“The district court need not consider arguments raised for the 18 first time in a reply brief”
How later courts described this case
- “The district court need not consider arguments raised for the 18 first time in a reply brief”
- finding no abuse of 2 discretion in denying leave to amend when amendment would be futile
- “It is the element of threat, intimidation, or coercion that is being emphasized in Civil 7 Code § 52.1”
Written by the judges who cited it.
The opinion
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8 UNITED STATES DISTRICT COURT
9 EASTERN DISTRICT OF CALIFORNIA
10
11 A.H., No. 2:18-cv-02917-TLN-DMC
12 Plaintiff,
13 v. ORDER
14 COUNTY OF TEHAMA, et al.,
15 Defendants.
16
17 This matter is before the Court on Defendants County of Tehama (“County”), Tehama
18 County Sheriff’s Office (“Department”), Sheriff Dave Hencratt (“Hencratt”), and Assistant
19 Sheriff Phil Johnston’s (“Johnston”) (collectively, “Defendants”) Motion to Dismiss pursuant to
20 Federal Rule of Civil Procedure 12(b)(6). (ECF No. 19.) Per the Court’s Order Relating Cases
21 (ECF No. 18), the identical Motion was filed in each related case.1 Plaintiffs in the related cases
22 — except the Plaintiffs in Case No. 2:18-cv-03021-TLN-DMC — elected to file a single, joint
23 opposition. (ECF No. 22.) Defendants filed a single reply. (ECF No. 24.) For the reasons set
24 forth below, the Court GRANTS in part and DENIES in part Defendants’ Motion to Dismiss.2
25 1 The related cases are as follows: 2:18-cv-02916-TLN-DMC (Phommathep); 2:18-cv-
02927-TLN-DMC (Steele); 2:18-cv-02918-TLN-DMC (Woods); 2:18-cv-02912-TLN-DMC
26
(McFadyen); 2:18-cv-02917-TLN-DMC (A.H.); 2:18-cv-03021-TLN-DMC (Cardenas).
27
2 In line with its instruction to file a single motion for all cases and to ensure the continuity
28 of these cases, the Court has entered identical orders in 2:18-cv-02916 (Phommathep); 2:18-cv-
1 I. FACTUAL AND PROCEDURAL BACKGROUND
2 A. General allegations applicable to all related cases3
3 On November 14, 2017, Kevin Neal (“Neal”) murdered at least five people and wounded
4 at least a dozen more. A number of these victims filed lawsuits. Bob Steele, Michael Elliott,
5 G.E., and M.E. filed an action as co-plaintiffs (the “Steele Plaintiffs”); Troy McFadyen, Phillip
6 Bow, and Sia Bow filed an action as co-plaintiffs (the “McFadyen Plaintiffs”); Tiffany
7 Phommathep, John Phommathep Sr., J.P., J.P.II, and N.P. filed an action as co-plaintiffs (the
8 “Phommathep Plaintiffs”); James Woods, Jr. and James Woods, Sr. filed an action as co-plaintiffs
9 (the “Woods Plaintiffs”); and A.H. filed an action (all Plaintiffs in all actions are collectively
10 referred to herein as “Plaintiffs”).
11 The Plaintiffs in each specified action allege a common set of facts in addition to case
12 specific facts. The common set of facts, or “General Allegations,” are as follows. On January 31,
13 2017, Neal was arrested and charged with assault with a deadly weapon, false imprisonment with
14 violence, and willful discharge of a firearm in a grossly negligent manner. On April 7, 2017, a
15 Civil Harassment Restraining Order was issued against Neal which prohibited him from
16 possessing any gun or ammunition. The restraining order included language mandating any
17 sworn officer with knowledge of the restraining order arrest Neal if he was discovered with guns
18 or ammunition. Neal only turned over one firearm after being served with the restraining order.
19 The Complaints allege a number of reports to the Sheriff’s Department regarding Neal’s
20 possession of guns including: a report from his girlfriend that she was missing a firearm; a
21 complaint on August 21, 2017, by Neal’s neighbor Diana Steele that Neal was shooting a shotgun
22
23 02927 (Steele); 2:18-cv-02918 (Woods); 2:18-cv-02912 (McFadyen); and 2:18-cv-02917 (A.H.).
These complaints allege similar causes of action. However, because there are facts individual to
24 each group of plaintiffs, some matters discussed in this order may not apply to this specific group.
