Opinion

Sampedro v. Kijakazi

Court
District Court, S.D. California
Filed
Feb 15, 2023
Cited by
0 cases
Authority
More cited than 19.2%

holding that the 25 ALJ’s failure to discuss Plaintiff’s bursitis at step two was harmless because he 26 “extensively discussed” it at step four

How later courts described this case

  • holding that the 25 ALJ’s failure to discuss Plaintiff’s bursitis at step two was harmless because he 26 “extensively discussed” it at step four
  • finding claimant’s ability to drive, grocery shop, or walk for exercise 6 did not discredit her overall disability
  • finding the use of boilerplate language falls short of the ALJ’s 6 responsibility to provide “a discussion of the evidence”
  • holding the use of solely over-the-counter 9 medication to treat pain was “conservative treatment” the ALJ could reasonably rely on 10 to discount Plaintiff’s subjective testimony

Written by the judges who cited it.

The opinion

2

3

4

5

6

7

8 UNITED STATES DISTRICT COURT

9 SOUTHERN DISTRICT OF CALIFORNIA

10

11 SLOANE S.,1 Case No.: 21cv1043-MMA(MSB)

12 Plaintiff,

REPORT AND RECOMMENDATION

13 v. REGARDING JOINT MOTION FOR

JUDICIAL REVIEW [ECF NO. 16]

14 KILOLO KIJAKAZI, Acting Commissioner of

Social Security,2

15

Defendant.

16

17

18 This Report and Recommendation is submitted to the Honorable Michael M.

19 Anello, United States District Judge, pursuant to 28 U.S.C. § 636(b)(1) and Civil Local

20 Rule 72.1(c) of the United States District Court for the Southern District of California. On

21 June 1, 2021, Plaintiff Sloane S. filed a Complaint pursuant to 42 U.S.C. § 405(g) and 42

22 U.S.C. § 1383(c)(3) seeking judicial review of a decision by the Commissioner of Social

23 Security (“Commissioner”) denying her application for a period of disability and

24 disability insurance benefits. (See Compl., ECF No. 1.)

25

26

1 Under Civil Local Rule 7.1(e)(6)(b), “[o]pinions by the court in [Social Security cases under 42 U.S.C. §

27 405(g)] will refer to any non-government parties by using only their first name and last initial.”

2 the Final Decision of the Commissioner of Social Security” (“Joint Motion”). (See ECF

3 No. 16 (“J. Mot.”).) For the reasons set forth below, the Court RECOMMENDS that the

4 Commissioner’s decision be REVERSED and this matter be REMANDED for further

5 administrative proceedings consistent with this Report and Recommendation.

6 I. PROCEDURAL BACKGROUND

7 On July 24, 2018, Plaintiff filed an application for a period of disability and

8 disability insurance benefits under Title II of the Social Security Act, alleging disability

9 beginning on the same date. (See Certified Admin. R., ECF No. 8 (“AR”) at 220–21.) Her

10 application was denied initially on October 11, 2018, and upon reconsideration on

11 March 18, 2019. (AR 96–99, 102–06). On May 28, 2019, Plaintiff requested a hearing

12 before an administrative law judge (“ALJ”). (AR 108–09.)

13 On July 28, 2020, ALJ James Delphey held a telephonic administrative hearing,

14 during which Plaintiff was represented by counsel. (AR 37–71.) Both Plaintiff and an

15 impartial vocational expert testified. (Id.) In a written decision dated September 28,

16 2020, the ALJ denied Plaintiff’s application, concluding that Plaintiff had not been under

17 a disability from July 24, 2018, through the date of the decision. (AR 18–36.)

18 On December 1, 2020, Plaintiff requested that the Appeals Council review the

19 ALJ’s decision. (AR 218–19.) The Appeals Council denied the request for review on May

20 5, 2021, resulting in the ALJ’s decision becoming the final decision of the Commissioner.

21 (AR 1–6); see also 42 U.S.C. § 405(g). On June 1, 2021, Plaintiff timely filed the instant

22 civil action. (ECF No. 1.) Pursuant to the Court’s briefing schedule, the parties timely

23 filed their Joint Motion for Judicial Review on September 23, 2022. (ECF No. 16.)

24 II. SUMMARY OF THE ALJ’S FINDINGS

25 In rendering his decision, the ALJ followed the Commissioner’s five-step

26 sequential evaluation process. See 20 C.F.R. § 404.1520. At step one, the ALJ found

27 Plaintiff had not engaged in substantial gainful activity since July 24, 2018, the alleged

2 bilateral shoulder pain (greater right than left), status post remote shoulder

arthroscopy with rotator cuff repair; incipient spondylosis and degenerative

3

disc disease of the cervical spine; and generalized pain syndrome. (Id.)

4

Notably, the ALJ found that Plaintiff’s alleged fibromyalgia was not a severe impairment

5

and that Plaintiff “has not shown that her other above-noted severe impairments,

6

particularly chronic pain syndrome and degenerative disc disease, do not in themselves

7

cause her reported pain and other symptoms.” (AR 24.) Furthermore, the ALJ

8

determined Plaintiff’s “adjustment disorder with mixed depression and anxiety” was a

9

non-severe mental impairment because it did not significantly limit Plaintiff’s ability to

10

perform basic mental work activities. (Id.)

11

At step three, the ALJ found Plaintiff did not have an impairment or combination

12

of impairments that met or medically equaled the severity of one of the impairments

13

listed in the Commissioner’s Listing of Impairments. (AR 25.) The ALJ considered the

14

following listed impairments: 1.02 major dysfunction of a joint; 1.03 reconstructive

15

surgery or surgical arthrodesis of a major weight-bearing joint; and 1.04 disorders of the

16

spine. (Id.) Based on his evaluation of the medical and opinion evidence in the record,

17

the ALJ determined Plaintiff had the residual functional capacity (“RFC”) to perform light

18

work, subject to the following limitations:

19

[She can] perform light work as defined in 20 CFR 404.1567(b), except she is

20 further limited to: occasional over the shoulder reaching bilaterally;

21 frequent other direction reaching bilaterally; occasional pushing and pulling

bilaterally; occasional climbing ramps or stairs; no climbing ladders, ropes

22 or scaffolding; occasional balancing, stooping, kneeling, crouching or

23 crawling; crawling; and no work at unprotected heights or adjacent to

dangerous moving machinery.

