explaining that defendants bear the burden of showing a failure to exhaust
How later courts described this case
- explaining that defendants bear the burden of showing a failure to exhaust
- stating that “failure to provide adequate medical treatment . . . does not violate the ADA or [RA]” (citations omitted)
- stating Monell “is meant to limit § 1983 liability to ‘acts which the municipality has officially sanctioned or ordered’”; adding that “[t]here are, however, several different ways of establishing municipal liability under § 1983”
- “[T]here is no individual capacity liability under Title II of the ADA or RA.”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF FLORIDA
JACKSONVILLE DIVISION
LARKIN L. DERKS,
Plaintiff,
v. Case No. 3:20-cv-289-BJD-PDB
CENTURION MEDICAL, et al.,
Defendants.
ORDER
I. Status
Plaintiff, Larkin L. Derks, an inmate in the custody of the Florida
Department of Corrections, initiated this action by filing a pro se Civil Rights
Complaint (Doc. 1) under 42 U.S.C. § 1983. He is proceeding on an Amended
Complaint (Docs. 7 and 7-1).1 As Defendants, Plaintiff sues Centurion Medical,
Dr. Alexis Figueroa, Dr. Bassa, and Dr. Cruz. Doc. 7 at 2-3. He alleges that
Defendants have failed to provide adequate medical care following a surgical
procedure and seeks injunctive relief and monetary damages. Id. at 10.
1 Plaintiff’s claims and allegations are set out in Doc. 7-1, which Plaintiff has
filed as an exhibit to Doc. 7. As such, Docs. 7 and 7-1 are collectively referred to as
the Amended Complaint, and the Court will cite each respective Doc. when necessary.
Each Defendant has moved to dismiss. See Doc. 19 (Bassa Motion); Doc.
20 (Cruz Motion); Doc. 21 (Figueroa Motion); Doc. 22 (Centurion Motion).
Plaintiff filed responses opposing the Motions. See Doc. 26 (Bassa Resp.); Doc.
27 (Cruz Resp.); Doc. 29 (Centurion Resp.); Doc. 30 (Figueroa Resp.).
Defendants’ Motions are ripe for review.
II. Motion to Dismiss Standard
In ruling on a motion to dismiss, the Court must accept the factual
allegations in the complaint as true. See Ashcroft v. Iqbal, 556 U.S. 662, 678
(2009). In addition, all reasonable inferences should be drawn in favor of the
plaintiff. See Randall v. Scott, 610 F.3d 701, 705 (11th Cir. 2010). But the
plaintiff must still meet minimal pleading requirements. Jackson v. Bellsouth
Telecomm., 372 F.3d 1250, 1262-63 (11th Cir. 2004) (citations omitted). While
“[s]pecific facts are not necessary[,]” the complaint should “‘give the defendant
fair notice of what the . . . claim is and the grounds upon which it rests.’”
Erickson v. Pardus, 551 U.S. 89, 93 (2007) (per curiam) (quoting Bell Atlantic
Corp. v. Twombly, 550 U.S. 544, 555 (2007)). Further, the plaintiff must allege
“enough facts to state a claim that is plausible on its face.” Twombly, 550 U.S.
at 570. “A claim has facial plausibility when the pleaded factual content allows
the court to draw the reasonable inference that the defendant is liable for the
misconduct alleged.” Iqbal, 556 U.S. at 678 (citing Twombly, 550 U.S. at 556).
A “plaintiff’s obligation to provide the grounds of his entitlement to relief
requires more than labels and conclusions, and a formulaic recitation of the
elements of a cause of action will not do[.]” Twombly, 550 U.S. at 555 (internal
quotations omitted); see also Jackson, 372 F.3d at 1262 (explaining that
“conclusory allegations, unwarranted deductions of facts or legal conclusions
masquerading as facts will not prevent dismissal”) (internal citation and
quotations omitted). Indeed, “the tenet that a court must accept as true all of
the allegations contained in a complaint is inapplicable to legal conclusions[,]”
which simply “are not entitled to [an] assumption of truth.” See Iqbal, 556 U.S.
at 678, 680. Thus, in ruling on a motion to dismiss, the Court must determine
whether the complaint contains “sufficient factual matter, accepted as true, to
‘state a claim to relief that is plausible on its face[.]’” Id. at 678 (quoting
Twombly, 550 U.S. at 570).
III. Plaintiff’s Allegations
In his Amended Complaint, Plaintiff alleges that in 2008, before his
incarceration, he was in a severe automobile accident resulting in injuries to
his shoulders and back.2 Doc. 7-1 at 6, 7. He asserts that following the accident,
he was treated by orthopedic specialists who recommended surgery. Id. He
states he was waiting approval for funds to have the surgery when he entered
2 According to the Florida Department of Corrections’ (FDOC) website,
Plaintiff entered FDOC custody on November 4, 2009.
prison. Id. Plaintiff admits that before filing this action, he filed two other
actions “concerning the same injuries with different facts and respondents.”
See id. at 9-10; see also Derks v. Corizon, No. 5:15-cv-51-MW-GRJ (N.D. Fla.);
Derks v. Centurion, No. 6:18-cv-451-PGB-EJK (M.D. Fla.). Here, Plaintiff sues
Defendants for denial of medical care from August 31, 2018 to the present,
while housed at Suwannee Correctional Institution (Suwannee C.I.) and the
Reception and Medical Center (R.M.C.). Doc. 7 at 5.
Although not a picture of clarity, a review of the Amended Complaint’s
exhibits appear to show that on August 31, 2018, Plaintiff underwent left
shoulder surgery at R.M.C. to repair a “[m]assive tear of rotator cuff with
significant impingement, changes of acromioclavicular joint region, tear of the
long head of the biceps and some tearing of the labrum.” Doc. 7-1 at 11. Plaintiff
alleges that following that surgery, Defendants refused to follow specialist
doctors’ recommendations and instructions for continued treatment and
physical therapy, which caused him pain, loss of mobility, and permanent
damage. Id. at 6.
Plaintiff alleges that Defendant Bassa is the medical director of
outpatient services at R.M.C. Doc. 7 at 3. According to Plaintiff, after he had
surgery and while still housed at R.M.C., Bassa “refused to follow orthopedic
specialist doctor’s order for post-surgical care for immobilization of left
shoulder for 6 weeks following surgery.” Doc. 7-1 at 3. He alleges that Bassa
instead forced Plaintiff to begin physical therapy two weeks after surgery,
which was premature and in contravention of the specialist doctors’ orders. Id.
He claims that Bassa refused to conduct a thirty-day follow-up despite Plaintiff
suffering post-surgical trauma from the forced premature physical therapy;
Bassa refused to follow post-surgical protocol; and Bassa cleared Plaintiff for
medical release back to Suwannee C.I. without having an orthopedic doctor
consult with Plaintiff per hospital instructions. Id. Instead, according to
Plaintiff, Dr. Anandjiwala, who is allegedly no longer licensed to practice in
the State of Florida and who was working under Bassa’s supervision, was the
only individual to evaluate Plaintiff prior to his discharge, and after conducting
an x-ray revealing proper bone alignment, suggested that Plaintiff did not need
to consult with an orthopedic specialist. Id. Plaintiff asserts that “Bassa, in his
capacity [as] head physician and medical director knew or should have known
that Plaintiff’s injury” would not show up on an x-ray and Bassa was
deliberately indifferent in failing to follow specialist recommendations and
hospital policy. Id. at 8.
Plaintiff states that following Bassa’s treatment at R.M.C., he was
transferred to Suwannee C.I. He states that Defendant Figueroa is a physician
at Suwannee C.I. and is responsible for the medical care that prisoners receive
at that institution. Id. at 6-7. Plaintiff argues Figueroa wholly refused to treat
Plaintiff for his post-surgical trauma pursuant to the specialist surgeon’s
instructions. Id. at 7. He alleges that specialist doctors at R.M.C. had issued
medical passes, but when Plaintiff arrived at Suwannee C.I., Figueroa refused
to acknowledge or continue the medical passes, “with no examination, no
consult, stating these medically needy passes were not permitted at this
institution according to policy . . . .” Id. Plaintiff also asserts that Figueroa
believed Plaintiff had a fractured elbow and recommended that he receive an
x-ray, but Figueroa failed to conduct the x-ray or follow up with the elbow
injury despite Plaintiff’s sick-call requests. Id. Plaintiff also states that
Figueroa has not seen or treated Plaintiff for injuries to his right shoulder or
serious back injury despite orthopedic and neurological specialist
recommendations. Id.
