Vaught IV v. Phillips

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8 UNITED STATES DISTRICT COURT

9 SOUTHERN DISTRICT OF CALIFORNIA

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11 ELBERT LEE VAUGHT, IV, Case No.: 3:20-cv-01728-DMS-MSB

CDCR #H-56089,

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ORDER:

Plaintiff,

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v. 1) GRANTING MOTION TO

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PROCEED IN FORMA PAUPERIS

B.D. PHILLIPS, Associate Warden; S.

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LIVELO, Assigned Case Records

2) DENYING MOTION TO

16 Analyst; RALPH DIAZ, Secretary of

APPOINT COUNSEL;

CDCR; M. POLLARD, Warden,

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Defendants. 3) DISMISSING CIVIL ACTION

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SUA SPONTE FOR FAILING TO

19 STATE A CLAIM; and

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4) DENYING MOTION FOR

21 PRELIMINARY INJUNCTION

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[ECF Nos. 2, 4, 5]

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24 Elbert Lee Vaught IV (“Plaintiff”), a state inmate currently incarcerated at the

25 Richard J. Donovan Correctional Facility (“RJD”) located in San Diego, California and

26 proceeding pro se, has filed a civil rights complaint pursuant to 42 U.S.C. § 1983. See

27 Compl., ECF No. 1.

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1 Plaintiff did not pay the filing fee required by 28 U.S.C. § 1914(a) to commence a

2 civil action when he filed his Complaint; instead, he has filed a certified copy of his

3 inmate trust account statement which the Court liberally construes as a Motion to Proceed

4 In Forma Pauperis (“IFP”) pursuant to 28 U.S.C. § 1915(a). (ECF No. 5.) In addition,

5 Plaintiff has filed a Motion to Appoint Counsel, along with a Motion for Preliminary

6 Injunction. (ECF Nos. 2, 4.)

7 I. Motion to Proceed IFP

8 All parties instituting any civil action, suit or proceeding in a district court of the

9 United States, except an application for writ of habeas corpus, must pay a filing fee of

10 $400.1 See 28 U.S.C. § 1914(a). The action may proceed despite a plaintiff’s failure to

11 prepay the entire fee only if he is granted leave to proceed IFP pursuant to 28 U.S.C.

12 § 1915(a). See Andrews v. Cervantes, 493 F.3d 1047, 1051 (9th Cir. 2007); Rodriguez v.

13 Cook, 169 F.3d 1176, 1177 (9th Cir. 1999). However, a prisoner who is granted leave to

14 proceed IFP remains obligated to pay the entire fee in “increments” or “installments,”

15 Bruce v. Samuels, __ U.S. __, 136 S. Ct. 627, 629 (2016); Williams v. Paramo, 775 F.3d

16 1182, 1185 (9th Cir. 2015), and regardless of whether his action is ultimately dismissed.

17 See 28 U.S.C. § 1915(b)(1) & (2); Taylor v. Delatoore, 281 F.3d 844, 847 (9th Cir.

18 2002).

19 Section 1915(a)(2) requires prisoners seeking leave to proceed IFP to submit a

20 “certified copy of the trust fund account statement (or institutional equivalent) for ... the

21 6-month period immediately preceding the filing of the complaint.” 28 U.S.C.

22 § 1915(a)(2); Andrews v. King, 398 F.3d 1113, 1119 (9th Cir. 2005). From the certified

23 trust account statement, the Court assesses an initial payment of 20% of (a) the average

24 monthly deposits in the account for the past six months, or (b) the average monthly

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1 In addition to the $350 statutory fee, civil litigants must pay an additional administrative fee of $50. See

27 28 U.S.C. § 1914(a) (Judicial Conference Schedule of Fees, District Court Misc. Fee Schedule, § 14 (eff.

June 1, 2016). The additional $50 administrative fee does not apply to persons granted leave to proceed

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1 balance in the account for the past six months, whichever is greater, unless the prisoner

2 has no assets. See 28 U.S.C. § 1915(b)(1); 28 U.S.C. § 1915(b)(4). The institution having

3 custody of the prisoner then collects subsequent payments, assessed at 20% of the

4 preceding month’s income, in any month in which his account exceeds $10, and forwards

5 those payments to the Court until the entire filing fee is paid. See 28 U.S.C. § 1915(b)(2);

6 Bruce, 136 S. Ct. at 629.

7 In support of his IFP Motion, Plaintiff has submitted a prison certificate authorized

8 by an RJD accounting officer. See ECF No. 5 at 1; 28 U.S.C. § 1915(a)(2); S.D. CAL.