24 (Id.) The ALJ found that Plaintiff’s medically determinable impairments could

25 reasonably be expected to cause the alleged symptoms; however, he noted

26 “inconsistency between subjective complaints of pain and limitations . . . and the

27 objective medical evidence and examination findings.” (AR 29.) The ALJ concluded a

2 At step four, the ALJ found that Plaintiff could perform her past relevant work as a

3 Secretary, Receptionist, and Cocktail Waitress. (AR 29.) Although Plaintiff performed

4 the first two jobs as composite jobs, the vocational expert (“VE”) testified that a

5 hypothetical individual with Plaintiff’s vocational experience could perform both as

6 freestanding jobs. (Id.) Finally, the ALJ proceeded to step five of the sequential

7 evaluation process. The ALJ noted the VE’s testimony that a hypothetical person with

8 Plaintiff’s vocational profile and RFC could perform the requirements of other

9 occupations that exist in significant numbers in the national economy, such as

10 Housekeeping Cleaner and Assembler. (AR 31.) These occupations require the ability to

11 perform light work. (Id.) Based on the foregoing, the ALJ concluded Plaintiff had not

12 been under a disability as defined by the Social Security Act from July 24, 2018, through

13 the date of the decision. (Id.)

14 III. DISPUTED ISSUES

15 The parties have briefed two issues in their Joint Motion, which Plaintiff asserts

16 are grounds for reversal:

17 1. Whether the ALJ considered all of Plaintiff’s impairments. (J. Mot. at 4–14.)

18 2. Whether the ALJ properly considered Plaintiff’s subjective symptom

19 testimony. (J. Mot. at 14–24.)

20 IV. STANDARD OF REVIEW

21 Section 405(g) of the Social Security Act allows unsuccessful applicants to seek

22 judicial review of the Commissioner’s final decision. See 42 U.S.C. § 405(g). The scope

23 of judicial review is limited, and the denial of benefits will only be disturbed if it is not

24 supported by substantial evidence or contains a legal error. Luther v. Berryhill, 891 F.3d

25 872, 875 (9th Cir. 2018). “Substantial evidence” is a “‘term of art used throughout

26 administrative law to describe how courts are to review agency factfinding.’” Biestek v.

27 Berryhill, 139 S. Ct. 1148, 1154 (2019) (quoting T-Mobile South, LLC v. Roswell, 574 U.S.

2 adequate to support a conclusion.” Id. (quoting Consol. Edison Co. v. NLRB, 305 U.S.

3 197, 229 (1938)). The Ninth Circuit explains that substantial evidence is “more than a

4 mere scintilla but less than a preponderance.” Revels v. Berryhill, 874 F.3d 648, 654 (9th

5 Cir. 2017) (quoting Desrosiers v. Sec'y of Health & Human Servs., 846 F.2d 573, 576 (9th

6 Cir. 1988).

7 Where the evidence is susceptible to more than one rational interpretation, the

8 ALJ’s decision must be upheld. See Tommasetti v. Astrue, 533 F.3d 1035, 1038 (9th Cir.

9 2008). This includes deferring to the ALJ’s credibility determinations and resolutions of

10 evidentiary conflicts. See Lewis v. Apfel, 236 F.3d 503, 509 (9th Cir. 2001). Even if the

11 reviewing court finds that substantial evidence supports the ALJ’s conclusions, the court

12 must set aside the decision if the ALJ failed to apply the proper legal standards in

13 weighing the evidence and reaching his or her decision. See Batson v. Comm’r Soc. Sec.

14 Admin., 359 F.3d 1190, 1193 (9th Cir. 2004). The reviewing court may enter a

15 “judgment affirming, modifying, or reversing” the Commissioner’s decision. 42 U.S.C. §

16 405(g). The reviewing court may also remand the case to the Social Security

17 Administration for further proceedings. Id. However, the reviewing court “may not

18 reverse an ALJ’s decision on account of an error that was harmless.” Molina v. Astrue,

19 674 F.3d 1104, 1111 (9th Cir. 2012).

20 V. DISCUSSION

21 A. Whether the ALJ Considered All of Plaintiff’s Impairments

22 1. Summary of the parties’ arguments

23 Plaintiff argues the ALJ erred by not considering her “cubital tunnel syndrome”

24 when determining her RFC, thereby violating 20 C.F.R. § 404.1545(e). (J. Mot. at 4–7.)

25 Plaintiff contends the ALJ must consider all medically determinable impairments,

26 including non-severe impairments, in the RFC assessment. (Id. at 5.) However, the ALJ

27 did not mention or consider Plaintiff’s cubital tunnel syndrome and associated

2 impairments.” (Id. at 6.) Plaintiff contends the medical evidence plainly establishes

3 limitations in her hands and fingers. First, Dr. Ansari observed Plaintiff has “lancinating

4 pain into her right fourth and fifth fingers. Both hands are very painful much of the

5 time.” (J. Mot. at 6; AR 351.) Second, Dr. Jeswani noted that Plaintiff’s pain “radiates

6 down the medial aspect of her arm and into the medial aspect of her forearm into the

7 fourth and fifth digits of her right hand.” (J. Mot. at 7; AR 452.) Thus, Plaintiff argues

8 she is unable to perform the Secretary, Receptionist, and Cocktail Waitress jobs, which

9 each require the use of hands. (J. Mot. at 7.)

10 In response, the Commissioner contends that the ALJ “properly assessed

11 Plaintiff’s severe medically determinable conditions” and found Plaintiff had the RFC to

12 perform light work with certain limitations. (Id. at 7–12.) Although Plaintiff complained

13 of generalized hand pain, the Commissioner said she “never alleged disability due to

14 cubital tunnel syndrome.” (Id. at 8.) Further, the Commissioner argues two records that

15 Plaintiff points to regarding her cubital tunnel syndrome do not indicate any

16 manipulative limitations and pre-date her alleged disability onset date of July 24, 2018.

17 (J. Mot. at 8–9; AR 354, 451.) The Commissioner says the only record dealing with the

18 relevant disability period—a February 5, 2020, questionnaire filled out by Dr. Ansari—

19 was a “check-the-box form” the ALJ properly found was “not persuasive” under the

20 agency’s revised regulations. (J. Mot. at 9–11; AR 542–45.) The ALJ reasoned that Dr.

21 Ansari’s opinion was not supported by the record and noted the following: (1) while

22 Plaintiff complained of pain, medication helped her symptoms; (2) Plaintiff had normal

23 motor strength in her bilateral upper extremities; and (3) Plaintiff walked her dog for up

24 to two miles a day. (J. Mot. at 11–12.) Thus, the Commissioner argues the ALJ properly

25 precluded cubital tunnel syndrome from the medically determinable severe

26 impairments and RFC. (Id. at 12.)