Plaintiff asserts that Cruz is the medical director at Suwannee C.I. and
is responsible for “dictat[ing] policy of medical care and as such[,] it was his
responsibility to ensure that complications of post-surgical nature were
properly addressed.” Id. at 9. Plaintiff argues that Cruz denied Plaintiff post-
surgery medical care in violation of the hospital and orthopedic surgeon’s
instructions, and he failed to instruct Figueroa to examine or provide a
treatment plan for Plaintiff. Id. at 9. According to Plaintiff, Cruz is supposed
to ensure that all medical passes issued by specialist doctors are honored at
Suwannee C.I. and that Cruz “has either instituted [a] policy to deny specialist
doctors[’] medical passes or has allowed institution personnel to dictate policy
of refusing specialist doctors’ [] order and prescriptions for treatment.” Id.
Plaintiff argues that Cruz was made aware of Plaintiff’s need for medical care
through the grievance procedure and Cruz acted deliberately indifferent to
Plaintiff’s pain and suffering by failing to correct or properly monitor Plaintiff’s
treatment upon being notified. Id. at 4.
Finally, Plaintiff argues that Defendant Centurion contracts with the
FDOC to provide medical care to all FDOC prisoners. Id. at 1. According to
Plaintiff, “to negate financial costs,” Centurion has a policy of refusing to follow
specialist doctors’ recommendations or treatment regimens. Id. He contends
that Defendants Figueroa, Bassa, and Cruz are employees of Centurion and
are “complicit in [the] failure to give proper care or are demonstrative of the
deliberate indifference” shown to Plaintiff’s serious medical need. According to
Plaintiff, Defendants have refused to follow specialists’ recommendations for
various forms of medical care. Id. He argues that because of Defendants’
prolonged denial of medical care, Plaintiff will need more painful and extensive
procedures to correct the post-surgical damage and now suffers from increased
pain and permanent disability. Id. at 5. He contends that he is confined to a
wheelchair and requires an assistant to help him because basic tasks are
increasingly painful. Id.
Plaintiff raises these claims against all Defendants: (1) discrimination
and a failure to accommodate disabilities under the Americans with
Disabilities Act (ADA) and the Rehabilitation Act (RA); (2) deliberate
indifference to serious medical needs in violation of the Eighth Amendment;
and (3) disparate treatment and discrimination under the Equal Protection
Clause of the Fourteenth Amendment. Doc. 7 at 3. Plaintiff sues all Defendants
in their individual and official capacities. Id. at 3.
IV. Summary of Defendants’ Arguments
Defendant Bassa argues that: Plaintiff fails to state a claim against him
under the ADA, RA, and the Fourteenth Amendment; Plaintiff failed to
exhaust his administrative remedies; Plaintiff’s claim for injunctive relief
should be dismissed; Plaintiff’s claim for monetary damages is barred under
the PLRA’s physical injury requirement; Plaintiff has failed to state a claim
against him under the Eighth Amendment; and he is entitled to qualified
immunity. See generally Bassa Motion. Defendant Cruz argues that Plaintiff’s
ADA, RA, and Fourteenth Amendment claims must be dismissed with
prejudice; Plaintiff failed to exhaust his administrative remedies; Plaintiff’s
claim for injunctive relief must be dismissed with prejudice; and Plaintiff has
failed to allege an Eighth Amendment claim against him. See generally Cruz
Motion. Defendant Figueroa argues that Plaintiff fails to state a claim against
him under the ADA, RA, and the Fourteenth Amendment; Plaintiff’s claim that
Figueroa violated various Florida Statutes should be dismissed with prejudice;
Plaintiff failed to exhaust his administrative remedies before filing suit;
Plaintiff’s claim for injunctive relief must be dismissed with prejudice; Plaintiff
fails to allege an Eighth Amendment violation; and Figueroa is entitled to
qualified immunity. See generally Figueroa Motion. Finally, Defendant
Centurion argues that Plaintiff has failed to state a cause of action against
“‘Centurion Medical LLC’ because no such legal entity exists”; Plaintiff’s claims
under the ADA, RA, and the Fourteenth Amendment are subject to dismissal;
Plaintiff failed to exhaust his administrative remedies; Plaintiff’s claim for
injunctive relief is subject to dismissal with prejudice; Plaintiff’s claim for
compensatory and punitive damages is barred by § 1997e(e); and Plaintiff has
failed to state an Eighth Amendment claim. See generally Centurion Motion.
IV. Analysis
The Court begins its analysis by addressing the sufficiency of Plaintiff’s
claims against Defendants. Because the Court finds that Plaintiff fails to state
a plausible claim for which relief may be sought against Bassa, Centurion, and
Cruz, the Court declines to address the other arguments that those Defendants
make in their Motions. Further, because the Court finds that Plaintiff has
stated a plausible claim for relief against Figueroa under the Eighth
Amendment, that claim will proceed.
ADA & RA
All Defendants argue that Plaintiff fails to state a claim upon which
relief may be granted under the ADA and RA. See Bassa Motion at 6-7;
Figueroa Motion at 6-7; Centurion Motion at 6; Cruz Motion at 6-7. Title II of
the ADA, provides: “[N]o qualified individual with a disability shall, by reason
of such disability, be excluded from participation in or be denied the benefits
of the services, programs, or activities of a public entity, or be subjected to
discrimination by any such entity.” 42 U.S.C. § 12132. See also Pennsylvania
Dep’t of Corr. v. Yeskey, 524 U.S. 206, 213 (1998) (holding Title II of the ADA
“unambiguously extends to state prison inmates”). “Only public entities are
liable for violations of Title II of the ADA.” Edison v. Douberly, 604 F.3d 1307,
1308 (11th Cir. 2010). Similarly, section 504 of the RA provides, “No otherwise
qualified individual with a disability . . . shall, solely by reason of her or his
disability, be excluded from the participation in, be denied the benefits of, or
be subjected to discrimination under any program or activity receiving Federal
financial assistance.” 29 U.S.C. § 794(a).
“With the exception of its federal funding requirement, the RA uses the
same standards as the ADA, and therefore, cases interpreting either are
applicable and interchangeable.” Badillo v. Thorpe, 158 F. App’x 208, 214 (11th
Cir. 2005) (citing Cash v. Smith, 231 F.3d 1301, 1305 & n.2 (11th Cir. 2000));
J.S., III by & through J.S. Jr. v. Houston Cnty. Bd. of Educ., 877 F.3d 979, 985
(11th Cir. 2017) (“Discrimination claims under the ADA and the [RA] are
governed by the same standards, and the two claims are generally discussed
together.”). To state a claim of discrimination under the ADA and RA, a
plaintiff must allege “(1) that he is a qualified individual with a disability; and
(2) that he was either excluded from participation in or denied the benefits of
a public entity’s services, programs, or activities, or was otherwise
discriminated against by the public entity; and (3) that the exclusion, denial of
benefit, or discrimination was by reason of the plaintiff’s disability.” Owens v.
Sec’y, Fla. Dep’t of Corr., 602 F. App’x 475, 477 (11th Cir. 2015) (quoting Bircoll
v. Miami-Dade Cnty., 480 F.3d 1072, 1083 (11th Cir. 2007)).
Because only public entities may be liable under the ADA and RA,
Plaintiff fails to state a claim against Defendants in their individual capacities.
See, e.g., Owens, 602 F. App’x at 477, 478; Badillo v. Thorpe, 158 F. App’x at
211 (“[T]here is no individual capacity liability under Title II of the ADA or
RA.”). Thus, Defendants’ Motions are granted to the extent that Plaintiff raises
any claims under the ADA and RA against Defendants in their individual
capacities.
Plaintiff also fails to sufficiently allege an ADA or RA claim against
Defendants in their official capacities. Assuming Plaintiff is a qualified
individual with a disability, Plaintiff identifies no program or service to which
he was denied access because of post-surgical pain and injuries. See generally
Docs. 7, 7-1. Rather, Plaintiff premises his ADA and RA claims on a perceived
refusal to honor special medical passes or follow treatment recommended by
specialty doctors because of a policy or custom to “alleviate costs.” Cruz Resp.
at 2; Figueroa Resp. at 3; Centurion Resp. at 2; Doc. 7-1 at 1. The ADA and RA
were not intended to subsume medical malpractice claims, meaning
allegations that a defendant failed to provide medical care to a disabled inmate
does not give rise to claims under the ADA or RA. See Jones v. Rutherford, 546
F. App’x 808, 811-12 (11th Cir. 2013); Finn v. Haddock, 459 F. App’x 833, 837-
38 (11th Cir. 2012) (stating that “failure to provide adequate medical
treatment . . . does not violate the ADA or [RA]” (citations omitted)). Plaintiff’s
allegations more squarely sound in a claim for a denial of adequate medical
care under the Eighth Amendment rather than for a failure to accommodate.