The final related case with a pending motion to dismiss, 2:18-cv-03021 (Cardenas), is discussed
25
in a separate order as the Complaint alleges different causes of actions and the Plaintiffs elected
26 to file a separate opposition.
27 3 The following recitation of facts is derived from the “general allegations” section of
Plaintiffs’ Complaint (ECF No. 1). The “general allegations” sections are the same in each
28 related Complaint discussed herein.
1 towards her home; and an October 21, 2017 complaint by a different neighbor of gunshots and
2 screams coming from Neal’s house. After each of these reports, Plaintiffs assert law enforcement
3 either did not respond or responded briefly but did not make contact with Neal. Plaintiffs also
4 allege ammunition could be seen on Neal’s property from the public road. While not detailing
5 each of them, Plaintiffs assert at least nine different people complained to Defendants and their
6 employees regarding Neal’s violent tendencies including a call from Neal’s family members
7 “shortly before the shooting” informing Defendants that Neal was mentally unstable,
8 deteriorating, and had illegal firearms.
9 Plaintiffs allege that the Department not only failed to follow up on complaints about
10 Neal, but actively discouraged them by threatening to arrest those reporting Neal if they
11 continued to call the Department. Defendants allegedly told one complainant to “mind [her] own
12 damn business,” responded to the reports by stating that so long as Neal was shooting guns in a
13 safe manner there was nothing the Department could do, and refused to log calls regarding Neal
14 in the official log. Plaintiffs draw the conclusion that this conduct by Defendants created an
15 atmosphere where victims were too afraid of retaliation by Neal and Defendants to call law
16 enforcement to report additional violations and that Defendants’ actions emboldened Neal and
17 thus created additional danger for Plaintiffs.
18 B. Allegations specific to the Steele Plaintiffs4
19 On January 31, 2017, Neal attacked Diana Steele (deceased) and Hailey Poland near
20 Neal’s property, shooting at them six times with an illegally modified Bushmaster AR-15 assault
21 rifle. Neal punched Diana Steele and stabbed Hailey Poland with a 10-inch knife. As a result, the
22 criminal protective order discussed above was issued against Neal and in protection of Diana
23 Steele and Hailey Poland on February 28, 2017. On March 17, 2017, the permanent Civil
24 Harassment Restraining Order was issued against Neal in protection of Hailey Poland and
25 Plaintiffs Bob Steele, G.E., Diana Steele, and Danny Elliott II.
26 ///
27
28 4 The following recitation of facts is derived from the Steele Complaint.
1 Between February 2017 and November 14, 2017, Diana Steele and Daniel Elliott II
2 contacted the Department to report violations of the restraining orders. The Department ignored
3 those complaints and threatened to arrest Diana Steele and Danny Elliott if they continued to call
4 regarding Neal.
5 On November 14, 2017, Neal shot and killed Daniel Elliott II and Diana Steele in their
6 front yard before proceeding to drive to Rancho Tehama Elementary School intending to kill G.E.
7 Bob Steele was inside his home and heard the shots that killed Diana Steele and Daniel Elliott II.
8 C. Allegations specific to the Phommathep Plaintiffs5
9 On November 14, 2017, Tiffany Phommathep was driving her children to school. Neal
10 rear-ended her vehicle before passing her and shooting into the car. The Phommathep Plaintiffs
11 present in the car sustained severe injuries: Tiffany Phommathep was shot four times from behind
12 in her left shoulder; J.P.II was shot two times in the left calf; J.P. was shot in the left foot; and
13 N.P. sustained multiple injures including cuts from broken glass.
14 D. Allegations specific to the Woods Plaintiffs6
15 On November 14, 2017, Neal shot at the Woods Plaintiffs after rear-ending their vehicle.
16 James Woods, Jr. sustained a gunshot wound to his face and James Woods, Sr. sustained injury
17 from shrapnel hitting his left cheekbone, under his right eye, and his ear.
18 E. Allegations specific to the McFadyen Plaintiffs7
19 On November 14, 2017, Troy McFadyen was driving with Michelle McFadyen as
20 passenger. Neal, driving the opposite direction, swerved and struck the McFadyens’ car head-on,
21 causing it to go off the road into a drainage ditch. Neal then shot at Troy and Michelle McFadyen
22 as they tried to exit their car. After Neal left, police arrived at the scene and mistook Troy
23 McFadyen for the shooter. The McFadyen Complaint states that officers “detained” Troy and
24 Michelle McFadyen. Once officers determined Troy McFadyen was not the shooter, they
25
26 5 The following recitation of facts is derived from the Phommathep Complaint.
