Opinion

(PS) Shao v. Roberts

Court
District Court, E.D. California
Filed
Mar 2, 2022
Cited by
0 cases
Authority
More cited than 18.0%

dismissing Fifth Amendment due 18 process and equal protection claims brought against the City of Los Angeles because defendants 19 were not federal actors

How later courts described this case

  • dismissing Fifth Amendment due 18 process and equal protection claims brought against the City of Los Angeles because defendants 19 were not federal actors
  • affirming district court’s sua sponte 2 dismissal of claim under Fed. R. Civ. P. 12(b)(6)
  • criminal provisions provide no basis for civil liability

Written by the judges who cited it.

The opinion

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7 UNITED STATES DISTRICT COURT

8 FOR THE EASTERN DISTRICT OF CALIFORNIA

9

10 YI TAI SHAO, No. 2:22-cv-00325 JAM AC PS

11 Plaintiff,

12 v. ORDER TO SHOW CAUSE

13 JOHN G. ROBERTS, JR., et al,

14 Defendants.

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16 Plaintiff is a licensed attorney1 proceeding in this action pro se (ECF No. 1 at 1), and the

17 matter was accordingly referred to the undersigned by E.D. Cal. R. 302(c)(21). ECF No. 6.

18 Plaintiff filed this case on February 22, 2022 with a 230-page complaint (ECF No. 1) and a

19 motion for temporary restraining order (ECF No. 3). Plaintiff paid the filing fee. See docket

20 notation dated February 22, 2022. On February 23, 2022, plaintiff filed a second motion for

21 temporary restraining order. ECF No. 4. On February 28, 2022, plaintiff filed a third motion for

22 a temporary restraining order. ECF No. 21. Plaintiff has filed various lengthy memoranda,

23 declarations, and statements in support of her motions (ECF Nos. 10, 11, 12, 15, 17, 22, 23) and

24 two requests for judicial notice (ECF Nos. 13, 16).

25 When a complaint clearly does not state a claim upon which the court can grant relief, a

26 court can dismiss the case on its own (“sua sponte”), at the outset, without leave to amend. See

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28 1 California Bar No. 182768 (license suspended as of February 24, 2022).

1 Reed v. Lieurance, 863 F.3d 1196, 1207-08 (9th Cir. 2017) (affirming district court’s sua sponte

2 dismissal of claim under Fed. R. Civ. P. 12(b)(6)). Plaintiff is hereby notified that the

3 undersigned is contemplating recommending dismissal on this basis; plaintiff will be provided the

4 opportunity to demonstrate in writing why the case should not be dismissed or to provide an

5 amended complaint that fixes the problems in the current complaint.

6 I. THE COMPLAINT

7 Plaintiff’s complaint, though extremely lengthy and difficult to decipher, sues various

8 judges and court employees for alleged conspiracies and illegal acts regarding the outcome of

9 various cases and petitions she has filed, and for blocking her from accessing certain court files.

10 There are also allegations related to a child support and custody order, corruption involving

11 various Inns of Court organizations, corruption at the California State Bar organization, and

12 corruption within the Department of Child Support services. Not all allegations are directly tied

13 to causes of action or requested relief.

14 Plaintiff’s fifteen causes of action are all labeled as constitutional violations with relief

15 sought under 42 U.S.C. § 1983.2 However, plaintiff primarily seeks relief in the form of orders

16 from this court voiding the orders of other state and federal courts, ordering cases in other courts

17 to be transferred to different courts, ordering other judges to recuse themselves, or requiring other

18 courts to manage their dockets in particular ways (Counts I, II, III, IV, V, VI, VII, VIII, IX, X,

19 XI, XIII).

20 In Count VII, in addition to voiding court orders, plaintiff asks this court to declare “the

21 secret giant club American Inns of Court Foundation and its children” to be illegal organizations.

22 ECF No. 1 at 136.

23 In Count XII, plaintiff alleges “James McManis, Michael Reedy, McManis Faulkner law

24 firm hired hackers to interfere Plaintiff’s work, stalk and burglarize Plaintiff’s residences

25 continuously from 2018 until present.” ECF No. 1 at 148. Plaintiff alleges several officers

26 conspired to alter police reports and include a caution that plaintiff has mental illness. Id. at 149.