Thus, Plaintiff’s ADA and RA claims against Defendants in their official
capacities are due to be dismissed.
Fourteenth Amendment
All Defendants argue that Plaintiff fails to state an equal protection
claim under the Fourteenth Amendment. See Bassa Motion at 8; Cruz Motion
at 8-9; Figueroa Motion at 7-8; Centurion Motion at 7-8. In his Responses,
Plaintiff appears to argue that he has stated an equal protection claim as
Defendants have refused to provide him with prescribed treatment because he
is a prisoner and they have a cost-saving policy to deny medical treatment to
inmates. Bassa Resp. at 4; Figueroa Resp. at 3-4; Cruz Resp. at 3; Centurion
Resp. at 4-5.
To state an equal protection claim, a prisoner must show that (1) he is
similarly situated with other prisoners who received more favorable treatment;
and (2) his discriminatory treatment stemmed from a suspect classification
such as race or national origin, or it impinged on a fundamental right. Arthur
v. Thomas, 674 F.3d 1257, 1262 (11th Cir. 2012); Jones v. Ray, 279 F.3d 944,
946-47 (11th Cir. 2001).
Plaintiff fails to allege that other similarly situated prisoners received
more favorable treatment than him. See generally Docs. 7, 7-1. Indeed,
Plaintiff’s own allegation that Defendants have a cost-saving “custom, policy,
and practice” of denying specialty medical treatment to prisoners contradicts
his claim that he was treated differently than other similarly situated
individuals (i.e., prisoners). Plaintiff also does not allege discriminatory
treatment based on any constitutionally protected interest such as race. His
status as a prisoner serves as the only alleged ground for any differential
treatment. But Plaintiff’s status as a prisoner alone does not equal a suspect
classification warranting a heightened constitutional protection. See Sweet v.
Sec’y, Dep’t of Corr., 467 F.3d 1311, 1319 (11th Cir. 2006) (holding that
differential treatment did not support an equal protection claim absent any
evidence of invidious discrimination based on a protected characteristic);
Jackson v. State Bd. of Pardons & Paroles, 331 F.3d 790, 797 (11th Cir. 2003)
(citing Rivera v. Allin, 144 F.3d 719, 727 (11th Cir. 1998)) (“As prisoners are
not a suspect class, heightened scrutiny is not warranted on that basis.”). As
such, Plaintiff’s equal protection claims against all Defendants are due to be
dismissed.
Eighth Amendment
All Defendants argue that Plaintiff fails to state a plausible deliberate
indifference claim against them. See Bassa Motion at 18-22; Cruz Motion at
17-24; Figueroa Motion at 19-23; Centurion Motion at 18. Plaintiff’s claims of
deliberate indifference to a serious medical need arise under the Eighth
Amendment. See Kuhne v. Fla. Dep’t of Corr., 745 F.3d 1091, 1094 (11th Cir.
2014) (citing Estelle v. Gamble, 429 U.S. 97 (1976)).
As it relates to medical care, “[t]he Supreme Court has interpreted the
Eighth Amendment to prohibit ‘deliberate indifference to serious medical
needs of prisoners.’” Melton v. Abston, 841 F.3d 1207, 1220 (11th Cir. 2016)
(quoting Estelle v. Gamble, 429 U.S. 97, 102 (1976)). The Eleventh Circuit has
explained that
To prevail on a deliberate indifference claim, [a
plaintiff] must show: “(1) a serious medical need; (2)
the defendants’ deliberate indifference to that need;
and (3) causation between that indifference and the
plaintiff's injury.” Mann v. Taser Int’l, Inc., 588 F.3d
1291, 1306-07 (11th Cir. 2009). To establish deliberate
indifference, [a plaintiff] must prove “(1) subjective
knowledge of a risk of serious harm; (2) disregard of
that risk; (3) by conduct that is more than [gross]
negligence.” Townsend v. Jefferson Cnty., 601 F.3d
1152, 1158 (11th Cir. 2010) (alteration in original).
The defendants must have been “aware of facts from
which the inference could be drawn that a substantial
risk of serious harm exist[ed]” and then actually draw
that inference. Farrow v. West, 320 F.3d 1235, 1245
(11th Cir. 2003) (quotation omitted).
Easley v. Dep’t of Corr., 590 F. App’x 860, 868 (11th Cir. 2014); see also Patel
v. Lanier Cnty. Ga., 969 F.3d 1173, 1188-89 & n.10 (11th Cir. 2020)
(recognizing “a tension within [Eleventh Circuit] precedent regarding the
minimum standard for culpability under the deliberate-indifference standard,”
as some cases have used “more than gross negligence” while others have used
“more than mere negligence”; finding, however, that it may be “a distinction
without a difference” because “no matter how serious the negligence, conduct
that can’t fairly be characterized as reckless won’t meet the Supreme Court’s
standard” (citations omitted)).
“For medical treatment to rise to the level of a constitutional violation,
the care must be ‘so grossly incompetent, inadequate, or excessive as to shock
the conscience or to be intolerable to fundamental fairness.’” Nimmons v.
Aviles, 409 F. App’x 295, 297 (11th Cir. 2011) (quoting Harris v. Thigpen, 941
F.2d 1495, 1505 (11th Cir.1991)); see also Waldrop v. Evans, 871 F.2d 1030,
1033 (11th Cir. 1989) (“Grossly incompetent or inadequate care can constitute
deliberate indifference, as can a doctor’s decision to take an easier and less
efficacious course of treatment” or fail to respond to a known medical problem).
The law is well settled that the Constitution is not implicated by the
negligent acts of corrections officials and medical personnel. Daniels v.
Williams, 474 U.S. 327, 330-31 (1986); Davidson v. Cannon, 474 U.S. 344, 348
(1986) (“As we held in Daniels, the protections of the Due Process Clause,
whether procedural or substantive, are just not triggered by lack of due care
by prison officials.”). A complaint that a physician has been negligent “in
diagnosing or treating a medical condition does not state a valid claim of
medical mistreatment under the Eighth Amendment.” Bingham v. Thomas,
654 F.3d 1171, 1176 (11th Cir. 2011) (quotation marks and citation omitted).
Moreover, the Eleventh Circuit has stated that “[n]othing in our case law
would derive a constitutional deprivation from a prison physician’s failure to
subordinate his own professional judgment to that of another doctor; to the
contrary, it is well established that ‘a simple difference in medical opinion’ does
not constitute deliberate indifference.” Bismark v. Fisher, 213 F. App’x 892,
897 (11th Cir. 2007) (quoting Waldrop, 871 F.2d at 1033). Similarly, “the
question of whether governmental actors should have employed additional
diagnostic techniques or forms of treatment ‘is a classic example of a matter
for medical judgment’ and therefore not an appropriate basis for grounding
liability under the Eighth Amendment.” Adams v. Poag, 61 F.3d 1537, 1545
(11th Cir. 1995) (citation omitted).
a. Centurion
Centurion makes two arguments relevant to the Court’s analysis here.
First, Centurion argues that all Plaintiff’s claims against it should be
dismissed because Plaintiff used the wrong name when naming Centurion as
a Defendant in this case. Centurion Motion at 5. Specifically, it contends that
“‘Centurion Medical LLC’ is neither a person nor a proper party for purposes
of suit upon which a valid judgment could be entered for or against.” Id. Second,
it argues that to the extent Centurion is an entity subject to suit, Plaintiff has
failed to state an Eighth Amendment deliberate indifference claim against it.
See id. at 18. To support that argument, Centurion argues Plaintiff fails to
show a causal connection between Centurion’s alleged actions and Plaintiff’s
injuries. Id.
In his Response, Plaintiff argues Centurion is a proper entity subject to
suit because it contracts with the FDOC to provide medical care to all inmates.
Centurion Resp. at 1. Plaintiff also asserts that he alleges an Eighth
Amendment claim against Centurion because he states it has a policy or
custom of refusing recommended specialist doctors’ prescriptions for treatment
for non-medical reasons. Id. at 10.