27 6 The following recitation of facts is derived from the Woods Complaint.
28 7 The following recitation of facts is derived from the McFadyen Complaint.
1 abandoned him and Michelle McFadyen without summoning medical assistance. Michelle
2 McFadyen died on-scene as a result of her injuries. A bystander saw Troy McFadyen, moved
3 him into the back of the bystander’s garbage truck, and transported him to the hospital.
4 F. Allegations specific to A.H.8
5 On November 14, 2017, Neal shot A.H. while A.H. was in his classroom at Rancho
6 Tehama Elementary School. A.H. sustained a gunshot wound to his chest and right foot. Bullet
7 fragments remain lodged in his chest.
8 II. STANDARD OF LAW
9 Federal Rule of Civil Procedure 8(a) requires that a pleading contain “a short and plain
10 statement of the claim showing that the pleader is entitled to relief.” See Ashcroft v. Iqbal, 556
11 U.S. 662, 678–79 (2009). Under notice pleading in federal court, the complaint must “give the
12 defendant fair notice of what the claim...is and the grounds upon which it rests.” Bell Atlantic v.
13 Twombly, 550 U.S. 544, 555 (2007) (internal quotations omitted). “This simplified notice
14 pleading standard relies on liberal discovery rules and summary judgment motions to define
15 disputed facts and issues and to dispose of unmeritorious claims.” Swierkiewicz v. Sorema N.A.,
16 534 U.S. 506, 512 (2002).
17 On a motion to dismiss, the factual allegations of the complaint must be accepted as
18 true. Cruz v. Beto, 405 U.S. 319, 322 (1972). A court must give the plaintiff the benefit of every
19 reasonable inference to be drawn from the “well-pleaded” allegations of the complaint. Retail
20 Clerks Int’l Ass’n v. Schermerhorn, 373 U.S. 746, 753 n.6 (1963). A plaintiff need not allege
21 “‘specific facts’ beyond those necessary to state his claim and the grounds showing entitlement to
22 relief.” Twombly, 550 U.S. at 570. “A claim has facial plausibility when the plaintiff pleads
23 factual content that allows the court to draw the reasonable inference that the defendant is liable
24 for the misconduct alleged.” Iqbal, 556 U.S. at 678 (citing Twombly, 550 U.S. 544, 556 (2007)).
25 ///
26 ///
27
28 8 The following recitation of facts is derived from the A.H. Complaint. (ECF No. 1.)
1 Nevertheless, a court “need not assume the truth of legal conclusions cast in the form of
2 factual allegations.” United States ex rel. Chunie v. Ringrose, 788 F.2d 638, 643 n.2 (9th Cir.
3 1986). While Rule 8(a) does not require detailed factual allegations, “it demands more than an
4 unadorned, the defendant-unlawfully-harmed-me accusation.” Iqbal, 556 U.S. at 678. A
5 pleading is insufficient if it offers mere “labels and conclusions” or “a formulaic recitation of the
6 elements of a cause of action.” Twombly, 550 U.S. at 555; see also Iqbal, 556 U.S. at
7 678 (“Threadbare recitals of the elements of a cause of action, supported by mere conclusory
8 statements, do not suffice.”). Moreover, it is inappropriate to assume the plaintiff “can prove
9 facts that it has not alleged or that the defendants have violated the...laws in ways that have not
10 been alleged[.]” Associated Gen. Contractors of Cal., Inc. v. Cal. State Council of Carpenters,
11 459 U.S. 519, 526 (1983).
12 Ultimately, a court may not dismiss a complaint in which the plaintiff has alleged “enough
13 facts to state a claim to relief that is plausible on its face.” Iqbal, 556 U.S. at 697 (quoting
14 Twombly, 550 U.S. at 570). Only where a plaintiff fails to “nudge[ ] [his or her] claims...across
15 the line from conceivable to plausible[,]” is the complaint properly dismissed. Id. at 680. While
16 the plausibility requirement is not akin to a probability requirement, it demands more than “a
17 sheer possibility that a defendant has acted unlawfully.” Id. at 678. This plausibility inquiry is “a
18 context-specific task that requires the reviewing court to draw on its judicial experience and
19 common sense.” Id. at 679.
