“The central issue in this case is whether a non- moving party plaintiff may raise a new legal claim for the first time in response to the opposing party’s summary judgment motion. We hold it cannot.”
How later courts described this case
- “The central issue in this case is whether a non- moving party plaintiff may raise a new legal claim for the first time in response to the opposing party’s summary judgment motion. We hold it cannot.”
- “Not every push or shove, even if it may later seem unnecessary in the peace of a judge’s chambers, violates a prisoner’s constitutional rights.”
- “[T]he United States [is] the only proper defendant, pursuant to the FTCA.”
- “As we held in Daniels, the protections of the Due Process Clause, whether procedural or substantive, are just not triggered by lack of due care by prison officials.”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF FLORIDA
JACKSONVILLE DIVISION
THADDEUS CHAYLON
MARTIN,
Plaintiff,
v.
Case No. 3:19-cv-474-MMH-PDB
OFFICER HORNE and
OFFICER MOBLEY,1
Defendants.
ORDER
I. Status
Plaintiff Thaddeus Chaylon Martin, an inmate of the Florida penal
system, initiated this action on March 6, 2018, by filing a pro se Civil Rights
Complaint (Doc. 1). He filed an Amended Complaint (Doc. 11) on June 14, 2018,
and a Second Amended Complaint (SAC; Doc. 24) on November 13, 2018.2 In
the SAC, Martin asserts claims pursuant to 42 U.S.C. § 1983 against
Corrections Officers Horne and Mobley. He alleges that Defendants violated
his Eighth Amendment right when they used excessive force against him on
1 The Court directs the Clerk to change the docket to reflect the correct spelling
of Defendant Horne’s surname.
2 In referencing documents filed in this case, the Court cites to the document
and page numbers as assigned by the Court’s Electronic Case Filing System.
August 29, 2016, at Hamilton Correctional Institution Annex (HCIA). As relief,
he requests compensatory and punitive damages as well as injunctive and
declaratory relief.
This matter is before the Court on Defendants’ Motion for Summary
Judgment (Motion; Doc. 120). They submitted exhibits in support of the
Motion. See Docs. 120-1 through 120-8; S-132. The Court advised Martin of the
provisions of Federal Rule of Civil Procedure 56, notified him that the granting
of a motion to dismiss or a motion for summary judgment would represent a
final adjudication of this case which may foreclose subsequent litigation on the
matter, and gave him an opportunity to respond to the Motion. See Order (Doc.
46); Summary Judgment Notice (Doc. 121). Martin filed a response in
opposition to the Motion. See Response (Doc. 134). He also filed a Motion for
Summary Judgment (P. Motion; Doc. 122), a Brief (Doc. 123), a Statement of
Undisputed Facts (Doc. 124), a Declaration (P. Decl.; Doc. 125), and a Notice of
Exhibits (Doc. 136). Defendants filed a response in opposition to Martin’s
Motion. See Response (Doc. 131). The Motions are ripe for review.
2
II. Plaintiff’s Allegations3
In his verified SAC,4 Martin asserts that Defendants Horne and Mobley
violated his Eighth Amendment right when they used excessive force against
him on August 29, 2016, in HCIA’s H dormitory. See SAC at 5. He states that
inmates warned him that “the officers were setting [him] up to be hurt” by
assigning him to a cell with a disciplinary confinement (DC) inmate that he
describes as a troublemaker and homosexual infected with the human
immunodeficiency virus (HIV). Id. He maintains that he and the DC inmate
would not have been compatible cellmates because Martin’s DC time had
expired. See id. Martin avers that he “politely declined” the housing
assignment and asked to speak to a supervisor. Id. He also alleges that he was
not a threat to anyone and was in leg shackles and holding his property bag
with his hands cuffed behind his back. See id. He maintains that he was
“physically choked, manhandled, and force[d] into [the] cell,” and Horne
unnecessarily sprayed him with chemical agents. Id. Additionally, Martin
3 The recited facts are drawn from the verified SAC.
4 See Stallworth v. Tyson, 578 F. App’x 948, 950 (11th Cir. 2014) (citations
omitted) (“The factual assertions that [Plaintiff] made in his amended complaint
should have been given the same weight as an affidavit, because [Plaintiff] verified
his complaint with an unsworn written declaration, made under penalty of perjury,
and his complaint meets Rule 56’s requirements for affidavits and sworn
declarations.”).
3
asserts that Horne and Mobley threw him on the ground where Horne sprayed
him again in his eyes, ears, nose, and mouth. See id. at 5-6. According to
Martin, he begged Horne to stop spraying because he has asthma and seizures
and could not breathe. See id. at 6. Martin describes his injuries as a dislocated
shoulder, a reinjured knee, a nosebleed lasting weeks, neck and collarbone
wounds, and permanent nerve damage to his arm. See id. at 5-6.