As to Centurion’s first argument, the Court notes that in his Amended
Complaint, Plaintiff did misstate Centurion’s legal name as “Centurion
Medical, LLC.” Doc. 7 at 1. However, the Court finds this error inconsequential
as Centurion of Florida, LLC, accepted service of process, counsel filed a notice
of appearance on behalf of Centurion and filed a motion to dismiss in response
to the Amended Complaint. See Doc. 15; Centurion Motion. As such,
Centurion’s request to dismiss based on this error is denied.
Further, although Centurion is not a governmental entity, “[w]here a
function which is traditionally the exclusive prerogative of the state . . . is
performed by a private entity, state action is present” for purposes of § 1983.
Ancata v. Prison Health Servs., Inc., 769 F.2d 700, 703 (11th Cir. 1985)
(citations omitted). Because Centurion contracts with the FDOC to provide
medical services to state inmates, it is subject to suit under § 1983. However,
where a deliberate indifference medical claim is brought against an entity,
such as Centurion, based on its functional equivalence to a government entity,
the assertion of a constitutional violation is merely the first hurdle in Plaintiff’s
case. This is so because liability for constitutional deprivations under § 1983
cannot stem from the theory of respondeat superior. Craig v. Floyd Cnty., Ga.,
643 F.3d 1306, 1310 (11th Cir. 2011) (quoting Grech v. Clayton Cnty., Ga., 335
F.3d 1326, 1329 (11th Cir. 2003)); see Denno v. Sch. Bd. of Volusia Cnty., 218
F.3d 1267, 1276 (11th Cir. 2000). Instead, a government entity may be liable
in a § 1983 action “only where the [government entity] itself causes the
constitutional violation at issue.” Cook ex. rel. Estate of Tessier v. Sheriff of
Monroe Cnty., Fla., 402 F.3d 1092, 1116 (11th Cir. 2005) (citations omitted).
Thus, like claims against a county, a plaintiff must establish that an official
policy or custom of the government entity was the “moving force” behind the
alleged constitutional deprivation. See Monell v. Dep’t of Soc. Servs., 436 U.S.
658, 693-94 (1978).
Because Centurion’s liability under § 1983 would stem from its
functional equivalence to the government entity responsible for providing
medical care and services to FDOC inmates, Plaintiff must plead that an
official policy or a custom or practice of Centurion was the moving force behind
the alleged federal constitutional violation. In Monell, the Supreme Court held
that local governments can be held liable for constitutional torts caused by
official policies. However, such liability is limited to “acts which the
[government entity] has officially sanctioned or ordered.” Pembaur v. City of
Cincinnati, 475 U.S. 469, 480 (1986). Under the directives of Monell, a plaintiff
also must allege that the constitutional deprivation resulted from “an official
government policy, the actions of an official fairly deemed to represent
government policy, or a custom or practice so pervasive and well-settled that
it assumes the force of law.” Denno, 218 F.3d at 1276 (citations omitted); see
Hoefling v. City of Miami, 811 F.3d 1271, 1279 (11th Cir. 2016) (stating Monell
“is meant to limit § 1983 liability to ‘acts which the municipality has officially
sanctioned or ordered’”; adding that “[t]here are, however, several different
ways of establishing municipal liability under § 1983”).
“A policy is a decision that is officially adopted by the [government entity]
or created by an official of such rank that he or she could be said to be acting
on behalf of the [government entity].” Sewell v. Town of Lake Hamilton, 117
F.3d 488, 489 (11th Cir. 1997) (citation omitted). The policy requirement is
designed to “‘distinguish acts of the [government entity] from acts of employees
of the [government entity], and thereby make clear that [governmental]
liability is limited to action for which the [government entity] is actually
responsible.’” Grech, 335 F.3d at 1329 n.5 (quotation and citation omitted).
Governmental liability arises under § 1983 only where “‘a deliberate choice to
follow a course of action is made from among various alternatives’” by
governmental policymakers. City of Canton v. Harris, 489 U.S. 378, 389 (1989)
(quoting Pembaur, 475 U.S. at 483-84). A government entity rarely will have
an officially adopted policy that permits a particular constitutional violation,
therefore, to state a cause of action for damages under § 1983, most plaintiffs
must show that the government entity has a custom or practice of permitting
the violation. See Grech, 335 F.3d at 1330; McDowell v. Brown, 392 F.3d 1283,
1289 (11th Cir. 2004). The Eleventh Circuit has defined “custom” as “a practice
that is so settled and permanent that it takes on the force of law” or a
“persistent and wide-spread practice.” Sewell, 117 F.3d at 489. Last, “[t]o hold
the [government entity] liable, there must be ‘a direct causal link between [its]
policy or custom and the alleged constitutional deprivation.’” Snow ex rel. Snow
v. City of Citronelle, 420 F.3d 1262, 1271 (11th Cir. 2005) (quotation omitted).
Plaintiff alleges that Centurion has a “policy” or “custom” of refusing to
follow specialist doctors’ treatment regimens following surgery to “negate
financial costs.” Doc. 7-1 at 1. In his Response, he argues that evidence of
Centurion’s cost-saving policy is clear because “there could be no medical
reason not to follow board certified specialist doctors’ recommendations for
treatment otherwise.” Centurion Resp. at 10. He also alleges that Centurion’s
practice of refusing specialist doctor’s recommendations “is a widespread
practice throughout Centurion’s entire personnel structure as is seen in
Plaintiff’s medical history . . . .” Id. at 11-12.
Upon review, however, reading these allegations in concert with
Plaintiff’s allegations against the other Defendants does not show such a
“widespread policy.” Indeed, Plaintiff alleges that Bassa followed specialist’s
physical therapy recommendation, but he made Plaintiff begin exercises too
soon. Further, Plaintiff’s allegations regarding Figueroa and Cruz are not
solely based on their alleged failure to follow specialist doctor’s
recommendations. Rather, he states those Defendants have essentially denied
all medical care, including refusing to treat an elbow injury unrelated to the
surgery for which a specialist doctor would have been involved.
Centurion cannot be held liable based on any alleged conduct of or
decisions by its employees simply because they were working under contract
for Centurion to provide medical care to inmates. Plaintiff’s factual allegations
relating solely to alleged individual failures in his medical care simply cannot
sustain a claim that there is either a policy to deny medical care to inmates or
a practice or custom of denying adequate medical care, much less that the
practice was so widespread that Centurion had notice of violations and made
a “conscious choice” to disregard them. Gold v. City of Miami, 151 F.3d 1346,
1350 (11th Cir. 1998). Thus, the Court finds that Plaintiff has failed to state
an Eighth Amendment claim against Centurion.3
b. Bassa
Bassa does not dispute that Plaintiff’s post-surgical condition at R.M.C.
constituted an objectively serious medical need, nor does he dispute he knew
about Plaintiff’s need for post-surgical care. Bassa Motion at 18-22. Instead,
Bassa argues that Plaintiff fails to allege that he was deliberately indifferent
to Plaintiff’s need for medical care by conduct that was more than mere
negligence. Id. According to Bassa, Plaintiff acknowledges that Bassa ordered
Plaintiff to conduct physical therapy following his shoulder surgery and that
he ensured Plaintiff was medically cleared before his transfer back to
3 Because the Court finds Plaintiff has stated no claim for relief against
Centurion, it need not address Centurion’s remaining arguments for dismissal.
Suwannee C.I. Id. at 21. Bassa argues that Plaintiff appears to merely disagree
with Bassa’s medical judgment and contends Bassa should have started
Plaintiff’s physical therapy six weeks after surgery instead of just two weeks
after, and he should have ordered a subsequent orthopedic consultation to
medically clear Plaintiff rather than having Dr. Anandjiwala conduct the
evaluation. Id. Bassa further contends that Plaintiff also appears to disagree
with Bassa’s decision to order only an x-ray before determining Plaintiff’s
discharge, because Bassa should have known the x-ray would show no
abnormalities. Despite Plaintiff’s disapproval, Bassa maintains that Plaintiff
was sufficiently treated at R.M.C. following his surgery and Plaintiff’s
disagreement with Bassa’s medical decisions on how to treat him does not
support a claim of deliberate indifference. Id.
