“Causation is, of course, a required element of a § 1983 28 claim.”
How later courts described this case
- “Causation is, of course, a required element of a § 1983 28 claim.”
- “[T]he 16 heck doctrine protects comity, federalism, and finality and avoids parallel litigation.”
- “[W]here the 12 plaintiff has previously been granted leave to amend and has subsequently failed to add the 13 requisite particularity to its claims, [t]he district court’s discretion to deny leave to amend 14 is particularly broad.” (internal quotation marks omitted
- “[W]e believe that the search for a negative implication from mandatory language in prisoner regulations has strayed from the real concerns undergirding the liberty protected by the Due 28 1 Chrono at 2.
Written by the judges who cited it.
The opinion
1
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8 UNITED STATES DISTRICT COURT
9 SOUTHERN DISTRICT OF CALIFORNIA
10
11 FRANK J. FERNANDEZ, Case No. 22-cv-0446-BAS-WVG
CDCR# D-61222,
12
ORDER:
Plaintiff,
13
v. (1) DISMISSING CLAIMS AND
14
DEFENDANTS PURSUANT TO
15 E. DUARTE; R. MADDEN; 28 U.S.C. § 1915(e)(2)(B) &
J. SAIS; J. BONILLAS; 1915A; AND
16
E. MATUS; A. ACUNA; J. JIMENEZ,
17 (2) DIRECTING USMS TO
Defendants.
EFFECT SERVICE OF
18
REMAINING CLAIMS IN
19 FIRST AMENDED
COMPLAINT
20
21
22 On April 4, 2022, Frank Fernandez (“Fernandez”), who is currently incarcerated at
23 Pelican Bay State Prison (“PBSP”), and is proceeding pro se, filed this civil rights action
24 pursuant to 42 U.S.C. § 1983 (“Section 1983”). (See generally Compl., ECF No. 1.) He
25 simultaneously moved to proceed in forma pauperis (“IFP”) pursuant to 28 U.S.C. §
26 1915(a) and for appointment of counsel. (ECF Nos. 2, 3.) This Court granted Fernandez’s
27 IFP Application, denied Fernandez’s request for appointment of counsel, and conducted a
28 pre-answer screen of the initial Complaint as required under 28 U.S.C. § 1915A and §
1 1915(e)(2)(B). (See Order, ECF No. 5.) That screen revealed Fernandez had alleged
2 sufficient factual content to state a First Amendment retaliation claim against one of the
3 several named Defendants, but that Fernandez’s remaining claims under the First, Eighth,
4 and Fourteenth Amendments against the remaining Defendants were deficient. (See id.)
5 This Court dismissed Fernandez’s defective claims with leave to amend. (See id.)
6 Now before the Court is Fernandez’s Amended Complaint. (See generally Am.
7 Compl., ECF No. 8.) Because Fernandez is a prisoner and is proceeding IFP, the Court
8 again must conduct a pre-answer screening. See Chavez v. Robinson, 817 F.3d 1162, 1168
9 (9th Cir. 2006). For the reasons set forth below, this Court concludes that Fernandez still
10 states only a First Amendment retaliation claim against Defendant E. Duarte, despite his
11 attempts to cure the issues that plague his remaining claims.
12 I. BACKGROUND
13 The Court presumes the parties’ familiarity with the facts and procedural history of
14 this matter, which is set forth in detail in this Court’s initial pre-answer screening Order.
15 (See ECF No. 5.) For this § 1915 screening, the presumption of truthfulness attaches to
16 the factual allegations in the Amended Complaint, and the Court draws all reasonable
17 inferences therefrom in Fernandez’s favor. See Safe Air for Everyone v. Meyer, 373 F.3d
18 1035, 1039 (9th Cir. 2004).
19 A. Fernandez Complains of Duarte’s Purported Misconduct
20 In the Summer of 2019, Fernandez was being confined in Centinela State Prison
21 (“CEN”). (Am. Compl. ¶ 1.) There, he served in leadership positions on at least two
22 inmate-liaison committees; he was the Chairman of the “Institutional Advisory
23 Committee” (“IAC”) and a member of the “Men’s Advisory Committee.” (Id. ¶ 4.) In
24 these positions, Fernandez assisted in fostering positive relations between CEN staff and
25 inmates. (Id.)
26 In approximately June 2019, a verbal spat broke out between an inmate and a
27 correctional officer. (Am. Compl. ¶ 1.) News of the incident ultimately reached Defendant
28 Captain J. Sais (“Sais”), who initiated a “threat assessment” to determine whether the
1 correctional officer involved was in physical danger, and removed the correctional officer
2 from his post pending that assessment. (Id. ¶¶ 2–3.) As part of this threat assessment, Sais
3 met with members of the MAC, including Fernandez. (Id. ¶ 5.) During that meeting,
4 Fernandez vocalized that it was “well known” among inmates the correctional officer
5 involved in the altercation “was belligerent and disrespectful,” and that inmates were
6 generally pleased the officer had been removed from his post. (Id.) Fernandez opined, in
7 sum, that inmates did not pose any threat towards correctional staff. (Id.)
8 Shortly thereafter, Sais called upon Fernandez for a second meeting. (Am. Compl.
9 ¶ 6.) Defendant Lieutenant E. Duarte (“Duarte”) and another correctional officer
10 approached Fernandez while on his way to see Sais. (Id. ¶¶ 7–8.) The officers blocked
11 Fernandez’s path and took “aggressive, opposing stance[s] towards him,” causing him to
12 feel “threatened and uncomfortable.” (Id.) Duarte told Fernandez he wanted to address a
13 “threat on staff” about which he had heard a rumor. (Id. ¶ 9.) Fernandez denied knowing
14 of any threat posed to correctional staff by inmates, in response to which Duarte stated,
15 “We all know it takes the ok of a big homie to assault the staff.” (Id. ¶ 10.) Fernandez
16 interpreted Duarte’s statement as an accusation that he, as Chairman of IAC, had authorized
17 inmates to act violently toward CEN correctional staff. (Id.) Fernandez rebuffed the
18 insinuation, stating, “[S]top trying to twist this around as a threat on staff, it was [the
19 correctional officer] who was positing a threat to this inmate.” (Id.) Fernandez observed
20 Duarte grow “agitated and upset by [his] response,” and went on his way. (Id. ¶ 11.)
21 The next day, two correctional officers confronted Fernandez about a rumor that he
22 had given inmates permission “to assault staff who are disrespectful.” (Am. Compl. ¶¶ 12–
23 13.) One of these officers told Fernandez this intel had come from Duarte. (Id. ¶ 12.)
24 Fernandez denied the rumor as flatly false to both correctional officers. (Id. ¶¶ 12–13.)
25 Concerned that Duarte was propagating rumors about him to correctional staff and, in
26 doing so, was “create[ing] a hostile environment,” Fernandez “immediately informed Sais
27 of Duarte’s purported misconduct. (Id. ¶ 14.)
28 //
1 B. Fernandez’s Implication in an Escape Plot
2 Unbeknownst to Fernandez, on approximately June 23 or 24, 2019, the Investigative
3 Services Unit (“ISU”) at CEN discovered a hand-written note describing an escape plot.
4 (Am. Compl. ¶ 23.) Around that same time, ISU purportedly obtained information from a
5 “confidential informant” corroborating this plot and, moreover, implicating Fernandez as
6 one of its main participants. (Id.; see also Confidential Information Disclosure Form, Ex.
