district court may not disregard evidence at the summary 27 judgment stage solely based on its self-serving nature
How later courts described this case
- district court may not disregard evidence at the summary 27 judgment stage solely based on its self-serving nature
- “[w]here the officers’ entitlement to qualified 6 immunity depends on the resolution of disputed issues of fact in their favor, and against the non- 7 moving party, summary judgment is not appropriate”
- Ninth Circuit precedent is 21 sufficient to meet the “clearly established” prong of qualified immunity
Written by the judges who cited it.
The opinion
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8 UNITED STATES DISTRICT COURT
9 FOR THE EASTERN DISTRICT OF CALIFORNIA
10
11 HANIF S. ABDULLAH, No. 2:19-cv-0804 TLN DB P
12 Plaintiff,
13 v. FINDINGS AND RECOMMENDATIONS
14 DACUYCUY, et al.,
15 Defendants.
16
17
18 Plaintiff Hanif S. Abdullah, a former state prisoner, proceeds through counsel with a civil
19 rights action under 42 U.S.C. § 1983. Defendants’ motion for summary judgment is before the
20 court. (ECF No. 52.) This matter was previously taken under submission pursuant to Local Rule
21 230(g). For the following reasons, the undersigned recommends the motion be granted as to
22 plaintiff’s claims against defendant Mutopo and denied as to plaintiff’s claims against defendants
23 Hortizuela and Dacuycuy.
24 I. BACKGROUND
25 Proceeding pro se, plaintiff filed the operative first amended complaint on April 26, 2021.
26 (ECF No. 25.) On June 11, 2021, the court screened the amended complaint pursuant to 28 U.S.C.
27 § 1915A and found it stated cognizable claims under the Eighth Amendment against defendants
28 Dacuycuy, Mutopo, and Hortizuela. (ECF No. 26.)
1 On July 22, 2022, defendants filed the motion for summary judgment presently before the
2 court. (ECF No. 52.) The motion is fully briefed with plaintiff’s opposition and the defendants’
3 reply. (ECF Nos. 56, 57.) For the following reasons, the undersigned recommends the motion be
4 granted in part and denied in part.
5 II. LEGAL STANDARD
6 Summary judgment is appropriate when the moving party shows there is “no genuine
7 dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed. R.
8 Civ. P. 56(a). In order to obtain summary judgment, “[t]he moving party initially bears the burden
9 of proving the absence of a genuine issue of material fact.” In re Oracle Corp. Sec. Litig., 627
10 F.3d 376, 387 (9th Cir. 2010) (citing Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986)). The
11 moving party may accomplish this by “citing to particular parts of materials in the record,
12 including depositions, documents, electronically stored information, affidavits or declarations,
13 stipulations (including those made for purposes of the motion only), admission, interrogatory
14 answers, or other materials” or by showing that such materials “do not establish the absence or
15 presence of a genuine dispute, or that an adverse party cannot produce admissible evidence to
16 support the fact.” Fed. R. Civ. P. 56(c)(1)(A), (B).
17 “Where the non-moving party bears the burden of proof at trial, the moving party need
18 only prove that there is an absence of evidence to support the non-moving party’s case.” Oracle
19 Corp., 627 F.3d at 387 (citing Celotex, 477 U.S. at 325); see also Fed. R. Civ. P. 56(c)(1)(B).
20 Summary judgment should be entered “after adequate time for discovery and upon motion,
21 against a party who fails to make a showing sufficient to establish the existence of an element
22 essential to that party’s case, and on which that party will bear the burden of proof at trial.”
23 Celotex, 477 U.S. at 322. “[A] complete failure of proof concerning an essential element of the
24 nonmoving party’s case necessarily renders all other facts immaterial.” Id. at 323.
25 If the moving party meets its initial responsibility, the burden then shifts to the opposing
26 party to establish that a genuine issue as to any material fact does exist. Matsushita Elec. Indus.
27 Co. v. Zenith Radio Corp., 475 U.S. 574, 586-87 (1986). In attempting to establish the existence
28 of this factual dispute, the opposing party may not rely upon the allegations or denials of its
1 pleadings but is required to tender evidence of specific facts in the form of affidavits, and/or
2 admissible discovery material, in support of its contention that the dispute exists. Fed. R. Civ. P.
3 56(c)(1); Matsushita, 475 U.S. at 586 n.11. The opposing party must demonstrate that the fact in
4 contention is material, i.e., a fact “that might affect the outcome of the suit under the governing
5 law,” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986); T.W. Elec. Serv., Inc. v. Pacific
6 Elec. Contractors Ass’n, 809 F.2d 626, 630 (9th Cir. 1987), and that the dispute is genuine, i.e.,
7 “the evidence is such that a reasonable jury could return a verdict for the nonmoving party,”
8 Anderson, 447 U.S. at 248.
9 In the endeavor to establish the existence of a factual dispute, the opposing party need not
10 establish a material issue of fact conclusively in its favor. It is sufficient that “‘the claimed factual
11 dispute be shown to require a jury or judge to resolve the parties’ differing versions of the truth at
12 trial.’” T.W. Elec. Serv., 809 F.2d at 630 (quoting First Nat’l Bank v. Cities Serv. Co., 391 U.S.
13 253, 288-89 (1968)). Thus, the “purpose of summary judgment is to pierce the pleadings and to
14 assess the proof in order to see whether there is a genuine need for trial.” Matsushita, 475 U.S. at
15 587 (citation and internal quotation marks omitted).
