describing these as 9 the “core factors”
How later courts described this case
- describing these as 9 the “core factors”
- qualified immunity may provide 14 immunity from certain claims and not reach all claims
- “failure to file the affidavit could possibly subject 7 the action to a plea in abatement”
- no evidence presented that county was aware of need to train officers 3 regarding import of conflicting VIN numbers
Written by the judges who cited it.
The opinion
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8 UNITED STATES DISTRICT COURT
9 EASTERN DISTRICT OF CALIFORNIA
10
11 ANNICE EVANS, individually and as No. 2:17-cv-01619-TLN-AC
Successor in Interest to Decedent ANGEL
12 RAMOS; DANTE RAMOS, in his
individual capacity; PHILLIP WILSON-
13 VAUGHN, in his individual capacity; ORDER
LEANN SANCHEZ, in her individual
14 capacity; D.W., by and through his
Guardian Ad Litem, CARITA WILSON;
15 and ALICIA SADDLER, individually and
as Guardian Ad Litem for minor G.W.,
16
Plaintiffs,
17
v.
18
CITY OF VALLEJO; a municipal
19 corporation; ZACK JACOBSEN, Police
Officer for the City of Vallejo; and Does
20 1–50, individually and in their official
capacities as Police Officers for the City of
21 Vallejo, inclusive,
22 Defendants.
23
24 This matter is before the Court on Defendants City of Vallejo (“City”) and Zack
25 Jacobsen’s (“Jacobsen”) (collectively, “Defendants”) Motion for Summary Judgment. (ECF No.
26 38.) Plaintiff Annice Evans (“Plaintiff”) opposes the motion. (ECF No. 43.) Defendants have
27 filed a reply. (ECF No. 45.) For the reasons set forth below, Defendants’ Motion for Summary
28 Judgment (ECF No. 38) is DENIED in part and GRANTED in part.
1 I. FACTUAL BACKGROUND1
2 This case arises from an officer-involved shooting that took place on January 23, 2017.
3 (ECF No. 38-5 ¶ 1, Defendants’ Statement of Undisputed Facts (“DUF”).) The operative
4 Complaint asserts causes of action for a violation of Angel Ramos’s (“Ramos”) rights under the
5 Fourth Amendment, a violation of Plaintiff’s familial rights under the Fourteenth Amendment,
6 wrongful death under Cal. Civ. Proc. Code §§ 377.60 and 377.6, a violation of the Unruh Civil
7 Rights Act against Jacobsen, and a Monell claim against the City. (Id. at ¶ 58.)
8 The parties state that at approximately 12:38 a.m., the Vallejo Police Department received
9 multiple 911 calls reporting a group of individuals fighting and screaming at a residence. (Id. at ¶
10 2.) Dispatch issued a priority one call and broadcasted “415 weapons; 415 fight; . . . sounds like a
11 lot of people outside fighting, men and women, sounds like something is being hit with sticks.”
12 (Id. at ¶ 5.) Multiple Vallejo police officers responded to the area, including Jacobsen and
13 Officer Samida (“Samida”). (Id. at ¶¶ 6–7.) As Jacobsen approached the residence, he heard
14 yelling and screaming coming from inside. (Id. at ¶ 8.) Once at the residence, they saw several
15 individuals on the second story balcony yelling and fighting. (Id. at ¶ 13.)
16 The parties dispute the interactions between the officers and the individuals before the
17 shooting. According to Defendants, Jacobsen and Samida announced themselves as officers and
18 gave multiple directions — including shining their flashlights at the balcony — to cease fighting.
19 (Id. at ¶¶ 14–15.) Plaintiff disputes this and presents evidence that Wilson did not hear any
20 commands or announcements by police officers prior to being tased. (ECF No. 43-1 ¶ 15,
21 Plaintiff’s Opposition to DUF.)
22 Defendants state that through the door from the kitchen leading to the balcony, Jacobsen
23 saw Ramos holding a large knife at shoulder level. (DUF ¶ 17.) Plaintiff disputes this, pointing
24 to testimony where Jacobsen described the man with the knife as a “black man wearing blue
25 jeans.” (ECF No. 43-1 ¶ 17.) Plaintiff states that Ramos was a “fair skinned Hispanic male and
26
1 The background section provides a general overview of the action based on the evidence
27 submitted by the parties, from which the Court largely finds there are no genuine disputed issues
of material fact. The Court will note where a dispute exists.
28
1 was shirtless and only wearing boxer shorts.” (Id.) Moreover, Plaintiff presents DeShon
2 Wilson’s (“Wilson”) testimony where Wilson stated that Dante Ramos, who is a foot shorter than
3 Ramos, was wearing blue jeans and had a knife in his hand while in the kitchen. (Id.)
4 Jacobsen maintains that Ramos appeared extremely angry and was being held back by
5 another individual. (Id. at ¶ 18.) At 12:42 a.m., Jacobsen broadcasted on the police radio that
6 there was a man armed with a knife fighting in the house. (Id. at ¶¶ 19–20.) Samida saw Wilson
7 instigating a fight with someone in the kitchen and raising his fists to his chest. (Id. at ¶ 26.)
8 Samida then fired a taser at Wilson, and Wilson fell to the ground of the balcony. (Id. at ¶¶ 27–
9 28.)
10 The parties dispute the series of events that occurred immediately prior to the shooting.
11 Defendants state that Ramos ran from the kitchen and placed his body on top of Wilson. (Id. at ¶
12 29.) Plaintiff, however, states that Ramos “came out of the house . . . [and] got over Wilson by
13 either kneeling over him . . . using his left hand to prop himself up.” (ECF No. 43-1 ¶ 29.)