27 In reply, Plaintiff argues the Commissioner improperly attempts to make a “post

2 reiterates that cubital tunnel syndrome affects the hands and fingers; therefore, the ALJ

3 should have considered records mentioning pain in these areas. (Id. at 13.) Although

4 Plaintiff concedes that some records precede the disability onset date, she says the

5 agency must consider an individual’s “complete medical history,” meaning medical

6 records “covering at least the 12 months preceding the month in which you file your

7 application.” (Id. (citing 20 C.F.R. § 404.1512 (b)(2).) Further, Plaintiff asserts that

8 several medical records continue to note pain in her hands and fingers after her onset

9 date. (Id.) For example, Dr. Sabourin reported Plaintiff’s pain is “excruciating

10 intermittently in her hands and feet” and Plaintiff’s initial Disability Report stated her

11 ability to work was affected by “severe hand and foot pain elbow.” (J. Mot. at 13; AR

12 426, 264). In conclusion, because the record clearly reflects Plaintiff experiences pain in

13 her hands and fingers, she argues the ALJ was required to address these limitations in

14 the RFC analysis. (J. Mot. at 14.)

15 2. Applicable law

16 At step two, the ALJ determines whether a claimant has a severe impairment or

17 combination of impairments that is severe. See 20 C.F.R. § 404.1520(a)(4)(ii). The step

18 two analysis is meant to be a threshold determination to “screen out weak claims.”

19 Buck v. Berryhill, 869 F.3d 1040, 1048 (9th Cir. 2017) (citing Bowen v. Yuckert, 482 U.S.

20 137, 146–47 (1987)). It is not meant to determine which impairments should be

21 considered when assessing a claimant’s RFC, or how the ALJ should evaluate the

22 impairments. Id. at 1048–49. An ALJ’s failure to consider an impairment as severe in

23 step two is typically not prejudicial, so long as the ALJ considers all limitations in the RFC

24 analysis. See, e.g., Lewis v. Astrue, 498 F.3d 909, 911 (9th Cir. 2007) (holding that the

25 ALJ’s failure to discuss Plaintiff’s bursitis at step two was harmless because he

26 “extensively discussed” it at step four).

27 RFC, or residual functional capacity, is a claimant’s ability to do work-related

2 maximum amount of work a claimant can perform based on all relevant evidence. (Id.)

3 In making this finding, the ALJ must consider all of the claimant’s impairments, including

4 those that are non-severe. See 20 C.F.R. § 404.1520(e); see also Buck, 869 F.3d at 1048–

5 49 (quoting SSR 96-8P, 1996 WL 374184, at *5). “The RFC therefore should be exactly

6 the same regardless of whether certain impairments are considered ‘severe’ or not.”

7 Buck, 869 F.3d at 1048. Additionally, the agency must consider the claimant’s testimony

8 regarding their capabilities and consider all relevant evidence, including medical

9 records, lay evidence, and pain. See Robbins v. Soc. Sec. Admin., 466 F.3d 880, 883 (9th

10 Cir. 2006); SSR 96-8P, 1996 WL 374184, at *5. The Ninth Circuit has generally held that

11 “an RFC that fails to take into account a claimant’s limitations is defective.” Valentine v.

12 Comm’r Soc. Sec. Admin., 574 F.3d 685, 690 (9th Cir. 2009); Samples v. Comm’r Soc. Sec.

13 Admin, 466 Fed. App’x 584, 586 (9th Cir. 2012).

14 Plaintiff applied for disability benefits after March 27, 2017. (AR 220.) Therefore,

15 the Social Security Administration’s revised regulations for considering medical opinions

16 and prior administrative medical findings apply. See 20 C.F.R. § 404.1520c (2017).

17 Under the revised regulations, the ALJ must evaluate the persuasiveness of any medical

18 opinions and articulate his or her assessment as to each. Id. In evaluating

19 persuasiveness, the ALJ must consider the medical opinion’s supportability and

20 consistency. See 20 C.F.R. § 404.1520c(b)(2). The ALJ may also consider the relationship

21 between the source and the claimant, the source’s specialization, and “other factors

22 that tend to support or contradict a medical opinion or prior administrative medical

23 finding.” See 20 C.F.R. § 404.1520c(1)–(5). Under the revised regulations, “an ALJ's

24 decision, including the decision to discredit any medical opinion, must simply be

25 supported by substantial evidence.” Woods v. Kijakazi, 32 F. 4th 785, 787 (9th Cir.

26 2022); see also Julie R.M. v. Kijakazi, No. 20cv1608-GPC-MDD, 2021 WL 4993034, at *3

27 (S.D. Cal. Oct. 26, 2021).

2 a. Dr. Ansari

3 Plaintiff contends three doctors substantiate her cubital tunnel syndrome and

4 vocationally-relevant limitations in her hands and fingers. (J. Mot. at 4–7, 12–14.) On

5 November 6, 2017, Dr. Rashad Ansari noted that Plaintiff experiences “pain down her

6 right arm with lancinating pain into her right fourth and fifth fingers. Both hands are

7 very painful much of the time.” (AR 351.) Upon physical examination, Dr. Ansari found

8 that “[a]ny pressure over the medial epicondylar area causes patient to withdraw with

9 lancinating pains into her right fourth and fifth fingers.” (AR 353). Accordingly, Dr.

10 Ansari said Plaintiff “appears to have a significant right cubital tunnel syndrome.” (AR

11 354.) In a subsequent visit on November 17, 2017, Dr. Ansari recorded Plaintiff has

12 “difficulty with weakness in her hands.” (AR 355.) Additionally on February 5, 2020, Dr.

13 Ansari observed that Plaintiff has “significant limitations” with reaching, handling, and

14 fingering; he found she had the ability to grasp, turn, and twist objects twenty percent

15 of an eight-hour workday and perform fine manipulations with fingers twenty percent

16 of an eight-hour workday. (AR 545.)

17 In his written decision, the ALJ noted that Dr. Ansari assessed a “less than

18 sedentary exertional level” with certain limitations. (AR 28.) However, the ALJ found

19 Dr. Ansari’s opinion was “not persuasive and not supported by and consistent with the

20 record,” citing Plaintiff’s daily activities and other evidence showing “normal and mild

21 findings.” (Id.) Although Plaintiff complained of pain, the ALJ noted that medication

22 helped her pain symptoms. (Id.) Further, the ALJ stated that in November 2019 Plaintiff

23 “reported walking her dog for 2 miles a day” and “physical examinations showed normal

24 motor strength in the bilateral upper and lower extremities.” (Id.) The ALJ did not

25 discuss Dr. Ansari’s findings related to Plaintiff’s cubital tunnel syndrome or limitations

26 in her hands and fingers. (Id.)

27 / / /

2 On January 11, 2017, Dr. Sunil Jeswani noted that Plaintiff has significant right

3 arm pain that “seems to originate from the right aspect of her neck and shoulder and

4 then radiates down the medial aspect of her arm and into the medial aspect of her

5 forearm into the fourth and fifth digits of her right hand.” (AR 450). He evaluated the

6 following: “Phalen and Tinel’s signs are significantly positive in the right cubital tunnel.”