III. Summary Judgment Standard
Under Rule 56 of the Federal Rules of Civil Procedure (Rules(s)), “[t]he
court shall grant summary judgment if the movant shows that there is no
genuine dispute as to any material fact and the movant is entitled to judgment
as a matter of law.” Fed. R. Civ. P. 56(a). The record to be considered on a
motion for summary judgment may include “depositions, documents,
electronically stored information, affidavits or declarations, stipulations
(including those made for purposes of the motion only), admissions,
interrogatory answers, or other materials.” Fed. R. Civ. P. 56(c)(1)(A).5 An
5 Rule 56 was revised in 2010 “to improve the procedures for presenting and
deciding summary-judgment motions.” Rule 56 advisory committee’s note 2010
Amends.
The standard for granting summary judgment remains
unchanged. The language of subdivision (a) continues to
require that there be no genuine dispute as to any material
fact and that the movant be entitled to judgment as a
matter of law. The amendments will not affect continuing
4
issue is genuine when the evidence is such that a reasonable jury could return
a verdict in favor of the non-moving party. Mize v. Jefferson City Bd. of Educ.,
93 F.3d 739, 742 (11th Cir. 1996) (quoting Hairston v. Gainesville Sun Publ’g
Co., 9 F.3d 913, 919 (11th Cir. 1993)). “[A] mere scintilla of evidence in support
of the non-moving party’s position is insufficient to defeat a motion for
summary judgment.” Kesinger ex rel. Estate of Kesinger v. Herrington, 381
F.3d 1243, 1247 (11th Cir. 2004) (citing Anderson v. Liberty Lobby, Inc., 477
U.S. 242, 252 (1986)).
The party seeking summary judgment bears the initial burden of
demonstrating to the court, by reference to the record, that there are no
genuine issues of material fact to be determined at trial. See Clark v. Coats &
Clark, Inc., 929 F.2d 604, 608 (11th Cir. 1991). “When a moving party has
discharged its burden, the non-moving party must then go beyond the
pleadings, and by its own affidavits, or by depositions, answers to
interrogatories, and admissions on file, designate specific facts showing that
there is a genuine issue for trial.” Jeffery v. Sarasota White Sox, Inc., 64 F.3d
development of the decisional law construing and applying
these phrases.
Id. “[A]lthough the interpretations in the advisory committee[’s] notes are not
binding, they are highly persuasive.” Campbell v. Shinseki, 546 F. App’x 874, 879 n.3
(11th Cir. 2013). Thus, case law construing the former Rule 56 standard of review
remains viable.
5
590, 593-94 (11th Cir. 1995) (internal citations and quotation marks omitted).
Substantive law determines the materiality of facts, and “[o]nly disputes over
facts that might affect the outcome of the suit under the governing law will
properly preclude the entry of summary judgment.” Anderson, 477 U.S. at 248.
In determining whether summary judgment is appropriate, a court “must view
all evidence and make all reasonable inferences in favor of the party opposing
summary judgment.” Haves v. City of Miami, 52 F.3d 918, 921 (11th Cir. 1995)
(citing Dibrell Bros. Int’l, S.A. v. Banca Nazionale Del Lavoro, 38 F.3d 1571,
1578 (11th Cir. 1994)). “Summary judgment is improper, however, if the
evidence is such that a reasonable jury could return a verdict for the
nonmoving party.” Guevara v. NCL (Bahamas) Ltd., 920 F.3d 710, 720 (11th
Cir. 2019) (quotation marks and citation omitted). Notably, the instant action
is before the Court on cross-motions seeking summary judgment. “The
principles governing summary judgment do not change when the parties file
cross-motions for summary judgment.” T-Mobile S. LLC v. City of Jacksonville,
Fla., 564 F. Supp. 2d 1337, 1340 (M.D. Fla. 2008). Instead, applying the same
principles, “the Court must determine whether either of the parties deserves
judgment as a matter of law on the undisputed facts.” Id.
6
IV. Summary of the Arguments
In the Motion, Defendants maintain that there are no genuine issues of
material fact, and therefore, the Court should grant summary judgment in
their favor as to Martin’s Eighth Amendment claims against them. See Motion
at 10-21. They also assert that the Eleventh Amendment bars Martin’s claims
for monetary damages against them in their official capacities, see id. at 21-
22, and that they are entitled to qualified immunity, see id. at 22-24.
Additionally, they state that Martin fails to state claims for negligence under
Florida law or the Federal Tort Claims Act (FTCA). See id. at 24. In his
Response, Martin contends that the video evidence shows that Defendants
violated his Eighth Amendment right when they used excessive force. See
Response (Doc. 134) at 4. Additionally, he maintains that he is entitled to
summary judgment in his favor as to Defendants’ liability, see P. Motion at 1,
and that his claims for damages against Defendants “must be determined at
trial,” Brief (Doc. 123) at 9.
V. Law
A. Excessive Use of Force
With respect to the appropriate analysis in an excessive use of force case,
the Eleventh Circuit has explained.
[O]ur core inquiry is “whether force was applied in a
good faith effort to maintain or restore discipline, or
7
maliciously and sadistically to cause harm.” Hudson v.