Accepting all of Plaintiff’s factual allegations as true, the Court finds
that Plaintiff fails to state a claim of deliberate indifference related to Bassa’s
post-surgical care at R.M.C. Plaintiff alleges that the specialist doctor
recommended physical therapy and that Bassa then ordered Plaintiff to
undergo physical therapy. While Plaintiff argues that Bassa made Plaintiff
start the treatment too early, Plaintiff does not allege that Bassa knew that
ordering the early physical therapy amounted to a “risk of serious harm.”
Likewise, while Plaintiff alleges that Bassa should have known that his
injuries would not appear on an x-ray and thus an x-ray should not have been
used to approve his transfer, Plaintiff claims that another doctor, Dr.
Anandjiwala, was responsible for conducting the x-ray. Further, while Plaintiff
makes a conclusory allegation that Anandjiwala is “no longer licensed to
practice in the State of Florida,” he does not allege that Bassa knew of this
alleged unauthorized practice or that being subject to Anandjiwala’s care posed
a substantial risk of serious harm to Plaintiff. Indeed, none of Bassa’s alleged
decisions amount to deliberate indifference, but “are ‘classic example[s] of a
matter for medical judgment and therefore not an appropriate basis for
grounding liability under the Eighth Amendment.” See Williams v. Barrow,
559 F. App’x 979, 985 (11th Cir. 2014) (quoting Adams, 61 F.3d at 1545).
Plaintiff’s Eighth Amendment claim against Bassa is due to be dismissed.4
c. Figueroa
Figueroa argues that Plaintiff fails to allege that upon his transfer to
Suwannee C.I., Figueroa was deliberately indifferent to Plaintiff’s need for
medical care by conduct that was more than mere negligence. See Figueroa
Motion at 19-23. According to Figueroa, Plaintiff’s allegations clearly state that
Figueroa’s determination about Plaintiff’s post-surgical care turned on his
professional medical judgment. Id. at 22.
4 Because the Court finds Plaintiff fails to state a plausible claim for relief
against Bassa, it declines to address Bassa’s remaining arguments for dismissal.
In his Amended Complaint, Plaintiff alleges that Figueroa has wholly
refused to treat Plaintiff for post-surgical trauma to his shoulder or back
injuries as recommended by specialists, failed to honor medical passes issued
at R.M.C., and never conducted an x-ray for a possible fractured elbow. See
Doc. 7-1 at 7. He also claims that Figueroa’s refusal to provide medical care
has impaired Plaintiff’s mobility and quality of life. Id. at 4. At this stage,
taking Plaintiff’s allegations as true, as the Court must, Plaintiff has
sufficiently alleged that following his surgery and transfer to Suwannee C.I.,
Figueroa disregarded Plaintiff’s need for medical treatment by conduct that is
more than negligence. Plaintiff also sufficiently alleges that he suffered more
physical injuries because of Figueroa’s alleged deliberate indifference. As such,
Figueroa’s Motion is due to be denied as to this Eighth Amendment claim.
d. Cruz
Cruz argues that Plaintiff fails to allege that he was deliberately
indifferent to Plaintiff’s serious medical needs upon his transfer to Suwannee
C.I. See Cruz Motion at 17-20. Cruz states that Plaintiff fails to assert that
Cruz participated in any deprivation of medical care, and “absent from the
[C]omplaint are allegations that Dr. Cruz examined, diagnosed, or treated
Plaintiff.” Id. at 18. Rather, according to Cruz, Plaintiff’s claims against Cruz
are based on his role as “supervisor” of Figueroa and that Figueroa’s alleged
lack of medical care “lies at the heart of Plaintiff’s claims.” Id. To that end, he
contends that he cannot be liable based on respondeat superior; Plaintiff fails
to allege facts showing some causal connection between Cruz’s conduct and
Figueroa’s failure to follow the surgeon’s post-surgical recommendations; and
that Plaintiff has failed to allege “facts plausibly suggesting Dr. Cruz was
aware of facts from which the inference could be drawn that a substantial risk
of serious harm existed and that Dr. Cruz actually drew the inference by
conduct that is more than mere negligence.” Id. at 22.
In his Response, Plaintiff argues that Cruz was personally aware of
Plaintiff’s need for care and participated in the alleged unconstitutional
conduct. Cruz Resp. at 1. He contends that Cruz “oversees and answers all
medical complaints and grievances and as such sees the need for serious
medical care when going over medical records.” Id. at 5. According to Plaintiff,
he placed Cruz on notice of his need for medical care when he submitted two
grievances – log # 1812-231-085 and log # 1905-231-015. Id. at 6. Plaintiff
maintains that Cruz denied the grievances, and in doing so, Cruz likely
reviewed Plaintiff’s medical records detailing Plaintiff’s extensive injuries. Id.
at 6.
Accepting all of Plaintiff’s factual allegations as true, the Court finds
that Plaintiff fails to state a claim of deliberate indifference against Cruz.
Unlike the allegations against Figueroa, Plaintiff does not allege that Cruz
personally conducted a medical evaluation of Plaintiff and denied him specific
medical care. Instead, in alleging that Cruz had subjective knowledge, Plaintiff
attaches to his Amended Complaint formal grievance log # 1905-231-015, and
Cruz’s written denial of that formal grievance.5 See Doc. 7-1 at 26-27. That
grievance stated in relevant part:
I have only been seen by Dr. Figueroa one time at this
institution where he stated that I would receive passes
from this institution to correspond with passes I came
here with from other institutions and hospital,
including specialist doctors. I was also told that Dr.
Winters would be contacted about post-surgical
trauma I declared before coming here from hospital.
None of this was done, nor was going to sick-call where
I was told the passes I was to be given would be
forthcoming as this institution would not allow those
types of passes here. . . . .
Doc. 7-1 at 27. In denying the grievance, Cruz stated the following:
Be advised your allegations against the health care
staff are unfounded. Also you are advised that inmates
do not have the authority to dictate disciplinary action
on health care staff members. This was previously
addressed with you by nursing during your sick call
appointment on 2/14/19 and in an informal grievance
#231-1902-0049 on 3/5/19. The informal response and
the nurses explanation were appropriate and accurate
responses. It was explained to you (2/14/19) that on
1/22/19 the MD noted in your chart “passes renewed
according to policy.’” At that time you expressed
understanding and gave a verbal warning to the nurse
that “you would add the MD to you current law suit.”
On 1/22/19 the MD issued passes for Low Bunk,
Restricted Activity (No push/pull > 20lbs & no stand
5 Formal grievance log # 1812-231-085 is not attached to the Amended
Complaint, thus, the Court cannot consider that grievance in addressing the
sufficiency of Plaintiff’s allegations against Cruz.
>20min.) and Wheel Chair w/ cushion. It is a clinical
decision if an inmate will be issued a pass for medically
necessary items. If you have any further medical
questions or concerns you may access sick call to have
them addressed.
Based on the foregoing you grievance is DENIED.
Doc. 7-1 at 26.
However, simply denying a grievance, without more, does not render a
supervisory person liable for the allegedly unconstitutional conduct brought to
light by the grievance. See Jones v. Eckloff, No. 2:12-cv-375-FTM-29DNF, 2013
WL 6231181, at *4 (M.D. Fla. Dec. 2, 2013) (unpublished) (“[F]iling a grievance
with a supervisory person does not automatically make the supervisor liable
for the allegedly unconstitutional conduct brought to light by the grievance,
even when the grievance is denied.” (collecting cases)). Indeed, filing a
grievance does not alone show that a supervisor had knowledge. See Nichols v.
Burnside, 2011 WL 2036709, *3 (M.D. Ga. April 21, 2011) (finding that a
grievance and letter to a supervisor does not alone make the supervisor liable);
Logue, Jr. v. Chatham County Detention Center, 2010 WL 5769485, *4 (S.D.
Ga. Dec. 29, 2010) (filing grievances with a supervisor “does not alone make
the supervisor liable”); Weems v. St. Lawrence, 2009 WL 2422795, *4 n. 7 (S.D.
Ga. Aug. 6, 2009) (finding letters and grievances to “jail’s upper officials” was
insufficient to show the defendants were on notice of a substantial risk of
serious harm). Likewise, to the extent Plaintiff seeks to attribute liability to
Cruz under the theory of respondeat superior, it is well established in the
Eleventh Circuit that “supervisory officials are not liable under § 1983 for the
unconstitutional acts of their subordinates on the basis of respondeat superior
or vicarious liability.” Hartley v. Parnell, 193 F.3d 1263, 1269 (11th Cir.1999)
(internal quotation marks and citation omitted).