16 “In evaluating the evidence to determine whether there is a genuine issue of fact, [the
17 court] draw[s] all inferences supported by the evidence in favor of the non-moving party.” Walls
18 v. Central Contra Costa Transit Auth., 653 F.3d 963, 966 (9th Cir. 2011) (citation omitted). It is
19 the opposing party’s obligation to produce a factual predicate from which the inference may be
20 drawn. Richards v. Nielsen Freight Lines, 810 F.2d 898, 902 (9th Cir. 1987). Finally, to
21 demonstrate a genuine issue, the opposing party “must do more than simply show that there is
22 some metaphysical doubt as to the material facts.” Matsushita, 475 U.S. at 586 (citations
23 omitted). “Where the record taken as a whole could not lead a rational trier of fact to find for the
24 non-moving party, there is no ‘genuine issue for trial.’” Id. at 587 (quoting First Nat’l Bank, 391
25 U.S. at 289).
26 III. RELEVANT FACTS
27 Plaintiff was discharged from Sonoma Valley Hospital (“SVH”) on July 18, 2018, having
28 had a right knee replacement surgery two days prior. (ECF No. 56-3, Statement of Undisputed
1 Facts (“SUF”) 1.) Dr. Brown’s discharge orders stated, “patient may shower with a
2 waterproof bandage on.” (Id.) Dr. Brown’s discharge orders additionally stated, “Leave bandage
3 on for two weeks and it may be removed.” (Id.)
4 At all relevant times, defendants were employed by the California Department of
5 Corrections and Rehabilitation, working as registered nurses at California Health Care Facility
6 (“CHCF”). (ECF No. 56-3, SUF 47.)
7 When plaintiff returned to CHCF from SVH on July 18, 2018, defendant Mutopo
8 completed plaintiff’s admission assessment. (ECF No. 56-3, SUF 2.) Mutopo took plaintiff’s vital
9 signs and noted the dressing on the incision site was clean, dry, and intact. (Id.)
10 On July 19, 2018, plaintiff was seen by defendants Hortizuela and Mutopo, who noted
11 plaintiff’s dressing was clean, dry, and intact, with swelling at the surgical site. (ECF No. 56-3,
12 SUF 3, 5.) CHCR physician, A. Dredar, noted plaintiff’s knee showed moderate swelling with
13 generalized mild tenderness, a large vertical incision scar, and that the dressing clean, dry, and
14 intact. (Id., SUF 4.)
15 From July 19, 2018, to July 30, 2018, defendants provided post-operative care for
16 plaintiff’s knee, noting on each occasion that plaintiff’s original dressing was clean, dry, and
17 intact. (ECF No. 56-3, SUF 6-21.) According to plaintiff’s sworn declaration, from July 19, 2018,
18 to July 30, 2018, defendant Hortizuela used plastic garbage bags and tape to cover the original
19 surgical dressing that Dr. Brown put on plaintiff’s right knee before plaintiff showered.1 (ECF
20 No. 56-2, ¶¶ 4, 7-9, 11, 12, 15.)
21 According to plaintiff’s sworn declaration, Dr. Son removed Dr. Brown’s original surgical
22 dressing on July 30, 2018. (ECF No. 56-3, SUF 22.) This was approximately two weeks after the
23 date of Dr. Brown’s discharge orders, which had stated “Leave bandage on for two weeks and it
24 may be removed.” (Id.) Plaintiff expressed concern about the pain he was having in his right knee
25
1 Paragraph 4 of plaintiff’s sworn declaration indicates that from July 19, 2018, to July 30, 2018,
26
“Defendants” used plastic garbage bags and tape to cover the original surgical dressing that Dr.
27 Brown had put on plaintiff’s right knee before he showered. (ECF No. 56-2, ¶ 4.) However,
plaintiff offers specific evidence for this claim only as to defendant Hortizuela. (See id., ¶¶ 7-9,
28 11, 12, 15.)
1 and that it was red in color; Dr. Son responded that this was part of the healing process. (Id.)
2 According to plaintiff, one of the defendants put a new dressing on plaintiff’s right knee after the
3 visit with Dr. Son. (Id.)
4 Also on July 30, 2018, plaintiff was seen by CHCF physician Dr. Monivirin. (ECF No.
5 56-3, SUF 22.) According to the medical records, which are disputed in part by plaintiff, Dr.
6 Monivirin assessed plaintiff’s dressing as in place, no redness of skin, no discharge, and no leg
7 swelling. (Id.) Under plaintiff’s evidence, as set forth above, the original dressing had already
8 been removed by Dr. Son. (Id.)
9 On July 31, 2018, defendant Dacuycuy provided post-operative care for plaintiff’s knee.
10 Under defendants’ evidence, disputed in part by plaintiff, Dacuycuy noted plaintiff’s dressing was
11 clean, dry, and intact. (ECF No. 56-3, SUF 24.) According to plaintiff’s sworn declaration,
12 defendant Dacuycuy removed plaintiff’s dressing prior to plaintiff taking a shower and
13 photographed and measured the surgical incision on plaintiff’s right knee. (Id.) Plaintiff expressed
14 concern about pain in his right knee and that the surgical incision had dehisced (split open). (Id.)
15 Dacuycuy told plaintiff to wash his right knee with soap and water to keep it clean. (Id.) After
16 plaintiff finished showering, Dacuycuy put a new dressing on plaintiff’s right knee. (Id.)