14 Defendants maintain that Jacobsen saw Ramos with a fist and the blade of a knife extending from
15 his pinkie while he was on top of Wilson. (DUF ¶ 31.) Plaintiff disputes this and presents
16 evidence from Samida, Officer Jeremy Callinan (“Callinan”), and Wilson’s depositions that none
17 of these individuals saw a knife. (ECF No. 43-1 ¶ 31.) Jacobsen then fired four shots in quick
18 succession at Ramos, striking and killing him. (Id. at ¶ 32.) The first shot was fired 14.5 seconds
19 after Samida discharged his taser. (Id. ¶ 33.)
20 Callinan was on the scene and standing between 3 to 5 feet from Jacobsen at the time of
21 the shooting and stated that he believed Ramos to be holding a knife and stabbing Wilson. (Id. at
22 ¶¶ 36, 41) Callinan states he would have used his own handgun to shoot based on a perception of
23 an immediate threat to Wilson’s life had Jacobsen not fired his weapon. (Id. at ¶¶ 37, 45, 46.)
24 Following the shooting, a large chef’s knife was found in the kitchen sink and a steak
25 knife was found on the ground. (Id. at ¶¶ 51–52.) Ramos’ DNA was found on both knives. (Id.
26 at ¶ 53.) Wilson later testified that Ramos was punching him and that he never saw a knife. (Id.
27 at ¶ 54.)
28 ///
1 On August 3, 2017, Plaintiff and seven other family members filed the present action
2 asserting causes of action for wrongful death and survivorship. (Id. at ¶ 55.) The operative First
3 Amended Complaint was filed on September 13, 2018, and Plaintiffs Wilson, Alicia Saddler,
4 G.W., Dante Ramos, Darcel Lewis, Leann Sanchez, and Philip Wilson dismissed their claims.
5 (Id. at ¶ 56.)2 On March 2, 2019, Defendants filed the instant motion for summary judgment.
6 (ECF No. 38.)
7 II. STANDARD OF LAW
8 The purpose of summary judgment is to “pierce the pleadings and assess the proof in
9 order to see whether there is a genuine need for trial.” Matsushita Elec. Indus. Co. v. Zenith
10 Radio Corp. (Matsushita), 475 U.S. 574, 587 (1986). Summary judgment is appropriate when the
11 moving party demonstrates no genuine issue as to any material fact exists and the moving party is
12 entitled to judgment as a matter of law. Fed. R. Civ. P. 56(a); Adickes v. S.H. Kress & Co., 398
13 U.S. 144, 157 (1970). “In cases that involve . . . multiple causes of action, summary judgment
14 may be proper as to some causes of action but not as to others, or as to some issues but not as to
15 others, or as to some parties, but not as to others.” Conte v. Jakks Pac., Inc., 981 F. Supp. 2d 895,
16 902 (E.D. Cal. 2013) (quoting Barker v. Norman, 651 F.2d 1107, 1123 (5th Cir. 1981)); see also
17 Robi v. Five Platters, Inc., 918 F.2d 1439 (9th Cir. 1990); Cheng v. Comm’r Internal Revenue
18 Serv., 878 F.2d 306, 309 (9th Cir. 1989). A court “may grant summary adjudication as to specific
19 issues if it will narrow the issues for trial.” First Nat’l Ins. Co. v. F.D.I.C., 977 F. Supp. 1051,
20 1055 (S.D. Cal. 1977).
21 Under summary judgment practice, the moving party always bears the initial
22 responsibility of informing the district court of the basis of its motion, and identifying those
23 portions of “the pleadings, depositions, answers to interrogatories, and admissions on file together
24 with affidavits, if any,” which it believes demonstrate the absence of a genuine issue of material
25 fact. Celotex Corp. v. Catrett (Celotex), 477 U.S. 317, 323 (1986). To carry its burden of
26
2 The parties further dispute the admissibility of statements by G.W. and Darcel Lewis.
27 (ECF No. 43-1 ¶¶ 22–23.) Plaintiff argues the statements are inadmissible as hearsay. (Id.) The
Court finds that Plaintiff has raised a dispute of material fact as to whether Ramos was holding a
28 knife and declines to decide whether these statements are admissible.
1 production on summary judgment, a moving party “must either produce evidence negating an
2 essential element of the nonmoving party’s claim or defense or show that the nonmoving party
3 does not have enough evidence of an essential element to carry its ultimate burden of persuasion
4 at trial.” Nissan Fire & Marine Ins. Co. v. Fritz Companies, Inc. (Nissan Fire), 210 F.3d 1099,
5 1102 (9th Cir. 2000). “If a moving party fails to carry its initial burden of production, the
6 nonmoving party has no obligation to produce anything, even if the nonmoving party would have
7 the ultimate burden of persuasion at trial.” Nissan Fire, 210 F.3d at 1102–03; see Adickes, 398
8 U.S. at 160. If, however, a moving party carries its burden of production, the burden then shifts
9 to the nonmoving party to establish that a genuine issue as to any material fact actually does exist.
10 Matsushita, 475 U.S. at 585–87.
11 In the endeavor to establish the existence of a factual dispute, the nonmoving party need
12 not establish a material issue of fact conclusively in its favor but need only show the claimed
13 factual dispute “require[s] a jury or judge to resolve the parties’ differing versions of the truth at
14 trial.” First Nat’l Bank of Ariz. v. Cities Serv. Co., 391 U.S. 253, 288–89 (1968). Nevertheless,
15 “[t]he mere existence of a scintilla of evidence in support of the [nonmoving party’s] position will
16 be insufficient.” Anderson, 477 U.S. at 252. Similarly, the nonmoving party may not merely rely
17 upon the mere allegations or denials of its pleadings or “show that there is some metaphysical
18 doubt as to the material facts,” but must instead tender evidence of specific facts in the form of
19 affidavits and/or admissible discovery material, in support of its contention that the dispute exists.