20 In ruling upon a motion to dismiss, the court may consider only the complaint, any
21 exhibits thereto, and matters which may be judicially noticed pursuant to Federal Rule of
22 Evidence 201. See Mir v. Little Co. of Mary Hosp., 844 F.2d 646, 649 (9th Cir. 1988); Isuzu
23 Motors Ltd. v. Consumers Union of United States, Inc., 12 F. Supp. 2d 1035, 1042 (C.D. Cal.
24 1998).
25 If a complaint fails to state a plausible claim, “‘[a] district court should grant leave to
26 amend even if no request to amend the pleading was made, unless it determines that the pleading
27 could not possibly be cured by the allegation of other facts.’” Lopez v. Smith, 203 F.3d 1122,
28 1130 (9th Cir. 2000) (en banc) (quoting Doe v. United States, 58 F.3d 484, 497 (9th Cir.
1 1995)); see also Gardner v. Marino, 563 F.3d 981, 990 (9th Cir. 2009) (finding no abuse of
2 discretion in denying leave to amend when amendment would be futile). Although a district court
3 should freely give leave to amend when justice so requires under Rule 15(a)(2), “the court’s
4 discretion to deny such leave is ‘particularly broad’ where the plaintiff has previously amended
5 its complaint[.]” Ecological Rights Found. v. Pac. Gas & Elec. Co., 713 F.3d 502, 520 (9th Cir.
6 2013) (quoting Miller v. Yokohama Tire Corp., 358 F.3d 616, 622 (9th Cir. 2004)).
7 III. ANALYSIS
8 This is a case grounded in tragic circumstances. The question for the Court at this stage,
9 however, is not if these victims were harmed, but rather whether county entities and officials can
10 be held liable for that harm. Plaintiffs bring numerous causes of action against the County
11 Defendants. The claims relevant to this motion are as follows. Three of the causes of action are
12 brought pursuant to 42 U.S.C. § 1983: violation of due process under the Fourteenth Amendment;
13 violation of equal protection under the Fourteenth Amendment; and failure to train or supervise.
14 Two causes of action are brought under 42 U.S.C. § 1985 for conspiracy to deprive persons of
15 rights or privileges and conspiracy to obstruct justice. One cause of action is brought for
16 neglecting to prevent harm pursuant to 42 U.S.C. § 1986. Plaintiffs also bring various causes of
17 action based in state law including: public entity liable for failure to discharge a mandatory duty
18 in violation of California Gov. Code § 815.6; Tom Bane Civil Rights Act in violation of
19 California Civ. Code § 52.1; negligent supervision, training, retention, and ratification;
20 negligence in violation of California Gov. Code § 815.2; and waste of public funds in violation of
21 California Civ. Code § 526a. Plaintiffs also bring a public and private nuisance claim. The
22 Steele and McFadyen Plaintiffs bring an additional claim for intentional infliction of emotional
23 distress. Finally, the McFadyen Plaintiffs bring a cause of action for cruel and unusual
24 punishment in violation of the Eighth Amendment and one for unlawful detention/false arrest.
25 Defendants do not challenge the remaining causes of action in their Motion.
26 ///
27 ///
28 ///
1 A. Standing
2 As an initial matter, Defendants argue that a number of the Plaintiffs do not have standing
3 to bring many of these claims. While Defendants do not specify which Plaintiffs may lack
4 standing nor which causes of action they might be unable to bring, it appears Defendants are only
5 challenging the survival action brought by the children of Michelle McFadyen. Therefore, the
6 following analysis only applies to the McFayden Complaint.
7 A claim under 42 U.S.C. § 1983 survives the decedent if the claim
accrued before the decedent’s death, and if state law authorizes a
8 survival action. See 42 U.S.C. § 1988(a); Moreland v. Las Vegas
Metro. Police Dep’t, 159 F.3d 365, 369 (9th Cir.1998). Under
9 California law, if an injury giving rise to liability occurs before a
decedent’s death, then the claim survives to the decedent’s estate.
10 See Cal. Civ. P. Code § 377.30. Where there is no personal
representative for the estate, the decedent’s “successor in interest”
11 may prosecute the survival action if the person purporting to act as
successor in interest satisfies the requirements of California law . . .
12 . See Cal. Civ. P. Code §§ 377.30, 377.32.