17 On August 1, 2018, defendant Hortizuela provided post-operative care for plaintiff’s knee.
18 Under defendants’ evidence, Hortizuela noted plaintiff’s dressing was clean, dry, and intact, with
19 no exudate. (ECF No. 56-3, SUF 25.) According to plaintiff’s sworn declaration, Hortizuela
20 removed the dressing prior to plaintiff taking a shower and covered the right knee with a garbage
21 bag and tape in a manner such that the garbage bag made contact with the dehisced surgical
22 wound. (Id.) Hortizuela put a new dressing on plaintiff’s right knee after plaintiff finished
23 showering. (Id.)
24 Also on August 1, 2018, defendant Mutopo noted plaintiff’s dressing was clean, dry, and
25 intact, with no exudate. (ECF No. 56-3, SUF 26.) According to plaintiff, this was after the
26 dressing was changed by defendant Hortizuela in the morning after plaintiff took his shower. (Id.)
27 On August 2, 2018, defendant Hortizuela provided post-operative care for plaintiff’s knee.
28 Under defendants’ evidence, Hortizuela noted plaintiff’s dressing was clean, dry, and intact, with
1 no exudate. (ECF No. 56-2, SUF 27.) According to plaintiff, he expressed concern about the pain
2 he was having in his right knee and that the surgical incision had dehisced. (Id.) Hortizuela
3 removed the dressing prior to plaintiff taking a shower and covered plaintiff’s right knee with a
4 garbage bag and tape for his shower, such that the garbage bag made contact with the dehisced
5 surgical wound. (Id.) Hortizuela put a new dressing on plaintiff’s right knee after plaintiff
6 finished showering. (Id.)
7 On August 3, 2018, defendant Mutopo provided post-operative care for plaintiff’s knee.
8 (ECF No. 56-3, SUF 28.) According to plaintiff’s sworn declaration, Mutopo removed the
9 dressing, photographed and measured the surgical incision on plaintiff’s right knee, and put a new
10 dressing on plaintiff’s right knee after photographing and measuring it. (Id.) Under plaintiff’s
11 evidence, he expressed concern to Mutopo about the pain he was having in his right knee and that
12 the surgical incision had dehisced. (Id.)
13 On August 4, August 5, August 6, August 7, and August 8, 2018, according to plaintiff’s
14 sworn declaration, plaintiff received post-operative knee care from defendants Hortizuela and
15 Dacuycuy which is not reflected in the medical records. (ECF No. 56-3, SUF 38.) Specifically, on
16 August 4, August 5, and August 8, plaintiff expressed concern to defendant Hortizuela that the
17 surgical incision had dehisced, that there was yellow drainage and blood on the dressings, and
18 that he was experiencing increased pain in his right knee. (Id.; see also ECF No. 56-2, ¶¶ 11-15.)
19 On August 6 and August 7, plaintiff expressed the same concerns to defendant Dacuycuy. (Id.)
20 Plaintiff’s medical records contain do not contain records of these interactions.
21 According to plaintiff’s sworn declaration, on August 3, August 4, August 5, and August
22 8, 2018, defendant Hortizuela removed the dressing on plaintiff’s right knee before he took a
23 shower and covered his right knee with a plastic garbage bag and tape in such a manner that the
24 garbage bag made contact with the dehisced surgical wound. (ECF No. 56-2, ¶¶ 7-9, 11, 12, 15.)
25 After plaintiff finished showering, Hortizuela put a new dressing on his right knee. (Id.)
26 On August 8, 2018, CHCR physician Dr. Dredar saw plaintiff. (ECF No. 56-2, SUF 29.)
27 Under defendant’s evidence, which is disputed by plaintiff, Dr. Dredar noted plaintiff’s incision
28 was healing well and approved removal of the original dressing. (Id.) Dr. Dredar noted plaintiff
1 denied any drainage or redness and said he was feeling well with no concerns. (Id.) Dr. Dredar
2 noted the dressing looked clean and no yellow drainage on the dressing. (Id.) According to
3 plaintiff’s sworn declaration, in contrast, plaintiff expressed concern to Dr. Dredar about (1) the
4 increased pain he was having in his right knee, (2) the yellow drainage and blood on the dressing
5 before it had been changed in the morning by defendant Hortizuela, and (3) the surgical incision
6 having dehisced. (Id.)
7 On August 9, August 10, and August 11, 2018, according to plaintiff’s sworn declaration,
8 plaintiff received post-operative knee care from defendant Hortizuela not reflected in the medical
9 records. (ECF No. 56-3, SUF 38; see also ECF No. 56-2, ¶¶ 17-19.) On each of these occasions,
10 plaintiff expressed concern to Hortizuela about (1) the increased pain he was having in his right
11 knee, (2) the yellow drainage and blood on the dressing, and (3) that the surgical incision had
12 dehisced. (ECF No. 56-2, ¶¶ 17-19.) On August 10, 2018, according to plaintiff, Hortizuela
13 photographed and measured the surgical incision on his right knee. (ECF No. 56-2, ¶ 18.) No
14 medical records exist of the August 9, August 10, or August 11, 2018 interactions between
15 plaintiff and defendant Hortizuela.
16 On August 11, 2018, plaintiff was seen by defendant Mutopo, who noted plaintiff’s
17 surgical incision site had dehisced at the upper part and had serosanguinous drainage. (ECF No.
18 56-3, SUF 30.) Mutopo sent a message to Dr. Dredar noting the conditions and indicating that
19 nursing had been cleaning up the site and applying sterile dressing. (Id.)