20 Matsushita, 475 U.S. at 586; Estate of Tucker v. Interscope Records, 515 F.3d 1019, 1030 (9th
21 Cir. 2008) (quoting Fed. R. Civ. P. 56(c), (e)). Finally, the nonmoving party must demonstrate
22 that the fact in contention is material, i.e., a fact that might affect the outcome of the suit under
23 the governing law, Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986), and that the
24 dispute is genuine, i.e., the evidence is such that a reasonable jury could return a verdict for the
25 nonmoving party. Id. at 251–52.
26 In resolving the summary judgment motion, the court examines the pleadings, depositions,
27 answers to interrogatories, and admissions on file, together with any applicable affidavits. Fed.
28 R. Civ. P. 56(c); SEC v. Seaboard Corp., 677 F.2d 1301, 1305–06 (9th Cir. 1982). The evidence
1 of the nonmoving party is to be believed, and all reasonable inferences that may be drawn from
2 the facts pleaded before the court must be drawn in favor of the nonmoving party. Anderson, 477
3 U.S. at 255. Nevertheless, mere disagreement as to legal implications of the material facts does
4 not bar summary judgment. See Beard v. Banks, 548 U.S. 521, 530 (2006). Rather, the inquiry is
5 “whether the evidence presents a sufficient disagreement to require submission to a jury or
6 whether it is so one-sided that one party must prevail as a matter of law.” Anderson, 477 U.S. at
7 251–52. “If the nonmoving party fails to produce enough evidence to create a genuine issue of
8 material fact, the moving party wins the motion for summary judgment.” Nissan Fire, 210 F.3d
9 at 1103; see also Celotex, 477 U.S. at 322.
10 III. ANALYSIS
11 In their motion for summary judgment, Defendants argue: (1) Plaintiff lacks standing to
12 assert a Fourth Amendment claim based on a violation of Ramos’ rights; (2) Jacobsen’s use of
13 force was objectively reasonable under the circumstances; (3) Jacobsen is entitled to qualified
14 immunity; (4) Jacobsen did not violate clearly established law; (5) Plaintiff’s Fourteenth
15 Amendment claim should be denied because Jacobsen’s act to protect Wilson was not arbitrary or
16 conscience shocking; (6) summary judgment should be granted as to the state law claims; and (7)
17 summary judgment should be granted as to the City. (ECF No. 38.) The Court will address each
18 argument in turn.
19 A. Standing under the Fourth Amendment
20 Defendants argue Plaintiff is barred from bringing a 42 U.S.C. § 1983 claim based on the
21 violation of Ramos’s Fourth Amendment rights because she failed to meet the statutory
22 requirements of filing an affidavit stating she is the successor-in-interest as required by California
23 law to establish standing. (ECF No. 38 at 13.) Plaintiff argues that she has cured any procedural
24 deficiencies and has filed the requisite affidavit. (ECF No. 43 at 2223.) Defendants state that
25 Plaintiff’s filing does not cure the defect as Cal. Civ. Proc. Code § 377.32(a) requires the affidavit
26 to be filed prior to the commencement of the action. (ECF No. 45 at 9.)
27 “Section 1983 does not address survivor claims or any appropriate remedies.” Provencio
28 v. Vazquez, 2008 WL 3982063, at *11 (E.D. Cal. Aug. 18, 2008). “Fourth Amendment rights are
1 personal rights which . . . may not be vicariously asserted.” Alderman v. United States, 394 U.S.
2 165, 174 (1969). Thus, the general rule is that only the person whose Fourth Amendment rights
3 were violated can sue to vindicate those rights. Smith v. City of Fontana, 818 F.2d 1411, 1417
4 (9th Cir.1987). “In § 1983 actions, however, the survivors of an individual killed as a result of an
5 officer’s excessive use of force may assert a Fourth Amendment claim on that individual’s behalf
6 if the relevant state’s law authorizes a survival action.” Moreland v. Las Vegas Metropolitan
7 Police Dept., 159 F.3d 365, 369 (9th Cir. 1998) (citing 42 U.S.C. § 1988(a); Smith, 818 F.2d at
8 1416–17). The party seeking to bring a survival action bears the burden of demonstrating that a
9 particular state’s law authorizes a survival action, and that the plaintiff meets that state’s
10 requirements for bringing a survival action. Id. (citing Byrd v. Guess, 137 F.3d 1126, 1131 (9th
11 Cir.1998)). California law requires any person who seeks to commence or continue an action as a
12 successor-in-interest pursuant to § 377.30 to execute and file an affidavit setting forth that
13 person’s qualifications as a successor. Cal. Civ. Proc. Code § 377.32.
14 While Plaintiff filed an affidavit in compliance with the requirements of § 377.32(a) on
15 May 15, 2019 (see ECF No. 41), Defendants state this is insufficient because the affidavit was
16 filed after the statute of limitations for the claims had passed (ECF No. 45 at 9). The Court
17 disagrees. First, “[§] 377.32 makes no reference to cutting off or extinguishing [a] claim,
18 contains no cutoff date, no start or end date, and in fact no date of any kind . . . . Indeed, [§]
19 377.32 does not indicate that it is a condition precedent to filing the lawsuit, only that the affidavit
20 must be filed at some point.” Abrego v. City of Los Angeles, No. CV-15-00039-BRO-JEMX,
21 2016 WL 9450679, at *5 (C.D. Cal. Sept. 23, 2016) (quoting Gutierrez v. City of Woodland, No.
22 CIV. S–10–1142 LKK, 2012 WL 1640509 at *6 (E.D. Cal. May 9, 2012).
23 Plaintiff is not “barred by the limitations period from filing the required [§] 377.32
24 documents” because “the statute of limitations is tolled when a plaintiff files the suit, even where
25 the suit may have been defective for failing to comply with § 377.32.” Id. Here, Plaintiff filed
26 the underlying causes of action on August 3, 2017, within the applicable statute of limitations.