McMillian, 503 U.S. 1, 112 S.Ct. 995, 999, 117 L.Ed.2d
156 (1992). In determining whether force was applied
maliciously and sadistically, we look to five factors:
“(1) the extent of injury; (2) the need for application of
force; (3) the relationship between that need and the
amount of force used; (4) any efforts made to temper
the severity of a forceful response; and (5) the extent
of the threat to the safety of staff and inmates[, as
reasonably perceived by the responsible officials on the
basis of facts known to them]. . .” Campbell v. Sikes,
169 F.3d 1353, 1375 (11th Cir. 1999) (quotations
omitted).
McKinney v. Sheriff, 520 F. App’x 903, 905 (11th Cir. 2013) (per curiam). When
considering these factors, courts “must also give a ‘wide range of deference to
prison officials acting to preserve discipline and security,’ including when
considering ‘[d]ecisions made at the scene of a disturbance.’” Cockrell v.
Sparks, 510 F.3d 1307, 1311 (11th Cir. 2007) (quoting Bennett v. Parker, 898
F.2d 1530, 1533 (11th Cir. 1990)).
“The Eighth Amendment’s prohibition of cruel and unusual punishments
necessarily excludes from constitutional recognition de minimis uses of
physical force, provided that the use of force is not of a sort repugnant to the
conscience of mankind.” Hudson v. McMillian, 503 U.S. 1, 9-10 (1992) (internal
quotations and citations omitted). Indeed, not “every malevolent touch by a
prison guard gives rise to a federal cause of action.” Id. at 9 (citation omitted).
Notably, a lack of serious injury is relevant to the inquiry. See Smith v. Sec’y,
8
Dep’t of Corr., 524 F. App’x 511, 513 (11th Cir. 2013) (per curiam) (quoting
Wilkins v. Gaddy, 559 U.S. 34, 38 (2010) (per curiam)). The United States
Supreme Court has explained:
“[T]he extent of injury suffered by an inmate is one
factor that may suggest ‘whether the use of force could
plausibly have been thought necessary’ in a particular
situation.” Ibid.[6] (quoting Whitley,[7] supra, at 321,
106 S.Ct. 1078). The extent of injury may also provide
some indication of the amount of force applied. . . . An
inmate who complains of a “‘push or shove’” that
causes no discernible injury almost certainly fails to
state a valid excessive force claim. Id., at 9 (quoting
Johnson v. Glick, 481 F.2d 1028, 1033 (2d Cir.
1973)).[8]
Injury and force, however, are only imperfectly
correlated, and it is the latter that ultimately counts.
An inmate who is gratuitously beaten by guards does
not lose his ability to pursue an excessive force claim
merely because he has the good fortune to escape
without serious injury.
Wilkins, 559 U.S. at 37-38.
6 Hudson, 503 U.S. at 7.
7 Whitley v. Albers, 475 U.S. 312 (1986).
8 See Johnson, 481 F.2d at 1033 (“Not every push or shove, even if it may later
seem unnecessary in the peace of a judge’s chambers, violates a prisoner’s
constitutional rights.”).
9
B. Qualified Immunity
The Eleventh Circuit has stated:
The qualified-immunity defense reflects an
effort to balance “the need to hold public officials
accountable when they exercise power irresponsibly
and the need to shield officials from harassment,
distraction, and liability when they perform their
duties reasonably.” Pearson v. Callahan, 555 U.S. 223,
231, 129 S.Ct. 808, 172 L.Ed.2d 565 (2009). The
doctrine resolves this balance by protecting
government officials engaged in discretionary
functions and sued in their individual capacities
unless they violate “clearly established federal
statutory or constitutional rights of which a
reasonable person would have known.” Keating v. City
of Miami, 598 F.3d 753, 762 (11th Cir. 2010) (quotation
marks and brackets omitted).
As a result, qualified immunity shields from
liability “all but the plainly incompetent or one who is
knowingly violating the federal law.” Lee v. Ferraro,
284 F.3d 1188, 1194 (11th Cir. 2002). But the
doctrine’s protections do not extend to one who “knew
or reasonably should have known that the action he
took within his sphere of official responsibility would
violate the constitutional rights of the [plaintiff].”
Harlow v. Fitzgerald, 457 U.S. 800, 815, 102 S.Ct.
2727, 73 L.Ed.2d 396 (1982) (internal quotation marks
and alteration omitted).
To invoke qualified immunity, a public official
must first demonstrate that he was acting within the
scope of his or her discretionary authority. Maddox v.
Stephens, 727 F.3d 1109, 1120 (11th Cir. 2013). As we
have explained the term “discretionary authority,” it
“include[s] all actions of a governmental official that
(1) were undertaken pursuant to the performance of
his duties, and (2) were within the scope of his
10
authority.” Jordan v. Doe, 38 F.3d 1559, 1566 (11th
Cir. 1994) (internal quotation marks omitted). Here, it
is clear that Defendant Officers satisfied this
requirement, as they engaged in all of the challenged
actions while on duty as police officers conducting
investigative and seizure functions.