20 On August 12, 2018, plaintiff was seen by nurse S. Cuevas, who saw plaintiff and noted
21 seosanguinous drainage at the incision site, skin warm to the touch, swelling, and slight
22 dehiscence. (ECF No. 56-3, SUF 31.) Plaintiff reported increasing pain. (Id.) The incision was
23 cleaned and a dressing was applied. (Id.)
24 Also on August 12, 2018, plaintiff reported knee pain and drainage to defendant
25 Hortizuela. (ECF No. 56-3, SUF 32.) Hortizuela noted swelling and drainage, cleaned the site
26 with sterile water, and applied a dressing. (Id.)
27 Also on August 12, 2018, plaintiff was seen by CHCF physician Dr. Atienza, who noted
28 the right knee incision scar having dehiscence, not septic-looking, a yellowish stain on the gauze,
1 swelling, skin warm to the touch, and no effusion. (ECF No. 56-3, SUF 33.) With a treatment
2 plan to rule out a post-operative wound infection, Dr. Atienza ordered an antibiotic, wound
3 culture, blood culture, knee x-ray and other lab work. (Id.)
4 On August 13, 2018, defendant Dacuycuy and another nurse changed plaintiff’s dressing.
5 (ECF No. 56-3, SUF 35.) They noted the dehisced area of the incision site with yellowish tissue
6 and yellowish drainage on the old dressing, no foul odor, skin warm to touch, swelling, but no
7 redness. (Id.) They cleaned the wound with an antibiotic soap and covered it with a dry dressing.
8 (Id.)
9 Also on August 13, 2018, plaintiff was seen via “telemed” video conferencing by Dr.
10 Brown, the surgeon at SVH who had performed the knee replacement. (ECF No. 56-3, SUF 36.)
11 Dr. Brown recommended that plaintiff be seen by his CHCF physician and for the physician to
12 call him. (Id.) Dr. Brown expected that plaintiff would be transferred to SVH for further
13 evaluation and treatment. (Id.) A consultation note indicates the dehiscence in the wound,
14 opening, and drainage had been going on for a week in plaintiff’s knee. (ECF No. 56-1 at 29,
15 Consultation Note dated August 14, 2018.)
16 Also on August 13, 2018, plaintiff was seen by CHCF physician, Dr. Son. (ECF No. 56-3,
17 SUF 37.) Dr. Son called Dr. Brown, and plaintiff was transferred to SVH due to fever, low blood
18 pressure, tachycardia and dehiscence of his incision site with drainage. (Id.)
19 IV. DISCUSSION
20 Defendants move for summary judgment, arguing (1) they were not deliberately different
21 to plaintiff’s serious medical needs; (2) they are not liable for negligence; (3) there is no showing
22 of causation; and (4) they are entitled to qualified immunity for the deliberate indifference claim.
23 (ECF No. 52-1 at 2.)2 Under the evidence and argument in defendants’ motion, plaintiff’s knee
24 bandage was noted to be clean, dry, and intact each time they saw him, through the time that Dr.
25 Dredar ordered that the hospital-applied bandage could be removed on August 8, 2018. (ECF No.
26 57 at 2.) According to defendants, they had no interactions with plaintiff from August 3, 2018,
27
2 The court references the page numbers assigned by the CM/ECF system where different from
28 the original pagination.
1 until August 11, 2018, when defendant Mutopo noted in plaintiff’s medical records that the
2 surgical incision had dehisced. (ECF No. 52-1 at 8.)
3 In opposition to the motion for summary judgment, plaintiff argues the use of plastic
4 garbage bags to cover his surgical wound before he took a shower, instead of sterile medical
5 grade bandages, likely caused or increased his risk of developing a post-surgical infection. (ECF
6 No. 56 at 11.) Plaintiff argues defendants deliberately ignored his concerns about the pain, yellow
7 drainage, blood, and that his surgical incision had dehisced when his right knee became infected.
8 (Id.) Plaintiff argues defendants failed to maintain timely and accurate patient records, including
9 digital images and measurements of his wound between August 3 and August 10, 2018. (Id. at
10 12.) Plaintiff argues defendants violated the standard of care for nurses at CHCF, and were
11 deliberately indifferent, when they stopped taking medical notes, or, in the alternative, when they
12 subsequently concealed the records. (Id. at 11.)
13 A. Objections to Evidence
14 1. Plaintiff’s Declaration
15 Defendants argue plaintiff’s declaration asserts matters not supported by, or contrary to,
16 his medical records. (ECF No. 57 at 3.) Defendants contend the matters stated are also contrary to
17 plaintiff’s deposition testimony in which he did not describe all the matters presented in his
18 declaration when asked to identify all interactions with defendants. (Id.) Defendants argue the
19 court should disregard the matters stated in plaintiff’s self-serving declaration where his account
20 contradicts the medical records and his deposition testimony. (Id. at 3-4.)
21 The court may disregard a self-serving declaration or portion thereof if, for example, it is
22 based only on speculation or conclusions. See Soremekun v. Thrifty Payless, Inc., 509 F.3d 978,
23 984 (9th Cir. 2007). Here, plaintiff’s declaration contains factual statements based on his claimed
24 personal knowledge about what he informed the defendants. Plaintiff’s declaration is competent
25 evidence of what he informed the defendants, and when. See Nigro v. Sears, Roebuck and Co.,
26 784 F.3d 495, 497 (9th Cir. 2015) (district court may not disregard evidence at the summary
27 judgment stage solely based on its self-serving nature).
