The opinion
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4 UNITED STATES DISTRICT COURT
5 NORTHERN DISTRICT OF CALIFORNIA
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7 IN RE CAPACITORS ANTITRUST MDL Case No. 17-md-02801-JD
LITIGATION
8 Case No. 14-cv-03264-JD
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ORDER RE TRIAL EXPERTS
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Re: Dkt. Nos. 1096, 1110
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12 Defendants have identified nine expert witnesses they seek to call at trial. DPPs brought a
13 motion to exclude three of those witnesses from testifying because they were not properly
14 disclosed: Dr. Jerry Hausman, Dr. Lauren J. Stiroh and Dr. Darrell Williams. Dkt. No. 1096.
15 Defendant Panasonic, which has now entered into a settlement agreement with the DPPs, brought
16 its own motion to quash a trial subpoena for Dr. Williams, whom Panasonic had previously
17 engaged as its testifying expert, as well as for a protective order on his behalf. Dkt. No. 1110.
18 DPPs also ask the Court to limit the total number of experts that defendants may call at trial. Dkt.
19 No. 1096.
20 After these motions were fully briefed, by a letter dated February 24, 2020, defendants
21 represented to the Court that should Dr. Stiroh be permitted to testify, defendants do not presently
22 intend to call Dr. Williams at trial. Dkt. No. 1162.
23 DISCUSSION
24 The deadline for defendants to disclose expert reports on liability and damages was
25 February 22, 2019. Dkt. No. 345. At that time, KEMET and Panasonic were active defendants in
26 the case. They disclosed Dr. Stiroh and Dr. Williams, respectively, as experts to testify at trial.
27 They served expert reports, and DPPs deposed them. The issue for those experts is that none of
1 the currently active defendants disclosed them by the disclosure deadline but the remaining
2 defendants have now designated those experts as witnesses for the upcoming trial.
3 Dr. Hausman also was not disclosed by the February 2019 deadline, or any time before the
4 June 7, 2019, expert discovery cutoff. Dkt. No. 565. He was not identified as a potential expert
5 witness until October 3, 2019, when defendants filed his declaration in support of a motion for a
6 court-appointed independent expert. Dkt. No. 984-3. A report as contemplated by Rule 26 was
7 not disclosed for Dr. Hausman, and he has not been deposed by DPPs.
8 I. DR. HAUSMAN
9 DPPs were not reckless for suggesting that these circumstances might be enough to bar
10 Dr. Hausman from trial. Failure to properly disclose a witness under Rule 26(a)(2) normally
11 warrants preclusion. Fed. R. Civ. P. 37(c). But defendants invoke Rule 26(a)(2)(D)(ii) to say that
12 Dr. Hausman should be allowed to testify because he was “called only to rebut testimony by
13 Dr. McClave which itself was disclosed for the first time after the close of expert discovery,”
14 namely at the “hot tub” proceeding on September 17, 2019. Dkt. No. 1117 at 4. Specifically,
15 defendants indicate that Dr. Hausman would be called only to rebut Dr. McClave on whether he
16 performed a “residual analysis” as stated at the hot tub. Id. at 5.
17 The Court finds this would be admissible rebuttal testimony that was properly disclosed
18 before trial. His declaration was shared with DPPs within 30 days of the “hot tub” proceeding as
19 required by Rule 26(a)(2)(D)(ii), and defendants’ delay in providing DPPs with the rest of the
20 information required under Rule 26(a)(2), which it appears DPPs now have, was harmless under
21 Rule 37(c)(1).
22 Consequently, if Dr. McClave testifies about having done a “residual analysis,”
23 Dr. Hausman may testify in response. His testimony will be limited to that issue. The Court may
24 still exclude Dr. Hausman if another expert, such as Dr. Haider, addresses residual analysis in such
25 a way that further testimony on that issue would be cumulative or repetitive. In addition, if DPPs
26 would like to depose Dr. Hausman on the residual analysis point, they may do so before he
27 testifies at trial.
1 I. DR. STIROH
2 Dr. Stiroh will not be excluded for non-disclosure. KEMET disclosed Dr. Stiroh before it
3 settled with DPPs. She was treated as a testifying witness throughout expert discovery. DPPs got
4 || her report and deposed her. Consequently, while it is technically true she was not disclosed by the
5 || remaining defendants going to trial, she was identified in all meaningful respects for Rule 26 and
6 Rule 37(c) purposes. See SEC v. Koenig, 557 F.3d 736, 744 (7th Cir. 2009); Fed. R. Civ. P. 37(c)
7 advisory committee’s note to 1993 amendment (giving as example of harmless violation “the
8 || failure to list as a trial witness a person so listed by another party”). DPPs had a full opportunity
9 || and fair incentive to conduct discovery of Dr. Stiroh’s opinions before KEMET settled with DPPs.
10 || There is no unfair prejudice in that. DPPs’ motion to preclude her “undisclosed” testimony is
11 consequently denied.
12 || TM. DR. WILLIAMS
13 In light of defendants’ representation and request, Dkt. No. 1162, Panasonic’s motion to
14 || quash the trial subpoena to Dr. Williams and DPPs’ motion to preclude his testimony are both
3 15 terminated as moot. Dkt. Nos. 1096, 1110.
a 16 CONCLUSION
3 17 The Court declines to exclude Dr. Hausman or Dr. Stiroh under Rules 403, 702 or 37. For
18 DPPs’ request to limit the number of expert witnesses defendants may call, the Court shares the
19 concern that nine experts is a big crowd. For the time being, the Court will not reduce that
20 || number, but defendants proceed at their peril under the time limits at trial, and the Court will
21 terminate expert testimony that is cumulative.
22 IT IS SO ORDERED.
23 Dated: February 25, 2020
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JAMES JPONATO
26 United Ptates District Judge
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