7 B to Am. Compl., ECF No. 8-2.) According to a Confidential Information Disclosure
8 Form, completed and filled out by a member of the ISU and detailing the information
9 provided by the confidential source, Fernandez—along with two other inmates—planned
10 to incite a race riot to create a distraction that would allow them to abscond from CEN.
11 (See Confidential Information Disclosure Form.) The informant further relayed that
12 Fernandez and his co-participants were prepared to use force against correctional staff if
13 necessary. (Id.) The informant also indicated that one of the other participants in the
14 escape plan had been getting assistance from Mexican Mafia members outside CEN, who
15 had been flying drones over CEN for several months to, inter alia, “get information about
16 the prison layout.” (Id.)
17 However, according to Fernandez, this information did not come from a confidential
18 ISU source. (Am. Compl. ¶ 23.) Rather, Duarte purportedly fabricated Fernandez’s
19 involvement in an escape plot “in order to retaliate” against him for complaining to Sais.
20 (Id.)
21 C. Fernandez is Detained and Searched in Connection With the Escape Plot
22 On June 24, 2019, Defendant Correctional Officer A. Acuna (“Acuna”) forcibly
23 removed Fernandez from his cell and brought him to a holding cell located in CEN’s gym.
24 (Am. Compl. ¶ 16.) There, Fernandez was strip searched. (Id.) Soon afterwards, Duarte
25 arrived at the scene. (Id.) Fernandez asked Duarte why he was being detained and
26 searched, to which Duarte responded that Fernandez was suspected of participating in an
27 escape plot. (Id.)
28
1 Fernandez vehemently denied the accusation. (Id.) In response, Duarte allegedly
2 said, “I can make this or anything stick and even put more on it, if you know what I mean.”
3 (Id. ¶ 17.) Fernandez then accused Duarte of harboring a “personal vendetta” against him
4 for complaining to Sais and for the influence he yielded over CEN inmates and staff, alike,
5 as IAC Chairman. (Id. ¶ 18.) Duarte allegedly responded by shrugging his shoulders and
6 stating sarcastically, “I can twist things up too.” (Id.) Fernandez was designated for
7 immediate transfer to Calipatria State Prison (“CAL”), where he would be held in an
8 administrative-segregation unit (“Ad-Seg”), “pending investigation [into] the alleged
9 escape plot.” (Id. ¶ 19.)
10 Prior to Fernandez’s transfer, Acuna undertook an inventory search of Fernandez’s
11 cell. (Am. Compl. ¶¶ 29–30.) That search revealed a “leatherman multipurpose tool”
12 hidden in Fernandez’s state-issued boots. (See id. ¶ 29; Classification Committee Chrono
13 at 2, Ex. E to Am. Compl., ECF No. 8-5.) The leatherman tool consisted of a pair of pliers,
14 a bottle opener, a file, a can opener, flat-head and Phillips-head screwdrivers, and scissors.
15 (Am. Compl. ¶ 29.) This discovery prompted Acuna to complete and file a Rules Violation
16 Report on June 28, 2019, which formed the basis for a “possession of a deadly weapon”
17 charge against Fernandez. (Id. ¶ 30.)
18 Fernandez alleges Acuna purposefully misclassified the leatherman tool as a “deadly
19 weapon,” despite the tool lacking a “blade” or “knife,” in order to overcharge Fernandez
20 (Am. Compl. ¶ 30. (alleging the appropriate charge would have been for “possession of
21 contraband,” a lesser violation).) Fernandez avers Acuna conspired to do so with Sais,
22 Duarte, and Defendants Correctional Officers J. Bonillas (“Bonillas”) and E. Matus
23 (“Matus”), in retaliation for Fernandez’s complaints to Sais about Duarte. (Id. ¶¶ 31.)
24 Specifically, Fernandez claims those Defendants all congregated in the CEN gym
25 immediately before Acuna’s inventory search and were united in their hatred for him. (Id.
26 ¶ 31 (alleging Defendants were resentful of Fernandez “as being the IAC Chairman who
27 had much respect and influ[ence] within the inmate population and among a lot of staff and
28 administration, with much latitude to move around the prison”).)
1 D. RVR Hearing and Conviction
2 Fernandez was transferred from CEN to CAL on approximately June 24, 2019. (Am.
3 Compl. ¶ 29.) He was placed in Ad-Seg, where he remained for the duration of his stay at
4 CAL. (Am. Compl. ¶ 19; see also Classification Committee Chrono at 2.) Approximately
5 one month later, disciplinary proceedings for Fernandez’s possession-of-a-deadly-weapon
6 charge commenced. (Am. Compl. ¶ 19.)
7 Defendant Lieutenant Jimenez (“Jimenez”) presided over an RVR hearing on July
8 30, 2019. (Am. Compl. ¶ 34.) Fernandez inquired during the RVR hearing whether he
9 could view the “actual evidence,” i.e., photographs of the tool Acuna confiscated from his
10 cell, “on the computer.” (Id.) Jimenez denied this request on the grounds that the digitized
11 images were located at CEN and that a photograph of the tool was appended to the RVR
12 itself. (Id.) Fernandez then sought postponement of the RVR hearing until the digitized
13 images could be transferred from CEN to CAL. (See id.) Jimenez denied this request, too.
14 (Id.) The RVR hearing, thus, proceeded as scheduled. (Id.)
15 Fernandez pleaded not guilty to the charges pressed against him. (Am. Compl. ¶
16 35.) In his defense, he admitted to possession of the leatherman tool at issue, but argued
17 that the tool did not contain either a knife or a blade and, thus, could not support a
18 conviction for possession of a deadly weapon. (See id.) Fernandez’s defense was
19 unsuccessful, and he was convicted of the crime for which he stood charged. (See id. ¶
20 45.) As punishment, Fernandez was sentenced to a 7-month term in the Special Housing
21 Unit and assessed a 360-day credit loss. (Id.)
22 E. Fernandez’s Adverse Transfer
23 The California Department of Corrections and Rehabilitation (“CDCR”) deploys a
24 “classification process” pursuant to which it “examine[s] and studie[s]” newly committed
25 inmates in order assign inmates to “the institution of the appropriate security level and
26 gender population nearest the prisoner’s home,” i.e., “a place where the prisoner’s spouse,
27 parents, or children reside at the time of commitment,” unless “other classification factors
28 make such a placement unreasonable.” Cal. Penal Code § 5068. The CDCR has
1 promulgated a regulatory regime that governs this classification process. See 15 Cal. Code
2 Regs. § 3375 et seq. Under this scheme, “a classification committee composed of staff
3 knowledgeable in the classification process” wield the authority to carry out the
4 classification process. Id. § 3375(c). California law provides that an inmate “may be
5 reexamined” under the classification process to determine whether a new assignment is
6 warranted. Cal. Penal Code § 5068.
7 Fernandez’s disciplinary charge and his subsequent conviction, as well as his alleged
8 involvement in an escape plot, triggered reexamination of his classification status. (Am.
9 Compl. ¶¶ 21, 27.) Consistent with CDCR’s regulations, Fernandez attended a pre-
10 classification committee interview with Captain Solis when he was transferred to CAL.
