a pro se prisoner’s failure to disclose the existence of a prior lawsuit, where that prisoner was under penalty of perjury, was proper

How later courts described this case

  • holding that dismissal of an action without prejudice as a sanction for a pro se prisoner’s failure to disclose the existence of a prior lawsuit, where that prisoner was under penalty of perjury, was proper
  • holding “punitive damages are prospective relief”
  • “Grossly incompetent or inadequate care can constitute deliberate indifference . . . as can a doctor’s decision to take an easier and less efficacious course of treatment” (internal citation omitted) or fail to respond to a known medical problem
  • explaining that “conclusory allegations, unwarranted deductions of facts or legal conclusions masquerading as facts will not prevent dismissal”

Written by the judges who cited it.

The opinion

UNITED STATES DISTRICT COURT

MIDDLE DISTRICT OF FLORIDA

JACKSONVILLE DIVISION

BENITO A. SANTIAGO,

Plaintiff,

v.

Case No. 3:23-cv-741-MMH-JBT

GLORIA WALDEN, et al.,

Defendants.

___________________________

ORDER

I. Status

Plaintiff Benito A. Santiago, an inmate of the Florida Department of

Corrections (FDOC), initiated this action by filing a pro se Civil Rights

Complaint under 42 U.S.C. § 1983 (Complaint; Doc. 1). He is proceeding in

forma pauperis. Doc. 7. Santiago names eight Defendants – Nurse Gloria

Walden1; Officer Reed; Sergeant McClure; Lieutenant Watson; Lieutenant

Johnson; Sergeant Rulevitch2; Officer Hampton; and Officer Mattox.

1 Throughout the Complaint, Santiago refers to this Defendant as “Waldon,”

but in her filings, this Defendant clarified that her name is spelled “Walden.” See

Doc. 21.

2 Throughout the Complaint, Santiago refers to this Defendant as “Rulebitch,”

but after service of process, the Court granted this Defendant’s unopposed motion to

correct his name to “Rulevitch.” See Order (Doc. 22).

Complaint at 3-5. He raises claims of excessive force and deliberate

indifference to his serious medical needs. See generally id.

This matter is before the Court on Defendants’ motions to dismiss. See

Gloria Walden’s Corrected Motion to Dismiss Plaintiff’s Complaint and

Memorandum of Law (Walden Motion; Doc. 21); and Defendants Reed,

Hampton, Mattox, McClure, Watson, Johnson, and Rulevitch’s (FDOC

Defendants) Motion to Dismiss (FDOC Motion; Doc. 25) (collectively Motions).

Santiago filed responses to the Motions. See Response to Defendant Gloria

Walden’s Motion to Dismiss (Walden Resp.; Doc. 24), and Response to

Defendants’ Motion to Dismiss (FDOC Resp.; Doc. 29). The Motions are ripe

for review.

II. Santiago’s Allegations3

Santiago alleges that on February 7, 2023, Defendant McClure

approached Santiago’s cell and ordered that he submit to a strip search.

Complaint at 9. Santiago asserts he complied with the order, but McClure

“lied” and advised other officers that Santiago refused, so McClure could use

chemical agents to punish Santiago. Id. According to Santiago, Defendant

3 In considering Defendants’ Motions, the Court must accept all factual

allegations in the Complaint as true, consider the allegations in the light most

favorable to Santiago, and accept all reasonable inferences that can be drawn from

such allegations. Hill v. White, 321 F.3d 1334, 1335 (11th Cir. 2003); Jackson v.

Okaloosa Cnty., 21 F.3d 1531, 1534 (11th Cir. 1994). As such, the facts recited here

are drawn from the Complaint, and may well differ from those that ultimately can be

proved.

Watson also refused to let Santiago submit to a strip search, even though

Santiago followed every request made of him. Id. at 10. He asserts Watson

eventually ordered Defendant Johnson to administer three rounds of chemical

agents into Santiago’s cell, although after each round, Santiago “put his body

on the glass” to show he was trying to follow McClure and Watson’s orders to

submit to restraints for a strip search. Id. at 9-10. Santiago asserts Johnson

administered each round of chemical agents “as a form of punishment.” Id. at

10.

Santiago contends that after Johnson administered the third round of

chemical agents, Watson assembled a cell extraction team and ordered a forced

cell extraction. Id. at 10. He alleges Defendants Reed, Hampton, Mattox, and

Rulevitch were members of the extraction team. Id. at 9-10. According to

Santiago, during the cell extraction, Reed wrapped the hand restraints around

his own hands and hit Santiago on the back of his head, causing it to split open,

before slamming Santiago’s head on the ground. Id. at 9. He contends Hampton

punched him in the face with a closed fist, and Mattox refused to let Santiago

submit to hand restraints while he punched and slammed Santiago’s face on

the cell floor. Id. He also asserts Rulevitch choked him and slammed his head

on the ground. Id. at 10.