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2 Some claims are mislabeled “28 U.S.C. § 1983,” but this code section does not exist, and the

28 court assumes these are typographical errors.

1 Plaintiff asks the court to “require Sgt. Tasha DeCosta , Ltn. Looten, Sgt. Bryn Ward and Sgt.

2 Price to recover the police reports that they altered” and for associated monetary damages. Id.

3 Plaintiff alleges that her First and Fifth amendment rights were violated because she was deterred

4 from seeking redress from the government.

5 In Count XIV, plaintiff asks the court to issue an injunction requiring the California

6 Commission on Judicial Performance to re-open complaints that plaintiff has made about various

7 judges. Id. at 151. Plaintiff alleges that her “fundamental right to seek grievance” was violated.

8 ECF No. 1 at 151.

9 II. WHY THE COMPLAINT FAILS TO STATE A CLAIM

10 For several reasons, plaintiff cannot maintain a claim for relief based on the current

11 complaint.

12 A. Plaintiff’s Claims are Barred by the Rooker-Feldman Doctrine

13 The Rooker-Feldman doctrine “stands for the relatively straightforward principle that

14 federal district courts do not have jurisdiction to hear de facto appeals from state court

15 judgments.” Carmona v. Carmona, 603 F.3d 1041, 1050-51 (9th Cir. 2010). It prohibits federal

16 district courts from hearing cases “brought by state-court losers complaining of injuries caused by

17 state-court judgments rendered before the district court proceedings commenced and inviting

18 district court review and rejection of those judgments.” Exxon Mobil Corp. v. Saudi Basic Indus.

19 Corp., 544 U.S. 280, 284 (2005).

20 To determine if the Rooker-Feldman doctrine bars a case, the court must first determine if

21 the federal action contains a “forbidden de facto appeal” of a state court judicial decision. Noel v.

22 Hall, 341 F.3d 1148, 1156 (9th Cir. 2003). If it does not, “the Rooker-Feldman inquiry ends.”

23 Bell v. City of Boise, 709 F.3d 890, 897 (9th Cir. 2013). If the court determines that the action

24 amounts to a forbidden appeal, however, the court cannot hear the de facto appeal portion of the

25 case—and, as part of that refusal, must also refuse to decide any issue raised in the suit that is

26 “inextricably intertwined” with an issue resolved by the state court in its judicial decision. Noel,

27 341 F.3d at 1158; see also Bell, 709 F.3d at 897 (“The ‘inextricably intertwined’ language from

28 Feldman is not a test to determine whether a claim is a de facto appeal, but is rather a second and

1 distinct step in the Rooker-Feldman analysis.”). A complaint is a “de facto appeal” of a state

2 court decision where the plaintiff “complains of a legal wrong allegedly committed by the state

3 court, and seeks relief from the judgment of that court.” Noel, 341 F.3d at 1163.

4 Here, Counts II, III, IV, V, IX, X, XI, and XIII3 directly ask this federal court to alter or

5 void state court orders involving plaintiff because of alleged wrongs committed in deciding the

6 underlying cases. ECF No. 1 at 119, 122, 127, 129, 139, 145-46, 148, and 150. In seeking a

7 remedy by which this court invalidates a state court decision and amends the state court record,

8 plaintiff is clearly asking this court to “review the final determinations of a state court in judicial

9 proceedings,” which is at the core of Rooker-Feldman’s prohibition. In re Gruntz, 202 F.3d 1074,

10 1079 (9th Cir. 2000). Many of the claims involve child support debt; requests to vacate a family

11 court order and child support debt are generally considered de facto appeals. Riley v. Knowles,

12 No. 1:16-CV-0057-JLT, 2016 WL 259336, at *3 (E.D. Cal. Jan. 21, 2016). Pursuant to the

13 Rooker-Feldman doctrine, this court does not have the power to issue the requested relief. Thus,

14 the court cannot grant relief as to any of these claims.