11 (Id. ¶ 20.) During that interview, Fernandez adamantly refuted his involvement in any
12 purported escape plot. (Id.) A classification committee convened for an initial hearing in
13 July 2019, during which Fernandez again disclaimed his involvement in an escape plot and
14 accused Duarte of fabricating the allegations against him. (Id. ¶ 21.) The classification
15 committee did not make any adverse-transfer determination at this initial hearing. (See id.)
16 The classification committee reconvened on September 19, 2019, despite
17 Fernandez’s claim he did not receive written notice 72 hours in advance, as required under
18 15 Cal. Code Regs. § 3375(f)(1).1 (Classification Committee Grievance, Ex. E to Am.
19 Compl., ECF No. 8-5.) Ultimately, the classification committee determined to adversely
20 transfer Fernandez from CAL to a CDCR facility with 180-degree design housing units.2
21 (Classification Committee Chrono at 2.) Furthermore, the classification committee
22
23 1 The Court notes that the Classification Committee Chronology states Fernandez did receive
written notice of his hearing 72 hours beforehand. However, at this stage, the presumption of truthfulness
24
attaches to all Fernandez’s factual allegations. See Meyer, 373 F.3d at 1039.
25 2 In 180-degree design housing, the “cellblocks are partitioned into three separate, self-contained
sections, forming a half circle (180 degrees).” See Office of the Inspector General, 2015 Special Review:
26 High Desert State Prison, available at https://www.oig.ca.gov/wp-
content/uploads/2019/05/2015_Special_Review_-_High_Desert_State_Prison.pdf; see also Woods v.
27 Greenpoint Mortg. Funding, Inc., No. Civ. 2:09-1810 WBS KJM, 2010 WL 3033931, at *2 (E.D. Cal.
July 28, 2010) (noting courts “frequently take judicial notice of documents on government websites
28
1 determined Fernandez needed to be housed in an “institution located in the Northern part
2 of California away from the Mexican Border.” (Id.) Accordingly, the classification
3 committee ordered Fernandez’s transfer to High Desert State Prison (“HDSP”) or,
4 alternatively, California State Prison, Sacramento (“SAC”). (Id.)
5 The Classification Committee Chronology, which details the committee’s transfer
6 deliberation and determination, reveals the committee considered the following factors:
7 • Fernandez’s classification under CDCR’s Security Threat Group
Prevention program as a validated member of the Mexican Mafia;
8
9 • Information obtained by ISU that Fernandez was “involved in a
conspiracy to escape from the custody of [CDCR] . . . by the way of
10
[v]iolence”; and
11
12
• Fernandez’s conviction for an A-1 or A-1 offense of possession of a
deadly weapon.
13
14 (Classification Committee Chrono at 1–2.)
15 CDCR transferred Fernandez to HDSP and then, at some unspecified time, to PBSP.
16 (Am. Compl. ¶ 39.) Fernandez alleges that prior to the transfer he “was reconnecting with
17 family and loved ones, who all live in [S]outhern [C]alifornia and [A]rizona, in hopes of
18 receiving visits.” (Id.) However, those hopes were dashed by his transfer to facilities
19 located in Northern California, where his family cannot afford travel. (Id.) Furthermore,
20 his confinement in HDSP and PBSP have been more restrictive than his confinement at
21 CEN because he now has limited access to the rehabilitative, extracurricular, and
22 educational programs he once enjoyed. (Id.)
23 F. Fernandez’s Numerous Grievances
24 Fernandez has filed at least four administrative grievances, each of which is annexed
25 to the Amended Complaint. He filed two grievances against Duarte, complaining that
26 Duarte had spread false rumors about him and contesting the ISU’s investigation into the
27 escape plot as fabricated by Duarte (First Duarte Grievance, Ex. A to Am. Compl., ECF
28 No. 8-1; Second Duarte Grievance, Ex. B to Am. Compl., ECF No. 8-2); a grievance
1 against Acuna, contesting the accuracy of the RVR (Acuna Grievance, Ex. C to Am.
2 Compl., ECF No. 8-3); a grievance against Jimenez, contesting the RVR hearing as
3 procedurally deficient (Jimenez Grievance, Ex. D to Am. Compl., ECF No. 8-4); and a
4 grievance against the classification committee, contesting his assignment to HDSP as
5 arbitrary, capricious, and without adequate process (Classification Committee Grievance,
6 Ex. E to Am. Compl., ECF No. 8-5). All four grievances were denied. Fernandez appealed
7 each to exhaustion.
8 Fernandez avers that Defendant Warden Madden (“Madden”) was the final arbiter
9 of his Duarte and Acuna Grievances. (Am. Compl. ¶¶ 50–53.) He claims that Madden’s
10 dismissal of these Grievances and his purported failure to investigate thoroughly the
11 underlying allegations in those complaints ultimately led to Fernandez’s purportedly
12 wrongful conviction and adverse transfer to CDCR facilities in the Northern part of the
13 State. (See id.)
14 G. The Amended Complaint’s Legal Claims
15 The Court construes the Amended Complaint as asserting four claims pursuant to 42
16 U.S.C. § 1983: (1) a First Amendment retaliation claim against Duarte; (2) a conspiracy
17 claim against Duarte, Acuna, Sais, Bonillas, and Matus; (3) an Eighth Amendment claim
18 against Duarte, Acuna, Sais, Bonillas, Matus, Jimenez, and Madden; and (4) a Fourteenth
19 Amendment procedural due process claim against Duarte, Acuna, Sais, Bonillas, Matus,
20 Jimenez, and Madden. While these claims generally overlap with those lodged in the initial
21 Complaint, the Amended Complaint does not name as Defendants or assert claims against
22 Lieutenant D. Loop (“Loop”) or Chief Deputy Warden J. Hill (“Hill”).
23 The relief the Amended Complaint seeks also largely overlaps with the relief sought
24 in the initial Complaint. Fernandez seeks injunctive relief in the form of an order
25 (1) expunging his disciplinary conviction and (2) transferring him from PBSP to a center
26 closer to his family. Fernandez also requests the Court award him unspecified
27 compensatory and punitive damages. (Am. Compl. at p. 9.)
28 //
1 II. LEGAL STANDARD
2 A. Screening Pursuant to 28 U.S.C. § 1915A and § 1915(e)(2)(B)
3 Sections 1915(e)(2) and 1915A require this Court to review and sua sponte dismiss
4 an IFP complaint, and any complaint filed by a prisoner seeking redress from a
5 governmental entity, or officer or employee of a governmental entity, which is frivolous,
6 malicious, fails to state a claim, or seeks damages from defendants who are immune. See
7 Lopez v. Smith, 203 F.3d 1122, 1126–27 (9th Cir. 2000) (en banc) (discussing 28 U.S.C. §
8 1915(e)(2)); Rhodes v. Robinson, 621 F.3d 1002, 1004 (9th Cir. 2010) (discussing 28
9 U.S.C. § 1915A(b)). “The purpose of [screening] is ‘to ensure that the targets of frivolous
10 or malicious suits need not bear the expense of responding.’” Nordstrom v. Ryan, 762 F.3d
11 903, 920 n.1 (9th Cir. 2014) (quoting Wheeler v. Wexford Health Sources, Inc., 689 F.3d
12 680, 681 (7th Cir. 2012)).