9 CIVLR 3.2; Andrews, 398 F.3d at 1119. This certificate attests that Plaintiff carried an

10 average monthly balance of $48.10 and had average monthly deposits of $63.33 to his

11 account over the 6-month period immediately preceding the filing of his Motion. Thus,

12 the Court GRANTS Plaintiff’s Motion to Proceed IFP (ECF No. 5) and assesses his

13 initial partial filing fee to be $12.67 pursuant to 28 U.S.C. § 1915(b)(1).

14 However, the Court will direct the Secretary of the CDCR, or his designee, to

15 collect this initial fee only if sufficient funds are available in Plaintiff’s account at the

16 time this Order is executed. See 28 U.S.C. § 1915(b)(4) (providing that “[i]n no event

17 shall a prisoner be prohibited from bringing a civil action or appealing a civil action or

18 criminal judgment for the reason that the prisoner has no assets and no means by which to

19 pay the initial partial filing fee.”); Bruce, 136 S. Ct. at 630; Taylor, 281 F.3d at 850

20 (finding that 28 U.S.C. § 1915(b)(4) acts as a “safety-valve” preventing dismissal of a

21 prisoner’s IFP case based solely on a “failure to pay ... due to the lack of funds available

22 to him when payment is ordered.”). The remaining balance of the $350 total fee owed in

23 this case must be collected by the agency having custody of the prisoner and forwarded to

24 the Clerk of the Court pursuant to 28 U.S.C. § 1915(b)(2).

25 II. Motion to Appoint Counsel

26 Plaintiff also seeks the appointment of counsel because he is unable to afford a

27 lawyer and claims his imprisonment will limit his ability to litigate. (Pl.’s Mot., ECF No.

28 2 at 2.)

1 However, there is no constitutional right to counsel in a civil case. Lassiter v. Dept.

2 of Social Servs., 452 U.S. 18, 25 (1981); Palmer v. Valdez, 560 F.3d 965, 970 (9th Cir.

3 2009). And while 28 U.S.C. § 1915(e)(1) grants the district court limited discretion to

4 “request” that an attorney represent an indigent civil litigant, Agyeman v. Corr. Corp. of

5 America, 390 F.3d 1101, 1103 (9th Cir. 2004), this discretion may be exercised only

6 under “exceptional circumstances.” Id.; see also Terrell v. Brewer, 935 F.2d 1015, 1017

7 (9th Cir. 1991). A finding of exceptional circumstances requires the Court “to consider

8 whether there is a ‘likelihood of success on the merits’ and whether ‘the prisoner is

9 unable to articulate his claims in light of the complexity of the legal issues involved.’”

10 Harrington v. Scribner, 785 F.3d 1299, 1309 (9th Cir. 2015) (quoting Palmer, 560 F.3d

11 at 970).

12 As currently pleaded, Plaintiff’s Complaint demonstrates neither the likelihood of

13 success nor the legal complexity required to support the appointment of pro bono counsel

14 pursuant to 28 U.S.C. § 1915(e)(1). See Terrell, 935 F.3d at 1017; Palmer¸560 F.3d at

15 970. First, while Plaintiff may not be formally trained in law, his allegations, as liberally

16 construed, see Erickson v. Pardus, 551 U.S. 89, 94 (2007), show he nevertheless is fully

17 capable of legibly articulating the facts and circumstances relevant to his claims which

18 are not legally “complex.” Agyeman, 390 F.3d at 1103. Second, for the reasons discussed

19 more fully below, Plaintiff’s Complaint requires sua sponte dismissal pursuant to 28

20 U.S.C. § 1915(e)(2) and § 1915A, and it is simply too soon to tell whether he will be

21 likely to succeed on the merits of any potential constitutional claim against any of the

22 named Defendants. Id.