13 Tatum v. City & Cty. of San Francisco, 441 F.3d 1090, 1094 (9th Cir. 2006)
14 Plaintiffs filed affidavits of their personal representative capacity in an attempt to comply
15 with Cal. Code Civ. Proc. § 377.32 at the time they filed their oppositions. However, the Court
16 agrees that the specifics of which Plaintiffs have standing to bring which causes of action remain
17 unclear and are not pleaded with particularity in the Complaints. The majority of the causes of
18 action are dismissed with leave to amend for the reasons described below. Because California
19 allows a successor-in-interest to bring survivor claims, there is a possibility that any existing
20 standing issues may be cured by amendment. Lopez, 203 F.3d at 1130. Therefore, the Court will
21 allow Plaintiffs to amend their Complaints to clarify their standing to assert certain claims.9
22 Further, should one Plaintiff in each action be able to assert standing, the case may proceed. The
23 Court need not make a standing determination for each individual. See Leonard v. Clark, 12 F.3d
24 885, 888 (9th Cir. 1993), as amended (Mar. 8, 1994) (citing Carey v. Population Services Int’l,
25 431 U.S. 678, 682 (1977)) (“The general rule applicable to federal court suits with multiple
26
9 “[A] party bringing a survival action has standing if she carries the burden of
27 demonstrating that state law authorizes a survival action and that she meets the requirements for
bringing such an action. Estate of Elkins v. Pelayo, No. 1:13-CV-1483 AWI SAB, 2020 WL
28 2571387, at *3 (E.D. Cal. May 21, 2020)
1 plaintiffs is that once the court determines that one of the plaintiffs has standing, it need not
2 decide the standing of the others”). Defendants are not precluded from bringing this argument in
3 a future motion to dismiss should Plaintiffs fail to sufficiently allege facts showing at least one
4 Plaintiff has standing to bring the survival actions.
5 B. Due Process Claim
6 Plaintiffs’ First Cause of action is asserted against Tehama County, Tehama Sheriff’s
7 Office, Hencratt, and Johnston for violation of due process under the Fourteenth Amendment.
8 Generally, there is no duty on the part of government entities to protect the life, liberty, and
9 property of its citizens against invasion by private parties. DeShaney v. Winnebago Cty. Dep’t of
10 Soc. Servs., 489 U.S. 189, 195 (1989). However, there are two exceptions to this general rule:
11 “(1) the ‘special relationship’ exception; and (2) the ‘danger creation’ exception.” L.W. v.
12 Grubbs, 974 F.2d 119, 121 (9th Cir. 1992). Defendants argue Plaintiffs cannot establish either of
13 these exceptions.
14 i. State Created Danger
15 In order to prevail under a state created danger theory, a plaintiff must show (1) there was
16 “affirmative conduct on the part of the state in placing the plaintiff in danger” and (2) the state
17 acted with “deliberate indifference” to a “known or obvious danger.” Patel v. Kent Sch. Dist.,
18 648 F.3d 965, 974 (9th Cir. 2011) (citing Munger v. City of Glasgow Police Dep’t, 227 F.3d
19 1082, 1086 (9th Cir. 2000) and L.W. v. Grubbs, 92 F.3d 894, 900 (9th Cir. 1996)).
20 Plaintiffs argue the first step is met because officers “actively ignored credible complaints
21 about Neal” and officers threatened Neal’s victims for reporting crimes. (ECF No. 22 at 16.) In
22 support of this assertion, Plaintiffs analogize to Dwares v. City of New York, 985 F.2d 94 (2nd
23 Cir. 1993) and Pena v. DePrisco, 432 F.3d 98 (2nd Cir. 2005).10 However, these cases are not
24 controlling and are easily distinguishable in any event. In Dwares, the complaint alleged police
25
10 Plaintiffs also cite Freeman v. Ferguson, 911 F.2d 52 (8th Cir. 1990), however, the
26
procedural posture of Freeman makes it inapplicable here. In Freeman the circuit court
27 overturned the district court’s decision to dismiss the complaint without leave to amend. The
circuit court did not explicitly find that the additional facts argued on appeal would save the
28 complaint, but rather found the plaintiffs should have the opportunity to amend.