7 (AR 451.) In his written decision, the ALJ did not reference Dr. Jeswani by name, nor did

8 he discuss Dr. Jeswani’s determinations related to Plaintiff’s pain in her hands and

9 fingers. (AR 18–36.) The ALJ did not explain whether he found Dr. Jeswani’s opinion

10 persuasive or not. (Id.) However, he briefly mentioned the MRI and nerve conduction

11 studies that Dr. Jeswani reviewed, suggesting he may have looked at Dr. Jeswani’s

12 notes. (AR 26–28.)

13 c. Dr. Sabourin

14 On December 12, 2019, Dr. Thomas Sabourin performed an orthopedic

15 consultation and recorded pain in Plaintiff’s “neck, shoulders, wrists, hands, lower back,

16 and feet.” (AR 426.) He noted the pain originated in her shoulder or scapula, then

17 “started being excruciating intermittently in the hands and feet.” (Id.) Dr. Sabourin

18 diagnosed Plaintiff with “generalized pain syndrome, etiology undetermined” and “right

19 shoulder internal derangement, status post right shoulder arthroscopy.” (AR 430.) He

20 stated that while Plaintiff had significant tenderness, he could not find any “true

21 orthopedic problems.” (AR 431.) Accordingly, he assessed a medium exertional level,

22 finding Plaintiff could lift or carry fifty pounds occasionally and twenty-five pounds

23 frequently. (Id.) In his written decision, the ALJ found Dr. Sabourin’s opinion to be

24 “somewhat persuasive,” determining it was generally supported and consistent with the

25 record. (AR 28.) However, he found the Department of Developmental Services (“DDS”)

26 medical consultants’ opinions better addressed Plaintiff’s subjective complaints and

27 therefore were more persuasive. (Id.) The ALJ did not mention Dr. Sabourin’s

2 During the administrative hearing on July 28, 2020, Plaintiff testified that she

3 experiences “constant excruciating, debilitating pain” that emanates from her

4 shoulders. (AR 55.) She said the pain is most significant in her scapular area, but she

5 experiences “flareups in my hands, and my wrists, and my feet” that can range from two

6 days to one week. (AR 58.) Plaintiff testified her daily living has decreased since she

7 stopped working in July 2018. (AR 46.) For example, she said “I don’t take care of things

8 as much as I used to when I was at full capacity, so the house is dirty.” (Id.) Aside from

9 walking her dog once a day, Plaintiff said she is not involved in any activity groups or

10 hobbies. (AR 54.) When asked about returning to one of her previous jobs, Plaintiff

11 explained it would be impossible because of the excruciating pain she experiences. (AR

12 55.) She said her “quality of life is working at 2%.” (AR 56.) Further, Plaintiff stated that

13 after fifteen minutes of sitting in a regular, straight back chair, the pain becomes

14 “excruciating” and she needs to get up, move, and prop up her arm. (AR 58.) Plaintiff

15 testified that she used to exercise everyday but has not done so for years and can now

16 lift only five to ten pounds. (AR 59.)

17 5. Analysis

18 After reviewing the record and the parties’ arguments, the Court finds the ALJ

19 erred by not considering, or making clear that he considered, Plaintiff’s cubital tunnel

20 syndrome and associated limitations. At step two of the five-step process, the ALJ must

21 determine the medical severity of the individual’s impairments. See 20 C.F.R. §

22 404.1520(a)(4)(ii). Here, the ALJ concluded Plaintiff had several severe impairments

23 including bilateral shoulder pain, degenerative disc disease, and generalized pain

24 syndrome. (AR 23.) The ALJ also identified two non-severe impairments: fibromyalgia

25 and adjustment disorder with mixed depression and anxiety. (AR 24.) However, the ALJ

26 did not mention cubital tunnel syndrome or pain in Plaintiff’s hands and fingers. (Id. at

27 23–24.) Failing to discuss an impairment at step two is typically harmless if the ALJ

2 to mention obesity at step two was harmless because the ALJ addressed it at steps four

3 and five). Accordingly, the Court proceeds to the RFC analysis.

4 As argued by Plaintiff, the ALJ must consider both severe and non-severe

5 impairments when determining the RFC. See 20 C.F.R. § 404.1545(a)(2) (“We will

6 consider all of your medically determinable impairments of which we are aware,

7 including your medically determinable impairments that are not ‘severe’ . . . when

8 we assess your residual functional capacity.”) Here, the ALJ found Plaintiff had

9 the RFC to perform “light work,” with the following limitations:

10 occasional over the shoulder reaching bilaterally; frequent other direction

reaching bilaterally; occasional pushing and pulling bilaterally; occasional

11

climbing ramps or stairs; no climbing ladders, ropes or scaffolding;

12 occasional balancing, stooping, kneeling, crouching or crawling; crawling;

and no work at unprotected heights or adjacent to dangerous moving

13

machinery. (AR 25.)

14 In reaching this determination, the ALJ explained he considered “all symptoms and the

15 extent to which these symptoms can reasonably be accepted as consistent with the

16 objective medical evidence and other evidence,” as well as the medical opinions and

17 prior administrative medical findings. (Id.) He then described Plaintiff’s history of right

18 rotator cuff repair in 2014 and subsequent re-injury in 2015, before summarizing the

19 results of various medical examinations between 2016 and 2019. (AR 26–27.) The ALJ

20 emphasized that Plaintiff “lives independently, exercises, and is relatively active, taking

21 long walks and doing . . . various activities,” and asserted “[t]his range of activity is not

22 consistent with the subjective allegations of debilitating pain.” (AR 27.) Ultimately, the

23 ALJ found that a light work RFC was appropriate and supported by the opinions of DDS

24 consultants, Dr. Durr, and the medical evidence. (AR 29.)

25 Based on a review of the RFC analysis (AR 25–29), the Court concludes the ALJ did

26 not sufficiently address Plaintiff’s cubital tunnel syndrome and pain in her hands and

27 fingers when reaching his conclusion. The ALJ initially noted Plaintiff “reported she

2 hands to Dr. Sabourin. (AR 27.) Aside from these two instances, he did not engage in

3 any substantive discussion of Plaintiff’s cubital tunnel syndrome or limitations in her

4 hands and fingers. By contrast, the record reflects that at least three doctors noted

5 cubital tunnel issues and/or substantial pain in Plaintiff’s hands and fingers: (1) Dr.

6 Ansari noted “lancinating pain into her right fourth and fifth fingers” and said Plaintiff

7 had “significant right cubital tunnel syndrome” (AR 351, 354); (2) Dr. Jeswani recorded

8 pain radiating “into the fourth and fifth digits of her right hand” and observed “Phalen

9 and Tinel’s signs are significantly positive in the right cubital tunnel” (AR 450–51); and

10 (3) Dr. Sabourin wrote that Plaintiff’s pain is “excruciating intermittently in her hands

11 and feet.” (AR 426.) The ALJ provided no explanation for failing to incorporate the

12 above evidence.