15 B. This Court Does Not Have Jurisdiction Over Higher Federal Courts

16 Plaintiff’s Counts I, VI, and VII ask this district court to stay, enjoin, void, vacate, or

17 transfer various petitions and appeals before the Supreme Court of the United States and before

18 the D.C. Circuit Court of Appeal. ECF No. 1 at 114, 131, 135, and 138. As a federal district

19 court, this court has no power to stay, enjoin, void, vacate, or transfer orders or cases associated

20 with the United States Supreme Court or the D.C. Circuit Court of Appeals, or any other higher

21 federal court. The undersigned is not aware of any basis for this court’s jurisdiction to alter the

22 orders or dockets of these higher courts, and plaintiff provides no legal basis for her requested

23 relief. The court cannot grant the requested relief.

24 C. Plaintiff’s Count XII

25 Plaintiff asserts that several police officers violated her First and Fifth Amendment rights

26 by altering police reports to indicate that plaintiff had a mental illness. ECF No. 1 at 149.

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28 3 Counts I, VI, and VII involve federal court cases and are discussed separately below.

1 Plaintiff asks “that an injunctive order be issued to require Sgt. Tasha DeCosta , Ltn. Looten, Sgt.

2 Bryn Ward and Sgt. Price to recover the police reports that they altered. Plaintiff also “prays for

3 monetary damages against James McManis, Michael Reedy and Tsan-Kuen Wang for their undue

4 influence over the policeman and be jointly and severally liable to Plaintiff for all resulting

5 damages” from criminal activities. Id.

6 The First Amendment to the Constitution provides in relevant part that “Congress shall

7 make no law ... abridging ... the right of the people ... to petition the Government for a redress of

8 grievances.” U.S. Const. amend. I. “The protections afforded by the Petition Clause have been

9 limited by the Supreme Court to situations where an individual’s associational or speech interests

10 are also implicated.” WMX Techs., Inc. v. Miller, 197 F.3d 367, 372 (9th Cir. 1999). Assuming

11 plaintiff’s allegations are true, and the officers altered police reports, such action does not relate

12 to plaintiff’s First Amendment rights.

13 To the extent plaintiff brings a due process claim under the Fifth Amendment, the claim

14 cannot survive. A plaintiff cannot make a Fifth Amendment due process claim against a local

15 government entity or its employees, or against private individuals, because the due process and

16 equal protection components of the Fifth Amendment apply only to the federal government. Lee

17 v. City of Los Angeles, 250 F.3d 668, 687 (9th Cir. 2001) (dismissing Fifth Amendment due

18 process and equal protection claims brought against the City of Los Angeles because defendants

19 were not federal actors); see also Low v. City of Sacramento, 2010 WL 3714993 (E.D.Cal. Sept.

20 17, 2010). None of the individuals identified in this cause of action are state actors. Thus, no

21 relief can be granted on Count XII.

22 D. Plaintiff’s Count XIV

23 Plaintiff asks the court to command the California Commission on Judicial Performance,

24 an independent state agency, to re-open complaints that she filed. ECF No. 1 at 151. This cause

25 action amounts to an appeal of the state agency decision. Plaintiff cites no legal basis for this

26 request for relief, and the court is aware of none. The court cannot provide the requested relief.

27 E. The Court Cannot Simply Declare an Organization a Criminal Enterprise (Count VII)

28 Plaintiff asks the court to declare the Inns of Court a criminal enterprise. Plaintiff cites no

1 basis for the court’s authority to do this, and the court is aware of none. To the extent plaintiff

2 intends to charge the Inns with a crime, she cannot do so. “Criminal proceedings, unlike private

3 civil proceedings, are public acts initiated and controlled by the Executive Branch.” Clinton v.

4 Jones, 520 U.S. 681, 718 (1997). Accordingly, Title 18 of the United States Code does not

5 establish any private right of action and cannot support a civil lawsuit. See Aldabe v. Aldabe,

6 616 F.2d 1089, 1092 (9th Cir. 1980) (criminal provisions provide no basis for civil liability).