1 told the third-party attackers that police would not interfere with the attack unless it got
2 “completely out of control.” Dwares, 985 F.2d at 97. In Pena, a police officer killed a number of
3 people while driving intoxicated. Pena, 432 F.3d 98. The complaint in that case alleged fellow
4 officers and supervisors failed to intervene, which the circuit court explicitly found insufficient to
5 state a claim under a state created danger theory. The circuit court did, however, find a sufficient
6 allegation that the officer was encouraged to inappropriately and excessively drink alcohol. Pena,
7 432 F.3d at 111. The Second Circuit noted that “the key question is whether the individual
8 defendants told, or otherwise communicated to, [the officer] that he could drink excessively and
9 drive while intoxicated without fear of punishment.” Id. Pena established that the state actor
10 must communicate with the individual who perpetrated the harm in order to be liable under §
11 1983. Id. In both Pena and Dwares the state actor had direct contact with the third-party
12 assailant, indicating to them that no action would be taken to prevent, stop, or punish their
13 misconduct. Here, Plaintiffs fail to plead any facts indicating that officers had any contact with
14 Neal as a result of the complaints made against him. Indeed, the Complaint asserts officers’
15 failure to contact Neal is exactly the conduct, or lack thereof, which allegedly created the danger.
16 A lack of contact with the assailant is insufficient to establish a state created danger.
17 As for controlling authority, both parties cite Kennedy v. City of Ridgefield, 439 F.3d 1055
18 (9th Cir. 2006). In Kennedy, the officer in question informed the assailant of a complaint made
19 against him by his neighbor. The officer knew of the assailant’s violent history, including
20 breaking and entering, and of the neighbor’s fear of retribution. That same night, the assailant
21 broke into the neighbor’s house, shot her, and shot and killed her husband. The court found these
22 facts sufficient to allege affirmative conduct on the part of the officer placing the neighbor in
23 danger she would not have otherwise faced. In Kennedy, unlike the allegations in the Complaints
24 here, the officer took an affirmative action: contacting the assailant. The Complaints here do not
25 allege any affirmative actions; the closest they come is alleging that unnamed officers threatened
26 to arrest the individuals filing complaints against Neal. While such a statement by officers is
27 objectionable, it is insufficient to allege an affirmative act that placed the victims in a more
28 dangerous position. Regardless of this conduct, Neal was, and would have remained, a dangerous
1 individual prone to violent behavior. Further, the officers’ failure to enforce the restraining
2 orders or follow up directly with Neal regarding the complaints against him are examples of
3 inaction, not affirmative conduct, and are insufficient to state a claim under the state created
4 danger theory.
5 The Court need not reach the question of deliberate indifference because the Complaints
6 fail to allege affirmative acts by Defendants placing Plaintiffs in danger. Further, because these
7 claims are all based on the same set of facts in each complaint, none of the Plaintiffs have stated
8 sufficient facts to allege a violation of the Fourteenth Amendment based on a state created danger
9 theory. Because the defects described above could be cured by amendment, such dismissal is
10 with leave to amend. Lopez, 203 F.3d at 1130.
11 ii. Special Relationship
12 The Steele Plaintiffs and the McFadyen Plaintiffs additionally claim a violation of the
13 Fourteenth Amendment based on a special relationship theory. “The [special relationship]
14 exception applies when a state ‘takes a person into its custody and holds him there against his
15 will.’ The types of custody triggering the exception are ‘incarceration, institutionalization, or
16 other similar restraint of personal liberty.’” Patel v. Kent Sch. Dist., 648 F.3d 965, 972 (9th Cir.
17 2011) (quoting DeShaney, 489 U.S. at 198–202). A state’s “knowledge of [a plaintiff’s] plight
18 and its expressions of intent to help — absent some type of state-imposed limitation on that
19 plaintiff’s freedom — is not enough to give rise to the exception.” Balistreri v. Pacifica Police
20 Dep’t, 901 F.2d 696, 700 (9th Cir. 1990) (quoting DeShaney, 489 U.S. at 198–199). “The
21 affirmative duty to protect arises not from the State’s knowledge of the individual’s predicament
22 or from its expressions of intent to help him, but from the limitation which it has imposed on his
23 freedom to act on his own behalf.” Id. As discussed below, the Court finds the Steele Plaintiffs
24 and McFadyen Plaintiffs have failed to state a claim under this second theory.
25 1. The Steele Plaintiffs’ Alleged Special Relationship
26 The Steele Plaintiffs allege a special relationship based on their status as protected persons
27 under the restraining orders issued against Neal. While neither party cites Balistreri for this issue,
28 it is directly on point. Balistreri, 901 F.2d 696. In Balistreri, the plaintiff alleged a special
1 relationship with the state such that it owed her a duty to protect her from her abusive ex-husband
2 because officers had knowledge of threats against her and the state issued a restraining order
3 against the ex-husband and in protection of the plaintiff. Id. However, the court found that under
4 the reasoning in DeShaney, knowledge of the plaintiff’s predicament and expressions of intent to
5 help — in the form of a restraining order — are insufficient to create a duty to protect without
6 some additional allegation that the state imposed on the plaintiff’s ability to act on her own
7 behalf. Id. at 700.