Santiago alleges that during the cell extraction, Watson blocked the

camera’s view of the extraction team’s actions while he watched the team slam

Santiago’s head on the ground and use restraints to hit him in the face. Id. at

10. After applying the restraints, Santiago contends officers took him to

medical where Defendant Walden, at the request of Watson, refused to

document or treat all of Santiago’s injuries, leaving him in pain. Id. at 9.

Because of Defendants’ actions, Santiago alleges he suffered jaw pain, swelling

in his right hand and lip, as well as “damage to [his] head.” Id. at 11. As relief,

he seeks punitive damages. Id.

III. Motion to Dismiss Standard

In ruling on a motion to dismiss, the Court must accept the factual

allegations set forth in the complaint as true. See Ashcroft v. Iqbal, 556 U.S.

662, 678 (2009); Swierkiewicz v. Sorema N.A., 534 U.S. 506, 508 n.1 (2002); see

also Lotierzo v. Woman’s World Med. Ctr., Inc., 278 F.3d 1180, 1182 (11th Cir.

2002). In addition, all reasonable inferences should be drawn in favor of the

plaintiff. See Randall v. Scott, 610 F.3d 701, 705 (11th Cir. 2010). Nonetheless,

the plaintiff must still meet some minimal pleading requirements. Jackson v.

BellSouth Telecomms., 372 F.3d 1250, 1262-63 (11th Cir. 2004). Indeed, while

“[s]pecific facts are not necessary[,]” the complaint should “‘give the defendant

fair notice of what the . . . claim is and the grounds upon which it rests.’”

Erickson v. Pardus, 551 U.S. 89, 93 (2007) (per curiam) (quoting Bell Atl. Corp.

v. Twombly, 550 U.S. 544, 555 (2007)). Further, the plaintiff must allege

“enough facts to state a claim to relief that is plausible on its face.” Twombly,

550 U.S. at 570. “A claim has facial plausibility when the pleaded factual

content allows the court to draw the reasonable inference that the defendant

is liable for the misconduct alleged.” Iqbal, 556 U.S. at 678 (citing Twombly,

550 U.S. at 556).

A “plaintiff’s obligation to provide the grounds of his entitlement to relief

requires more than labels and conclusions, and a formulaic recitation of the

elements of a cause of action will not do[.]” Twombly, 550 U.S. at 555 (internal

quotations omitted); see also Jackson, 372 F.3d at 1262 (explaining that

“conclusory allegations, unwarranted deductions of facts or legal conclusions

masquerading as facts will not prevent dismissal”) (quotations, citation, and

original alteration omitted). Indeed, “the tenet that a court must accept as true

all of the allegations contained in a complaint is inapplicable to legal

conclusions[,]” which simply “are not entitled to [an] assumption of truth.”

Iqbal, 556 U.S. at 678, 680. Thus, in ruling on a motion to dismiss, the Court

must determine whether the complaint contains “sufficient factual matter,

accepted as true, to ‘state a claim to relief that is plausible on its face[.]’” Id. at

678 (quoting Twombly, 550 U.S. at 570). And, while “[p]ro se pleadings are held

to a less stringent standard than pleadings drafted by attorneys and will,

therefore, be liberally construed,” Tannenbaum v. United States, 148 F.3d

1262, 1263 (11th Cir. 1998), “‘this leniency does not give a court license to serve

as de facto counsel for a party or to rewrite an otherwise deficient pleading in

order to sustain an action.’” Campbell v. Air Jamaica Ltd., 760 F.3d 1165, 1168-

69 (11th Cir. 2014) (quoting GJR Invs., Inc. v. Cnty. of Escambia, 132 F.3d

1359, 1369 (11th Cir. 1998), overruled in part on other grounds as recognized

in Randall, 610 F.3d at 709).

IV. Discussion

a. Walden Motion

Defendant Walden makes one argument in her Motion. She contends

Santiago’s claim against her should be dismissed because he fails to state a

plausible claim of deliberate indifference to his serious medical needs. Walden

Motion at 1. She argues that the injuries Santiago asserts he suffered are de

minimis and he fails to sufficiently allege a serious medical condition which

Walden failed to treat. Id. at 3-4. According to Walden, Santiago’s “swollen lip,

swollen cheek, swollen hand, and unspecified ‘damage’ to his head are not the

type of injuries for which a layperson would objectively seek medical

attention.” Id. at 10. She contends Santiago’s allegations against her are too

scarce, generalized, and conclusory to rise to the level of a deliberate

indifference claim or go beyond gross negligence. Id. at 4-5, 10. Walden also

states that Santiago provides no allegations about how or why Walden’s

alleged actions exacerbated his superficial injuries. Id. at 11.