7 Again, the court cannot provide the requested relief.

8 F. Most Defendants are Immune from Relief

9 Even if the plaintiff had otherwise stated a claim, most of this case would be subject to

10 dismissal because most of the named defendants are judges immune from suit. The Supreme

11 Court has held that judges acting within the course and scope of their judicial duties are

12 absolutely immune from liability for damages under § 1983. Pierson v. Ray, 386 U.S. 547

13 (1967); Stump v. Sparkman, 435 U.S. 349, 356–7 (1978). “Like other forms of immunity,

14 judicial immunity is an immunity from suit, not just from ultimate assessment of damages.”

15 Mireles v. Waco, 502 U.S. 9, 11 (1991). Judicial immunity is overcome only when a judges

16 actions are either (1) nonjudicial in nature, i.e., not taken in the judge’s judicial capacity,

17 Forrester v. White, 484 U.S. 219, 227–29 (1988); or (2) taken in the complete absence of all

18 jurisdiction, Stump, 435 U.S. at 356–57.

19 Plaintiff contends that immunity does not apply here because the actions of the judicial

20 defendants were crimes or based in illegal acts. See, e.g., ECF No. 1 at 13. However,

21 “[a]llegations of malice or bad faith in the execution of the officer's duties are insufficient to

22 sustain the complaint when the officer possesses absolute judicial immunity.” Demoran v. Witt,

23 781 F.2d 155, 158 (9th Cir.1985). Plaintiff’s conclusory assertion that the judicial defendants

24 were acting criminally does not overcome immunity, and it is clear from the complaint that

25 plaintiff is challenging decisions made in the judges’ judicial capacity. Because the judicial

26 defendants are absolutely immune from suit because their conduct involved the adjudication of

27 matters properly before them in the course of their judicial duties, the court cannot provide relief

28 against them. Because plaintiff “cannot possibly win relief” on any of her claims, sua sponte

1 || dismissal appears to be appropriate. See Wong v. Bell, 642 F.2d 359, 362 (9th Cir. 1981); see

2 || also Omar v. Sea-Land Serv., Inc., 813 F.2d 986, 991 (9th Cir. 1987).

3 II. RULE 11 VIOLATION

4 Federal Rule of Civil Procedure 11 forbids an attorney or self-represented party from

5 || making claims that are not “warranted by existing law or by a nonfrivolous argument for

6 || extending, modifying, or reversing existing law or for establishing new law.” Fed. R. Civ. P.

7 || 11(b)(2). Because plaintiff is a licensed attorney, she is presumed to know and understand the

8 | Federal Rules of Civil Procedure, including Rule 11. The court notes that plaintiff's legally

9 || meritless complaint could expose plaintiff to sanctions or referral to the State Bar of California

10 | for violation of her Rule 11 obligations.

1] IV. ORDER and ORDER TO SHOW CAUSE

12 In accordance with the above, IT IS HEREBY ORDERED that plaintiff must show cause

13 || in writing within 21 days why this case should not be dismissed for failure to state a claim upon

14 || which relief can be granted. Specifically, plaintiff must identify which of her claims are not

15 || barred by the above legal doctrines and principles.

16 Plaintiff may satisfy this Order by filing an amended complaint that does not include the

17 || problems in the current complaint. Plaintiff's amended complaint, should she choose to file one,

18 || shall be limited to 25 pages in length. If plaintiff fails to respond, the undersigned will

19 || recommend this case be dismissed for failure to state a claim upon which relief can be granted.

20 Because there is no viable complaint in this case, it is further ORDERED that the motions

21 | for temporary restraining order (ECF Nos. 3, 14 and 21) and all other outstanding motions and

22 || requests pending at the time of this order are DENEID without prejudice to re-filing in the event

23 | plaintiffs response to this Order resolves the court’s concerns.

24 IT IS SO ORDERED.

25 || DATED: March 2, 2022 ~

26 Hhthtin— Clare

ALLISON CLAIRE

27 UNITED STATES MAGISTRATE JUDGE

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This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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