Because Defendant Officers have established
that they were acting within the scope of their
discretionary authority, the burden shifts to [plaintiff]
to demonstrate that qualified immunity is
inappropriate. See id. To do that, [plaintiff] must show
that, when viewed in the light most favorable to him,
the facts demonstrate that Defendant Officers violated
[plaintiff’s] constitutional right and that that right
was “clearly established ... in light of the specific
context of the case, not as a broad general
proposition[,]” at the time of Defendant officers’
actions. Saucier v. Katz, 533 U.S. 194, 201, 121 S.Ct.
2151, 150 L.Ed.2d 272 (2001), overruled in part on
other grounds by Pearson, 555 U.S. 223, 129 S.Ct. 808.
We may decide these issues in either order, but, to
survive a qualified immunity defense, [the plaintiff]
must satisfy both showings. Maddox, 727 F.3d at 1120-
21 (citation omitted).
Jones v. Fransen, 857 F.3d 843, 850-51 (11th Cir. 2017). The Court also has
instructed:
Because § 1983 “requires proof of an affirmative causal
connection between the official’s acts or omissions and
the alleged constitutional deprivation,” Zatler v.
Wainwright, 802 F.2d 397, 401 (11th Cir. 1986) (per
curiam) (citation omitted), each defendant is entitled
to an independent qualified immunity analysis as it
relates to his or her actions and omissions. So[,] we
must be careful to evaluate a given defendant’s
qualified immunity claim, considering only the actions
11
and omissions in which that particular defendant
engaged.
Alcocer v. Mills, 906 F.3d 944, 951 (11th Cir. 2018).
VI. Analysis9
A. Eighth Amendment Claims
Martin asserts that Defendants Horne and Mobley violated his Eighth
Amendment right when they used excessive force against him on August 29,
2016. Defendants contend that they are entitled to summary judgment as to
Martin’s Eighth Amendment claims against them. They argue that Martin
“cannot demonstrate a 42 U.S.C. § 1983 claim because no reasonable jury could
believe [Martin]’s allegations….” Motion at 10. They also assert that the
material facts are not in dispute because Martin admits in his deposition that
he refused to enter the cell, stepped back away from the cell, braced his body
against the door frame to physically resist entering the cell, used his foot to
forego entering the cell, and ignored Horne’s verbal commands. See id. at 13.
Additionally, they maintain that the video evidence “confirms that [Martin]
violently struggled against officers in front of the cell” and contradicted Horne’s
lawful commands. Id. at 14 (citing Def. Ex. I, camera 4 at 19:04:35-19:07). In
9 For purposes of summary judgment, the Court views the evidence and all
reasonable inferences therefrom in the light most favorable to the non-moving party.
Thus, the facts described in the Court’s analysis may differ from those that ultimately
can be proved.
12
support of their position, Defendants submitted exhibits, including incident
reports, Docs. 120-1 through 120-5; Martin’s medical records, Doc. 120-6; the
Declaration of Kellie Caswell, RN, BSN (Caswell Decl.), Doc. 120-7; and
Martin’s deposition (P. Depo), Doc. 120-8. With the Court’s permission, see
Order (Doc. 130), Defendants also submitted two digital video discs under seal.
See Notice to Court (Doc. 133); Doc. S-132, Def. Exs. I, cameras 4, 5, 6 (fixed
wing recordings); J (handheld recording).
In an incident report, Defendant Horne described the circumstances
related to the incident involving Martin. He stated in pertinent part:
On August 29, 2016 at approximately 7:05 PM, while
assigned as H-Dormitory Housing Officer, Officer
William R. Schneier and I escorted Inmate MARTIN,
Thaddeus DC#M85852 to cell H-2214 where Inmate
BLACK, Jonathan DC#X47686 was present. Inmate
BLACK was placed in hand restraints and ordered to
step to the back of the cell to which Inmate BLACK
complied. Inmate MARTIN was placed in the cell at
which time Inmate MARTIN braced himself against
the door frame and utilized his foot to prevent me from
securing the cell. I ordered Inmate MARTIN to remove
himself from the door frame and allow the cell door to
be secured. Inmate MARTIN became argumentative
and belligerent in reference to his disapproval of his
cellmate. I implemented the Incident Command
System advising of the aforementioned incident. I
ordered Inmate MARTIN to cease his physical
resistance to which he refused by lunging towards me
in an aggressive manner, while utilizing his lower
extremities to attempt to strike me in my lower torso,
and lower extremities, while attempting to break from
my grasp. As a result of Inmate MARTIN’s aggressive
13
combative actions, and physical resistance to multiple
lawful commands, I retrieved my assigned MK-4 OC
chemical agent canister #16-25 and administered one
continuous burst of chemical agent, striking Inmate
MARTIN[’s] torso and facial area. Officer Schneier and
I secured a hold to Inmate MARTIN’s upper
extremities and torso area as Inmate MARTIN lifted
his feet, continuing his physical resistance, by falling
chest first to [the] floor. When chest down on the floor
Inmate MARTIN ceased his combative behavior but
continued his physical resistance by refusing to stand
when ordered to do so. Officers Perry Mobley and
Zachary Smith responded and assisted by obtaining a
hold to inmate MARTIN[’s] upper extremities in order
to escort inmate MARTIN to the decontamination
shower. Inmate MARTIN reluctantly complied with
orders given by the responding officers and was
assisted to a standing position, however during the
escort from cell H-2214 to the decontamination shower
inmate MARTIN lifted his feet from the floor multiple
times and was held in a standing position briefly by
the escorting officers until inmate MARTIN placed his
feet back on the floor[] and resumed walking. Inmate
MARTIN was ultimately placed in the
decontamination shower and all forced ceased. I am
certified in the use of chemical agents as indicated on
my firearms card.