28 ////
1 2. Defendant’s Use of Expert Opinion
2 Plaintiff argues the court should strike or disregard the defendants’ use of expert opinion
3 in the motion for summary judgment because defendants objected to production of expert reports
4 in discovery as premature. (ECF No. 56 at 13.) Specifically, defendants objected that plaintiff’s
5 request prematurely sought expert discovery before the deadline for expert disclosures. (Id.; see
6 also 56-1 at 67.)
7 The court has not issued an order setting a trial date or setting a date for the disclosure of
8 expert witnesses. Unless the court orders otherwise, disclosures must be made 90 days before the
9 date set for trial. Fed. R. Civ. P. 26(a)(2)(D)(i). Defendants had no obligation to obtain and
10 produce the requested reports. See, e.g., PacifiCorp v. Nw. Pipeline GP, No. 3:10-CV-00099-PK,
11 2013 WL 12433263, at *5 (D. Or. Feb. 8, 2013) (denying motion to compel premature production
12 of expert reports). Accordingly, there is no basis to strike or disregard defendants’ use of expert
13 opinion.
14 B. Eighth Amendment Deliberate Indifference
15 1. Applicable Law
16 The Eighth Amendment prohibits prison officials from “intentionally denying or delaying
17 access to medical care or intentionally interfering with the treatment once prescribed.” Estelle v.
18 Gamble, 429 U.S. 97, 104-05 (1976). To prove that any defendant violated this Eighth
19 Amendment right, plaintiff must show that (1) he had an objectively serious medical need, (2)
20 defendant was deliberately indifferent to that need, and (3) defendant’s purposeful act (or failure
21 to act) was the actual and proximate cause of plaintiff’s claimed injuries. See Farmer v. Brennan,
22 511 U.S. 825, 834 (1994); Lemire v. Cal. Dep’t of Corr. & Rehab., 726 F.3d 1062, 1074 & 1081
23 (9th Cir. 2013); Jett v. Penner, 439 F.3d 1091, 1096 (9th Cir. 2006). Plaintiff must be able to
24 show that a defendant was subjectively aware of the risk of serious harm. Toguchi v. Chung, 391
25 F.3d 1051, 1057 (9th Cir. 2004). Subjective awareness “may be shown by circumstantial evidence
26 where the facts are sufficient to demonstrate that a defendant actually knew of a risk of harm.”
27 Lolli v. County of Orange, 351 F.3d 410, 421 (9th Cir. 2003).
28 ////
1 2. Discussion
2 It is undisputed that plaintiff had a serious medical issue during the relevant time under
3 the first prong of Farmer, 511 U.S. at 825. The focus of the court’s inquiry is whether there is
4 triable issue of material fact that any defendant was deliberately indifferent. The court takes an
5 individualized approach in determining whether any defendant’s alleged conduct caused a
6 constitutional deprivation. See Leer v. Murphy, 844 F.2d 628, 633 (9th Cir. 1988).
7 In Jett, 439 F.3d 1091, the Ninth Circuit held that a failure to send an inmate back to the
8 specialist for follow-up appointment constituted deliberate indifference. Citing Jett, plaintiff
9 argues the defendants unconstitutionally delayed medically necessary and urgent care. (ECF No.
10 56 at 17-18.) Specifically, defendants “ignored plaintiff’s concerns and complaints concerning the
11 pain he was experiencing in his right knee, the yellow drainage and blood that was saturating his
12 dressing, and his concern that the surgical incision had dehisced.” (Id. at 18.)
13 a. Defendant Dacuycuy
14 Under plaintiff’s evidence, he first expressed concern to defendant Dacuycuy that his
15 surgical incision had dehisced on July 31, 2018. Plaintiff had further interactions with defendant
16 Dacuycuy on August 6 and August 7, 2018, again informing Dacuycuy on both occasions he was
17 concerned because the surgical incision wad dehisced.
18 A mere difference of opinion between plaintiff and a defendant does not, by itself, create a
19 genuine issue of fact as to whether immediate treatment was required. Toguchi, 391 F.3d at 1058-
20 60. However, the court draws all reasonable inferences supported by the evidence in favor of
21 plaintiff, the non-moving party. T.W. Elec. Serv., Inc., 809 F.2d at 631. Plaintiff’s consultation
22 notes dated August 14, 2018 indicates dehiscence in the wound, opening, and drainage had been
23 going on for a week in plaintiff’s knee. Plaintiff’s declaration is competent evidence that he
24 expressed concern that his surgical wound was dehisced to defendant Dacuycuy on July 31,
25 August 6, and August 7, 2018. Plaintiff also reported increasing pain and yellow drainage and
26 blood on the dressings on August 6 and August 7. There are no medical records of these
27 interactions.
28 ////
1 The parties’ factual disputes about the July 31, August 6, and August 7 encounters
2 between defendant Dacuycuy and plaintiff prevent summary judgment. A reasonable jury
3 crediting plaintiff’s version of the events could find that Dacuycuy knew of the harm to plaintiff
4 in delaying proper treatment for plaintiff’s dehisced surgical wound and deliberately failed to
5 consider plaintiff’s complaints or acted intentionally to delay or deny access to necessary medical
6 care, causing the harm suffered. Therefore, defendant Dacuycuy is not entitled to summary
7 judgment. See Estelle, 429 U.S. at 104.