13 While Defendant correctly points out that several of these records precede

14 Plaintiff’s disability onset date of July 24, 2018, descriptions of pain in Plaintiff’s hands

15 and fingers appear throughout the medical evidence and in notes dated after July 2018.

16 (See AR 264, 351, 353–54, 450–52, 545.) Additionally, the Social Security Administration

17 is required to consider the claimant’s “complete medical history,” including medical

18 records covering the twelve months preceding an application for disability benefits. See

19 20 C.F.R. § 404.1512 (b)(2).3 Plaintiff’s testimony also indicates pain in her hands. In her

20 initial application for disability benefits, Plaintiff said that “severe hand and foot pain”

21 affected her ability to work. (AR 264). Moreover, during the administrative hearing,

22 Plaintiff testified to “constant excruciating, debilitating pain” and “flareups in my hands,

23 and my wrists.” (AR 55, 58.) Here, the ALJ merely concluded Plaintiff’s complaints of

24

25

3 Dr. Ansari’s relevant examinations occurred on November 6, 2017 (260 days prior to onset) and

November 17, 2017 (249 days prior to onset). (AR 351, 354.) Thus, they were both well within twelve

26 months of the relevant disability period. See 20 C.F.R. § 404.1512 (b)(2). Dr. Sabourin’s examination

occurred on December 12, 2019, after the alleged onset date. (AR 426.) Only Dr. Jeswani’s

27 examination on January 11, 2017, occurred more than twelve months prior to the alleged onset date.

2 specific reasons why her general pain (and pain in her hands) should not be considered.

3 (AR 26.) The ALJ’s ambiguous allegation that Plaintiff’s testimony is “not consistent”

4 with the record is insufficient. See Treichler v. Comm’r Soc. Sec., 775 F.3d 1090, 1103

5 (9th Cir. 2014) (finding the use of boilerplate language falls short of the ALJ’s

6 responsibility to provide “a discussion of the evidence”).

7 Plaintiff’s cubital tunnel syndrome and associated limitations could significantly

8 impact her ability to perform sustained activities in a work setting and therefore are

9 relevant to the RFC determination. Indeed, using one’s hands seems to be an essential

10 component of the past relevant work at issue in this case—Secretary, Receptionist, and

11 Cocktail Waitress. Even if considered non-severe, Plaintiff’s cubital tunnel syndrome

12 and pain in her hands were well-documented. Thus, the ALJ was obligated to consider

13 these factors when making his RFC determination and provide “substantial evidence”

14 for any conclusions he reached. Buck, 869 F.3d at 1048–49 (holding the ALJ must

15 consider both severe and non-severe impairments in the RFC analysis); Woods, 32 F. 4th

16 at 787 (holding the ALJ’s conclusions must be supported by substantial evidence).

17 Nothing in the record, including the hypotheticals the ALJ posed to the VE (AR 64–70),

18 demonstrates he did so. The phrase “cubital tunnel syndrome” does not appear at all in

19 the ALJ’s written decision, and the ALJ mentions hand-pain only twice in passing. (AR

20 26–27.) Because an “RFC that fails to take into account a claimant’s limitations is

21 defective,” the Court concludes that the ALJ erred by failing to substantively consider

22 Plaintiff’s cubital tunnel syndrome. Valentine, 574 F.3d at 690; see also McCawley v.

23 Astrue, 423 Fed. App’x. 687, 689 (holding that RFC “may be the most critical finding

24 contributing to the final . . . decision about disability”).

25 B. Whether the ALJ Properly Considered Plaintiff’s Subjective Symptom Testimony

26 1. Summary of the parties’ arguments

27 Plaintiff next argues the ALJ erred by improperly evaluating her subjective

2 and a variety of opioid medications was “conservative.” (Id. at 14–17; AR 87, 367, 371,

3 401, 426, 450, 453, 464, 472.) She says that doctors were “at a loss” for how to treat

4 her persistent pain, and Dr. Ansari observed she “failed essentially all pharmacologic

5 and physical therapies.” (J. Mot. at 16; AR 373, 377, 410, 414, 566.) Moreover, Plaintiff

6 consulted with several surgical specialists but was never offered orthopedic surgery as a

7 viable option. (J. Mot. at 16–17; AR 401, 412, 475.) Plaintiff says she “has tried every

8 modality offered to her: physical therapy, pain medication, and injections,” to no avail.

9 (J. Mot. at 17.)

10 Second, Plaintiff argues the ALJ erred by using her daily activities to discredit her

11 complaints of debilitating pain. (Id. at 17–20.) She says that although she may be able

12 to complete tasks and activities of daily living (“ADLs”), she does so “while experiencing

13 severe pain.” (Id. at 18–19; AR 375, 416, 427, 489, 495.) Further, this pain specifically

14 affects a workday by preventing her from sitting for prolonged periods and interfering

15 with the concentration needed for “even simple work tasks.” (J. Mot. at 19; AR 416,

16 442, 543.) Plaintiff says when she is home, she can adjust her activities depending on if

17 she is having a “good” or “bad” pain day; however, the same is not possible in a work

18 environment. (J. Mot. at 19–20.) Accordingly, because the ALJ did not provide “specific,

19 clear, and convincing reasons” for dismissing her complaints of pain, Plaintiff argues the

20 ALJ committed a harmful error. (Id. at 24–25 (quoting Brown-Hunter v. Colvin, 806 F.3d

21 487, 488–89 (9th Cir. 2015)).

22 In response, the Commissioner argues the ALJ properly assessed Plaintiff’s

23 subjective symptom testimony and found inconsistencies with evidence in the record.

24 (Id. at 20–23.) For example, on the one hand Plaintiff testified to ongoing issues with

25 her shoulder, but on the other hand said she could “get by using Norco for her pain and

26 she could do her activities and exercise.” (Id. at 21; AR 26, 408.) Plaintiff also testified

27 that she lived by herself and independently handled her personal care, grocery

2 Plaintiff’s treatment—which consisted of predominantly pain management—was “fairly

3 conservative” compared to more aggressive treatments like orthopedic surgery. (J. Mot.

4 at 22; AR 27.) The Commissioner says the ALJ acknowledged Plaintiff’s pain, but merely

5 disputed its severity. (J. Mot. at 22.) Finally, the Commissioner states Plaintiff’s ability

6 to complete daily activities “simply suggest[s] that Plaintiff is capable of more than

7 alleged.” (J. Mot. at 23.) The Commissioner maintains that Plaintiff has failed to

8 demonstrate harmful, legal error regarding the ALJ’s evaluation of subjective testimony,

9 and thus the ALJ’s decision should be affirmed. (Id.)