27 Because the § 377.32 affidavit requirement is not a condition precedent to Plaintiff’s action, the
28 Court finds that the action was properly brought within the required statute of limitations.
1 Further, the fact that the affidavit was filed on May 15, 2019 (arguably after the expiration of the
2 statute of limitations of the underlying causes of action) does not prevent the Court from
3 accepting Plaintiff’s declaration because § 377.32 does not indicate an end date by which the
4 affidavit must be filed. And even if the filing of a § 377.32 affidavit were subject to the statute of
5 limitations, an objection on that basis is technical, rather than substantive. See Parsons v.
6 Tickner, 31 Cal. App. 4th 1513, 1524 (1995) (“failure to file the affidavit could possibly subject
7 the action to a plea in abatement”). “Dismissal of a claim on technical, § 377.32 grounds is
8 disfavored.” Abrego, 2016 WL 9450679, at *5. Thus, Plaintiff’s affidavit is not time-barred and
9 will be considered valid. Accordingly, Defendants’ motion for summary judgment on this basis
10 is DENIED.
11 B. Excessive Force Claim
12 Defendants argue that summary judgment should be granted on Plaintiff’s claim for
13 excessive force in violation of the Fourth Amendment because Jacobsen’s use of deadly force
14 was objectively reasonable given Jacobsen’s belief that Ramos posed an imminent threat to
15 Wilson’s life. (ECF No. 38 at 14–18.) In opposition, Plaintiff argues that questions of material
16 fact exist that preclude determination of whether Ramos posed an immediate threat to the safety
17 of the officer or others. (ECF No. 43 at 13.)
18 When evaluating a Fourth Amendment claim of excessive force, a court must ask
19 “whether the officers’ actions are ‘objectively reasonable’ in light of the facts and circumstances
20 confronting them[.]” Graham v. Connor, 490 U.S. 386, 397 (1989). “[T]here are no per se rules
21 in the Fourth Amendment excessive force context; rather, courts must still slosh [their] way
22 through the factbound morass of reasonableness.” Mattos v. Agarano, 661 F.3d 433, 441 (9th
23 Cir. 2011) (en banc) (internal quotation marks omitted). This inquiry “requires a careful
24 balancing of ‘the nature and quality of the intrusion on the individual’s Fourth Amendment
25 interests’ against the countervailing governmental interests at stake.” Graham, 490 U.S. at 396
26 (quoting Tennessee v. Garner, 471 U.S. 1, 8 (1985)); Scott v. Harris, 550 U.S. 372, 383 (2007).
27 “The calculus of reasonableness must embody allowance for the fact that police officers are often
28 forced to make split-second judgments — in circumstances that are tense, uncertain, and rapidly
1 evolving — about the amount of force that is necessary in a particular situation.” Graham, 490
2
U.S. at 396–97. “The ‘reasonableness’ of a particular use of force must be judged from the
3
perspective of a reasonable officer on the scene, rather than with the 20/20 vision of hindsight.”
4
Id. at 396.
5
The Ninth Circuit has articulated a three-step approach to the Graham balancing test. See
6
Glenn v. Washington Cnty., 673 F.3d 864, 871 (9th Cir. 2011). First, the district court “must
7
assess the severity of the intrusion on the individual’s Fourth Amendment rights by evaluating the
8
type and amount of force inflicted.” Id. (internal quotation marks omitted). Second, the district
9
court must “evaluate the government’s interest in the use of force.” Id. Finally, the district court
10
must “balance the gravity of the intrusion on the individual against the government’s need for that
11
intrusion.” Id. (internal quotation marks omitted).
12
“Because [the excessive force inquiry] nearly always requires a jury to sift through
13
disputed factual contentions, and to draw inferences therefrom, [the Ninth Circuit has] held on
14
many occasions that summary judgment or judgment as a matter of law in excessive force cases
15
should be granted sparingly.” Smith v. City of Hemet, 394 F.3d 689, 701 (9th Cir. 2005) (en
16
banc).
17
The Court will address each of the Graham factors in turn.
18
i. Severity of the Intrusion
19
With respect to the first step, the severity of the intrusion, there is no dispute that Jacobsen
20
used deadly force which resulted in Ramos’ death. (DUF ¶ 32.) “The intrusiveness of a seizure
21
by means of deadly force is unmatched.” Garner, 471 U.S. at 9. Therefore, the Court proceeds
22
to the second step of the Ninth Circuit framework.
23
ii. Government’s Interest in the Use of Force
24
With respect to the second step, the “strength of the government’s interest in the force
25
used is evaluated by examining three primary factors: (1) ‘whether the suspect poses an
26
immediate threat to the safety of the officers or others,’ (2) ‘the severity of the crime at issue,’
27
and (3) ‘whether he is actively resisting arrest or attempting to evade arrest by flight.’” Glenn,
28
1 673 F.3d at 872 (quoting Graham, 490 U.S. at 396). The “‘most important’ [of these factors] is
2 whether the suspect posed an ‘immediate threat to the safety of the officers or others.’” Mattos,
3 661 F.3d at 441 (quoting Smith, 394 F.3d at 702). “An officer’s use of deadly force is reasonable
4 only if ‘the officer has probable cause to believe that the suspect poses a significant threat of
5 death or serious physical injury to the officer or others.’” Scott v. Henrich, 39 F.3d 912, 914 (9th
6 Cir. 1994) (emphasis removed) (quoting Garner, 471 U.S. at 3).
7 The three primary factors for evaluating the second step of the Graham test, however, are
8 not exclusive. See Bryan v. MacPherson, 630 F.3d 805, 826 (9th Cir. 2010) (describing these as
9 the “core factors”). The Ninth Circuit has made clear that the district court must “examine the
10 totality of the circumstances and consider ‘whatever specific factors may be appropriate in a
11 particular case, whether or not listed in Graham.’” Glenn, 673 F.3d at 872. Other relevant
12 factors may include the availability of less intrusive force, whether proper warnings were given,
13 and whether it should have been apparent to the officers that the subject of the force used was
14 mentally or emotionally disturbed. See, e.g., id. at 872; Bryan, 630 F.3d at 831; Deorle v.