23 Therefore, the Court finds no “exceptional circumstances” currently exist and

24 DENIES Plaintiff’s Motion to Appoint Counsel (ECF No. 2) without prejudice on that

25 basis. See, e.g., Cano v. Taylor, 739 F.3d 1214, 1218 (9th Cir. 2014) (affirming denial of

26 counsel where prisoner could articulate his claims in light of the complexity of the issues

27 involved, and did not show likelihood of succeed on the merits).

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1 III. Screening Pursuant to 28 U.S.C. § 1915(e)(2)

2 A. Standard of Review

3 A complaint filed by any person proceeding in forma pauperis is subject to sua

4 sponte dismissal, however, if it is “frivolous, malicious, fail[s] to state a claim upon

5 which relief may be granted, or seek[s] monetary relief from a defendant immune from

6 such relief.” 28 U.S.C. § 1915(e)(2)(B); Calhoun v. Stahl, 254 F.3d 845, 845 (9th Cir.

7 2001) (per curiam) (holding that “the provisions of 28 U.S.C. § 1915(e)(2)(B) are not

8 limited to prisoners.”); Lopez v. Smith, 203 F.3d 1122, 1127 (9th Cir. 2000) (en banc)

9 (“[S]ection 1915(e) not only permits, but requires a district court to dismiss an in forma

10 pauperis complaint that fails to state a claim.”).

11 All complaints must contain “a short and plain statement of the claim showing that

12 the pleader is entitled to relief.” Fed. R. Civ. P. 8(a)(2). Detailed factual allegations are

13 not required, but “[t]hreadbare recitals of the elements of a cause of action, supported by

14 mere conclusory statements, do not suffice.” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009)

15 (citing Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 555 (2007)). “Determining whether

16 a complaint states a plausible claim for relief [is] ... a context-specific task that requires

17 the reviewing court to draw on its judicial experience and common sense.” Id. The “mere

18 possibility of misconduct” falls short of meeting this plausibility standard. Id.; see also

19 Moss v. U.S. Secret Service, 572 F.3d 962, 969 (9th Cir. 2009).

20 “When there are well-pleaded factual allegations, a court should assume their

21 veracity, and then determine whether they plausibly give rise to an entitlement to relief.”

22 Iqbal, 556 U.S. at 679; see also Resnick v. Hayes, 213 F.3d 443, 447 (9th Cir. 2000)

23 (“[W]hen determining whether a complaint states a claim, a court must accept as true all

24 allegations of material fact and must construe those facts in the light most favorable to

25 the plaintiff.”); Barren v. Harrington, 152 F.3d 1193, 1194 (9th Cir. 1998) (noting that

26 § 1915(e)(2) “parallels the language of Federal Rule of Civil Procedure 12(b)(6)”).

27 However, while the court “ha[s] an obligation where the petitioner is pro se,

28 particularly in civil rights cases, to construe the pleadings liberally and to afford the

1 petitioner the benefit of any doubt,” Hebbe v. Pliler, 627 F.3d 338, 342 & n.7 (9th Cir.

2 2010) (citing Bretz v. Kelman, 773 F.2d 1026, 1027 n.1 (9th Cir. 1985)), it may not

3 “supply essential elements of claims that were not initially pled.” Ivey v. Board of

4 Regents of the University of Alaska, 673 F.2d 266, 268 (9th Cir. 1982).

5 B. Discussion

6 1. 42 U.S.C. § 1983

7 To state a claim under 42 U.S.C. § 1983, a plaintiff must allege two essential

8 elements: (1) that a right secured by the Constitution or laws of the United States was

9 violated, and (2) that the alleged violation was committed by a person acting under the

10 color of state law. West v. Atkins, 487 U.S. 42, 48 (1988); Naffe v. Frye, 789 F.3d 1030,

11 1035-36 (9th Cir. 2015).

12 2. Factual allegations

13 On July 10, 2020, Plaintiff, after “figuring out if I do not take measures into my

14 own hands I might not ever get out of prison,” wrote to the Secretary for the CDCR

15 regarding his concerns about the “global pandemic, Covid-19.” (Compl. at 6.) Plaintiff

16 received a response from “B.D. Phillips, Associate Warden, Business Services.” (Id.) In

17 this response, Plaintiff alleges that Phillips acknowledged Plaintiff’s “concerns for my

18 health” and listed the “steps they are taking to protect the inmate population” from

19 Covid-19. (Id.) However, Plaintiff claims that all the named Defendants are “personally

20 aware” of his situation and argues that it is “virtually impossible for them to

21 accommodate my need of 6 feet of social distancing with the current population.” (Id. at

22 7.) Plaintiff maintains that because there is no “vaccine or cure for Covid-19,” the “only

23 way to stop it from spreading” is “primarily through social distancing.” (Id. at 8.)