10 2. Applicable law

11 When evaluating the credibility of a claimant’s allegations regarding subjective

12 symptoms such as pain, the ALJ must engage in a two-step analysis. See Johnson v.

13 Kijakazi, No. 19-17359, 2022 WL 1553259, at *1 (9th Cir. May 17, 2022); Vasquez v.

14 Astrue, 572 F.3d 586, 591 (9th Cir. 2009); Lingenfelter v. Astrue, 504 F.3d 1028, 1035–36

15 (9th Cir. 2007). First, the ALJ must determine whether there is objective medical

16 evidence of an underlying impairment that “could reasonably be expected to produce

17 the pain or other symptoms alleged.” Trevizo v. Berryhill, 871 F.3d 664, 678 (9th Cir.

18 2017) (quoting Garrison v. Colvin, 759 F.3d 995, 1014–15 (9th Cir. 2014)). The claimant

19 is not required to show that an underlying impairment could reasonably be expected to

20 cause the severity of the pain alleged, but only that it could have reasonably caused

21 some degree of the pain. Vasquez, 572 F.3d at 591 (citing Lingenfelter, 504 F.3d at

22 1036).

23 Second, if the claimant meets the first step and there is no evidence of

24 malingering, then the ALJ may reject the claimant’s statements about the severity of his

25 symptoms “only by offering specific, clear and convincing reasons for doing so.”

26 Trevizo, 871 F.3d at 678 (quoting Garrison, 759 F.3d at 1014–15). “The clear and

27 convincing standard is the most demanding required in Social Security cases.” Revels v.

2 symptom statements are being discounted and what evidence undermines those claims.

3 See Lambert v. Saul, 980 F.3d 1266, 1277 (9th Cir. 2020) (citing Treichler, 775 F.3d at

4 1102; Burch v. Barnhart, 400 F.3d 676, 680 (9th Cir. 2005). An ALJ’s failure to identify

5 specific statements and explain why they are not credible constitutes reversible error

6 because the reviewing court cannot determine if the ALJ’s decision was supported by

7 substantial evidence. See Brown-Hunter, 806 F.3d at 489; see also SSR 16-3p.

8 “[B]ecause symptoms, such as pain, are subjective and difficult to quantify,” the

9 ALJ considers “all of the evidence presented,” including information about the

10 claimant’s prior work record, statements about their symptoms, evidence submitted by

11 their medical sources, and observations by the Agency’s employees and other persons.

12 20 C.F.R. §§ 404.1529(c)(3), 416.929(c)(3); SSR 16-3p. Factors the ALJ may consider, in

13 addition to objective medical evidence, include Plaintiff’s daily activities; the location,

14 duration, frequency, and intensity of their pain or other symptoms; precipitating and

15 aggravating factors; the type, dosage, effectiveness, and side effects of any medication

16 taken to alleviate pain; treatment; and any other measures used to relieve pain. See 20

17 C.F.R. §§ 404.1529(c)(3), 416.929(c)(3); SSR 16-3p. The ALJ may also consider

18 inconsistencies between Plaintiff’s statements regarding pain and the medical evidence.

19 See 20 C.F.R. §§ 404.1529(c)(4), 416.929(c)(4); SSR 16-3p.

20 3. The ALJ’s findings

21 Before conducting the two-step credibility analysis of Plaintiff’s subjective

22 symptom testimony, the ALJ summarized Plaintiff’s pain in a single paragraph:

23 The claimant reported that she cannot work due to fibromyalgia, severe

back, shoulder, hand, foot, and elbow pain, and severe headaches (Exhibit

24

2E). She reported pain despite physical therapy (Exhibit 4E). She reported

25 depression and anxiety. She testified to continued right shoulder and back

pain, with limitations in lifting.

26

27 (AR at 26.) The ALJ then analyzed Plaintiff’s credibility in one generic sentence,

2 claimant’s medically determinable impairments could reasonably be

expected to cause some of the alleged symptoms; however, the claimant’s

3 statements concerning the intensity, persistence and limiting effects of

these symptoms were not entirely consistent with, or substantiated by, the

4

medical evidence and other evidence in the record for the reasons

5 explained in this decision.

6 (Id.); see Treichler, 775 F.3d at 1103 (discussing the ALJ’s statement that “the

7 claimant’s statements concerning the intensity, persistence, and limiting effects

8 of these symptoms are not credible to the extent they are inconsistent with the

9 above residual functional capacity assessment,” and noting that ALJs “routinely

10 include this [boilerplate] statement in their written findings as an introduction . . .

11 before [identifying] what parts of the claimant’s testimony were not credible and

12 why.”).

13 Next, the ALJ provided an approximately two-page summary of Plaintiff’s

14 medical history, from her right rotator cuff repair in 2014 to her current

15 condition. (AR at 26–27.) Finally, the ALJ discounted Plaintiff’s allegations of

16 widespread pain as follows:

17 As for the claimant’s statements about the intensity, persistence, and

18 limiting effects of her symptoms, the objective medical evidence generally

does not support the alleged extent of loss of function. The claimant

19 reported chronic pain, with limitations to stand, walk, and lift (Exhibits 2E,

20 4E, Testimony). There is inconsistency between subjective complaints of

pain and limitations, on one hand, and the objective medical evidence and

21 examination findings, on the other hand. Moreover, the claimant lives

22 independently, exercises, and is relatively active, taking long walks and

doing the various activities as reported at Exhibits 7F/3 (independent in all

23 ADLs, drives, manages own money, watches television, listens to music,

24 cooks, washes dishes, cleans house, uses computer, exercises and walks

dog), as amplified by 13F/14 (reports walking dog two miles daily). This

25 range of activity is not consistent with the subjective allegations of

26 debilitating pain. The undersigned finds that a reduced light exertional level

and nonsevere mental findings (no B criteria greater than mild limits) are

27 well-supported considering the record as a whole. The claimant’s treatment

2 largely unremarkable (Exhibits 5F/18-19, 8F/7, 11F/9).

3 As noted above, the record in places indicates an additional diagnosis of

fibromyalgia, which the undersigned finds does not satisfy the required

4

criteria of SSR 12-2p, as the claimant’s medical records do not support a

5 finding that she has widespread pain throughout all quadrants of the

body or have 11 positive tender points on physical examination (Exhibit

6

16F). The undersigned finds other medical conditions, as discussed herein,

7 provide correlation to her reports of pain symptoms and findings showing

tenderness to palpation (Exhibits 6F, 16F, 17F).

8

(AR 27.)