15 Rutherford, 272 F.3d 1272, 1282–83 (9th Cir. 2001). With respect to the possibility of less
16 intrusive force, officers need not employ the least intrusive means available so long as they act
17 within a range of reasonable conduct. Scott, 39 F.3d at 915.
18 a. Immediate Threat to the Safety of Officers or Others
19 Defendants argue that Jacobsen believed there was an immediate threat to the safety of
20 Wilson’s life. (ECF No. 38 at 15.) To support this belief, Defendants state that Jacobsen saw
21 Ramos with a knife in his hand and 10 to 12 seconds later, Jacobsen saw Ramos get on top of
22 Wilson with a knife in his hand and rapidly stab downward. (Id.) Plaintiff maintains that
23 disputes of material fact preclude the determination of whether Ramos posed an immediate threat
24 to the safety of the officers or others. (ECF No. 43 at 13.)
25 The parties first dispute whether Jacobsen actually saw Ramos with a knife. Defendants
26 state that “Jacobsen saw [] Ramos’ hand clenched in a hammerfist with the blade of a knife
27 extending from his pinkie as Ramos quickly stabbed downward at [Wilson].” (DUF ¶ 31.)
28 Plaintiff presents both Samida and Callinan’s testimony stating they did not see anything in
1 Ramos’ hand. (ECF No. 43-1 ¶¶ 31–32.) Further, Samida described Ramos’ striking motion not
2 as “stabbing,” but as “punching strikes with the knuckles.” (Id. at ¶ 32.) Wilson himself testified
3 that “it was a fight between me and [Ramos],” and Ramos’ own autopsy revealed a hand injury
4 consistent with knuckle punching. (Id.) Moreover, weapons were not observed at the scene
5 while emergency responders were providing medical care. (Id.)
6 Plaintiff further points to Jacobsen’s testimony that he “saw [] Ramos in the kitchen
7 holding a large knife at shoulder level.” (DUF ¶ 17.) However, Jacobsen described the man with
8 the knife as a black man wearing blue jeans and wielding a knife in the kitchen. (ECF No. 43-1 ¶
9 17.) Ramos, however, is a fair-skinned Hispanic male and was wearing only boxing shorts. (Id.)
10 Defendants, in their reply, admit that Jacobsen misidentified Ramos’s race stating that Jacobsen
11 “did initially describe [] Ramos as a shirtless black man, rather than a shirtless Hispanic man.”
12 (ECF No. 45 at 7.) Defendants state that this misidentification is “insufficient to support an
13 inference that [] Jacobsen did not reasonably believe the individual in the kitchen with the knife
14 to be [] Ramos.” (Id.)
15 Defendants contend that Jacobsen’s actions, including mistaking Ramos’ race, were
16 reasonable and that “[i]t has been recognized that it is reasonable for an officer to move quickly
17 where delay would endanger lives, even where that results in mistakes being made.” (ECF No.
18 38 at 17 (quoting City & Cnty. of S. F. v. Sheehan, 135 S. Ct. 1765, 1775 (2015).) However,
19 “[w]here an officer’s particular use of force is based on a mistake of fact, we ask whether a
20 reasonable officer would have or should have accurately perceived that fact.” Torres v. City of
21 Madera, 648 F.3d 1119, 1124 (9th Cir. 2011). That is because “not all errors in perception . . .
22 are reasonable.” Id. By his own testimony, Jacobsen first saw a black man in jeans with a knife,
23 and this was a predicate for fatally shooting a Hispanic man in boxers. Whether this “mistake”
24 was reasonable is a question that must be resolved by a jury and cannot be disposed of on
25 summary judgment.
26 The undisputed facts are that Ramos and Wilson were engaged in an altercation where
27 Ramos was on top of Wilson. Plaintiff has raised a genuine dispute as to whether it was
28 reasonable for Jacobsen to believe Ramos had a knife and was stabbing Wilson, and therefore,
1 whether it was reasonable for Jacobsen to believe that Ramos posed an immediate threat to
2 officers or others. This question must be resolved by a jury.
3 As to the third Graham factor, in balancing the “unmatched” intrusion on Ramos against
4 the government’s need for that intrusion — and that the Court cannot find as a matter of law that
5 Jacobsen’s actions were reasonable under the circumstances — the Court finds this factor weighs
6 against granting summary judgment.
7 Accordingly, the Court finds summary judgment on this claim must be DENIED.
8 C. Qualified Immunity
9 Qualified immunity “protects government officials from liability for civil damages insofar
10 as their conduct does not violate clearly established statutory or constitutional rights of which a
11 reasonable person would have known.” Mueller v. Auker, 700 F.3d 1180, 1185 (9th Cir. 2012)
12 (quoting Messerschmidt v. Millender, 565 U.S. 535 (2012)) (internal quotation marks omitted);
13 see also Behrens v. Pelletier, 516 U.S. 299, 311–12 (1996) (qualified immunity may provide
14 immunity from certain claims and not reach all claims). The doctrine “gives government officials
15 breathing room to make reasonable but mistaken judgments” and “protects ‘all but the plainly
16 incompetent or those who knowingly violate the law.’” Ashcroft v. al-Kidd, 563 U.S. 731 (2011)
17 (quoting Malley v. Briggs, 475 U.S. 335, 341 (1986)). Qualified immunity is an affirmative
18 defense; the burden of pleading it rests with the defendant. Crawford-El v. Britton, 523 U.S. 574,
19 586–87 (1998).