In his Response, Santiago argues he has stated a plausible deliberate

indifference claim against Walden because she “refused to treat [his] jaw pain

making it hard for [him] to eat for days,” “never treat[ed] [his] pain [from] his

head being slammed to the ground,” and “never document[ed] injuries to show

[his] head was slammed to the ground.” Walden Resp. at 2. He asserts that

“[e]ven a layperson would have recognized that the injuries needed to be

documented and treated,” and contends that the day after Walden examined

him, he saw a different nurse because Walden refused to document his injuries.

Id. In support, he attaches Walden’s February 7, 2023, post use of force exam

form and a February 8, 2023, post use of force exam form completed by a

different medical practitioner. See Docs. 24-1 at 4; Doc. 24-2 at 4.

The Eighth Amendment “imposes duties on [prison] officials, who must

provide humane conditions of confinement; prison officials must ensure that

inmates receive adequate food, clothing, shelter, and medical care, and must

‘take reasonable measures to guarantee the safety of the inmates.’” Farmer v.

Brennan, 511 U.S. 825, 832 (1994) (quoting Hudson v. Palmer, 468 U.S. 517,

526-27 (1984)). To establish an Eighth Amendment violation, a prisoner must

satisfy both an objective and subjective inquiry regarding a prison official’s

conduct. Swain v. Junior, 961 F.3d 1276, 1285 (11th Cir. 2020) (citing Farmer,

511 U.S. at 834); Chandler v. Crosby, 379 F.3d 1278, 1289 (11th Cir. 2004).

As it relates to medical care, “the Supreme Court has held that prison

officials violate the bar on cruel and unusual punishments when they display

‘deliberate indifference to serious medical needs of prisoners.’” Keohane v. Fla.

Dep’t of Corr. Sec’y, 952 F.3d 1257, 1265 (11th Cir. 2020) (quoting Estelle v.

Gamble, 429 U.S. 97, 104 (1976)). To prevail on a deliberate indifference claim,

a plaintiff must show: “(1) a serious medical need; (2) the defendants’ deliberate

indifference to that need; and (3) causation between that indifference and the

plaintiff’s injury.” Mann v. Taser Int’l, Inc., 588 F.3d 1291, 1306-07 (11th Cir.

2009).

“To show that a prison official acted with

deliberate indifference to serious medical needs, a

plaintiff must satisfy both an objective and a

subjective inquiry.” Farrow v. West, 320 F.3d 1235,

1243 (11th Cir. 2003). To meet the first prong, the

plaintiff must demonstrate an “objectively serious

medical need – i.e., “one that has been diagnosed by a

physician as mandating treatment or one that is so

obvious that even a lay person would easily recognize

the necessity for a doctor’s attention,” and, in either

instance, “one that, if left unattended, poses a

substantial risk of serious harm.” Id. (alteration

adopted) (quotations omitted). To satisfy the second,

subjective prong, the plaintiff must prove that the

prison officials “acted with deliberate indifference to

[his serious medical] need.” Harper v. Lawrence Cnty.,

592 F.3d 1227, 1234 (11th Cir. 2010) (quotation

omitted). “To establish deliberate indifference,” a

plaintiff must demonstrate that the prison officials “(1)

had subjective knowledge of a risk of serious harm; (2)

disregarded that risk; and (3) acted with more than

gross negligence.” Id. (quotation omitted).[4] An

inmate-plaintiff bears the burden to establish both

prongs. Goebert v. Lee Cnty., 510 F.3d 1312, 1326

(11th Cir. 2007).

Hoffer v. Sec’y, Fla. Dep’t of Corr., 973 F.3d 1263, 1270 (11th Cir. 2020)

(footnote omitted); see Johnson v. Lewis, 83 F.4th 1319, 1327 & n.2 (11th Cir.

2023). Importantly, for allegedly inadequate medical treatment to rise to the

level of a constitutional violation, the care must be “‘so grossly incompetent,

inadequate, or excessive as to shock the conscience or to be intolerable to

fundamental fairness.’” Hoffer, 973 F.3d at 1271 (quoting Harris v. Thigpen,

941 F.2d 1495, 1505 (11th Cir. 1991)); see also Waldrop v. Evans, 871 F.2d

1030, 1033 (11th Cir. 1989) (“Grossly incompetent or inadequate care can

constitute deliberate indifference . . . as can a doctor’s decision to take an easier

and less efficacious course of treatment” (internal citation omitted) or fail to

respond to a known medical problem).