13 “The standard for determining whether a plaintiff has failed to state a claim upon
14 which relief can be granted under 28 U.S.C. § 1915(e)(2)(B)(ii) is the same as the Federal
15 Rule of Civil Procedure [(“Rule”)] 12(b)(6) standard for failure to state a claim.” Watison
16 v. Carter, 668 F.3d 1108, 1112 (9th Cir. 2012); see also Wilhelm v. Rotman, 680 F.3d 1113,
17 1121 (9th Cir. 2012) (noting that screening pursuant to § 1915A “incorporates the familiar
18 standard applied in the context of failure to state a claim under Federal Rule of Civil
19 Procedure 12(b)(6)”). Rule 12(b)(6) requires a complaint to “contain sufficient factual
20 matter, accepted as true, to state a claim to relief that is plausible on its face.” Ashcroft v.
21 Iqbal, 556 U.S. 662, 678 (2009) (internal quotation marks omitted); Wilhelm, 680 F.3d at
22 1121.
23 Detailed factual allegations are not required, but “[t]hreadbare recitals of the
24 elements of a cause of action, supported by mere conclusory statements, do not suffice.”
25 Iqbal, 556 U.S. at 678. “Determining whether a complaint states a plausible claim for relief
26 [is] . . . a context-specific task that requires the reviewing court to draw on its judicial
27 experience and common sense.” Id. The “mere possibility of misconduct” or “unadorned,
28
1 the defendant-unlawfully-harmed me accusation[s]” fall short of meeting this plausibility
2 standard. Id.; see also Moss v. U.S. Secret Serv., 572 F.3d 962, 969 (9th Cir. 2009).
3 B. 42 U.S.C. § 1983
4 “Section 1983 creates a private right of action against individuals who, acting under
5 color of state law, violate federal constitutional or statutory rights.” Devereaux v. Abbey,
6 263 F.3d 1070, 1074 (9th Cir. 2001). Section 1983 “is not itself a source of substantive
7 rights, but merely provides a method for vindicating federal rights elsewhere conferred.”
8 Graham v. Connor, 490 U.S. 386, 393–94 (1989) (internal quotation marks and citations
9 omitted). “To establish [Section] 1983 liability, a plaintiff must show both (1) deprivation
10 of a right secured by the Constitution and laws of the United States, and (2) that the
11 deprivation was committed by a person acting under color of state law.” Tsao v. Desert
12 Palace, Inc., 698 F.3d 1128, 1138 (9th Cir. 2012).
13 Notably, Section 1983 does not enable vicarious liability. Palmer v. Sanderson,
14 9 F.3d 1433, 1437–38 (9th Cir. 1993). Rather, in the context of Section 1983, a plaintiff
15 “must plead that each government-official defendant, through the official’s own individual
16 actions, has violated the Constitution.” Iqbal, 556 U.S. at 676; see also Jones v. Cmty.
17 Redevelopment Agency of L.A., 733 F.2d 646, 649 (9th Cir. 1984) (instructing that even
18 pro se plaintiff must “allege with at least some degree of particularity overt acts which
19 defendants engaged in” to state a claim). “A plaintiff must allege facts, not simply
20 conclusions, t[o] show that [each defendant] was personally involved in the deprivation of
21 his civil rights.” Barren v. Harrington, 152 F.3d 1193, 1194 (9th Cir. 1998). Put
22 differently, to establish liability against a supervisory defendant under Section 1983, a
23 plaintiff must adequately allege that the official was personally involved in the
24 constitutional deprivations at issue or “a sufficient causal connection between the
25 supervisor’s wrongful conduct and the constitutional violation.” Keates v. Koile, 883 F.3d
26 1228, 1242–43 (9th Cir. 2018); see Estate of Brooks ex rel. Brooks v. United States, 197
27 F.3d 1245, 1248 (9th Cir. 1999) (“Causation is, of course, a required element of a § 1983
28 claim.”).
1 III. ANALYSIS
2 The Court is now tasked with screening the Amended Complaint. It begins its
3 analysis by assessing the lone viable claim it already determined Fernandez had
4 successfully stated in his initial Complaint: his First Amendment retaliation claim against
5 Duarte. It then proceeds to analyze whether the Amended Complaint has successfully
6 cured the deficiencies that felled Fernandez’s remaining claims.
7 A. Retaliation Claim Against Duarte
8 “Prisoners have a First Amendment right to file grievances against prison officials
9 and to be free from retaliation for doing so.” Watison, 668 F.3d at 114 (citing Brodheim v.
10 Cry, 584 F.3d 1262, 1269 (9th Cir. 2009)). “That prison inmates do not have all the
11 constitutional rights of citizens in society—and may hold some constitutional rights in
12 diluted form—does not permit prison officials to frustrate vindication of those rights which
13 are enjoyed by inmates.” Nolan v. Scafati, 430 F.2d 548, 551 (1st Cir. 1970). “Within the
14 prison context, a viable claim of First Amendment retaliation entails five basic elements:
15 (1) An assertion that a state actor took some adverse action against an inmate (2) because
16 of (3) that prisoner’s protected conduct, and that such action (4) chilled the inmate’s
17 exercise of his First Amendment rights and (5) the action did not reasonably advance a
18 legitimate correctional goal.” Rhodes, 408 F.3d at 567–68.
19 In its initial pre-answer screening Order, this Court concluded the original Complaint
20 contained factual allegations supporting each of these essential elements. Specifically, it
21 wrote:
22 The Complaint alleges that Duarte fabricated Plaintiff’s involvement in an
“escape plot” because Plaintiff had reported to Sais that Duarte was spreading
23
purportedly false rumors about Plaintiff’s involvement with threats other
24 inmates directed towards CEN correctional officers, satisfying the first three
elements of a retaliation claim in the prison context. (Compl. ¶¶ 60–61); see
25
Rhodes, 408 F.3d at 567–68. The Complaint further satisfies the final two
26 requisite elements of a retaliation claim because it alleges (a) that Duarte’s
accusations chilled Plaintiff’s First Amendment rights because it resulted in
27
him being transferred to CAL, where he was housed in Ad-Seg . . . , and (b)
28 that Plaintiff’s transfer to Ad-Seg lacked any “legitimate correctional” basis
1 because it was predicated upon Duarte’s false accusations. (See [Compl.] ¶
62); see Rhodes, 408 F.3d at 567–68.
2
3 (Order at 10.)
4 The Amended Complaint’s allegations concerning Duarte’s purported retaliation are
5 substantially identical to those set forth in the initial Complaint. (Compare Compl. ¶¶ 60–
6 62 with Am. Compl. ¶¶ 16–19.) Hence, for precisely the same reasons provided in the
7 initial pre-answer screening Order, the Amended Complaint adequately states a First
8 Amendment retaliation claim against Duarte that surpasses the low threshold applicable at
9 28 U.S.C. § 1915A and § 1915(e)(2)(B). (See Order at 10.)
10 B. Claims Against Hill and Loop
11 As explained in this Court’s initial pre-answer screening order, “A[n] amended
12 pleading supersedes the original.” Hal Roach Studios, Inc., 896 F.2d at 1546; (Order at
13 19.) Thus, claims dismissed with leave to amend that are not re-alleged in a subsequent
14 amended pleading may be “considered waived if not [repleaded].” Lacey v. Maricopa Cty.,
15 693 F.3d 896, 928 (9th Cir. 2012). The Court warned Fernandez about these repercussions
16 in its prior Order. Nevertheless, the Amended Complaint does not assert any claims against
17 Hill or Loop, who were named Defendants in the initial Complaint. Accordingly,
18 Fernandez’s Eighth and Fourteenth Amendment claims against Hill and Loop are deemed
19 waived and those Defendants are dismissed from the action.