20 A qualified immunity analysis requires determining: (1) whether facts alleged, taken in the
21 light most favorable to the injured party, show the defendants’ conduct violated a constitutional
22 right; and (2) whether the right was clearly established. Lacey v. Maricopa Cnty., 693 F.3d 896,
23 915 (9th Cir. 2012) (en banc) (citing Saucier v. Katz, 533 U.S. 194, 201 (2001)). Courts may
24 “exercise their sound discretion in deciding which of the two prongs of the qualified immunity
25 analysis should be addressed first in light of the circumstances in the particular case at hand.”
26 Pearson v. Callahan, 555 U.S. 223, 236 (2009).
27 Defendants argue even if Jacobsen’s conduct violated Ramos’s Fourth Amendment rights,
28 qualified immunity protects him from liability. (ECF No. 38 at 18– 19.) The Court has
1 determined the record contains sufficient evidence to raise a triable issue as to whether Jacobsen’s
2 conduct constituted excessive force in violation of the Fourth Amendment. As such, “[s]ummary
3 judgment in favor of the Defendants is improper because where there are factual disputes as to the
4 parties’ conduct or motives, qualified immunity cannot be resolved at summary judgment and the
5 case must proceed to trial.” Beaver v. City of Fed. Way, No. CV05-1938MJP, 2006 WL 3203729,
6 at *3 (W.D. Wash. Nov. 3, 2006); Liston v. Cnty. of Riverside, 120 F.3d 965, 975 (9th Cir. 1997)
7 (finding summary judgment for defendants improper where a genuine issue of material fact
8 prevents a determination of qualified immunity). Accordingly, summary judgment on the basis of
9 qualified immunity is not appropriate, and Defendants’ motion on this basis is DENIED.
10 D. Fourteenth Amendment Claim
11 Defendants argue that summary judgment with respect to Plaintiff’s Fourteenth
12 Amendment claim should be granted because Jacobsen’s actions were not “arbitrary” or
13 “conscience shocking.” (ECF No. 38 at 21.) Plaintiff states that Jacobsen’s conduct shocks the
14 conscience in violation of the Fourteenth Amendment. (ECF No. 43 at 17.)
15 “The [Ninth C]ircuit has recognized that parents have a Fourteenth Amendment liberty
16 interest in the companionship and society of their children.” Wilkinson v. Torres, 610 F.3d 546,
17 554 (9th Cir. 2010). Under the Fourteenth Amendment, “only official conduct that ‘shocks the
18 conscience’ is cognizable as a due process violation.” Porter v. Osborn, 546 F.3d 1131, 1137
19 (citing City of Sacramento v. Lewis, 523 U.S. 833, 854 (1998)). In assessing whether an officer’s
20 conduct shocks the conscience, the Court may consider whether the officer exhibited “deliberate
21 indifference” or, when the situation is one that requires a snap judgment, whether the officer acted
22 with a “purpose to harm” the decedent. Rose v. Cnty. of Sacramento, 163 F. Supp. 3d 787, 792
23 (E.D. Cal. 2016) (citing Porter, 546 F.3d at 1137–38). “[C]onduct deliberately intended to injure
24 in some way unjustifiable by any government interest is the sort of official action most likely to
25 rise to the conscience-shocking level.” City of Sacramento, 523 U.S. at 849.
26 Defendants argue the Court should apply the purpose to harm standard stating that
27 Jacobsen was responding to an “immediate threat” to Wilson and fired his gun to protect him, and
28 therefore, had no purpose to harm. (ECF No. 38 at 21–22.) Defendants contend that because
1 nothing in the record suggests Jacobsen fired his gun for any other reason, summary judgment on
2 this claim is proper. (Id.) Plaintiff states that “[o]ther police observed Ramos’s conduct and
3 stood near to Jacobsen and took action to use intermediate force. [] Jacobsen had the same
4 opportunity to deliberate and determine that deadly force was not warranted” and “this conduct
5 evinces a purpose to harm.” (ECF No. 43 at 18.)
6 In assessing Plaintiff’s claim, the Court must consider the totality of the facts in order to
7 determine whether a Fourteenth Amendment violation has occurred. Rose, 163 F. Supp. 3d at
8 792 (citing Isayeva v. Cnty. of Sacramento, No. 2:13–CV–02015–KJM, 2015 WL 5544505, at
9 *11 (E.D. Cal. Sept. 18, 2015)). Here, the Court finds a dispute of material fact as to whether
10 Jacobsen had sufficient time to deliberate his actions with respect to Ramos. The Court also
11 finds a dispute of material fact as to whether Jacobsen’s use of lethal force instead of intermediate
12 force shocks the conscience. Defendants claim Jacobsen perceived an immediate threat (ECF No.
13 38 at 22), but Plaintiff points out that Samida was loading his Taser cartridge at the time Jacobsen
14 fired his shot evidencing other officers’ ability to deliberate and determine deadly force was
15 unwarranted (ECF No. 43 at 18; ECF No. 43-1 ¶ 49).