“As applied in the prison context, the deliberate-indifference standard

sets an appropriately high bar.” Swain, 961 F.3d at 1285. Indeed, the law is

well settled that the Constitution is not implicated by the negligent acts of

4 The Eleventh Circuit has recognized “a tension within [its] precedent

regarding the minimum standard for culpability under the deliberate-indifference

standard.” Hoffer v. Sec’y, Fla. Dep’t of Corr., 973 F.3d 1263, 1270 n.2 (11th Cir.

2020). Regardless, the court stated that the “competing articulations – ‘gross’ vs.

‘mere’ negligence” – may be “a distinction without a difference” because “no matter

how serious the negligence, conduct that can’t fairly be characterized as reckless

won’t meet the Supreme Court’s standard.” Id.; see also Patel v. Lanier Cnty., 969

F.3d 1173, 1188 n.10 (11th Cir. 2020).

corrections officials and medical personnel. Daniels v. Williams, 474 U.S. 327,

330-31 (1986); Davidson v. Cannon, 474 U.S. 344, 348 (1986) (“As we held in

Daniels, the protections of the Due Process Clause, whether procedural or

substantive, are just not triggered by lack of due care by prison officials.”). A

complaint that a physician has been negligent “in diagnosing or treating a

medical condition does not state a valid claim of medical mistreatment under

the Eighth Amendment.” Bingham v. Thomas, 654 F.3d 1171, 1176 (11th Cir.

2011) (quotations and citation omitted). The Eleventh Circuit has also noted

that “[n]othing in our case law would derive a constitutional deprivation from

a prison physician’s failure to subordinate his own professional judgment to

that of another doctor; to the contrary, it is well established that ‘a simple

difference in medical opinion’ does not constitute deliberate indifference.”

Bismark v. Fisher, 213 F. App’x 892, 897 (11th Cir. 2007) (quoting Waldrop,

871 F.2d at 1033).5 Similarly, “the question of whether governmental actors

should have employed additional diagnostic techniques or forms of treatment

‘is a classic example of a matter for medical judgment’ and therefore not an

5 The Court does not rely on unpublished opinions as binding precedent;

however, they may be cited in this Order when the Court finds them persuasive on a

particular point. See McNamara v. GEICO, 30 F.4th 1055, 1060-61 (11th Cir. 2022);

see generally Fed. R. App. P. 32.1; 11th Cir. R. 36–2 (“Unpublished opinions are not

considered binding precedent, but they may be cited as persuasive authority.”).

appropriate basis for grounding liability under the Eighth Amendment.”

Adams v. Poag, 61 F.3d 1537, 1545 (11th Cir. 1995) (citation omitted).

Here, taking Santiago’s allegations as true, as the Court must, Santiago

has not presented sufficient factual allegations to plausibly claim he suffered

from a serious medical need to state an Eighth Amendment claim against

Walden. Santiago alleges he suffered from jaw pain, which made it difficult to

eat for a few days; a swollen right hand; a swollen lip; and “damage to [his]

head.” Complaint at 11. According to Santiago, Walden “refused to treat [his]

injuries[,] leaving [him] in pain.” Id. at 6. But “a plaintiff's statement that he

experienced some pain or discomfort is not enough; the prisoner’s pain must be

objectively so severe that the failure to treat it deprives him of the minimal

civilized measure of life’s necessities.” Brennan v. Thomas, 780 F. App’x 813,

820 (11th Cir. 2019) (per curiam) (internal quotation marks omitted). Indeed,

temporary swelling of the lip and hands, as well as jaw pain, are not injuries

so objectively severe that a layman would know of Santiago’s alleged need for

medical attention. And Santiago fails to allege that Walden’s failure to provide

treatment exacerbated those injuries. See, e.g., Sharpe v. Diaz, No. 5:20-cv-

311-TKW/MJF, 2022 WL 1085004, at *4 (N.D. Fla. Feb. 18, 2022) (“Mere

swelling and pain are not the kind of conditions that require immediate

medical treatment.”), rep. & recommendation adopted by, 2022 WL 1212145,

at *1 (N.D. Fla. Apr. 25, 2022); Ashley v. Jones, No. 17-C-1785, 2018 WL

4354971, at *1 (E.D. Wis. Sept. 12, 2018) (“Simply stated, a painful lip, a black

eye, swollen facial tissue and a headache do not amount to deliberate

indifference to serious medical needs.”).6 Thus, Santiago has not alleged a

plausible claim of deliberate indifference to a serious medical need, and

Walden’s Motion is due to be granted.

b. FDOC Motion

FDOC Defendants argue the Complaint should be dismissed because: (1)

Santiago failed to disclose his litigation history; (2) Santiago fails to state an

excessive force claim against Defendant Johnson; and (3) Santiago’s request

for punitive damages is barred under 18 U.S.C. § 3626(a)(1)(A). See generally

FDOC Motion. The Court addresses each argument in turn.