Here, Cruz’s only alleged involvement was reviewing and denying
Plaintiff’s grievances. Plaintiff does not contend that Cruz was involved in any
decisions regarding Plaintiff’s medical care or that he was responsible for a
policy that was the moving force behind any alleged constitutional violation.
While Plaintiff argues, although insufficiently, that Centurion has an alleged
unconstitutional cost-saving policy for which Cruz is subject, the Court
previously explained why those policy allegations fail, and any other alleged
deprivation of medical care is attributable to Figueroa. Plaintiff’s claims about
Cruz’s participation in the grievance process are insufficient to show that Cruz
had “subjective knowledge of a risk of serious harm” and “disregarded that
risk.” As such, Plaintiff has failed to state a plausible claim for relief against
Cruz under the Eighth Amendment.6
6 Because the Court finds Plaintiff fails to state a plausible claim for relief
against Cruz, it declines to address Cruz’s remaining arguments for dismissal.
Qualified Immunity
Figueroa argues that he is entitled to qualified immunity because he was
acting within his discretionary authority and Plaintiff fails to sufficiently
assert a claim against him. Figueroa Motion at 23-25. Therefore, according to
Figueroa, the individual capacity claim against him should be dismissed with
prejudice.
“The defense of qualified immunity completely
protects government officials performing
discretionary functions from suit in their individual
capacities unless their conduct violates ‘clearly
established statutory or constitutional rights of which
a reasonable person would have known.’’ Gonzalez v.
Reno, 325 F.3d 1228, 1233 (11th Cir. 2003) (quoting
Hope v. Pelzer, 536 U.S. 730, 739 (2002)) . . . . Once it
has been determined that the official was acting
within his discretionary duties, the burden shifts to
the plaintiff to show (1) that the official violated a
constitutional right and (2) that the right was clearly
established at the time of the alleged violation.
Caldwell v. Warden, FCI Talladega, 748 F.3d 1090,
1099 (11th Cir. 2014). Our inquiry “can begin with
either prong.” Morris v. Town of Lexington, 748 F.3d
1316, 1322 (11th Cir. 2014).
Marbury v. Warden, 936 F.3d 1227, 1232-33 (11th Cir. 2019) (internal citations
modified). As found, Plaintiff has sufficiently alleged that Figueroa violated his
Eighth Amendment rights by failing to provide adequate medical treatment
following his transfer to Suwannee C.I. Deliberate indifference to a serious
medical need of a prisoner violates such rights. See Estelle, 429 U.S. at 104
(“deliberate indifference to serious medical needs of prisoners constitutes the
‘unnecessary and wanton infliction of pain,’ proscribed by the Eighth
Amendment.”). Figueroa is thus not entitled to qualified immunity for that
claim at the pleading stage.
Exhaustion7
Because the Court has determined that Plaintiff has stated an Eighth
Amendment claim against Figueroa, it now considers his argument about
exhaustion. Figueroa argues that Plaintiff failed to exhaust his administrative
remedies, as required by the Prison Litigation Reform Act (PLRA), before filing
the instant § 1983 lawsuit. The PLRA requires that Plaintiff exhaust his
available administrative remedies before pursuing a § 1983 claim about prison
conditions. See 42 U.S.C. § 1997e(a) (“No action shall be brought with respect
to prison conditions under section 1983 . . . until such administrative remedies
as are available are exhausted.”); see also Woodford v. Ngo, 548 U.S. 81, 92-93
(2006) (noting that a prisoner must exhaust administrative remedies before
challenging the conditions of confinement, and concluding that the PLRA
demands “proper exhaustion”). But Plaintiff need not “specially plead or
demonstrate exhaustion in [his] complaint[].” See Jones v. Bock, 549 U.S. 199,
7 On a motion to dismiss, a court will generally address a defendant’s
exhaustion arguments first. However, in this case, given the Court’s findings, judicial
economy justifies the Court’s decision to address Defendants’ arguments that
Plaintiff fails to state a plausible claim before considering their exhaustion defense.
216 (2007). Instead, the United States Supreme Court has recognized that
“failure to exhaust is an affirmative defense under the PLRA[.]” Id.
Exhaustion of available administrative remedies is “a precondition to an
adjudication on the merits.” Bryant v. Rich, 530 F.3d 1368, 1374 (11th Cir.
2008). See also Jones, 549 U.S. at 211. The Supreme Court has instructed that
while “the PLRA exhaustion requirement is not jurisdictional[,]” Woodford,
548 U.S. at 101, “exhaustion is mandatory . . . and unexhausted claims cannot
be brought,” Pavao v. Sims, 679 F. App’x 819, 823 (11th Cir. 2017) (per curiam)
(citing Jones, 549 U.S. at 211). Not only is there a recognized exhaustion
requirement, “the PLRA . . . requires proper exhaustion” as set forth in
applicable administrative rules and policies of the institution. Woodford, 548
U.S. at 93.
Because exhaustion requirements are designed
to deal with parties who do not want to exhaust,
administrative law creates an incentive for these
parties to do what they would otherwise prefer not to
do, namely, to give the agency a fair and full
opportunity to adjudicate their claims.
Administrative law does this by requiring proper
exhaustion of administrative remedies, which “means
using all steps that the agency holds out, and doing so
properly (so that the agency addresses the issues on
the merits).”
Id. at 90 (citation omitted). Indeed, “[p]roper exhaustion demands compliance
with an agency’s deadlines and other critical procedural rules[.]” Id.
In Ross v. Blake, the Supreme Court instructed that “[c]ourts may not
engraft an unwritten ‘special circumstances’ exception onto the PLRA’s
exhaustion requirement. The only limit to § 1997e(a)’s mandate is the one
baked into its text: An inmate need exhaust only such administrative remedies
as are ‘available.’” 136 S. Ct. 1850, 1862 (2016). For an administrative remedy
to be available, the “remedy must be ‘capable of use for the accomplishment of
[its] purpose.’” Turner v. Burnside, 541 F.3d 1077, 1084 (11th Cir. 2008)
(quoting Goebert v. Lee Cnty., 510 F.3d 1312, 1322-23 (11th Cir. 2007)).
Because failure to exhaust administrative remedies is an affirmative
defense, Figueroa bears “the burden of proving that [Plaintiff] has failed to
exhaust his available administrative remedies.” Turner, 541 F.3d at 1082. The
Eleventh Circuit has articulated a two-step process that the Court must
employ when examining the issue of exhaustion of administrative remedies.
In Turner v. Burnside we established a two-step
process for resolving motions to dismiss prisoner
lawsuits for failure to exhaust. 541 F.3d at 1082. First,
district courts look to the factual allegations in the
motion to dismiss and those in the prisoner’s response
and accept the prisoner’s view of the facts as true. The
court should dismiss if the facts as stated by the
prisoner show a failure to exhaust. Id. Second, if
dismissal is not warranted on the prisoner’s view of
the facts, the court makes specific findings to resolve
disputes of fact, and should dismiss if, based on those
findings, defendants have shown a failure to exhaust.
Id. at 1082–83; see also id. at 1082 (explaining that
defendants bear the burden of showing a failure to
exhaust).
Whatley v. Warden, Ware State Prison, 802 F.3d 1205, 1209 (11th Cir. 2015).
And “A prisoner need not name any particular defendant in a grievance in
order to properly exhaust his claim.” Parzyck v. Prison Health Servs., Inc., 627
F.3d 1215, 1218 (11th Cir. 2010) (citations omitted).
State law “determines what steps are required to exhaust.” Dimanche v.
Brown, 783 F.3d 1204, 1207 (11th Cir. 2015); see also Jones, 549 U.S. at 218
(stating that “it is the prison’s requirements, and not the PLRA, that define
the boundaries of proper exhaustion”). The FDOC provides inmates with a
three-step grievance process for exhausting administrative remedies. As the
Eleventh Circuit has described it:
The grievance procedure applicable to Florida
prisoners is set out in § 33-103 of the Florida
Administrative Code. Section 33-103 contemplates a
three-step sequential grievance procedure: (1)
informal grievance; (2) formal grievance; and then (3)
administrative appeal. Dimanche, 783 F.3d at 1211.
Informal grievances are handled by the staff member
responsible for the particular area of the problem at
the institution; formal grievances are handled by the
warden of the institution; and administrative appeals
are handled by the Office of the Secretary of the
FDOC. See Fla. Admin. Code. §§ 33-103.005–103.007.