Doc. 120-1. Officer William R. Schneier provided a similar account of what
transpired that night. See Doc. 120-2.
According to Horne and Schneier, Officers Perry Mobley and Zachary
Smith responded to the incident and assisted by obtaining a custodial hold on
Martin’s upper extremities to escort him to the decontamination shower. See
Docs. 120-1; 120-2. In an incident report, Defendant Mobley describes his role
14
during the events that transpired when he arrived at the scene that night. He
stated in pertinent part:
On August 29, 2016 at approximately 7:07 PM, while
assigned as H-Dormitory Housing Officer, I responded
to an ICS (Incident Command System) incident
initiated by Officer Sam Horne. I arrived to the Cell
Front of Cell H2214 and assisted Officer Horne by
securing a hold to Inmate MARTIN, Thaddeus
DC#M85852’s upper extremities and ordered inmate
MARTIN to assume a standing position in order to be
escorted to the Wing Two (02) decontamination
shower. Inmate MARTIN reluctantly complied with
orders given, and with the assistance of responding
Officer Zachary Smith I escorted inmate MARTIN
from cell H-2214 to the Decontamination Shower.
During this escort inmate MARTIN lifted his feet from
the floor multiple times and it became necessary to
assist inmate MARTIN in maintaining a standing
position until he complied with orders given and
resumed walking unaided. Inmate MARTIN was
placed in the decontamination shower without further
incident and all force ceased by me.
Doc. 120-3. Officers Zachary Smith and Wayne A. Haley provided similar
narratives of the incident. See Docs. 120-4; 120-5.
To defeat the Motion, Martin is required to present evidence to show that
there is a genuine issue for trial. In opposing Defendants’ Motion, Martin
asserts that the video evidence “clearly shows” that Horne excessively sprayed
him with chemical agents, choked him, and punched him with a closed fist. See
Response (Doc. 134) at 4-5 (citing Def. Ex. I, camera 4 at 19:04-19:06).
Additionally, Martin maintains that he is entitled to summary judgment in his
15
favor as to Defendants’ liability. See P. Motion at 1. He argues that the video
footage neither showed him lunging at the guards nor attempting to kick them.
See Statement of Undisputed Facts (Doc. 124) at 2. In a Declaration, Martin
provides a factual account that is similar to the allegations in his SAC. He
states:
I never rec[ei]ved any disciplinary report or action on
8-29-2016 at all because I was not at fault and I was
the victim.
. . . .
Video footage shows me stepping backwards away
from guards, all while fully secured with hand[]cuff[]s
behind [my] back, s[h]ackles on [my] feet, and holding
all my property in my hands before Defendant Horn[e]
start[ed] to cho[]k[e] me, punch me, and physically
forc[e] [me] into an un[]assigned cell with an occupant
already in there that we did not match up. Due to me
being Administrative Confinement Status and inmate
Black[] being Disciplinary Confinement Status these
prison guards could not put me in that cell. You can
clearly hear me say I cannot go in there please let me
speak to your “Captain” and before I knew what was
going on Defendant Horn[e] said “you can’t speak to
nobody and get your a** in this cell” as he cho[]ked me,
punched me, and sprayed me over and over with
chemical agen[t]s in my eyes, nose[], ears, [and] mouth
as I pled for him to stop[.] I can’t breathe. I told
Defendant Horn[e] I have as[t]hma and seizures while
he continued to spray chemical[]s inside my mouth.
Video footage showed Defendant Horn[e] and
Defendant Mobley throw me on [the] ground all while
still fully secured with handcuffs behind [my] back and
s[h]ackles on [my] feet after already be[ing] sprayed
with chemical agen[t]s. As I am on [the] ground video
16
footage showed Defendant Horn[e] and Defendant
Mobley jumping on me and continue attacking me on
[the] ground and continue to spray me with
chemical[]s. Video showed Defendant Horn[e] get up
and stand straight up to look around to see who is
watching him abuse me as all of the prisoners began
to scream at him, c[u]rse at him, and kicking doors to
alert staff about Defendant[’]s abuse. Defendant
Horn[e] stood up[,] look[ed] around[,] took few steps
away[,] look[ed] around again[,] then came right back
and jumped on me again and finish[ed] emptying the
“gas can” filled with chemical agen[t]s. Please review
8-29-16 video.
P. Decl. at 1-3. At his deposition, Martin similarly stated that Defendant Horne
used excessive force when Martin refused to enter the cell. See P. Depo at 40-
52.