8 The Steele Plaintiffs do not allege any facts indicating the County Defendants abridged
9 their freedom to act on their own behalf. They were not arrested, nor in custody. As the Steele
10 Plaintiffs are claiming that the existence of the protective order is sufficient to establish a special
11 relationship, this case is directly analogous to Balistreri in that context. However, under
12 Balistreri, the mere existence of a restraining order does not, without more, establish a special
13 relationship. Because the Steele Plaintiffs do not allege facts indicating Defendants restrained
14 them in some way from acting on their own behalf, the Steele Plaintiffs have failed to state a
15 claim for violation of their substantive Fourteenth Amendment rights based on a special
16 relationship theory. Further, as Defendants rightly argue, there is no due process right to the
17 enforcement of a restraining order. Town of Castle Rock, Colo. v. Gonzales, 545 U.S. 748, 768
18 (2005). Accordingly, as to the Steele Plaintiffs, Defendants’ motion to dismiss the First Cause of
19 Action is GRANTED. Because the defects described above could be cured by amendment, such
20 dismissal is with leave to amend. Lopez, 203 F.3d at 1130.
21 2. The McFadyen Plaintiffs’ Alleged Special Relationship
22 Unlike the Steele Plaintiffs, the McFadyen Plaintiffs allege officers detained them after
23 they were shot by Neal. In the Complaint, the McFadyen Plaintiffs allege they were not free to
24 leave the scene of the shooting for an unspecified amount of time, and then were abandoned by
25 the officers once the officers determined Troy McFadyen was not the shooter. The McFadyen
26 Plaintiffs assert that because of this temporary detention, a special relationship was established
27 such that officers owed the McFadyen Plaintiffs a duty to protect them and obtain medical care
28 for them.
1 Taking all facts pleaded as true, the McFadyen Complaint would be sufficient to state a
2 claim for violation of their Fourteenth Amendment rights by the officers who held them at
3 gunpoint under a special relationship theory. Not only do the McFadyen Plaintiffs allege that
4 officers were aware of their predicament and injuries, they also allege the officers detained Troy
5 and Michelle McFadyen such that Troy and Michelle were not free to leave and seek medical
6 help, thereby limiting Troy and Michelle McFadyen’s ability to act on their own behalf. This
7 meets the standard put forth in Balistreri, 901 F.2d 696. As alleged, however, Plaintiffs fail to
8 state a cause of action against Defendants because municipalities and supervisors cannot be held
9 vicariously liable for the actions of their employees or subordinates under § 1983. Plaintiffs have
10 not stated facts which would implicate Monell liability on the part of the County because they
11 have not asserted policies or practices that were the driving force behind the deprivation. Monell
12 v. Department of Social Services, 436 U.S. 658, 691 (1978). Further, Plaintiffs have not alleged
13 personal involvement in the constitutional deprivation, or a sufficient causal connection between
14 Hencratt or Johnston’s wrongful conduct and the constitutional violation. Hansen v. Black, 885
15 F.2d 642, 645–46 (9th Cir. 1989). Accordingly, as to the McFadyen Plaintiffs, Defendants’
16 motion to dismiss the First Cause of Action is GRANTED. The Phommathep Plaintiffs, the
17 Woods Plaintiffs, and A.H. do not attempt to assert the special relationship theory, therefore as to
18 those Complaints, the Court GRANTS Defendants’ motion to dismiss the First Cause of Action.11
19 Because the defects described above could be cured by amendment, such dismissal is with leave
20 to amend. Lopez, 203 F.3d at 1130.
21 ///
22 ///
23 ///
24 ///
25 11 The Court further notes that should Plaintiffs be able to establish a constitutional violation
under this theory, the County and Department can only be held liable if there is a municipal
26
policy or practice which was the driving force behind the deprivation, or, on the part of Hencratt
27 and Johnston, if they had a personal involvement in the deprivation or if their wrongful acts were
sufficiently causally related to the deprivation. Monell v. Department of Social Services, 436 U.S.