1. Litigation History

FDOC Defendants argue this case should be dismissed as malicious

under 28 U.S.C. § 1915(e)(2)(B)(i) because Santiago did not properly disclose

his litigation history. FDOC Motion at 3-5. According to FDOC Defendants,

while Santiago disclosed three previous lawsuits relating to the conditions of

his confinement, he failed to disclose two other previously filed actions relating

to the conditions of his confinement: Santiago v. Gahrmann, No. 2:20-cv-1009-

6 The Court notes that although decisions of other district courts are not

binding, they may be cited as persuasive authority. See Stone v. First Union Corp.,

371 F.3d 1305, 1310 (11th Cir. 2004) (noting that, “[a]lthough a district court would

not be bound to follow any other district court’s determination, the decision would

have significant persuasive effects.”).

SPC-NPM (M.D. Fla.), and Santiago v. Fisher, No. 3:23-cv-443-MMH-LLL

(M.D. Fla.). FDOC Motion at 4. They assert Santiago’s omission of these two

cases is an abuse of the judicial process and warrants dismissal of this case.

Id.

In his Response, Santiago argues FDOC Defendants are misrepresenting

his litigation history to manipulate the Court. FDOC Resp. at 2. According to

Santiago, when he filed this case, he had filed only four prior actions relating

to the conditions of his confinement. Id. He admits he disclosed only three of

the four earlier actions but explains his reasoning for omitting the two cases

FDOC Defendants mention. First, Santiago argues he did not list No. 2:20-cv-

1009-SPC-NPM because the clerk’s office erroneously opened that case when

Santiago filed his amended complaint in No. 2:20-cv-938-SPC-MRM, which

was a case he listed in his Complaint. Id. at 2; see also Complaint at 18. Second,

Santiago acknowledges he failed to list No. 3:23-cv-443-MMH-LLL but argues

his omission was a simple mistake and he honestly believed he included it

when he was listing his litigation history. FDOC Resp. at 2-3.

The Prison Litigation Reform Act (PLRA) requires courts to dismiss a

case at any time if the court determines that the action is frivolous, malicious,

fails to state a claim upon which relief can be granted or seeks monetary relief

against a defendant who is immune from such relief. See 28 U.S.C. §

1915A(b)(1), (2). When a complaint form requires a plaintiff to list his litigation

history, and the plaintiff makes affirmative misrepresentations regarding his

litigation history under penalty of perjury, those misrepresentations may

constitute an abuse of the judicial process warranting dismissal of the case as

“malicious.” 28 U.S.C. § 1915A(b)(1); Jenkins v. Hutcheson, 708 F. App’x 647,

648-49 (11th Cir. 2018) (per curiam); Rivera v. Allin, 144 F.3d 719, 731 (11th

Cir. 1998) (holding that dismissal of an action without prejudice as a sanction

for a pro se prisoner’s failure to disclose the existence of a prior lawsuit, where

that prisoner was under penalty of perjury, was proper), abrogated in part on

other grounds by Jones v. Bock, 549 U.S. 199 (2007); see also Sears v. Haas,

509 F. App’x 935, 935-36 (11th Cir. 2013) (per curiam) (holding that dismissal

of prisoner’s case for abuse of the judicial process under 28 U.S.C. § 1915A(b)(1)

was warranted where the prisoner failed to disclose cases he previously filed).

“It is well settled that federal courts have the inherent power to sanction

parties, but the court must make a finding of bad faith on the part of the

litigant before imposing such sanctions.” Harris v. Warden, 498 F. App’x 962,

964 (11th Cir. 2012).

Here, the Court declines to dismiss Santiago’s Complaint for abuse of the

judicial process. Santiago disclosed three of his prior cases, and his explanation

for omitting the other two cases is plausible. Indeed, upon review, it does

appear the clerk’s office opened No. 2:20-cv-1009-SPC-NPM in error. See No.

2:20-cv-1009-SPC-NPM (Doc. 7; Order) (dismissing case without prejudice

because “Santiago intended to file the amended complaint in his earlier filed

Case No. 2:20-cv-938-SPC-MRM. He did not intend to file a new case.”). And

Santiago states he believed he included No. 3:23-cv-443-MMH-LLL when he

listed his prior lawsuits, and his reasoning seems to be an honest mistake. As

such, FDOC Defendants’ Motion is due to be denied on this issue.

2. Defendant Johnson – Failure to State a Claim and Qualified Immunity

FDOC Defendants argue Defendant Johnson must be dismissed from

this case because Santiago fails to state an excessive force claim against him.