24 Plaintiff claims he should be on the “list for release” due to his “case factors, crime

25 incarcerated for, medical risk, and time (amount) already served.” (Id. at 9.) Plaintiff

26 argues that this “proves [Defendants] deliberate indifference to my health and safety” and

27 because it is “impossible for the CDCR to afford me the simple safety of a 6-foot social

28 distance . . . the only option [is] to let me go.” (Id.)

1 Plaintiff seeks “punitive and nominal damages” in the amount of $200 per day

2 beginning January 15, 2020 to the present. (Id. at 10.) Plaintiff also seeks injunctive

3 relief. (See id.)

4 3. Eighth Amendment

5 To state an Eighth Amendment claim, the “alleged constitutional deprivation must

6 be, objectively, sufficiently serious” such that the “official’s act or omission must result

7 in the denial of the minimal civilized measure of life’s necessities.” Farmer v. Brennan,

8 511 U.S. 825, 834 (1994) (internal quotations omitted). In addition, Plaintiff must allege

9 that prison officials were “deliberately indifferent” to his serious medical needs. Estelle

10 v. Gamble, 429 U.S. 97, 105-06 (1976).

11 Here, Plaintiff generally alleges that he has “medical risks” but does not allege

12 what specific medical conditions from which he purportedly suffers. However, to the

13 extent that Plaintiff claims Covid-19 is a serious and highly contagious virus, the Court

14 will assume that his medical needs were objectively serious. See McGuckin v. Smith, 974

15 F.2d 1050, 1059 (9th Cir. 1991) (defining a “serious medical need” as one which the

16 “failure to treat ... could result in further significant injury or the ‘unnecessary and

17 wanton infliction of pain.’”), overruled on other grounds by WMX Techs., Inc. v. Miller,

18 104 F.3d 1133 (9th Cir. 1997) (en banc) (citing Estelle, 429 U.S. at 104); Iqbal, 556 U.S.

19 at 678 (“[A] complaint must contain sufficient factual matter, accepted as true, to ‘state a

20 claim to relief that is plausible on its face.’”) (quoting Twombly, 550 U.S. at 570).

21 However, even assuming Plaintiff’s medical issues were “objectively serious”

22 medical conditions, nothing in his Complaint supports a “reasonable inference that [any

23 individual] defendant” acted with deliberate indifference to his plight. Iqbal, 556 U.S. at

24 678. “In order to show deliberate indifference, an inmate must allege sufficient facts to

25 indicate that prison officials acted with a culpable state of mind.” Wilson v. Seiter, 501

26 U.S. 294, 302 (1991). The indifference to medical needs also must be substantial;

27 inadequate treatment due to malpractice, or even gross negligence, does not amount to a

28 constitutional violation. Estelle, 429 U.S. at 106; Toguchi v. Chung, 391 F.3d 1051, 1060

1 (9th Cir. 2004) (“Deliberate indifference is a high legal standard.”).

2 In his Complaint, Plaintiff argues that providing social distance is the “only way to

3 control the virus.” (Compl. at 8.) However, Plaintiff also acknowledges that he was

4 informed by Defendant Phillips that the CDCR understood his “concern for [his] health

5 and life” and informed him of the “steps they are taking to protect the inmate

6 population.” (Id. at 6.) Plaintiff does not identify what these steps are or how they are

7 inadequate to protect his safety. “[P]rison officials who actually know of a substantial

8 risk to inmate health and safety may be found free from liability if they responded

9 reasonably to the risk, even if the harm ultimately was not averted.” Farmer, 511 U.S. at

10 844. Here, there appears to be a response by CDCR officials to the Covid-19 virus,

11 however, Plaintiff only alludes to this response and merely indicates that the response is

12 not enough. The Court finds that Plaintiff has failed to allege sufficient facts to

13 demonstrate that the CDCR’s official response to Covid-19 virus was unreasonable.