20 C. Conspiracy Claim
21 To establish a claim under Section 1983 that prison officials conspired to infringe
22 upon a constitutional right, a plaintiff must satisfy the following elements: (1) the existence
23 of an express or implied agreement among the defendant officers to deprive him of his
24 constitutional rights; and (2) an actual deprivation of those rights resulting from that
25 agreement. Avalos v. Baca, 596 F.3d 583, 592 (9th Cir. 2010). The initial Complaint
26 alleged Acuna, Duarte, Sais, Bonillas, and Matus conspired with one another to retaliate
27 against Fernandez for complaining to Sais about Duarte’s purported misconduct, in
28 violation of Fernandez’s First Amendment rights. (Compl. ¶ 44, ECF No. 1.) It averred
1 those Defendants did so by agreeing to falsify the RVR to support charging Fernandez with
2 a disciplinary violation—possession of a deadly weapon—he claims he did not commit.
3 (Id.) The Court concluded Fernandez’s conspiracy claim failed for two independent
4 reasons. First, the Court held it could not infer an “agreement” or “meeting of the minds”
5 from the initial Complaint’s mere allegation the purported co-conspirator Defendants all
6 were in the same place at the same time immediately before Acuna inventoried Fernandez’s
7 belongings. Second, and more fundamentally, the Court found Heck v. Humphrey, 512
8 U.S. 477 (1994) (“Heck) appeared to foreclose Fernandez’s conspiracy claim. The
9 allegations in the Amended Complaint confirm that Fernandez’s conspiracy claim is barred
10 by Heck.
11 In Heck, the Supreme Court held that where a Section 1983 action, if meritorious,
12 “would necessarily imply the invalidity of [a] conviction or sentence,” a plaintiff first
13 “must prove that the conviction or sentence has been” reversed on appeal, expunged, or
14 otherwise invalidated in a direct challenge before the appropriate State tribunal. 512 U.S.
15 at 486–87; see Flores-Haro v. Slade, 160 F. Supp. 3d 1231, 1234 (D. Or. 2016) (“[T]he
16 heck doctrine protects comity, federalism, and finality and avoids parallel litigation.”), aff’d
17 in part, rev’d in part, 686 F. App’x 454 (2017). This doctrine, known as the Heck bar,
18 applies with equal force to “internal prison proceedings.” Wilkinson v. Dotson, 544 U.S.
19 74, 81–82 (2005).
20 It is crystal clear from the Amended Complaint that Fernandez’s conspiracy claim
21 is a de facto challenge to his possession-of-a-deadly weapon charge and conviction. Again,
22 Fernandez alleges Acuna conspired with Duarte, Sais, Bonillas, and Matus to overcharge
23 Fernandez by falsely exaggerating the dangerousness of the leatherman tool Acuna
24 discovered in Fernandez’s cell. If successful on this count, Fernandez would draw into
25 question the factual underpinnings of his disciplinary conviction rendered after his RVR
26 hearing. Hence, the Heck bar permits Fernandez to raise this claim collaterally in federal
27 court only if he is able to demonstrate he previously secured some ruling from the relevant
28 State tribunal that disposed of his disciplinary conviction. See Heck, 512 U.S. at 486–87.
1 But Fernandez expressly alleges in his Amended Complaint that he failed to secure such a
2 ruling. Indeed, Fernandez sought to challenge his underlying disciplinary conviction in
3 both his Acuna and Jimenez Grievances. Those Grievances were both denied after the full
4 appeals process.
5 Because Fernandez’s disciplinary conviction still stands, the Heck bar forecloses
6 Fernandez from proceeding with the conspiracy claim alleged in his Amended Compliant.
7 D. Eighth Amendment Claim
8 The Eighth Amendment prohibits the imposition of cruel and unusual punishment
9 and “embodies ‘broad and idealistic concepts of dignity, civilized standards, humanity, and
10 decency.” Estelle v. Gamble, 429 U.S. 97, 102 (1976) (citation omitted). To state an
11 Eighth Amendment claim, a plaintiff must satisfy both the objective and subjective
12 components of a two-part test. See Wilson v. Seiter, 501 U.S. 294, 298–99 (1991); Hallett
13 v. Morgan, 296 F.3d 732, 744 (9th Cir. 2002). First, he must allege defendants deprived
14 him of the “‘minimal civilized measure of life’s necessities.’” Frost v. Agnos, 152 F.3d
15 1124, 1128 (9th Cir. 1998) (quoting Wilson, 501 U.S. at 304). When determining whether
16 an alleged deprivation is objectively sufficiently serious to support an Eighth Amendment
17 claim, the court must consider the circumstances, nature, and duration of the deprivation.
18 See Johnson v. Lewis, 217 F.3d 726, 731–32 (9th Cir. 2000). Second, the plaintiff must
19 allege facts sufficient to plausibly show each defendant he seeks to hold liable had a
20 “sufficiently culpable mind.” Wilson, 501 U.S. at 297.
21 Fernandez’s Eighth Amendment claim appears to rest upon two separate theories.
22 First, Fernandez presses an Eighth Amendment claim for false imprisonment or wrongful
23 conviction, averring that his transfer to more restrictive conditions of confinement—
24 namely, to CAL’s Ad-Seg and, subsequently, to HDSP and PBSP—were premised upon
25 fabricated allegations of wrongdoing and, thus, amounts to “cruel and unusual
26 punishment.” But this theory is foreclosed by the Heck bar. Fernandez’s transfer to more
27 restrictive conditions was prompted, in large part, by his disciplinary conviction. (See
28 Classification Chrono at 2 (predicating decision to hold Fernandez in Ad-Seg and to
1 transfer to HDSP upon Fernandez’s conviction for “an A-1 or A-2 offense”). Were
2 Fernandez to prevail on this variant of his Eighth Amendment claim, it would effectively
3 repudiate his disciplinary conviction, thus running afoul of the Heck bar. Hence,
4 Fernandez’s Eighth Amendment claim for false imprisonment or wrongful conviction fails.
5 Second, Fernandez appears to aver the conditions he has endured at HDSP and PBSP
6 are cruel and unusual. But Fernandez does not allege any facts that give rise to a reasonable
7 inference he has been deprived of “life’s necessities” during his confinement at those
8 institutions. See Frost, 152 F.3d at 1128. The “minimal civilized measure of life’s
9 necessities” includes “adequate shelter, food, clothing, sanitation, medical care, and
10 personal safety.” Johnson, 217 F.3d at 731. Fernandez alleges his transfer to more
11 restrictive facilities located in the Northern part of the State has made it impossible to
12 receive visits from his family and has limited his access to the extracurricular, educational,
13 and rehabilitative programs that he once enjoyed. (Am. Compl. ¶ 39.) But it is well-
14 established law in this Circuit that neither of these types of deprivations rise to the level of
15 Eighth Amendment violations. See Dunn v. Castro, 621 F.3d 1196, 1201 (9th Cir. 2010)
16 (“Supreme Court and Ninth Circuit precedent clearly establish[] that prisoners do not enjoy
17 an absolute right to receive visits while incarcerated, even from family members.”);
18 Hoptowit v. Ray, 682 F.2d 1237, 1254–55 (9th Cir. 1982) (holding “[i]dleness and the lack
19 of [vocational and rehabilitative] programs” does not violate the Eighth Amendment).