FDOC Motion at 6. According to FDOC Defendants, Santiago’s sole allegation

against Johnson is that he “[u]sed chemical agents on [Santiago] as a form of

punishment,” which Defendants contend is too conclusory to state a claim for

relief. Id. at 7-10. Defendants also argue that Johnson is entitled to qualified

immunity. Id. at 7-10. They assert that according to Santiago’s allegations,

Defendant Watson ordered Johnson to use chemical agents because Santiago

was refusing to follow officer’s orders. Id. at 10. Defendants assert the Eleventh

Circuit has repeatedly held that the use of chemical agents to regain

compliance does not constitute excessive force, and thus Santiago fails to

establish Johnson violated a clearly established constitutional right. Id. at 9-

10.

In his Response, Santiago argues he has stated a plausible excessive

force claim against Johnson. FDOC Resp. at 3. According to Santiago, he

alleges Johnson used chemical agents on him three times as a form of

punishment “knowing [Santiago] [was] compl[ying] [with] all orders given to

him to prevent the use of chemical agents.” Id. Santiago also contends Johnson

is not entitled to qualified immunity because he has stated a plausible Eighth

Amendment claim of excessive force against Johnson. Id. at 3-4.

In Sconiers v. Lockhart, 946 F.3d 1256, 1265 (11th Cir. 2020), the

Eleventh Circuit reviewed “the principles applicable to Eighth Amendment

excessive-force” claims. In doing so, the Court instructed:

The Eighth Amendment, among other things,

prohibits “cruel and unusual punishments.” U.S.

Const. amend. VIII. As the Supreme Court has

explained, “the unnecessary and wanton infliction of

pain” qualifies under the Eighth Amendment as

proscribed “cruel and unusual punishment.” Hudson

v. McMillian, 503 U.S. 1, 5 (1992). Nevertheless, the

Supreme Court has instructed that what rises to the

level of an “unnecessary and wanton infliction of pain”

differs based on the type of Eighth Amendment

violation alleged. Id.

Since [the plaintiff] asserts excessive-force . . .

claims, “the core judicial inquiry” requires [the Court]

to consider “whether force was applied in a good-faith

effort to maintain or restore discipline, or maliciously

and sadistically to cause harm.” Wilkins, 559 U.S. at

37 (citation and quotation marks omitted).[7] This

standard requires a prisoner to establish two elements

– one subjective and one objective: the official must

have both “acted with a sufficiently culpable state of

mind” (the subjective element), and the conduct must

have been “objectively harmful enough to establish a

7 Wilkins v. Gaddy, 559 U.S. 34 (2010) (per curiam).

constitutional violation.” Hudson, 503 U.S. at 8

(cleaned up).

With respect to the subjective element, “to have

a valid claim on the merits of excessive force in

violation of [the Eighth Amendment], the excessive

force must have been sadistically and maliciously

applied for the very purpose of causing harm.”

Johnson v. Breeden, 280 F.3d 1308, 1321 (11th Cir.

2002); see also Thomas v. Bryant, 614 F.3d 1288, 1304

(11th Cir. 2010).

As for the objective component of an excessive-

force violation, it focuses on whether the official’s

actions were “harmful enough,” Hudson, 503 U.S. at 8,

or “sufficiently serious,” Wilson v. Seiter, 501 U.S. 294,

298 (1991), to violate the Constitution. “Not every

malevolent touch by a prison guard gives rise to a

federal cause of action.” Wilkins, 559 U.S. at 37. “The

Eighth Amendment’s prohibition of ‘cruel and

unusual’ punishments necessarily excludes from

constitutional recognition de minimis uses of physical

force, provided that the use of force is not of a sort

repugnant to the conscience of mankind.” Id. at 37-38.

Instead, the Eighth Amendment prohibits force that

offends “contemporary standards of decency,”

regardless of whether “significant injury is evident,”

though the extent of injury may shed light on the

amount of force applied or “whether the use of force

could plausibly have been thought necessary.”

Wilkins, 559 U.S. at 37 (citation and internal

quotation marks omitted).

Id. at 1265-66; see also McKinney v. Sheriff, 520 F. App’x 903, 905 (11th Cir.

2013) (per curiam). In determining whether an officer’s use of force was applied

maliciously and sadistically for the purpose of causing harm, courts consider

five distinct factors:

(1) the extent of injury; (2) the need for application of

force; (3) the relationship between that need and the

amount of force used; (4) any efforts made to temper

the severity of a forceful response; and (5) the extent

of the threat to the safety of staff and inmates, as

reasonably perceived by the responsible officials on the

basis of facts known to them.

Campbell v. Sikes, 169 F.3d 1353, 1375 (11th Cir. 1999) (quoting Whitley v.

Albers, 475 U.S. 312, 321 (1986); Hudson, 503 U.S. at 7). When considering

these factors, courts “must also give a ‘wide range of deference to prison

officials acting to preserve discipline and security,’ including when considering

‘[d]ecisions made at the scene of a disturbance.’” Cockrell v. Sparks, 510 F.3d

1307, 1311 (11th Cir. 2007) (quoting Bennett v. Parker, 898 F.2d 1530, 1533

(11th Cir. 1990)).