8 b. Defendant Hortizuela
9 Defendant Hortizuela is also not entitled to summary judgment. Under plaintiff’s
10 evidence, Hortizuela provided plaintiff post-operative care on multiple occasions between August
11 1 and August 12, 2018. On August 2, August 4, August 5, August 8, August 9, August 10, and
12 August 11, plaintiff informed Hortizuela he was concerned about pain in his knee and that his
13 surgical incision had dehisced. On August 4, August 5, August 8, August 9, August 10, and
14 August 11, 2018, plaintiff also informed Hortizuela he was experiencing increasing pain and that
15 there was yellow drainage and blood on the dressings. On August 3, 2018, and multiple
16 subsequent occasions during this time, Hortizuela applied a garbage bag and tape to plaintiff’s
17 knee for his shower, such that the garbage bag made direct contact with the dehisced surgical
18 wound. A reasonable jury crediting plaintiff’s version of the events could find Hortizuela’s
19 alleged acts and omissions demonstrate deliberated indifference to a risk of harm of which
20 Hortizuela was subjectively aware. See McGuckin v. Smith, 974 F.2d 1050, 1060-61 (noting a
21 repeated failure to treat an inmate properly or a single, egregious failure may strongly suggest a
22 defendant’s actions were motivated by deliberate indifference).
23 c. Defendant Mutopo
24 The parties agree that defendant Mutopo assessed plaintiff’s knee on August 1, August 3,
25 and August 11, 2018. Plaintiff’s medical records reflect these interactions.
26 On August 1, 2018, defendant Mutopo noted plaintiff’s dressing was clean, dry, and
27 intact, with no exudate. According to plaintiff, this was after the dressing was changed by
28 defendant Hortizuela in the morning after plaintiff took his shower. (Id.) Plaintiff does not claim
1 to have informed defendant Mutopo of any pain, dehiscence, or other issues with his knee on
2 August 1. On August 11, 2018, Mutopo noted the surgical incision had dehisced and sent a
3 message to Dr. Dredar regarding the conditions. Plaintiff was seen by a doctor the next day, on
4 August 12, 2018. There is nothing about the August 1 or August 12 interactions from which the
5 court could infer that Mutopo chose a course of treatment that “medically unacceptable under the
6 circumstances” and which was chosen in “conscious disregard of an excessive risk to [plaintiff’s]
7 health.” Toguchi, 391 F.3d at 1058 (citing Jackson v. McIntosh, 90 F.3d 330, 332 (9th Cir.
8 1996)).
9 Under plaintiff’s evidence, he also informed defendant Mutopo he was concerned about
10 pain in his knee and that his surgical incision had dehisced on August 3, 2018. The record of the
11 August 3 encounter does not reflect this concern. Under plaintiff’s evidence, this interaction took
12 place three days after plaintiff expressed concern expressed concern for the first time that the
13 wound had dehisced, and about 11 days prior to the date of a consultation note indicating
14 dehiscence in the wound, opening, and drainage had been going on for a week in plaintiff’s knee.
15 Under plaintiff’s evidence, Mutopo photographed and measured the wound on August 3, 2018,
16 but the photographs were not later found in the medical records.3
17 In light of plaintiff’s declaration, the court will not assume that no sign of dehiscence was
18 present on August 3, 2018. However, plaintiff does not claim he notified Mutopo of yellow
19 drainage or blood, or that there were any other circumstances present making it sufficiently
20 obvious that he needed medical care for his surgical wound that was not provided. Plaintiff’s
21 evidence pertaining to the August 3, 2018, encounter falls short of plausibly suggesting Mutopo
22 deliberately chose a course of treatment that was medically unacceptable under the circumstances
23 and that the choice was made in conscious disregard of an excessive risk to plaintiff’s health. See
24 Toguchi, 391 F.3d at 1058. Instead, plaintiff’s evidence plausibly supports a conclusion that
25 Mutopo might have provided, at most, negligent care on August 3, which does not support a
26 claim under the Eighth Amendment. See Wood v. Housewright, 900 F.2d 1332, 1334 (9th Cir.
27
3 Neither were the photographs allegedly taken by defendant Dacuycuy on July, 31, 2018, or by
28 defendant Hortizuela on August 10, 2018, found in plaintiff’s medical records.
1 1990) (mere malpractice, or even gross negligence, does not rise to the level of a constitutional
2 violation). Summary judgment on the Eighth Amendment claim should be entered in defendant
3 Mutopo’s favor.
4 C. Qualified Immunity
5 Defendants argue they are entitled to qualified immunity because the actions they took
6 were not clearly unconstitutional. (ECF No. 52-1 at 21.) They argue no judicial case decision
7 clearly establishes that the Eighth Amendment is violated when a medical professional acts as
8 defendants did in caring for plaintiff under the events that are the subject of this action. (Id.)