To exhaust these remedies, prisoners ordinarily must
complete these steps in order and within the time
limits set forth in § 33-103.011, and must either
receive a response or wait a certain period of time
before proceeding to the next step. See id. § 33-
103.011(4).
Pavao, 679 F. App’x at 824. However, the ordinary three-step procedure does
not necessarily always apply. For example, a prisoner may skip the informal
grievance step and immediately file a formal grievance for issues pertaining to
various things, including “medical grievances” or “a formal grievance of a
medical nature.” Fla. Admin. Code r. 33-103.005(1); Fla. Admin. Code r. 33-
103.008. If a prisoner can bypass the informal grievance step, he must typically
file the formal grievance with the warden within 15 days from the date on
which the incident or action being grieved occurred. Fla. Admin. Code r. 33-
103.011(1)(b). A response must be provided to the inmate within 20 days of
receipt of the formal grievance. Fla. Admin. Code r. 33-103.006(6). “If the
inmate is unsatisfied with the resolution of a formal grievance, he may appeal
the grievance to the Office of the Secretary using Form DC1-303 (same form as
a formal grievance).” Jenkins v. Sloan, 826 F. App’x 833, 835 (11th Cir. 2020)
(citing Fla. Admin. Code Ann. R. 33-103.007). The grievance appeal to the
Office of the Secretary must be received within 15 days from the date the
response to the formal grievance is returned to the inmate. Fla. Admin. Code
r. 33-103.11(c).
Here, Figueroa argues that Plaintiff failed to exhaust his Eighth
Amendment claim against him. Figueroa Motion at 10-14. Figueroa asserts
that after Plaintiff’s transfer to Suwannee C.I., Plaintiff filed only two formal
grievances referencing Figueroa. Id. at 12-13. According to Figueroa, Plaintiff
then failed to appeal the denial of those grievances. Id. at 13. Indeed, Figueroa
argues that “since the alleged incident on August 31, 2018, Plaintiff has filed
zero appeals with the Secretary of the FDOC.” Id. at 13.
In Response, Plaintiff argues he did exhaust his administrative remedies
about his denial of medical care at Suwannee C.I., including his claims against
Figueroa. Figueroa Resp. at 5-6. In support of that assertion, he cites to record
attachments and documents. Id. A review of the record shows that on
December 27, 2018, officials at Suwannee C.I. received Plaintiff’s formal
grievance (log # 1812-231-085), which stated:
I was transferred to this institution the 1st week of
December 2018. since arriving I have filled out sick-
call request to have passes from other institutions and
orthopedic specialists recommendations issued from
and for this camp, including notification of post
surgical trauma and injury as filed and noted in
grievance filed at lake butler grievance log number
1811-209-024, R.M.C. main unit dated 11-07-18. As of
this date 12-21-18 I have not been seen by anyone
concerning the post-surgical trauma or any other
chronic health issues, nor have I received any of the
required medical passes.
I am certified A.D.A. listed as permanent wheelchair
and have serious medical issues pertaining to injuries
and post-surgical trauma and injury that are not being
addressed at this institution, nor are any other of my
other injuries being addressed i.e.: torn rotator cu[ff]
RT. Shoulder, herniated disc L4, L5, &L5-S1 in back
as listed in suit against Centurion Medical case no.
6:18-cv-451-ORL-40TBS Middle District – Federal
Court.
These issues need to addressed i.e.: passes issued,
consult with doctor concerning medications for pain
and other issues, post-surgical trauma, etc. I have
received no care to date.
Doc. 30-2 at 19. On January 16, 2019, Cruz denied Plaintiff’s formal grievance
(log # 1812-231-085), explaining the following:
Investigation into your grievance reveals the
following:
It is the responsibility of your health care staff to
determine the appropriate treatment regimen for the
condition you are experiencing, including specialty
consults, medication prescriptions, diagnostic testing,
lab work, or passes. There is not indication that you
have been denied access to medical or denied medical
care. You were seen in sick call on 12/11/2018 to
address your medical concerns. You have pending
Chronic Clinic appointments coming up soon with the
MD. You can address your need for special passes and
specialty consults with the MD at that time. If you
have further medical questions or concerns you may
address them through sick call.
Based on the foregoing your grievance has been
DENIED.
You may obtain further administrative review of your
complaint by obtaining form DC1-303. Request for
Administrative Review or Appeal, Completing the
form, providing attachments as required by 33-
103.007(3)(a) and (b), F.A.C. and forwarding you
complaint to the . . . within Fifteen (15) days from the
date of this response.
Doc. 30-2 at 18. On January 25, 2019, Plaintiff submitted a grievance appeal
(log # 230-19-055) to the Secretary. Id. at 20. The appeal provided:
This grievance concerns grievance log number 1812-
231-085. This institution states there is no indication
of denial of medical care. As state[d], I declared post-
surgical trauma in November when it became
apparent that surgery to shoulder was not healing, but
getting worse. I was refused any further care for injury
after receiving x-rays which did not nor could not show
ligament muscle or cartilage damage, see grievance
log number 1811-209-024 dated Nov. 7, 2018 which
was sent back unprocessed stating I was mailed an
answer. I never received such answer. I declared post-
surgical trauma upon arriving at this institution on
12-27-18 after 3 week of no medical care or consult for
this issue. In 6 weeks here and a total of 2 ½ months
since declaring post-surgical trauma with
disfigurement I have seen no doctor or anyone else
concerning this issue. I was instructed at surgery what
to look for and have complied with surgeons after-care
instructions concerning post-surgical trauma and
have been completely ignored. This need[s] immediate
action as I am losing use of my left arm and I fear
permanent damage.
Doc. 30-2 at 20. The Department of Corrections Inmate Grievance Appeals date
stamped the appeal (log # 230-19-055) as received on February 4, 2019. Id. The
record does not contain the Secretary’s response to that appeal.
As previously mentioned in the Court’s analysis of Plaintiff’s Eighth
Amendment claim against Cruz, the record also shows that on May 9, 2019,
Plaintiff submitted formal grievance (log # 1905-231-015), which mentioned
Figueroa’s denial of medical care. See Doc. 7-1 at 27. On May 16, 2019, Cruz
denied Plaintiff’s formal grievance (log # 1905-231-015). See Doc. 7-1 at 26.
Plaintiff then appealed the denial to the Secretary (log # 19-6-21647) on May
24, 2019, which stated:
I am sending this to you in hopes of resolving this issue
as stated in grievance 1905-231-015. I have been at
this institution for 5 ½ months. I came here with
medical passes issued by orthopedic specialists to
accommodate my injuries after declaring post-surgical
trauma in Sept. 2018. I saw Dr. Figueroa on 1-22-19
who verbally stated that the button-up shirt pass and
single bunk pass would be issued following specialist
recommendations. They were not issued. I was told at
sick-call on 2-14-19 that this camp does not honor
those types of passes and do not follow specialists
recommendations. I was also told that orthopedic
doctor would be contacted about post-surgical trauma.
This, also, was not done. Telling or giving making
deceptive untrue or deceptive representation in/or
relating to medical care or practice of medicine is in
violation of state statutes governing medical care.
Also, an institution policy which supersedes medical
care from duly authorized specialist doctors is also in
violation of state statutes and standards, not being
medical professionals nor licensed as such but
dictating medical policy contrary to statutory
requirements. . . .
I have no doctor or any other related specialist in
medical field except for this as stated and this is
supposed to be an A.D.A. institution. I have a left
shoulder, severely damaged, still after surgery, a torn
rotator cu[ff] in RT. Shoulder, and I am in a wheelchair
with severe back injuries. I am receiving no medical
care for injuries at all, so yes, I do have a law suit in
progress. I require medical treatment and should not
be forced to go to Att’ny general and justice
department to get relief.
Doc. 7-1 at 28. The Secretary denied the appeal (log # 19-6-21647), finding:
Appeal denied:
Your request for administrative remedy was received
at this office and it was carefully evaluated. Records
available to this office were also reviewed.
It is determined that the response made to you by Dr.
Cruz on 5/16/2019 appropriately addresses the issues
you presented.
Doc. 1-1 at 12.8
Accepting Plaintiff’s view of the facts as true, the Court finds dismissal
of the claims against Figueroa for lack of exhaustion is not warranted at the
first step of Turner. Thus, the Court proceeds to the second step of the two-part
process where the Court considers Figueroa’s arguments about exhaustion and
makes findings of fact. In doing so, the Court finds that Figueroa has failed to
carry his burden of showing that Plaintiff failed to exhaust his administrative
remedies.