Notably, a lack of serious injury, while not dispositive, is relevant to the

inquiry. Wilkins, 559 U.S. at 38; Smith v. Sec’y, Dep’t of Corr., 524 F. App’x

511, 513 (11th Cir. 2013) (per curiam). The United States Supreme Court has

explained:

“[T]he extent of injury suffered by an inmate is

one factor that may suggest ‘whether the use of force

could plausibly have been thought necessary’ in a

particular situation.” Ibid.[8] (quoting Whitley, supra,

at 321). The extent of injury may also provide some

indication of the amount of force applied. . . . An

inmate who complains of a “‘push or shove’” that

causes no discernible injury almost certainly fails to

state a valid excessive force claim. Id. at 9 (quoting

8 Hudson, 503 U.S. at 7.

Johnson v. Glick, 481 F.2d 1028, 1033 (2d Cir.

1973)).[9]

Injury and force, however, are only imperfectly

correlated, and it is the latter that ultimately counts.

An inmate who is gratuitously beaten by guards does

not lose his ability to pursue an excessive force claim

merely because he has the good fortune to escape

without serious injury.

Wilkins, 559 U.S. at 37-38. The Eleventh Circuit has stated:

A plaintiff who suffers only de minimis injury does not

necessarily lack a claim for excessive force under §

1983. Stephens,[10] 852 F.3d at 1328 n.33; Saunders v.

Duke, 766 F.3d 1262, 1270 (11th Cir. 2014). However,

the resulting injuries can be evidence of the kind or

degree of force that was used by the officer. See

Crocker v. Beatty, 995 F.3d 1232, 1251 (11th Cir.

2021).

Charles v. Johnson, 18 F.4th 686, 700 (11th Cir. 2021).

Here, at this stage of the proceedings and taking Santiago’s allegations

as true, as the Court must, Santiago has sufficiently alleged a claim of

excessive force under the Eighth Amendment against Johnson. Santiago

asserts Johnson applied three rounds of chemical agents into Santiago’s cell

“as a form of punishment,” despite knowing Santiago had complied with all

orders to submit to restraints for a strip search. Complaint at 9-10. FDOC

9 See Johnson, 481 F.2d at 1033 (“Not every push or shove, even if it may later

seem unnecessary in the peace of a judge’s chambers, violates a prisoner’s

constitutional rights.”).

10 Stephens v. DeGiovanni, 852 F.3d 1298 (11th Cir. 2017).

Defendants’ argument that Johnson used chemical agents at the request of

other officers to restore security and quell a disturbance is more appropriate

in a motion for summary judgment, not in a motion to dismiss.

Also, as to FDOC Defendants’ argument that Johnson is entitled to

qualified immunity:

“The defense of qualified immunity completely

protects government officials performing

discretionary functions from suit in their individual

capacities unless their conduct violates ‘clearly

established statutory or constitutional rights of which

a reasonable person would have known.’’ Gonzalez v.

Reno, 325 F.3d 1228, 1233 (11th Cir. 2003) (quoting

Hope v. Pelzer, 536 U.S. 730, 739 (2002)) . . . . Once it

has been determined that the official was acting

within his discretionary duties, the burden shifts to

the plaintiff to show (1) that the official violated a

constitutional right and (2) that the right was clearly

established at the time of the alleged violation.

Caldwell v. Warden, FCI Talladega, 748 F.3d 1090,

1099 (11th Cir. 2014). Our inquiry “can begin with

either prong.” Morris v. Town of Lexington, 748 F.3d

1316, 1322 (11th Cir. 2014).

Marbury v. Warden, 936 F.3d 1227, 1232-33 (11th Cir. 2019) (internal citations

modified). As stated above, Santiago has sufficiently alleged Johnson used

excessive force, violating his rights under the Eighth Amendment. Thus, at the

pleading stage, Johnson is not entitled to qualified immunity for that claim. As

such, FDOC Defendants’ Motion is due to be denied on these issues.

3. Punitive Damages

FDOC Defendants argue that Santiago’s request for punitive damages

must be dismissed because it is statutorily barred. FDOC Motion at 10-17.

According to Defendants, 18 U.S.C. § 3626(a)(1)(A) precludes punitive damages

in all civil rights cases because such damages constitute “prospective relief.”

Id. at 10. In support of their contention, Defendants assert that punitive

damages “are never necessary to correct a violation of a federal right.” Id. at

11. They also contend that even if an award of punitive damages is necessary

to correct such a legal violation, that award could not satisfy the PLRA’s

“stringent limitations” as the relief is neither “narrowly drawn” nor “the least

intrusive means necessary to correct the violation of the Federal right.” Id. at

11-12. In his Response, Santiago argues that his request for punitive damages

is not statutorily barred but necessary to compensate him for FDOC

Defendants’ actions. FDOC Resp. at 4.