20 Accordingly, Fernandez fails to adequately allege a cognizable Eighth Amendment
21 violation.
22 E. Fourteenth Amendment Claim
23 “The Fourteenth Amendment prohibits any State from depriving a person of life,
24 liberty, or property without due process of law.” Meachum v. Fano, 427 U.S. 215, 223
25 (1976) (citing U.S. Const. amend. XIV, § 1). Again, Fernandez’s Fourteenth Amendment
26 claim appears to rest upon two separate theories. Most prominently, Fernandez alleges his
27 disciplinary conviction was borne from an RVR hearing that lacked adequate process
28 because Jimenez denied his requests at that hearing to view images of the leatherman tool
1 beyond those annexed to the RVR itself. This procedural due process claim is yet another
2 vehicle Fernandez deploys in his Amended Complaint to assert a de facto challenge to his
3 disciplinary conviction. But, as this Court has already opined in its initial pre-answer
4 screening Order (Order at 13–14) and twice above in the instant Order, see supra Sec. III.C,
5 D, he may not pursue such a collateral challenge under Heck.
6 However, Fernandez also appears to raise a Fourteenth Amendment procedural due
7 process claim pursuant to Sandin v. Conner, 515 U.S. 472 (1995), based upon the
8 classification committee’s adverse transfer determination. (See Am. Compl. ¶ 39 (“This
9 major change and disruption in plaintiff’s positive programing created an atypical and
10 significant hardship on plaintiff and served no legitimate penological interest in punishing
11 plaintiff[.]”) (emphasis added).) Sandin permits an inmate to challenge as lacking adequate
12 procedural protections a State’s imposition of a particular condition of confinement. Id.
13 The Heck bar is not applicable to Sandin-type procedural due process claims. See Ramirez
14 v. Galaza, 334 F.3d 850, 857 (2003) (construing Heck to permit Fourteenth Amendment
15 due process claims that challenge the inmate’s “conditions of confinement,” as opposed to
16 the fact or duration of confinement (citing Jenkins v. Haubert, 179 F.3d 19 (2d Cir. 1999);
17 DeWalt v. Carter, 224 F.3d 607 (7th Cir. 2000))). Nor is a Sandin-type claim necessarily
18 doomed if the conditions of confinement about which the plaintiff-inmate complains are
19 not commensurate with an Eighth Amendment violation. See Keenan v. Hall, 83 F.3d
20 1083, 1089 (9th Cir. 1996) (“We suggest that if [the district court] finds conditions in the
21 IMU that violate the Eighth Amendment, the transfer to the IMU would impose ‘atypical
22 and significant hardship.’ We do not suggest, however, that the new test [under Sandin] is
23 synonymous with Eighth Amendment violation.”). Rather, some “less egregious condition
24 or combination of conditions or factors” may give rise to a procedural due process claim
25 under Sandin. Id.
26 To analyze the sufficiency of a State inmate’s procedural due process claim under
27 Sandin, courts employ a two-step analysis. Courts must first determine whether the State
28 action complained of deprived the inmate “of a constitutionally protected liberty or
1 property interest.” Johnson v. Ryan, 55 F.4th 1167, 1180 (9th Cir. 2022) (citing United
2 States v. 101 Houseco, LLC, 22 F.4th 843, 851 (9th Cir. 2022)). “A liberty interest ‘may
3 arise from the Constitution itself . . . or it may arise from an expectation or interest created
4 by state laws or policies.’” Id. (quoting Wilkinson v. Austin, 545 U.S. 209, 221–22 (2005)).
5 Only if the court identifies an underlying liberty interest does it proceed to the second step,
6 which entails “examin[ing] whether the deprivation was accompanied by sufficient
7 procedural protections.” Id. (citing Houseco, 22 F.4th at 851).
8 The seminal question here is whether Fernandez has established his adverse transfer
9 to 180-degree design housing CDCR facilities in Northern California infringes upon a
10 cognizable liberty interest that either is protected under the Due Process Clause itself or
11 that “arise[s] from state policies or regulations.” Johnson, 55 F.4th at 1180 (quoting
12 Wilkinson, 545 U.S. at 221–22). Because the Court finds Fernandez fails to allege his
13 adverse transfer infringes upon any liberty interest, it need not assess the second prong of
14 the Sandin test to conclude Fernandez’s procedural due process claim is fatally flawed.
15 Due Process Clause: The Court has no difficulty concluding the Due Process Clause
16 itself does not provide Fernandez with a liberty interest against the adverse transfer
17 imposed upon him by the classification committee. Well-established Supreme Court
18 precedent forecloses such a finding. See Meachum, 427 U.S. at 223–25 (“Neither, in our
19 view, does the Due Process Clause in and of itself protect a duly convicted prisoner against
20 transfer from one institution to another system within the state prison system. Confinement
21 in any of the State’s institutions is within the normal limits on range of custody which the
22 conviction has authorized the State to impose.”); see also Wilkinson, 545 U.S. at 222 (“We
23 have held the Constitution itself does not give rise to a liberty interest in avoiding transfer
24 to more adverse conditions of confinement.” (citing Meachum, 427 U.S. at 225)).
25 Doctrine of State-Created Liberty Interests: Again, the Due Process Clause is not
26 the lone source out of which “constitutionally protected liberty or property interest[s]”
27 emanate. See Johnson, 55 F.4th at 1180. Indeed, although “[t]he Constitution does not
28 give rise to a liberty interest in avoiding transfer to more adverse conditions of
1 confinement,” such an interest “may ‘arise from state policies or regulations.’” Id. (quoting
2 Wilkinson, 545 U.S. at 221–22). “However, an interest in avoiding certain conditions of
3 confinement ‘will generally be limited to freedom from restraint which, while not
4 exceeding the sentence in such an unexpected manner as to give rise to protection by the
5 Due Process Clause of its own force, nonetheless imposes atypical and significant hardship
6 on an inmate in relation to the ordinary incidents of prison life.’” Id. (quoting Sandin, 515
7 U.S. at 484) (emphasis added). Importantly, to determine whether there exists a state-
8 created liberty interest in avoiding more restrictive conditions of confinement, courts do
9 not look to “the language of the regulations regarding those conditions” themselves but
10 rather look towards “the nature of those conditions.” Id. at 1180 (quoting Wilkinson, 545
11 U.S. at 223).
12 Neither the Supreme Court nor the Ninth Circuit has enunciated a “baseline from
13 which to measure what is atypical and significant in any particular prison system.”
14 Wilkinson, 545 U.S. at 223; Ramirez , 334 F.3d at 860 (“There is no single standard for
15 determining whether a prison hardship is atypical and significant.”). However, the Ninth
16 Circuit in Ramirez v. Galaza identified “[t]hree guideposts cited in Sandin’s analysis,”
17 which it has opined “provide[s] a helpful framework.” 334 F.3d at 860–61. This
18 framework calls for examining whether: “(1) the challenged condition ‘mirrored those
19 conditions imposed upon inmates in administrative segregation and protective custody,’
20 and thus comported with the prison’s discretionary authority; (2) the duration of the
21 condition, and the degree of restraint imposed; and (3) whether the state’s action will
22 invariably affect the duration of the prisoner’s sentence.” Id. (quoting Sandin, 515 U.S. at
23 487; citing Keenan, 83 F.3d at 1089).