The parties agree that the video evidence captures the August 29, 2016
incident, the post-use-of-force decontamination shower, and Nurse Booth’s
medical assessment.10 However, they disagree as to what the recordings show
10 Defendants’ exhibit I contains three video recordings from fixed wing
cameras 4, 5, and 6. Camera 4 provides a distant view from the opposite side of the
dormitory’s cell block. Camera 5 does not record the use of force at issue. It only shows
Martin entering the wing, see Def. Ex. I at 19:02:39-19:02:54, exiting the wing, see
id. at 19:28:43 and re-entering the wing after a visit to the medical clinic, see id. at
19:34:31. The closest camera to cell H-2214 is camera 6, but it does not point directly
at the cell (which is located to the left of the camera angle), and therefore does not
capture the details of Defendants’ involvement. Defendants’ exhibit J is a handheld
video recording of Martin’s decontamination shower and medical visit with Nurse
Albert Booth. Notably, the audio is unclear due to cellblock echoes, and therefore the
Court is unable to identify relevant voices and the substance of conversations.
However, the audio does record inmates kicking their doors and yelling during the
incident. In referencing each recording, the Court will use the time stamp in the top
left corner of the recording.
17
with regard to how the cell-front incident unfolded. Both generally cite to
camera 4’s footage (19:04 through 19:07) and argue that the video evidence
supports their factual accounts. See Motion at 6-7, 14; P. Decl. at 5 (citing Doc.
88); Doc. 88 at 4.
The Court first addresses Defendant Mobley’s involvement in the
incident. That night, Mobley responded (with Officer Smith) to Horne’s call for
assistance via the Incident Command System and helped Horne and Officer
Schneier secure Martin. See P. Depo at 53; see also Docs. 120-1 through 120-
5. At his deposition, Martin downplayed Mobley’s involvement, stating that
“Mobley really wasn’t trying to get involved in the incident.” P. Depo at 45.
Martin testified that Mobley “basically” kept him on the ground to secure him.
Id. at 53. He explained that “Mobley was just helping his fellow officer” and
“trying to address or resolve or rectify the matter” when Martin was on the
ground. Id. at 53; see id. at 45, 52, 54. According to Martin, Mobley never
sprayed him with chemical agents or punched, hit, or kicked him. See id. at 45,
49, 51-54. The video evidence supports Defendant Mobley’s account that he
was not involved in the initial escort of Martin to cell H-2214, but escorted
Martin from that cell to the decontamination shower without any excessive
force used against Martin. See Def. Ex. I, camera 4 at 19:07:31-19:08:13;
camera 6 at 19:07:31-19:07:50; see also Docs. 120-3; 120-4. Given the video
18
evidence and Martin’s assertions at his deposition, Defendants’ Motion is due
to be granted as to Martin’s Eighth Amendment claim against Defendant
Mobley. Additionally, Plaintiff’s Motion is due to be denied as to his Eighth
Amendment claim against Defendant Mobley.
Next, the Court turns to Defendant Horne’s involvement in the
application of chemical agents and use of force against Martin. Horne asserts
that he is entitled to summary judgment as to Martin’s Eighth Amendment
claims against him because he did not use any unnecessary force against
Martin. He maintains that the video evidence supports his version of the facts.
Martin argues that Horne is not entitled to summary judgment in his favor,
and that the video evidence supports his (Martin’s) version of the facts. As
such, Martin asserts that he is entitled to summary judgment in his favor.
Camera 4’s footage captures the rapidly-evolving scuffle but distorts the
specific movements of the involved parties. Notably, the Court used a zoom
feature11 to magnify the small-scaled recorded incident (due to camera 4’s
location at the opposite corner of the cell block). However, it blurred the
recording. Additionally, the walkway railings as well as assisting officers
obstruct the view of Martin’s and Horne’s movements. Undoubtedly, there was
a physical confrontation at the cell front. Nevertheless, the distant camera 4
11 See Response (Doc. 134) at 11.
19
produced a grainy recording that is not determinative of how the incident
unfolded. Camera 6’s recording does not capture Horne’s actions due to the
camera’s angled view. The recording merely shows an unidentified officer’s
lower legs and some quick movements on his part, but the recording is not
determinative of Horne’s involvement.
While the video evidence provides a detailed chronology of how the
events unfolded, it fails to capture Horne’s and Martin’s interactions with each
other at the front of cell H-2214. Given the differences in Martin’s sworn
recollection 12 and the contemporaneous narratives provided in incident
reports coupled with Martin’s medical records and Caswell’s Declaration,13
there remain genuine issues of material fact as to whether Horne appropriately
used chemical agents and force to gain control of Martin, or used force that was
excessive, causing Martin’s lasting injuries. As such, Defendants’ Motion as to
Martin’s Eighth Amendment claim against Defendant Horne is due to be
denied. For the same reasons, Plaintiff’s request that the Court enter summary
judgment in his favor as to his claim against Horne is due to be denied.
12 See SAC at 5-6; P. Decl.; Def. Ex. J (recording Martin’s statement that the
back of his head was burning); see also generally P. Depo.