9

4. Analysis

10

The Court now undertakes the two-step analysis to evaluate whether the ALJ

11

properly challenged Plaintiff’s subjective symptom testimony. See Vasquez, 572 F.3d at

12

591. Neither party contests the ALJ’s determination that Plaintiff has the following

13

severe impairments: “bilateral shoulder pain (greater right than left), status post

14

remote shoulder arthroscopy with rotator cuff repair; incipient spondylosis and

15

degenerative disc disease of the cervical spine; and generalized pain syndrome.” (AR at

16

23.) Because the ALJ determined that Plaintiff’s “medically determinable impairments

17

could reasonably be expected to cause the alleged symptoms,” the first prong of the

18

ALJ’s inquiry regarding Plaintiff’s subjective symptoms is satisfied. (AR at 28.) Further,

19

neither party alleges that the ALJ found that Plaintiff was malingering. (See ECF No. 16.)

20

As a result, the Court must determine whether the ALJ identified “specific, clear, and

21

convincing” reasons for rejecting Plaintiff’s testimony. See Brown-Hunter, 806 F.3d at

22

488–89; see also Leza v. Kijakazi, No. 21-16079, 2022 WL 819782, at *2 (9th. Cir. Mar.

23

17, 2022). In addition to giving clear and convincing reasons for rejecting Plaintiff’s

24

testimony, the ALJ “must specifically identify the testimony she or he finds not to be

25

credible and must explain what evidence undermines the testimony.” Holohan v.

26

Massanari, 246 F.3d 1195, 1208 (9th Cir. 2001). General findings are insufficient; the ALJ

27

“must state which pain testimony is not credible and what evidence suggests the

2 discussed above, the Plaintiff argues the ALJ erred by (1) concluding her treatment was

3 conservative and (2) using her daily activities to discredit her complaints of debilitating

4 pain. (J. Mot. at 14–20; 24–25.) The Court considers each issue individually.

5 a. Conservative Treatment

6 The Ninth Circuit has held that conservative treatment can be a basis for

7 discounting a Plaintiff’s “testimony regarding severity of an impairment.” Parra v.

8 Astrue, 481 F.3d 742, 751 (9th Cir. 2007) (holding the use of solely over-the-counter

9 medication to treat pain was “conservative treatment” the ALJ could reasonably rely on

10 to discount Plaintiff’s subjective testimony). However, “[a]ny evaluation of the

11 aggressiveness of a treatment regime must take into account the condition being

12 treated.” Revels, 874 F.3d at 667. Here, the ALJ broadly asserted that Plaintiff’s

13 “treatment has been conservative with no surgery since the alleged onset date, despite

14 her complaints of shoulder and other pain.” (AR 27.) The ALJ used this as an example of

15 inconsistency between Plaintiff’s complaints about the “intensity, persistence, and

16 limiting effects of her symptoms” and “the objective medical evidence.” (Id.) He further

17 stated that pain medication has “allowed [Plaintiff] to function.” (AR 28.)

18 The Court finds that the ALJ’s conclusion that Plaintiff’s treatment was

19 “conservative” is not supported by “specific, clear and convincing reasons.” Trevizo, 871

20 F.3d at 678; Brown-Hunter, 806 F.3d at 489. The record reflects that Plaintiff has

21 attempted a wide array of treatments since her onset date, including many epidural and

22 other injections:

23 • October 5, 2016: “She does have some stenosis at the C5-6 level on the

right hand side but she did not respond to epidural steroid injections at

24

this level.” (AR 453.)

25 • January 11, 2017: “She underwent a C6 epidural steroid injection which,

she states, made her symptoms worse.” (AR 450.)

26

• February 14, 2017: “She has been evaluated for her cervical spine and has

27 undergone injections (epidural and nerve block) that have failed to provide

2 shoulder.” (AR 87.)

• October 19, 2018: “She has tried multiple cervical spine injections, multiple

3 injections in the shoulder without any improvement.” (AR 401, 472.)

• December 12, 2019: “She tried multiple medications with no relief. She

4

went to Pain Management. They did blocks, epidurals, and cortisone

5 injections all with no relief.” (AR 426.)

6

Ninth circuit courts have held that injections are not “conservative” treatment. See

7

Garrison, 759 F.3d at 1015 n. 20; Patricia O. v. Kijakazi, No. 21-cv-376-CAB-BGS, 2022 WL

8

17760387, at *10 (S.D. Cal. Dec. 19, 2022); Harvey v. Colvin, NO CV 13-5376=PLA, 2014

9

WL 3845088, at *9 (C.D. Cal. Aug. 5, 2014). Thus, Plaintiff’s epidural and shoulder

10

injections cannot be characterized as “conservative,” nor can they be used to dismiss

11

her subjective pain testimony.

12

In addition to injections, the record reflects that Plaintiff has taken a variety of

13

opioid pain medications—Duloxetine, Gabapentin, Savella, Norco, Lyrica—with limited

14

or no improvement to her widespread pain. (See AR 373, 377, 410, 414, 566). Dr.

15

Ansari observed that Plaintiff “feels terrible” and experiences “severe side effects of

16

somnolence and spaciness” from pain medication, in addition to continuing to complain

17

of excruciating pain. (AR 367.) On March 6, 2019, Dr. Ansari noted that Plaintiff “failed

18

essentially all pharmacologic and physical therapies. At this juncture we’ll recommend

19

watchful waiting.” (AR 410). The record further demonstrates that Plaintiff was never

20

advised to pursue surgery, despite consulting several surgical specialists. (AR 401, 412,

21

475.) Thus, because surgery was never a viable option, the fact that Plaintiff did not

22

have one cannot be used against her. See Lapeirre-Gutt v. Astrue, 382 Fed. App’x. 662,

23

664 (9th Cir. 2010) (“A claimant cannot be discredited for failing to pursue non-

24

conservative treatment options where none exist.”).

25

/ / /

26

Here, the medical evidence demonstrates that the epidurals, shoulder injections,

27

and various pain pills did not provide effective relief for Plaintiff’s constant and

2 complaints; rather, they continued to adjust her pain pills, order new tests, and

3 recommend she seek additional opinions. The ALJ does not explain what specific

4 treatment he considers “conservative,” nor does he explain how any particular

5 treatment undermines Plaintiff’s allegations of widespread pain. (AR 26–28.) Instead,

6 he summarizes Plaintiff’s pain in a single paragraph, glosses over her treatments to date,

7 and faults Plaintiff for not pursuing surgery—even though it was never recommended.

8 (Id.) Because the ALJ fails to support his decision with “specific, clear, and convincing

9 reasons,” the Court finds harmful error. Brown-Hunter, 806 F.3d at 489.