9 Qualified immunity applies when an official’s conduct does not violate clearly established
10 statutory or constitutional rights of which a reasonable person would have known. District of
11 Columbia v. Wesby, 138 S. Ct. 577, 589 (2018); White v. Pauly, 137 S. Ct. 548, 551 (2017).
12 “Clearly established” means the statutory or constitutional question was “beyond debate” such
13 that every reasonable official would understand that what he is doing is unlawful. See Wesby, 138
14 S. Ct. at 589; Vos v. City of Newport Beach, 892 F.3d 1024, 1035 (9th Cir. 2018). Whether a
15 constitutional right was violated is generally a question of fact for the jury, but whether a right
16 was clearly established is a question of law for the court. Morales v. Fry, 873 F.3d 817, 823 (9th
17 Cir. 2017).
18 To be “clearly established,” a rule must be dictated by controlling authority or a robust
19 consensus of cases of persuasive authority. Wesby, 138 S. Ct. at 577; Vos, 892 F.3d at 1035; see
20 also Perez v. City of Roseville, 882 F.3d 843, 856-57 (9th Cir. 2018) (Ninth Circuit precedent is
21 sufficient to meet the “clearly established” prong of qualified immunity). A case “directly on
22 point” is not required. Wesby, 138 S. Ct. at 577; Vos, 892 F.3d at 1035. Nonetheless, courts must
23 define the law with a “high degree of specificity” when applying qualified immunity. Wesby, 138
24 S. Ct. at 590. The key question is “whether the violative nature of particular conduct is clearly
25 established” in the specific context of the case. Vos, 892 F.3d at 1035.
26 Defendants’ qualified immunity arguments are unavailing in light of the disputed issues of
27 material fact as to whether defendants Hortizuela and Dacuycuy violated plaintiff’s rights under
28 the Eighth Amendment. These disputed issues of fact preclude granting summary judgment on an
1 assertion of qualified immunity. Tennison v. City and Cnty. of S.F., 570 F.3d 1078, 1095 (9th
2 Cir. 2009). Defendants’ argument for qualified immunity relies on their own version of the facts,
3 some of which are both material and disputed by plaintiff. The court cannot at this time conclude
4 as a matter of law that defendants are entitled to qualified immunity. See Wilkins v. City of
5 Oakland, 350 F.3d 949, 956 (9th Cir. 2003) (“[w]here the officers’ entitlement to qualified
6 immunity depends on the resolution of disputed issues of fact in their favor, and against the non-
7 moving party, summary judgment is not appropriate”).
8 At the relevant time, it was clearly established that prisoners have a right to medical care.
9 Estelle, 429 U.S. at 104-05. The law prohibiting an intentional denial or delay in medical
10 treatment was also clearly established. Id.; Clement v. Gomez, 298 F.3d 898, 906 (9th Cir. 2002)
11 (by 1995 it was “clearly established that the officers could not intentionally deny or delay access
12 to medical care”). Drawing all reasonable inferences in favor of the non-movant, as the court is
13 required to do at this stage, T.W. Elec. Serv., Inc., 809 F.2d at 631, defendants Hortizuela and
14 Dacuycuy have not established as a matter of law that they did not violate clearly established law.
15 D. State Law Claims
16 1. Negligence and the Standard of Care
17 Under California law, to succeed on a medical malpractice claim, a plaintiff must
18 establish: “(1) the duty of the professional to use such skill, prudence, and diligence as other
19 members of his profession commonly possess and exercise; (2) a breach of that duty; (3) a
20 proximate causal connection between the negligent conduct and the resulting injury; and (4)
21 actual loss or damage resulting from the professional’s negligence.” Hanson v. Grode, 76
22 Cal.App.4th 601, 606 (1999) (quoting Budd v. Nixen, 6 Cal.3d 195, 200 (1971)). “The standard
23 of care in a medical malpractice case requires that medical service providers exercise that degree
24 of skill, knowledge and care ordinarily possessed and exercised by members of their profession
25 under similar circumstances.” Barris v. County of Los Angeles, 20 Cal.4th 101, 108 n. 1 (1999).
26 Except where the type of conduct required by the particular circumstances is within the
27 common knowledge of laymen, the standard of care can only be proven by expert testimony.
28 Hutchinson v. U.S., 838 F.2d 390, 392 (9th Cir. 1988). Thus, “[w]hen a defendant moves for
1 summary judgment and supports his motion with expert declarations that his conduct fell within
2 the community standard of care, he is entitled to summary judgment unless the plaintiff comes
3 forward with conflicting expert evidence.” Id.
4 Here, defendants’ expert reviewed plaintiff’s medical records and opined that defendants
5 Dacuycuy, Hortizuela, and Mutopo acted within the nursing standards of care in their care of
6 plaintiff from July 18, 2018, through August 13, 2018. (ECF No. 52-6, ¶ 45.) However,
7 defendants’ expert bases the relevant opinions on defendants’ construction of the facts which has
8 been disputed by plaintiff. Specifically, defendants’ expert opinion does not consider plaintiff’s
9 evidence that he received daily post-operative surgical care from defendants Hortizuela and
10 Dacuycuy between August 3, 2018, and August 10, 2108, informing the defendant providing care
11 each time that he was concerned that his surgical wound had dehisced, and informing them of
12 increasing pain, yellow drainage and blood on the dressing. These material disputes of fact are
13 capable of resolution through lay testimony. See Washington v. Yaplee, No. 1:20-CV-01356-
14 EPG-PC, 2022 WL 7690478, at *9 (E.D. Cal. Oct. 13, 2022) (“[T]he relevant dispute is one of
15 fact that can be resolved with lay testimony—i.e., whether Plaintiff had an infection that
16 Defendant in fact recognized—rather than with expert testimony.”). On the present record,
17 plaintiff’s negligence claims against defendants Dacuycuy and Hortizuela do not fail as a matter
18 of law for lack of expert testimony regarding the standard of care.