24 Here, Fernandez alleges his adverse transfer to HDSP and, then, PBSP, resulted in
25 the imposition of conditions giving rise to a liberty interest. Specifically, he alleges he lost
26 access to educational, recreational, and rehabilitative programs he once enjoyed, and that
27 he lost his position as IAC Chairman. He also alleges that his family cannot afford to travel
28 to Northern California, where these facilities are located. And, although he does not
1 expressly allege so, the Classification Committee Chronology appended to his Amended
2 Complaint reveals Fernandez is now housed in a 180-degree design unit to enable greater
3 surveillance and control.
4 Even construing the Amended Complaint liberally and the allegations in
5 Fernandez’s favor, there is insufficient factual content to support a reasonable inference
6 his adverse transfer imposed an atypical and significant hardship warranting additional Due
7 Process protections. As an initial matter, this Court is persuaded by the analysis of other
8 district court’s interpreting Supreme Court and Ninth Circuit precedent that the loss of
9 access to recreational and rehabilitative programs, family visits, and other prison privileges
10 do not impose an atypical and significant hardship. See Mitchell v. Garcia, No. CV 17-
11 3136, 2017 WL 11505979, at *4 (C.D. Cal. June 2, 2017) (“The loss of recreational
12 privileges, family visits, and similar privileges does not impose an atypical and significant
13 hardship.”); Stevens v. Robles, No. 06CV2072-LAB (LSP), 2008 WL 667407 (S.D. Cal.
14 Mar. 7, 2008) (“California has not created liberty interests enforceable by prisoners in
15 either classification or in visitation.”) (citing, inter alia, Torricellas v. Poole, 954 F. Supp.
16 1405, 1415–15 (C.D. Cal. 1997), aff’d, 141 F.3d 1179 (9th Cir. 1998).3 This comports
17 with one of the main tenets of the Sandin standard: that state-created liberty interests “will
18 generally be limited to freedom from restraint.” See Sandin, 515 U.S. at 484 (emphasis
19 added).
20 The lone averment in the Amended Complaint respecting the actual conditions of
21 Fernandez’s confinement is the Classification Committee Chronology’s indication that
22 Fernandez would be confined in 180-degree design housing—as opposed to 270-degree
23 design housing—to enable greater surveillance and control. (Classification Committee
24
25
3 While it is true California Penal Code § 5068 provides that the CDCR director “shall assign a
26 prisoner to the institution of the appropriate security level and gender population nearest the prisoner’s
home,” Sandin instructs that such mandatory language does not amount to a State-created liberty interest.
27 515 U.S. at 483 (“[W]e believe that the search for a negative implication from mandatory language in
prisoner regulations has strayed from the real concerns undergirding the liberty protected by the Due
28
1 Chrono at 2.) But the Ninth Circuit’s decision in Myron v. Terhune stands for the
2 proposition that this averment, alone, does not suffice to show Fernandez’s adverse transfer
3 reached the level of an “atypical and significant hardship . . . in relation to the ordinary
4 incidents of prison life.” 476 F.3d 716, 718 (9th Cir. 2007). There, a California inmate
5 challenged his initial classification and assignment to a Level IV CDCR facility as
6 improper, contending he should have been eligible for a less restrictive Level III institution.
7 The inmate-plaintiff pressed, inter alia, a Sandin-type procedural due process claim,
8 alleging the purported misclassification infringed upon a liberty interest. The Ninth Circuit
9 disagreed, finding significant that the pleading was bereft of any allegations “showing that
10 the conditions at level IV differ significantly from those ‘imposed upon inmates in
11 administrative segregation and protective custody’” or that “the conditions at level IV
12 differ significantly from those at level III.” Id. at 718.
13 The Amended Complaint is similarly devoid of illustrative facts here. Moreover,
14 the Classification Committee Chronology annexed to the Amended Complaint belie the
15 notion Fernandez’s confinement at HDSP or PBSP rose even to the level of severity one
16 might expect to be imposed in administrative segregation or protective custody: it states
17 that upon transfer to HDSP Fernandez would be placed in the prison’s general population.
18 (Classification Committee Chrono at 2.) The Amended Complaint does not refute this
19 premise or allege Fernandez’s conditions became more restrictive once transferred again
20 to PBSP. Finally, Fernandez does not allege his adverse transfer will invariably affect the
21 duration of his sentence.
22 Simply put, the conditions of Fernandez’s confinement are even less restrictive than
23 those the Supreme Court found in Sandin were insufficiently harsh and severe to give rise
24 to a liberty interest. See Sandin, 515 U.S. at 484–85 (holding placement in administrative
25 segregation or protective custody does not invoke a liberty interest). Hence, wherever the
26 baseline under Sandin for “atypical and significant hardship” might be drawn, the
27 conditions of confinement to which Fernandez alleges he has been subjected fall well
28 below it.
1 Accordingly, Fernandez fails to state a procedural due process claim that defeats the
2 pre-answer screening standard pursuant to 28 U.S.C. § 1915A and § 1915(e)(2)(B).
3 F. Claims Against Madden
4 It appears that Fernandez’s Section 1983 claims against Madden rest on three bases:
5 (1) his declination of the Duarte and Acuna Grievances; (2) his purported failure to prevent
6 Duarte’s First Amendment violation; and (3) his purported failure to train correctional staff,
7 namely Duarte. None of the theories upon which Fernandez relies to assert Section 1983
8 liability against Madden are availing.
9 1. Claims Arising out of Madden’s Review of Grievances
10 Fernandez alleges Madden infringed upon his constitutional rights by failing to
11 adequately investigate the factual underpinnings of the Duarte Grievances and failing to
12 subsequently take action by reprimanding Duarte, removing Fernandez from Ad-Seg, and
13 expunging Fernandez’s disciplinary conviction. But the Ninth Circuit has twice made
14 clear—in Mann v. Adams, 855 F.3d 639, 640 (9th Cir. 1988), and, again, in Ramirez v.
15 Galaza, 334 F.3d 850, 860 (9th Cir. 2003)—that an independent constitutional violation
16 does not arise out of a plaintiff’s mere dissatisfaction with a defendant’s review of an
17 administrative grievance. See also Dewberry v. Fulks, No. 1:10-cv-621-LJO-GBC (PC),
18 2012 WL 967644, at *2 (E.D. Cal. Mar. 21, 2012) (“[Section 1983] liability may not be
19 based merely on Plaintiff’s dissatisfaction with a decision on a subsequent administrative
20 review of a grievance of that underlying violation.”). Therefore, Fernandez is foreclosed
21 from pursuing this theory of liability against Madden.