14 Deliberate indifference “is a high legal standard,” and claims of a difference of

15 opinion concerning the course of treatment are insufficient to establish a constitutional

16 deprivation. Toguchi, 391 F.3d at 1060. Here, the Court finds that Plaintiff’s opinion

17 that social distancing is the only way to prevent the spread of the virus is a difference of

18 opinion with CDCR officials, and he has not alleged that any of the named Defendants

19 acted with deliberate indifference to his plight by “knowing of and disregarding an

20 excessive risk to his health and safety” with respect to the decision to prevent the spread

21 of the virus with other methods. Farmer, 511 U.S. at 837; Iqbal, 556 U.S. at 678.

22 Therefore, the Court finds that Plaintiff has failed to state an Eighth Amendment

23 claim upon which relief may be granted.

24 C. Leave to Amend

25 Because Plaintiff is proceeding without counsel, and he has now been provided

26 with notice of his Complaint’s deficiencies, the Court will grant him leave to amend. See

27 Rosati v. Igbinoso, 791 F.3d 1037, 1039 (9th Cir. 2015) (“A district court should not

28 dismiss a pro se complaint without leave to amend [pursuant to 28 U.S.C.

1 § 1915€(2)(B)(ii)] unless ‘it is absolutely clear that the deficiencies of the complaint

2 could not be cured by amendment.’”) (quoting Akhtar v. Mesa, 698 F.3d 1202, 1212 (9th

3 Cir. 2012)).

4 IV. Motion for Preliminary Injunction

5 Procedurally, a federal district court may issue emergency injunctive relief only if

6 it has personal jurisdiction over the parties and subject matter jurisdiction over the

7 lawsuit. See Murphy Bros., Inc. v. Michetti Pipe Stringing, Inc., 526 U.S. 344, 350 (1999)

8 (noting that one “becomes a party officially, and is required to take action in that

9 capacity, only upon service of summons or other authority-asserting measure stating the

10 time within which the party served must appear to defend.”). The court may not attempt

11 to determine the rights of persons not before it. See, e.g., Hitchman Coal & Coke Co. v.

12 Mitchell, 245 U.S. 229, 234-35 (1916); Zepeda v. INS, 753 F.2d 719, 727-28 (9th Cir.

13 1983). Pursuant to Federal Rule of Civil Procedure 65(d)(2), an injunction binds only

14 “the parties to the action,” their “officers, agents, servants, employees, and attorneys,”

15 and “other persons who are in active concert or participation.” FED. R. CIV. P.

16 65(d)(2)(A)-(C).

17 Substantively, “‘[a] plaintiff seeking a preliminary injunction must establish that he

18 is likely to succeed on the merits, that he is likely to suffer irreparable harm in the

19 absence of preliminary relief, that the balance of equities tips in his favor, and that an

20 injunction is in the public interest.” Glossip v. Gross, 576 U.S. 863, 876, 135 S. Ct. 2726,

21 2736-37 (2015) (quoting Winter v. Natural Resources Defense Council, Inc., 555 U.S. 7,

22 20 (2008)). “Under Winter, plaintiffs must establish that irreparable harm is likely, not

23 just possible, in order to obtain a preliminary injunction.” Alliance for the Wild Rockies v.

24 Cottrell, 632 F.3d 1127, 1131 (9th Cir. 2011).

25 First, because Plaintiff’s complaint has not survived the initial sua sponte screening

26 required by 28 U.S.C. 28 U.S.C. § 1915(e)(2) and § 1915A, the United States Marshal

27 has not yet been directed to effect service on his behalf, and the named defendants have

28 no actual notice of either of Plaintiff’s complaint or his motion for injunctive relief.

1 Therefore, the Court cannot grant Plaintiff injunctive relief because it has no personal

2 jurisdiction over any defendant at this time. See FED. R. CIV. P. 65(a)(1), (d)(2); Murphy

3 Bros., Inc., 526 U.S. at 350; Zepeda, 753 F.2d at 727-28. A district court has no authority

4 to grant relief in the form of a temporary restraining order or permanent injunction where

5 it has no jurisdiction over the parties. Ruhrgas AG v. Marathon Oil Co., 526 U.S. 574,

6 584 (1999) (“Personal jurisdiction, too, is an essential element of the jurisdiction of a

7 district ... court, without which the court is powerless to proceed to an adjudication.”)