19 As to defendant Mutopo, the material disputes of fact are not capable of resolution
20 through lay testimony. Unless the situation is one in which common knowledge affords a basis
21 for finding negligence, medical malpractice cases require expert testimony to establish the
22 standard of care. See Hutchinson, 838 F.2d at 392. Plaintiff has not submitted expert testimony
23 establishing the standard of care for defendant Mutopo’s interactions with plaintiff. To the extent
24 plaintiff had the burden to show Mutopo’s treatment decision was “such a substantial departure
25 from accepted professional judgment, practice, or standards as to demonstrate that the person
26 responsible actually did not base the decision on such a judgment,” Youngberg v. Romeo, 457
27 U.S. 307, 321–23 (1982), he has not met that burden. Accordingly, defendant Mutopo is entitled
28 to summary judgment as to plaintiff’s negligence claim.
1 2. California Government Code § 845.6
2 Defendants argue they are immune from liability for any negligent failure to furnish or
3 obtain medical care for plaintiff under California Government Code Section 845.6.4 (ECF No. 52-
4 1 at 17.) That section provides:
5 Neither a public entity nor a public employee is liable for injury
proximately caused by the failure of the employee to furnish or
6 obtain medical care for a prisoner in his custody; but, except as
otherwise provided by Sections 855.8 and 856, a public employee…
7 is liable if the employee knows or has reason to know that the
prisoner is in need of immediate medical care and he fails to take
8 reasonable action to summon such medical care. Nothing in this
section exonerates a public employee who is lawfully engaged in the
9 practice of one of the healing arts under any law of this state from
liability for injury proximately caused by malpractice….
10
11 Cal. Gov’t. Code § 845.6.
12 Defendants argue they were already furnishing plaintiff medical care and therefore cannot
13 be liable for failing to summon care. (ECF No. 57 at 7.) However, defendants provide no
14 authority or further argument to support their claim that nurses providing medical care cannot be
15 liable for failing to summon other necessary medical care. At least one other district court has
16 rejected such an argument. See Washington v. Cnty. of San Diego, No. 02-CV-0143-LAB (JMA),
17 2006 WL 8455463, at *7 (S.D. Cal. Sept. 12, 2006) (denying motion for summary judgment to
18 nurse defendants for alleged delay in summoning outside medical assistance and rejecting
19 argument that nurses could not be held liable for failing to summon medical assistance because
20 they were providing the medical care). Defendants do not meet their burden to show they are
21 entitled to summary judgment based on their asserted immunity as set forth in California
22 Government Code Section 845.6.
23
24 4 A failure to summon medical care claim under California Government Code Section 845.6 is
distinct from a claim that a practitioner failed to meet the appropriate standard of care. Nelson v.
25
State of California, 139 Cal. App. 3d 72, 81 (4th Dist. 1982). Under a such a theory, defendants
could be found liable if they knew or had reason to know that plaintiff was in need of immediate
26
medical care other than what they were providing and failed to take reasonable action to summon
27 it. See Cal. Gov’t. Code § 845.6; Cal. Evid. Code § 669 (providing for a presumption of
negligence if four elements are established, including that a person “violated a statute, ordinance,
28 or regulation of a public entity”).
1 D. Causation
2 Defendants argue plaintiff failed to present argument or evidence on the element of
3 causation for the complaint’s allegations that defendants’ acts or omissions caused the bandage to
4 get wet, thereby causing the infection. (ECF No. 52-1 at 18-19.) Defendants also argue causation
5 for the state law medical malpractice claims requires a medical expert’s opinion, which plaintiff
6 has not presented. 5 (Id. at 19.)
7 Setting aside the complaint’s allegations that defendants’ acts or omissions caused the
8 wound to get wet, thereby causing the infection, disputes of triable fact on the issue of causation
9 exist as to defendants’ acts or omissions in response to plaintiff’s expressed concerns of pain,
10 yellow drainage, blood, and that his surgical wound had dehisced. As determined, these material
11 disputes of fact are capable of resolution through lay testimony. In light of the existing factual
12 disputes, the court need not, at this time, resolve defendants’ causation argument directed
13 specifically to the complaint’s allegations that defendants’ acts or omissions caused the wound to
14 get wet, thereby causing the infection.
15 V. CONCLUSION AND RECOMMENDATION
16 In accordance with the above, IT IS RECOMMENDED that defendants’ motion for
17 summary judgment be granted in part, as to plaintiff’s claims against defendant Mutopo, and
18 denied on all grounds asserted as to defendants Dacuycuy and Hortizuela.
19 These findings and recommendations are submitted to the United States District Judge
20 assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within fourteen (14)
21 days after being served with these findings and recommendations, any party may file written
22 objections with the court and serve a copy on all parties. Such a document should be captioned
23 “Objections to Magistrate Judge’s Findings and Recommendations.” Any response to the
24 objections shall be filed and served within seven (7) days after service of the objections. The
25
5 Defendants also argue their nursing expert has opined that the infection is likely to have been
26
caused by trauma due to plaintiff’s religious practice of kneeling in prayer five times daily. (ECF
27 No. 52-1 at 18-19.) But plaintiff disputes this evidence and denies that he kneeled or attempted to
kneel in prayer at any time while he was receiving post-operative care at CHCF. (ECF No. 56-2, ¶
28 25.)
1 | parties are advised that failure to file objections within the specified time may waive the right to
2 || appeal the District Court’s order. Martinez v. YIst, 951 F.2d 1153 (9th Cir. 1991).
3 | Dated: June 27, 2023
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6 ORAH BARNES
UNITED STATES MAGISTRATE JUDGE
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