22 2. Failure to Prevent a Constitutional Violation
23 Fernandez also alleges that Madden failed to prevent Duarte’s allegedly
24 unconstitutional, retaliatory conduct, despite purportedly being aware of Duarte’s
25 “extensive misconduct record,” about which Fernandez does not provide any detail or
26 otherwise elaborate. (Am. Compl. ¶¶ 51, 53.) But these boiler-plate allegations do not
27 suffice to show either Madden’s “personal involvement” in or his “causal connection” to
28 Fernandez’s alleged First Amendment violations. See Keates, 883 F.3d at 1242–43.
1 Indeed, this theory of liability against Madden mimics that which the Supreme Court
2 disavowed in Ashcroft v. Iqbal, when it held that a supervisory defendant’s mere
3 “knowledge and acquiescence [of] their subordinates’” purported constitutional violations
4 do not form the basis for Section 1983 liability. 556 U.S. at 677.
5 3. Failure to Train Subordinates
6 Finally, Fernandez appears to press a failure-to-train claim against Madden. (See
7 Am. Compl. ¶ 53 (“Warden Madden’s . . . failure to train and supervise his subordinates
8 caused these constitutional violations[.]”).)
9 A supervisor may be liable under Section 1983 for failing to train subordinates when
10 such failure to train amounts to deliberate indifference. Canell v. Lightner, 143 F.3d 1210,
11 1213 (9th Cir. 1988). To establish a failure-to-train claim, a plaintiff must show that:
12 in light of the duties assigned to the specific officers or employees, the need for more
or different training [was] obvious, and the inadequacy was so likely to result in
13
violations of constitutional rights, that the policy-makers . . . can reasonably be said
14 to have been deliberately indifferent to the need.
15
16 Clement v. Gomez, 298 F.3d 898, 905 (9th Cir. 2002) (quoting City of Canton v. Harris,
17 489 U.S. 378, 390 (1989). Ordinarily, a single constitutional violation by a purportedly
18 untrained employee is insufficient to demonstrate deliberate indifference. Connnick v.
19 Thompson, 563 U.S. 51, 62 (2011). Instead, a plaintiff must usually demonstrate “[a]
20 pattern of similar constitutional violations by untrained employees.” Id. “A plaintiff might
21 also succeed in proving a failure-to-train claim without showing a pattern of constitutional
22 violations where ‘a violation of federal rights may be a highly predictable consequence of
23 a failure to equip enforcement officers with specific tools to handle recurring situations.’”
24 Long v. Cnty. of Los Angeles, 442 F.3d 1178, 1186 (9th Cir. 2006) (quoting Bd. of Cnty.
25 Comm’rs v. Brown, 520 U.S. 397, 409 (1997)).
26 The Amended Complaint’s barebone failure-to-train allegations are insufficient to
27 plausibly demonstrate that any particular training was inadequate or that such inadequacy
28
1 was the result of a deliberate choice. Accordingly, Fernandez again fails to state a
2 cognizable Section 1983 claim against Madden.
3 IV. LEAVE TO AMEND
4 Because this Court has already provided Fernandez a short and plain statement of
5 the deficiencies that fell his First, Eighth, and Fourteenth Amendment claims against Sais,
6 Acuna, Jimenez, Matus, Bonillas, and Madden, and because Fernandez has been given an
7 opportunity to amend those claims to no avail, this Court finds granting further leave to
8 amend these claims would be futile. See Gonzalez v. Planned Parenthood, 759, F.3d 1112,
9 1116 (9th Cir. 2014) (“‘Futility of amendment can, by itself, justify the denial of ... leave
10 to amend.’” (quoting Bonin v. Calderon, 59 F.3d 815, 845 (9th Cir. 1995))); Zucco
11 Partners, LLC v. Digimarc Corp., 552 F.3d 981, 1007 (9th Cir. 2009) (“[W]here the
12 plaintiff has previously been granted leave to amend and has subsequently failed to add the
13 requisite particularity to its claims, [t]he district court’s discretion to deny leave to amend
14 is particularly broad.” (internal quotation marks omitted) (second alteration in original)).
15 V. CONCLUSION AND ORDER
16 Based on the foregoing, the Court:
17 1. DISMISSES all claims against Defendants Hill and Loop as waived and
18 directs the Clerk of Court to terminate these Defendants from the docket.
19 2. DISMISSES all Plaintiff’s claims against Sais, Acuna, Matus, Bonillas,
20 Jimenez, and Madden, as well as his Eighth and Fourteenth Amendment claims against
21 Duarte, for failing to state a claim upon which relief may be granted pursuant to 28 U.S.C.
22 § 1915(e)(2)(B)(ii) and § 1915A(b)(1) without leave to amend.
23 3. DIRECTS the Clerk to issue a summons as to Plaintiff’s Amended Complaint
24 (ECF No. 8) upon Defendant Duarte for the remaining First Amendment retaliation claim
25 and forward it to Plaintiff along with a blank U.S. Marshal Form 285 for Defendant Duarte.
26 In addition, the Clerk will provide Plaintiff with a certified copy of the August 4, 2022, IFP
27 Order, a certified copy of his Amended Complaint, and the summons so that he may serve
28 Defendant. Upon receipt of this “IFP Package,” Plaintiff must complete the USM Form
1 as completely and accurately as possible, include an address where Defendant Duarte
2 ||may be found and/or subject to service pursuant to S.D. Cal. Civ. L.R. 4.1c., and return it
3 || to the U.S. Marshal according to the instructions the Clerk provides.
4 4. ORDERS the U.S. Marshal to serve a copy of the Amended Complaint and
5 |}summons upon Defendant Duarte upon receipt and as directed by Plaintiff on the
6 completed USM Form 285, and to promptly file proof of service, or proof of all
7 || attempts at service unable to be executed, with the Clerk of Court. See S.D. Cal. Civ.
8 5.2. All costs of that service will be advanced by the United States. See 28 U.S.C. §
9 || 1915(d); Fed. R. Civ. P. 4(c)(3).
10 5. ORDERS Defendant, once served, to reply to Plaintiff's Amended Complaint
11 || within the time provided by the applicable provisions of Federal Rule of Civil Procedure
12 || 12(a). See 42 U.S.C. § 1997e(g)(2) (providing that while a defendant may occasionally be
13 || permitted to “waive the right to reply to any action brought by a prisoner confined in any
14 || jail, prison, or other correctional facility under section 1983,” once the Court has conducted
15 sua sponte screening pursuant to 28 U.S.C. § 1915(e)(2) and § 1915A(b), and thus, has
16 || made a preliminary determination based on the face on the pleading alone that Plaintiff has
17 “reasonable opportunity to prevail on the merits,” defendant is required to respond).
18 6. ORDERS Plaintiff, after service has been effected by the U.S. Marshal, to
19 ||serve upon Defendant Duarte, or if appearance has been entered by counsel, upon
20 ||Defendant’s counsel, a copy of every further pleading, motion, or other document
21 |/submitted for the Court’s consideration pursuant to Fed. R. Civ. P. 5(b). Plaintiff must
22 ||include with every original document he seeks to file with the Clerk of the Court, a
23 || certificate stating the manner in which a true and correct copy of that document was served
24 Defendant or his counsel, and the date of that service. See S.D. Cal. Civ. L.R. 5.2. Any
25 document received by the Court which has not been properly filed with the Clerk or which
26 || fails to include a Certificate of service upon Defendant, or his counsel, may be disregarded.
27 IT IS SO ORDERED.
28 || DATED: April 10, 2023 ( itl A (Liphan 6
How. Cynthia Bashant
_»y<_ United States District Judge