Section 3626(a)(1)(A) provides:

(1) Prospective relief. – (A) Prospective relief in any

civil action with respect to prison conditions shall

extend no further than necessary to correct the

violation of the Federal right of a particular plaintiff

or plaintiffs. The court shall not grant or approve any

prospective relief unless the court finds that such

relief is narrowly drawn, extends no further than

necessary to correct the violation of the Federal right,

and is the least intrusive means necessary to correct

the violation of the Federal right. The court shall give

substantial weight to any adverse impact on public

safety or the operation of a criminal justice system

caused by the relief.

18 U.S.C. § 3626(a)(1)(A). Defendants are correct that punitive damages are

considered “prospective relief” under § 3626. See Johnson v. Breeden, 280 F.3d

1308, 1325 (11th Cir. 2002) (holding “punitive damages are prospective relief”),

abrogated on other grounds by Kingsley v. Hendrickson, 576 U.S. 389, 395

(2015)). But their argument that punitive damages, as “prospective relief”

under § 3626, are precluded in prisoner civil rights actions is wholly misplaced.

Indeed, they cite Johnson as their primary support for this notion; but in

Johnson, the court did not hold that punitive damages were unavailable under

§ 3626 for § 1983 cases. Instead, in Johnson, the Eleventh Circuit clarified, in

the context of a § 1983 civil rights case, that § 3626(a)(1)(A) merely provides

the framework for awarding punitive damages. Id. at 1325. It explained “a

punitive damages award must be no larger than reasonably necessary to deter

the kind of violations of the federal right that occurred in the case . . . [and]

that such awards should be imposed against no more defendants than

necessary to serve that deterrent function and that they are the least intrusive

way of doing so.” Id.

While the Court is unaware of an Eleventh Circuit case that has

addressed Defendants’ specific argument here, the Court cannot disregard the

Eleventh Circuit’s long-standing recognition that punitive damages are

available in prisoner civil rights actions. Indeed, the Eleventh Circuit has held

that 42 U.S.C. § 1997e(e) permits claims for punitive damages for § 1983 claims

without a physical injury requirement. Hoever v. Marks, 993 F.3d 1353, 1364

(11th Cir. 2021).11 And it has held “[p]unitive damages are appropriate in §

1983 cases ‘where a defendant’s conduct is motivated by evil intent or involves

callous or reckless indifference to federally protected rights.” Barnett v.

MacArthur, 715 F. App’x 894, 905 (11th Cir. 2017). Also, the Eleventh Circuit

Civil Pattern Jury Instructions on § 1983 damages include an instruction on

awarding punitive damages. See Eleventh Circuit Pattern Jury Instruction,

Civil Cases, Civil Rights – 42 U.S.C. § 1983 Claims – Damages § 5.13.

The Court also finds persuasive other district court decisions explicitly

finding that § 3626(a)(1)(A) does not preclude an award of punitive damages in

prisoner civil cases. See, e.g., Brown v. Semple, No. 3:16cv376, 2018 WL

4308564, at *14 (D. Conn. Sept. 10, 2018) (collecting cases); Douglas v.

Byunghak Jin, No. 11-0350, 2014 WL 1117934, at *4-5 (W.D. Penn. Mar. 20,

2014) (reasoning that if Congress “intended to abolish punitive damages in all

prisoner litigation under the PLRA, it would have done so directly, and in much

plainer terms”). Thus, the Court declines to find that § 3626 precludes a

11 In Hoever, the Eleventh Circuit declined to address the availability of

punitive damages in prison condition cases under 18 U.S.C. § 3626. Hoever, 993 F.3d

at 1364 n.5.

request for punitive damages in this § 1988 action, and FDOC Defendants’

Motion is due to be denied on this issue.

Accordingly, it is

ORDERED:

1. Gloria Walden’s Corrected Motion to Dismiss Plaintiff's Complaint

and Memorandum of Law (Doc. 21) is GRANTED.

2. Santiago’s claim against Defendant Walden is DISMISSED with

prejudice. The Clerk shall terminate Gloria Walden as a Defendant in this

case.

3. FDOC Defendants’ Motion to Dismiss (Doc. 25) is DENIED.

4. FDOC Defendants shall file an answer to the Complaint (Doc. 1)

by June 28, 2024.

5. The Court will issue a separate order setting case management

deadlines.

DONE AND ORDERED at Jacksonville, Florida, this 10th day of June,

2024.

United States District Judge

24

Jax-7

C: Benito A. Santiago, #M83000

Counsel of record

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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