13 See Docs. 120-1 through 120-6; Caswell Decl. at 2 ¶10 (stating the post-use-
of-force medical assessment documented “no gross deformity, and no signs or
symptoms of injury noted”); Def. Ex. J (recording Martin’s stance, gait, and
movements during the decontamination shower, escort, and medical assessment).
20
B. Qualified Immunity
Defendants assert that they are entitled to qualified immunity because
they did not commit any federal statutory or constitutional violation. See
Motion at 22-24. Under the doctrine of qualified immunity, a defendant may
be protected from claims for monetary damages against him in his individual
capacity. Here, it is undisputed that Defendants were engaged in discretionary
functions during the events at issue. Thus, to defeat qualified immunity with
respect to each Defendant, Martin must show both that the specific Defendant
committed a constitutional violation, and that the constitutional right violated
was clearly established at the time. Indeed, the Eleventh Circuit has instructed
that, in determining the applicability of qualified immunity, the Court must
“parse” the actions each Defendant undertook, and “address the evidence as it
pertains solely to” that defendant. Alcocer, 906 F.3d at 952.
Upon review of the record and the parties’ arguments, the Court finds
that Defendant Mobley is entitled to qualified immunity from monetary
damages in his individual capacity as to Martin’s Eighth Amendment claim
against him. However, at this summary judgment stage of the proceedings,
genuine issues of material fact preclude a finding that Defendant Horne is
entitled to the benefit of qualified immunity as to Martin’s Eighth Amendment
21
claim against him. As such, Defendants’ Motion as to their assertion of
qualified immunity is due to be granted in part and denied in part.
C. Eleventh Amendment14
Defendant Horne asserts that, to the extent he is sued in his official
capacity, he is entitled to Eleventh Amendment immunity. See Motion at 21-
22.
The Eleventh Amendment provides that “[t]he
Judicial power of the United States shall not be
construed to extend to any suit in law or equity,
commenced or prosecuted against one of the United
States by Citizens of another State, or by Citizens or
Subjects of any Foreign State.” U.S. Const. amend. XI.
It is well established that, in the absence of consent, “a
suit in which the State or one of its agencies or
departments is named as the defendant is proscribed
by the Eleventh Amendment.” Papasan v. Allain, 478
U.S. 265, 276, 106 S.Ct. 2932, 92 L.Ed.2d 209 (1986)
(quotation omitted). The Eleventh Amendment also
prohibits suits against state officials where the state
is the real party in interest, such that a plaintiff could
not sue to have a state officer pay funds directly from
the state treasury for the wrongful acts of the state.
Summit Med. Assocs., P.C. v. Pryor, 180 F.3d 1326,
1336 (11th Cir. 1999).
Hayes v. Sec’y, Fla. Dep’t of Children & Families, 563 F. App’x 701, 703 (11th
Cir. 2014) (per curiam).
14 The Court need not address Defendant Mobley’s assertion that the Eleventh
Amendment bars Martin’s claim for monetary damages against him in his official
capacity.
22
In Zatler v. Wainwright, 802 F.2d 397, 400 (11th Cir. 1986) (per curiam),
the Eleventh Circuit noted:
It is clear that Congress did not intend to
abrogate a state’s eleventh amendment immunity in
section 1983 damage suits. Quern v. Jordan, 440 U.S.
332, 340-45, 99 S.Ct. 1139, 1144-45, 59 L.Ed.2d 358
(1979). Furthermore, after reviewing specific
provisions of the Florida statutes, we recently
concluded that Florida’s limited waiver of sovereign
immunity was not intended to encompass section 1983
suits for damages. See Gamble,[15 ] 779 F.2d at 1513-
20.
Accordingly, in Zatler, the court found that the Florida Department of
Corrections Secretary was immune from suit in his official capacity. Id. Thus,
insofar as Martin may be seeking monetary damages from Defendant Horne
in his official capacity, the Eleventh Amendment bars suit. Therefore,
Defendants’ Motion is due to be granted to the extent that Horne is entitled to
the entry of judgment in his favor on Martin’s claim for monetary damages
from Defendant Horne in his official capacity.
D. FTCA and Negligence Claims
In the SAC, Martin also asserts that Defendants owed him “a duty of
care” under Florida law and the FTCA. See SAC at 7. Defendants maintain
that Martin fails to state plausible negligence claims under Florida law and
15 Gamble v. Fla. Dep’t of Health & Rehab. Serv., 779 F.2d 1509 (11th Cir.
1986).
23
the FTCA. Upon review of Martin’s Response, it appears that he intends to
pursue his claims against Defendants under federal constitutional provisions,
specifically the Eighth Amendment. See generally Response; P. Motion. To the
extent Martin intends to advance an FTCA claim, the United States is the only
permissible defendant in an FTCA action. Simpson v. Holder, 184 F. App’x 904,
908 (11th Cir. 2006); see 28 U.S.C. § 2679(b)(1) (stating that the FTCA remedy
against the United States “is exclusive of any other civil action or proceeding
for money damages by reason of the same subject matter against the employee
whose act or omission gave rise to the claim”). In Levin v. United States, the
Supreme Court explained that the FTCA “gives federal district courts exclusive
jurisdiction over claims against the United States for injury or loss of property,
or personal injury or death caused by the negligent or wrongful act or omission
of federal employees acting within the scope of their employment.” 568 U.S.