Figueroa does not dispute that Plaintiff properly completed the first step
of the grievance procedure by filing a formal grievance. Instead, Figueroa
8 To resolve a factual dispute about exhaustion, a district court may
“consider facts outside of the pleadings . . . so long as the factual disputes do
not decide the merits and the parties have sufficient opportunity to develop a
record.” Bryant, 530 F.3d at 1376 (footnotes omitted). The parties do not
dispute the authenticity of the grievances attached to the original Complaint
or the other grievances filed in this action, and consideration of these
grievances would not decide the merits of the case. Therefore, the Court may
consider these documents without converting Figueroa’s Motion to a motion for
summary judgment.
merely argues that “Plaintiff failed to appeal the denial of his formal grievance
to the Secretary of FDOC”; and thus, his claims are unexhausted. Figueroa
Motion at 13. However, the record shows that Plaintiff did file an appeal, and
thus completed the FDOC’s grievance procedure. As such, Figueroa’s Motion
is due to be denied on this issue.
Injunctive Relief
Figueroa argues that Plaintiff’s request for injunctive relief against him
in his individual capacity should be dismissed because § 1983 does not permit
injunctive relief against state officers sued in their individual capacities.9
Figueroa Motion at 15. In support, Figueroa relies on the Seventh Circuit
Court of Appeals’ opinion in Greenawalt v. Indiana Dep’t of Corr., 397 F.3d
587, 589 (2005), in which the court said, “[S]ection 1983 does not permit
injunctive relief against state officials sued in their individual as distinct from
their official capacity.” He also relies on a footnote in the Tenth Circuit Court
of Appeals’ opinion in Brown v. Montoya, 662 F.3d 1152, 1161 n.5 (10th Cir.
2011), in which the court states, “Section 1983 plaintiffs may sue individual-
capacity defendants only for money damages and official-capacity defendants
only for injunctive relief.” In his Response, Plaintiff argues that he intends to
9 Figueroa also argues that Plaintiff has failed to demonstrate that he is
entitled to a preliminary injunction or a temporary restraining order. Figueroa
Motion at 15-16. Plaintiff does not appear to request such an extraordinary remedy
at this time, thus, the Court declines to consider Figueroa’s argument on such.
sue Figueroa in his official capacity and his individual capacity for any forms
of relief available. Figueroa Resp. at 6.
The Court is unaware of an Eleventh Circuit decision that specifically
decided whether it is proper to seek injunctive relief against a state official
sued in their individual capacity under § 1983. Figueroa cites a footnote from
Edwards v. Wallace Cmty. College, 49 F.3d 1517, 1524 n.9 (11th Cir. 1995), in
which the circuit court passingly noted, “Qualified immunity does not pertain
to claims for injunctive or declaratory relief, because these claims are
considered to be official capacity claims against the relevant governmental
entity.” Id. (quoting Martin A. Schwartz & John E. Kirklin, Section 1983
Litigation: Claims, Defenses, and Fees § 9.12 (2d ed. 1991)). But in that case,
the Eleventh Circuit ultimately stated that since that plaintiff’s underlying
individual capacity claim failed, then the plaintiff’s request for injunctive relief
against that individual failed. See Edwards, 49 F.3d at 1524 n.9. Notably, in
Attwood v. Clemons, 818 F. App’x 863 (11th Cir. 2020), the Honorable Britt
Grant wrote an extensive concurrence analyzing the distinction between
individual and official capacity claims raised in a § 1983 case, and noted that
a successful § 1983 suit targeting a government official in their individual
capacity “may result in an award of monetary damages, declarative relief, or
injunctive relief to correct the constitutional violation.” Attwood, 818 F. App’x
at 872 (Grant, J., concurring in part). The majority, however, took “no position
on the concurrence’s view,” explaining it would not make a finding on an issue
not before it. Id. at 869; see also Executive 100, Inc. v. Martin Cnty., 922 F.2d
1536, 1542 n.7 (11th Cir. 1991) (“[W]e do not reach the issue of whether suits
against officials for prospective injunctive relief may be brought only against
defendants in their official capacities.”).
Here, Figueroa does not dispute that Plaintiff can proceed with his
request for injunctive relief against him in his official capacity. Because that
request will proceed and given the current procedural posture, the Court
declines to find that injunctive relief against Figueroa in his individual
capacity cannot remedy Plaintiff’s alleged constitutional violation. See, e.g.,
Hall v. Jarvis, No. 3:10-cv-442-99MMH-TEM, 2011 WL 971125, at *6 (M.D.
Fla. Mar. 2, 2011) (considering same argument on a motion to dismiss,
explaining “[u]nder these circumstances, whether [p]laintiff is seeking
injunctive and declaratory relief against [d]efendant in his official or individual
capacity seems practically inconsequential . . . . In either capacity, [d]efendant
is the person to be enjoined – and no one else.”). Thus, Figueroa’s Motion will
be denied without prejudice on this issue.
Monetary Damages
Figueroa asserts that Plaintiff’s request for monetary damages must be
dismissed because he fails to allege a physical injury resulting from Figueroa’s
purported unconstitutional acts. See Figueroa Motion at 17-19. In his
Response, Plaintiff states that Figueroa’s failure to provide adequate post-
surgical treatment upon his transfer to Suwannee C.I. caused his shoulder to
heal improperly and left Plaintiff with minimal use and reduced mobility in
his left arm. Figueroa Resp. at 7. Viewing the facts in the light most favorable
to Plaintiff, Plaintiff has alleged that Figueroa’s purported deliberate
indifference resulted in physical injuries, as required under the PLRA.
Therefore, Figueroa’s Motion is due to be denied on this issue.
Violation of Florida Statutes
Last, Figueroa seeks dismissal of Plaintiff’s claims that Figueroa
violated Chapters 458 and 456, Florida Statutes, which outline the regulations
of professions and occupations including licensed physicians. See Figueroa
Motion at 9. Figueroa argues these claims should be dismiss because § 1983 is
not an appropriate means to enforce state-created rights. Id. In his Response,
Plaintiff argues that he is not trying to enforce state laws in this action, but
cited these state statutory provisions “solely for purpose under color of [l]aw to
show discriminatory actions made by Defendants . . . .” Figueroa Resp. at 5.
While Plaintiff’s argument is not entirely clear, he appears to mention these
state statutes in hopes of prompting professional disciplinary actions against
Defendants with the Board of Medicine. However, § 1983 is not the appropriate
vehicle to initiate such state administrative proceedings. Thus, these claims
are dismissed.
In consideration of the foregoing, it is now
ORDERED:
1. Defendant Bassa’s Motion to Dismiss (Doc. 19) is GRANTED to
the extent that Plaintiff’s claims against Bassa under the ADA, RA,
Fourteenth Amendment, and Eighth Amendment are DISMISSED with
prejudice. The Clerk shall terminate Bassa as a Defendant in this case.
2. Defendant Cruz’s Motion to Dismiss (Doc. 20) is GRANTED to
the extent that Plaintiff’s claims against Cruz under the ADA, RA,
Fourteenth Amendment, and Eighth Amendment are DISMISSED with
prejudice. The Clerk shall terminate Cruz as a Defendant in this case.
3. Defendant Figueroa’s Motion to Dismiss (Doc. 21) is GRANTED
to the extent that Plaintiff’s claims against Figueroa under the ADA, RA,
Fourteenth Amendment, and Chapters 458 and 456, Florida Statutes, are
DISMISSED with prejudice. The Motion (Doc. 21) is otherwise DENIED.
4. Defendant Centurion’s Motion to Dismiss (Doc. 22) is GRANTED
to the extent that Plaintiff’s claims against Centurion under the ADA, RA,
Fourteenth Amendment, and Eighth Amendment are DISMISSED with
prejudice. The Clerk shall terminate Centurion as a Defendant in this case.
5. This case will proceed on Plaintiff’s Eighth Amendment claim
against Defendant Figueroa. Defendant Figueroa shall file an answer to the
Amended Complaint by July 26, 2021. After Figueroa files his answer, the
Court will set further deadlines by separate order.
DONE AND ORDERED at Jacksonville, Florida, this 304 day of June,
2021.
Js Hoes | Da
BRIAN/J. DAVIS
United States District Judge
Jax-7
C: Larkin Derks, #849475
counsel of record
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