16 The Court finds that the submitted evidence creates a genuine dispute about which
17 standard of culpability should apply in this case. “By its nature, the determination of which
18 situation [a defendant] actually found himself in is a question of fact for the jury, so long as there
19 is sufficient evidence to support both standards.” Duenez v. City of Manteca, No. CIV. S–11–
20 1820 LKK, 2013 WL 6816375, at *14 (E.D. Cal. Dec. 23, 2013). Moreover, because the parties
21 differ so vastly in their recounting of the facts, the Court finds that there is a genuine dispute as to
22 whether Jacobsen acted with either deliberate indifference or a purpose to harm. Accordingly,
23 Defendants’ motion for summary judgment as to Plaintiff’s Fourteenth Amendment claim is
24 DENIED.
25 E. State Law Claims
26 Plaintiff asserts causes of action for wrongful death under Cal. Civ. Proc. Code §§ 377.60
27 and 377.61, and a violation of the Tom Bane Civil Rights Act, Cal. Civ. Code § 52.1 (“Bane
28 Act”). (DUF ¶ 58.) Defendants argue that claims of excessive force are analyzed under the
1 objective reasonable standard used in evaluating Fourth Amendment claims, and to the extent the
2 Court finds Jacobsen’s use of force reasonable, the Court must dismiss the state law claims.
3 (ECF No. 38 at 22.) Because the Court finds the question of whether Jacobsen’s actions were
4 reasonable requires resolution by a jury, the Court finds Defendants’ argument unpersuasive and
5 denies summary judgment on this basis.
6 Defendants ask that if the Court denies summary judgment, to find partial summary
7 judgment with respect to the Bane Act claim as Plaintiff has failed to demonstrate a specific
8 intent to violate Ramos’s rights. (ECF No. 38 at 22.) Plaintiff argues that the specific intent
9 standard to an excessive force claim is whether there was just a “mere intention to use force that
10 the jury finds unreasonable . . . .” (ECF No. 43 at 22 (citing Reese v. Cnty. of Sacramento, 888
11 F.3d 1030, 1040 (9th Cir. 2018)).)
12 The Bane Act provides a private cause of action against anyone who “interferes by threats,
13 intimidation, or coercion, or attempts to interfere by threats, intimidation, or coercion, with the
14 exercise or enjoyment by an individual or individuals of rights secured by the Constitution or
15 laws of the United States, or laws and rights secured by the Constitution or laws of California.”
16 Cal. Civ. Code § 52.1(a). However, “[e]vidence simply showing that an officer’s conduct
17 amounts to a constitutional violation under an ‘objectively reasonable’ standard is insufficient to
18 satisfy the additional intent requirement under the Bane Act.” Losee v. City of Chico, 738 F.
19 App’x 398, 401 (9th Cir. 2018) (citing Reese, 888 F.3d at 1045). “Rather, [the plaintiff] must
20 show that [the officer] ‘intended not only the force, but its unreasonableness, its character as more
21 than necessary under the circumstances.’” Id. (quoting Reese, 888 F.3d at 1045).
22 The specific intent inquiry for a Bane Act claim is focused on two questions: first, “‘[i]s
23 the right at issue clearly delineated and plainly applicable under the circumstances of the case,’
24 and second, ‘[d]id the defendant commit the act in question with the particular purpose of
25 depriving the citizen victim of his enjoyment of the interests protected by that right?’ So long as
26 those two requirements are met, specific intent can be shown ‘even if the defendant did not in fact
27 recognize the unlawfulness of his act’ but instead acted in ‘reckless disregard’ of the
28 constitutional right.” Sandoval v. Cnty. of Sonoma, 912 F.3d 509, 520 (9th Cir. 2018) (internal
1 citations omitted) (quoting Cornell v. City & Cnty. of S. F., 17 Cal. App. 5th 766, 801–02 (2017)).
2 Plaintiff argues that “Jacobsen shot [] Ramos who was unarmed and engaged in a mutual
3 fist fight with [] Wilson — someone whom the [officers] observed and determined to be the
4 aggressor. [Jacobson] shot up into a crowded dimly lit balcony backed by an even more crowded
5 house, where his view was obstructed by wooden slats and possibly a tree and fencing. Under
6 these circumstances, a jury can easily determine that [Jacobsen] acted with the specific intent to
7 violate decedent’s constitutional rights.” (ECF No. 43 at 22.)
8 The Court agrees. A jury could reasonably find that Jacobsen acted in “reckless
9 disregard” when he shot into the dimly lit balcony. Accordingly, summary judgment as to
10 Plaintiff’s state law claims is DENIED.
11 F. Section 1983 Monell Liability
12 Plaintiff seeks to impose liability on the City under 42 U.S.C. § 1983. Local governments
13 are “persons” subject to liability under § 1983. Monell v. Dep’t of Soc. Servs., 436 U.S. 658, 690
14 (1978). A local government, however, cannot be held liable solely because it employs a
15 tortfeasor on a theory of respondeat superior. Id. at 691. Rather, the local government “itself
16 must cause the constitutional deprivation.” Gillette v. Delmore, 979 F.2d 1342, 1346 (9th Cir.
17 1992). Thus, to prevail on a § 1983 claim against a local government, a plaintiff must generally
18 show that: (1) there was a violation of the plaintiff’s constitutional rights; (2) the local
19 government had a policy, procedure, or custom; (3) the policy, procedure, or custom amounts to
20 deliberate indifference to the plaintiff’s constitutional rights; and (4) the policy, procedure, or
21 custom was the moving force behind the constitutional violation. See Dougherty v. City of
22 Covina, 654 F.3d 892, 900 (9th Cir. 2011) (quoting Plumeau v. Sch. Dist. No. 40 Cnty. of
23 Yamhill, 130 F.3d 432, 438 (9th Cir. 1997)).
24 In moving for summary judgment, the City argues: (1) Plaintiff did not provide evidence
25 that the City failed to train its employees; and (2) Plaintiff did not provide evidence that the City
26 ratified Jacobsen’s conduct as its own when it failed to discipline him. (ECF No. 38 at 24–25.)
27 i. Failure to Train
28 In City of Canton v. Harris, 489 U.S. 378, 379–80, 388 (1989), the Supreme Court held
1 that deliberately indifferent training may give rise to § 1983 municipal liability. However, it
2 limited liability to instances “only where the failure to train amounts to deliberate indifference to
3 the rights of persons with whom the police come in contact,” and that deliberate indifference was
4 the moving force of the violation of the plaintiff’s federally protected right. Id. at 388.