8 (citation and internal quotation omitted).

9 Second, in conducting its initial sua sponte screening of Plaintiff’s Complaint, the

10 Court has found it fails to state a claim upon which relief can be granted and has

11 dismissed it without prejudice pursuant to 28 U.S.C. § 1915(e)(2) and § 1915A.

12 Therefore, Plaintiff has necessarily failed to show, for purposes of justifying preliminary

13 injunctive relief, any likelihood of success on the merits of his claims at this time.

14 Thus, because Plaintiff has failed to serve the required notice upon the adverse

15 parties and has not shown a likelihood of success on the merits, the Court DENIES his

16 motion for preliminary injunction and finds he is not entitled to the extraordinary

17 injunctive relief he seeks. See Dymo Indus. v. Tapeprinter, Inc., 326 F.2d 141, 143 (9th

18 Cir. 1964) (“The grant of a preliminary injunction is the exercise of a very far reaching

19 power never to be indulged in except in a case clearly warranting it.”).

20 V. Conclusion and Order

21 Accordingly, the Court:

22 1. GRANTS Plaintiff’s Motion to Proceed IFP pursuant to 28 U.S.C. § 1915(a)

23 (ECF No. 3).

24 2. ORDERS the Secretary of the CDCR, or his designee, to collect from

25 Plaintiff’s trust account the $12.67 initial filing fee assessed, if those funds are available

26 at the time this Order is executed, and forward whatever balance remains of the full $350

27 owed in monthly payments in an amount equal to twenty percent (20%) of the preceding

28 month’s income to the Clerk of the Court each time the amount in Plaintiff’s account

1 exceeds $10 pursuant to 28 U.S.C. § 1915(b)(2). ALL PAYMENTS MUST BE

2 CLEARLY IDENTIFIED BY THE NAME AND NUMBER ASSIGNED TO THIS

3 ACTION.

4 3. DIRECTS the Clerk of the Court to serve a copy of this Order on Ralph

5 Diaz, Acting Secretary, CDCR, P.O. Box 942883, Sacramento, California, 94283-0001.

6 4. DENIES Plaintiff’s Motion to Appoint Counsel (ECF No. 2).

7 5. DISMISSES this civil action sua sponte pursuant to 28 U.S.C.

8 § 1915(e)(2)(B) and 1915A(b) for failing to state a claim upon which § 1983 relief can be

9 granted.

10 6. GRANTS Plaintiff forty-five (45) days leave from the date of this Order in

11 which to file an Amended Complaint which cures all the deficiencies of pleading noted.

12 Plaintiff’s Amended Complaint must be complete by itself without reference to his

13 original pleading. Defendants not named and any claim not re-alleged in his Amended

14 Complaint will be considered waived. See S.D. Cal. CivLR 15.1; Hal Roach Studios, Inc.

15 v. Richard Feiner & Co., Inc., 896 F.2d 1542, 1546 (9th Cir. 1989) (“[A]n amended

16 pleading supersedes the original.”); Lacey v. Maricopa Cnty., 693 F.3d 896, 928 (9th Cir.

17 2012) (noting that claims dismissed with leave to amend which are not re-alleged in an

18 amended pleading may be “considered waived if not repled.”).

19 If Plaintiff fails to file an Amended Complaint within 45 days, the Court will enter

20 a final Order dismissing this civil action based both on Plaintiff’s failure to state a claim

21 upon which relief can be granted pursuant to 28 U.S.C. §§ 1915(e)(2)(B)(ii), and his

22 failure to prosecute in compliance with a court order requiring amendment. See Lira v.

23 Herrera, 427 F.3d 1164, 1169 (9th Cir. 2005) (“If a plaintiff does not take advantage of

24 the opportunity to fix his complaint, a district court may convert the dismissal of the

25 complaint into dismissal of the entire action.”).

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1 7. DENIES Plaintiff's Motion for Preliminary Injunction (ECF No. 4).

2 IT IS SO ORDERED.

3 Dated: September 16, 2020 J

4 rn yn.

Hon. Dana M. Sabraw

5 United States District Judge

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