10 b. Daily Activities

11 The Ninth Circuit has advised that “ALJs must be especially cautious in concluding

12 that daily activities are inconsistent with testimony about pain, because impairments

13 that would unquestionably preclude work and all the pressures of a workplace

14 environment will often be consistent with doing more than merely resting in bed all

15 day.” Garrison, 759 F.3d at 1016; see also Albertson v. Colvin, 659 Fed. App’x. 372, 374

16 (9th Cir. 2016) (holding the claimant’s ability to do basic household chores and

17 occasionally run errands was not enough to discredit her pain testimony). Further,

18 “disability claimants should not be penalized for attempting to lead normal lives in the

19 face of their limitations.” Reddick v. Chater, 157 F.3d 715, 722 (9th Cir. 1998) (citations

20 omitted). Here, the ALJ emphasized that Plaintiff “lives independently, exercises, and is

21 relatively active, taking long walks and doing the various activities as reported at

22 Exhibits 7F/3.” (AR 27.) He noted that she independently completes “ADLs, drives,

23 manages own money, watches television, listens to music, cooks, washes dishes, cleans

24 house, uses computer, exercises and walks dog.” (Id.) Based on the foregoing, the ALJ

25 concluded “[t]his range of activity is not consistent with the subjective allegations of

26 debilitating pain.” (Id.)

27 The ALJ’s recitation of Plaintiff’s daily activities does not, without more, constitute

2 the record that demonstrates that, although Plaintiff completes certain daily activities,

3 she does so while experiencing excruciating pain. During the hearing, Plaintiff testified

4 that she spends her days sitting in bed, propping her arms up, and watching television.

5 (AR 52.) She said she no longer socializes and only drives short distances; she is not

6 involved in any group activities or hobbies. (AR 53–54.) Plaintiff testified she walks her

7 dog approximately fifteen minutes a day, but emphasized “a 15-minute walk is not an

8 eight-hour day.” (AR 55.) One doctor noted, “[s]he tries to walk about 2 miles a day,

9 but she states it is very painful. In general, she characterizes her pain as a sharp,

10 throbbing pain, especially with walking, but with any activities to some extent” (AR 427).

11 Another doctor observed Plaintiff “has difficulty with her right arm for any activity. Even

12 driving is painful.” (AR 416.) Similarly, a physical therapist noted “[p]ain is aggravated

13 with the following activities or positions: looking down, working on the computer,

14 cooking, gardening, lifting groceries.” (AR 489.) The medical evidence further

15 demonstrates that Plaintiff’s pain directly impacts an eight-hour workday; Plaintiff said

16 she “lost her job because she is unable to sit for prolonged periods of time because of

17 pain in her right shoulder girdle.” (AR 416.)

18 Based on review of the complete record, the Court finds that the ALJ did not

19 provide “specific, clear and convincing reasons” for dismissing Plaintiff’s pain testimony

20 based on inconsistency with her daily activities. Trevizo, 871 F.3d at 678; Brown-Hunter,

21 806 F.3d at 489. The ALJ merely concluded Plaintiff’s “range of activity is not consistent

22 with the subjective allegations of debilitating pain,” without explaining how these

23 activities contradict her testimony or symptom allegations. (AR 27.) The ALJ places

24 substantial weight on Plaintiff’s ability to complete daily activities, rather than

25 evaluating the full context of the activities and the pain she experiences while

26 performing them. Furthermore, the ALJ did not make any findings that Plaintiff’s

27 activities are transferable to a work setting for eight hours a day, five days a week. See

2 than the latter . . . and is not held to a minimum standard of performance”). Indeed, the

3 fact that Plaintiff can walk her dog for fifteen minutes does not mean she can function in

4 a work environment for an extended period of time. Vertigan v. Halter, 260 F.3d 1044,

5 1050 (9th Cir. 2001) (finding claimant’s ability to drive, grocery shop, or walk for exercise

6 did not discredit her overall disability). Because the ALJ has failed to explain how

7 Plaintiff’s activities were inconsistent with her testimony that she suffers from near-

8 constant pain, the Court finds reversible error. See Brown-Hunter, 806 F.3d at 489.

9 VI. CONCLUSION AND RECOMMENDATION

10 The reviewing court may enter a “judgment affirming, modifying, or reversing”

11 the Commissioner’s decision. 42 U.S.C. § 405(g). The reviewing court may also remand

12 the case to the Social Security Administration for further proceedings. Id. The reviewing

13 court has discretion in determining whether to remand for further proceedings or award

14 benefits. See Salvador v. Sullivan, 917 F.2d 13, 15 (9th Cir. 1990); McAllister v. Sullivan,

15 888 F.2d 599, 603 (9th Cir. 1989). Remand for further proceedings is warranted where

16 additional administrative proceedings could remedy defects in the decision. See Kail v.

17 Heckler, 722 F.2d 1496, 1497 (9th Cir. 1984). Remand for the payment of benefits is

18 appropriate where no useful purpose would be served by further administrative

19 proceedings, where the record has been fully developed, or where remand would

20 unnecessarily delay the receipt of benefits to which the disabled plaintiff is entitled. See

21 Hoffman v. Heckler, 785 F.2d 1423, 1425 (9th Cir. 1986); Bilby v. Schweiker, 762 F.2d

22 716, 719 (9th Cir. 1985); Kornock v. Harris, 648 F.2d 525, 527 (9th Cir. 1980).

23 Here, Plaintiff requests the Court “remand for benefits,” or alternatively “for

24 further proceedings to present additional questions to the Vocational Expert regarding

25 [Plaintiff’s] limitations.” (J. Mot. at 26–27.) Defendant asks the Court to affirm the

26 Commissioner’s final decision, or if the Court finds the ALJ erred, to remand for further

27 administrative proceedings. (Id. at 27.) The Court has concluded that remand for

1 || remedy the defects in the AL’s decision. Specifically, the Court RECOMMENDS that,

2 || upon remand, Plaintiff's cubital tunnel syndrome and subjective pain testimony be

3 reexamined, consistent with this Report and Recommendation.

4 For the foregoing reasons, the Court RECOMMENDS that Judgment be entered

5 || REVERSING the decision of the Commissioner and REMANDING this matter for further

6 || administrative proceedings pursuant to 42 U.S.C. § 405(g).

7 IT IS ORDERED that no later than February 27, 2023, any party to this action may

8 || file written objections with the Court and serve a copy on all parties. The document

9 || should be captioned “Objections to Report and Recommendation.”

10 IT IS FURTHER ORDERED that any reply to the objections shall be filed with the

11 || Court and served on all parties no later than March 6, 2023. The parties are advised

12 || that failure to file objections within the specified time may waive the right to raise those

13 || objections on appeal of the Court’s order. See Turner v. Duncan, 158 F.3d 449, 455 (9th

14 || Cir. 1998); Martinez v. YIst, 951 F.2d 1153, 1157 (9th Cir. 1991).

15 IT IS SO ORDERED.

16 ||Dated: February 15, 2023 =

_ 2 FF

18 Honorable Michael S. Berg

United States Magistrate Judge

19

20

21

22

23

24

25

26

27

28

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

A word about cookies

We need a few to keep you signed in and the library working. The rest help us see which pages people use and where they get stuck. They stay off unless you say yes.