503, 506 (2013). “Substantively, the FTCA makes the United States liable to
the same extent as a private individual under like circumstances, under the
law of the place where the tort occurred, subject to enumerated exceptions.” Id.
at 506-07. However, a state employee is not a proper defendant in a FTCA case.
See Daniel v. United States Marshal Serv., 188 F. App’x 954, 956 (11th Cir.
2006) (“[T]he United States [is] the only proper defendant, pursuant to the
FTCA.”). Additionally, the law is well-settled that the Constitution is not
24
implicated by the negligent acts of corrections officials. Daniels v. Williams,
474 U.S. 327, 330-31 (1986); Davidson v. Cannon, 474 U.S. 344, 348 (1986) (“As
we held in Daniels, the protections of the Due Process Clause, whether
procedural or substantive, are just not triggered by lack of due care by prison
officials.”). As such, judgment is due to be entered in favor of Defendants as to
Martin’s FTCA and negligence claims.
E. Plaintiff’s Newly Asserted Claims
In his Motion (Doc. 122) and Response (Doc. 134), Martin asserts that
Defendants violated his rights under the Fourth Amendment as well as his
equal protection and due process rights under the Fourteenth Amendment.
Additionally, he maintains that he was denied medical care. Insofar as Martin
asserts Fourth, Eighth (deliberate indifference to his medical needs), and
Fourteenth Amendment claims against Defendants in his response to
Defendants’ summary judgment motion, the Court determines that raising
new legal claims against Defendants for the first time at this stage of the
litigation is impermissible. See Gilmour v. Gates, McDonald & Co., 382 F.3d
1312, 1315 (11th Cir. 2004) (“The central issue in this case is whether a non-
moving party plaintiff may raise a new legal claim for the first time in response
to the opposing party’s summary judgment motion. We hold it cannot.”). Thus,
the Court determines that Martin is not permitted to pursue his claims under
25
the Fourth and Fourteenth Amendments against Defendants in this case.16
Neither is Martin permitted to pursue Eighth Amendment claims (deliberate
indifference to his medical needs) against Defendants in this litigation.17
In consideration of the foregoing, it is now
ORDERED:
1. Defendants’ Motion for Summary Judgment (Doc. 120) is
GRANTED as to (1) Plaintiff’s Eighth Amendment claim against Defendant
Mobley; (2) Defendant Mobley’s assertion of qualified immunity as to Martin’s
Eighth Amendment claim against him; (3) Plaintiff’s claim for monetary
damages against Defendant Horne in his official capacity; and (4) Plaintiff’s
FTCA and state-law negligence claims. Otherwise, the Motion is DENIED.
16 The Eleventh Circuit has instructed that “under the Supreme Court’s
current framework, the Fourth Amendment covers arrestees, the Eighth
Amendment covers prisoners, and the Fourteenth Amendment covers ‘those who
exist in the in-between—pretrial detainees.’” Crocker v. Beatty, 995 F.3d 1232, 1246
(11th Cir. 2021) (quoting Piazza v. Jefferson Cnty., 923 F.3d 947, 952 (11th Cir. 2019))
(emphasis added).
17 To the extent Martin blames medical staff for the denial of treatment and/or
for the failure to document his injuries, see Doc. 143, he may initiate a new civil rights
action if he elects to do so. Insofar as Martin maintains that Defendants were
deliberately indifferent to his medical needs, the video evidence shows that Mobley
promptly escorted Martin to a decontamination shower, and that Martin was taken
to the clinic where Nurse Booth assessed Martin’s health. See Def. Ex. J; see also
Caswell Decl. at 3 ¶11 (“There is no documentation in the medical records provided
that Mr. Martin has been diagnosed with asthma and he has not been prescribed
medications that are typically prescribed for asthma.”).
26
Judgment in Mobley’s favor will be withheld pending adjudication of the action
as a whole. See Fed. R. Civ. P. 54.
2. Plaintiffs Motion for Summary Judgment (Doc. 122) is DENIED.
3. The parties must confer in good faith to discuss the issues and the
possibility of settlement as to Martin’s remaining Eighth Amendment claim
for excessive use of force against Defendant Horne. No later than October
13, 2021, the parties must notify the Court whether they are able to reach a
settlement. If the parties are unable to settle the case privately among
themselves, they must notify the Court if they wish to have the case referred
to a United States Magistrate Judge for a settlement conference. Otherwise,
the Court will enter a case management order, set a trial date, and direct the
parties to begin trial preparations.
DONE AND ORDERED at Jacksonville, Florida, this 30th day of
August, 2021.
United States District Judge
Jax-1 8/30
C:
Thaddeus Chaylon Martin #M85852
Counsel of Record
27