5 Therefore, “only where a municipality’s failure to train its employees in a relevant respect
6 evidences a ‘deliberate indifference’ to the rights of its inhabitants can such a shortcoming be
7 properly thought of as a city ‘policy or custom’ that is actionable under § 1983.” Id. at 389. To
8 succeed, the plaintiff must demonstrate specific training deficiencies and either: (1) a pattern of
9 constitutional violations of which policy-making officials can be charged with knowledge; or (2)
10 that training is obviously necessary to avoid constitutional violations, e.g., training on the
11 constitutional limits on a police officer’s use of deadly force. Id. at 390–91.
12 Plaintiff asserts that a jury could find that multiple prior instances of shooting non-
13 threatening suspects is evidence of the City’s failure to train, though Plaintiff does not cite to any
14 specific instances. (ECF No. 43 at 18.) Defendants argue that Plaintiff has not “produced any
15 evidence whatsoever as to the training provided by Vallejo Police Department.” (ECF No. 45 at
16 8.) Plaintiff does cite to its proffered expert report by Roger Clark from Police Procedures
17 Consultant, Inc. (“Clark”), stating that the Vallejo Police Department “through its chain of
18 command, appears to have endorsed [] dangerous and out-of-policy tactics that are connected to
19 this incident.” (ECF No. 43-9 at 10.) Moreover, the report generally discusses the training of all
20 California officers, including the Vallejo Police Department. (Id. at 9.) Defendants fail to object
21 to this evidence or to respond in any capacity. (See ECF No. 45.)
22 Whether a local government entity has displayed a policy of deliberate indifference is
23 generally a question of fact for the jury. Oviatt v. Pearce, 954 F.2d 1470, 1478 (9th Cir. 1992);
24 Wood v. Ostrander, 879 F.2d 583, 588 n.4 (9th Cir. 1989), cert. denied, 498 U.S. 938 (1990).
25 However, if a plaintiff fails to introduce evidence from which a jury could infer deliberate
26 indifference, the case may be resolved summarily. See, e.g., Mateyko v. Felix, 924 F.2d 824, 826
27 (9th Cir. 1990), cert. denied, 502 U.S. 814 (1991) (testimony that officers received only three to
28 four hours of Taser gun training and lacked information as to the Taser’s precise effect would at
1 best support a finding of mere negligence); Merritt v. Cnty. of Los Angeles, 875 F.2d 765, 771,
2 771 n.10 (9th Cir. 1989) (no evidence presented that county was aware of need to train officers
3 regarding import of conflicting VIN numbers). In comparison, cases that have survived defense
4 motions for summary disposition have involved training programs that were far below national
5 standards, Reed v. Hoy, 909 F.2d 324, 331 (9th Cir. 1989), cert. denied, 501 U.S. 1250 (1991), or
6 virtually nonexistent, Davis v. Mason Cnty., 927 F.2d 1473, 1482–83 (9th Cir. 1991), cert.
7 denied, 502 U.S. 899 (1991) (finding judgment for plaintiff as a matter of law).
8 Plaintiff has not provided any evidence other than Clark’s singular broad statement
9 (“appears to have”) that the City failed to train its employees. Accordingly, Plaintiff has not
10 provided any evidence that could cause a jury to infer deliberate indifference.
11 ii. Ratification
12 Plaintiff argues that the City has ratified Jacobsen’s conduct by failing to discipline or
13 terminate him, and further argues that Defendants have failed to provide any evidence otherwise.
14 (ECF No. 43 at 19.) Defendants, in reply, argue that Plaintiff was required “to produce evidence
15 from which a fact finder might conclude that authorized policymakers approved a subordinate’s
16 decision and the basis for it.” (ECF No. 45 at 8 (citing Christie v. Iopa, 176 F.3d 1231, 1239 (9th
17 Cir. 1999).) Plaintiff presents testimony by Clark, who states that there is “no evidence that []
18 Jacobsen was either disciplined or at a minimum retrained in proper arrest methods, tactical
19 deployments or use of force.” (ECF No. 43-9 at 11.)
20 First, a single failure to discipline a subordinate is generally insufficient to demonstrate
21 ratification. See Haugen v. Brosseau, 351 F.3d 372, 393 (9th Cir. 2003) (citing Santiago v.
22 Fenton, 891 F.2d 373, 382 (1st Cir. 1989)) (“As we have indicated before, we cannot hold that
23 the failure of a police department to discipline a specific instance is an adequate basis for
24 municipal liability under Monell.”). Second, there is no evidence that an authorized policymaker
25 had knowledge of Jacobsen’s conduct yet failed to discipline him. It is the policymaker’s
26 authority to make final decisions on behalf of a local government that makes his actions capable
27 of imposing liability on it. See City of St. Louis v. Praprotnik, 485 U.S. 112, 127 (1988). The
28 City is entitled to summary judgment on this matter.
1
2 Accordingly, Defendants’ motion for summary judgment as to the Monell claim is
3 | GRANTED, and the City is dismissed from this action.
4 IV. CONCLUSION
5 For the foregoing reasons, IT IS HEREBY ORDERED that:
6 1. Defendants’ Motion for Summary Judgment (ECF No. 38) is GRANTED as to
7 | Plaintiff's Monell claim and the City is DISMISSED from this action;
8 2. Defendants’ Motion for Summary Judgment is DENIED as to Plaintiff's remaining
9 | claims; and
10 3. The parties are hereby ordered to file a Joint Status Report within thirty (30) days of
11 | the electronic filing date of this Order indicating their readiness to proceed to trial and proposing
12 | trial dates.
13 IT IS SO ORDERED.
14 | DATE: December 8, 2021
15 {) /)
16 “ ! / Yakw
17 Troy L. Nunley ]
18 United States District Judge
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