28 658, 691 (1978); Hansen v. Black, 885 F.2d 642, 645–46 (9th Cir. 1989).
1 C. Equal Protection Claim
2 Plaintiffs correctly assert in their opposition that Defendants do not challenge the Second
3 Cause of Action for violation of equal protection under the Fourteenth Amendment. In reply,
4 Defendants claim that the equal protection argument is “part and parcel” with their arguments
5 regarding “DeShaney, Castle Rock, and Zelig.” (ECF No. 24 at 26.) This argument is
6 unpersuasive. In order to make out an equal protection violation, a plaintiff must “demonstrate
7 that enforcement had a discriminatory effect and the police were motivated by a discriminatory
8 purpose.” Rosenbaum v. City & Cty. of San Francisco, 484 F.3d 1142, 1152 (9th Cir. 2007).
9 This is a standard unique from those discussed regarding special relationship and state created
10 danger theories of Fourteenth Amendment due process violations. Defendants failed to discuss
11 this standard and thus did not challenge the Second Cause of Action in their Motion. Instead,
12 Defendants cite the appropriate test for an equal protection violation claim for the first time in
13 their reply and assert that Plaintiffs have failed to allege facts showing purposeful discrimination.
14 Defendants further argue the Equal Protection Clause does not entitle a person to “adequate, or
15 indeed to any, police protection.” Hilton v. City of Wheeling, 209 F.3d 1005, 1007 (7th Cir.
16 2000). Defendants may not bring these arguments for the first time in reply. Zamani v. Carnes,
17 491 F.3d 990, 997 (9th Cir. 2007) (“The district court need not consider arguments raised for the
18 first time in a reply brief”).12 To the extent Defendants seek to dismiss this cause of action, the
19 Motion is DENIED.
20 D. McFadyen Plaintiffs’ Eighth Amendment Cruel and Unusual Punishment
21 Cause of Action
22 The McFadyen Plaintiffs bring a claim for cruel and unusual punishment in violation of
23 the Eighth Amendment. They assert responding officers failed to provide medical care or aid
24 while Troy and Michelle McFadyen were detained at gunpoint and the responding officers
25 ultimately abandoned them. But “[t]he Eighth Amendment applies ‘only after the State has
26 complied with the constitutional guarantees traditionally associated with criminal prosecutions....
27
12 While the Court does not consider Defendants’ argument here, it is not apparent that
28 Plaintiffs have stated sufficient facts to survive a motion to dismiss, should one be brought.
1 [T]he State does not acquire the power to punish with which the Eighth Amendment is concerned
2 until after it has secured a formal adjudication of guilt in accordance with due process of law.’”
3 DeShaney, 489 U.S. at 199, n. 6 (quoting Ingraham v. Wright, 430 U.S. 651, 671–672, n. 40
4 (1977)). The McFadyen Plaintiffs therefore do not and cannot state a cause of action under the
5 Eighth Amendment because they were not imprisoned after being found guilty of a crime.
6 Rather, the Supreme Court has expanded the rights afforded to prisoners under the Eighth
7 Amendment to other kinds of detainees under the Fourteenth Amendment, which is the proper
8 basis for the claims asserted by the McFadyen Plaintiffs. DeShaney, 489 U.S. at 199. Because
9 there is no allegation that the McFadyen Plaintiffs were imprisoned subsequent to a formal
10 adjudication of guilt this claim as asserted under the Eighth Amendment must fail.
11 This cause of action also fails because it is brought against the County, Department,
12 Hencratt, and Johnston. These municipal defendants can only be held liable for constitutional
13 violations based on a theory of Monell liability and Hencratt and Johnston cannot be held liable
14 under § 1983 for the actions of their subordinates on supervisory theory as discussed below.
15 Therefore, Defendants’ motion to dismiss this cause of action is GRANTED. Because the
16 McFadyen Plaintiffs cannot allege facts consistent with the current pleading to support a claim
17 under the Eighth Amendment — and in light of the fact the McFayden Plaintiffs assert a claim
18 under the appropriate Fourteenth Amendment elsewhere — dismissal is without leave to amend.
19 E. McFadyen Plaintiffs’ Fourth Amendment Violation Cause of Action
20 The McFadyen Plaintiffs also allege a violation of the Fourth Amendment for unlawful
21 detention, false arrest, unreasonable seizure, and excessive force. The Fourth Amendment is not
22 “a guarantee against all searches and seizures, but only against unreasonable searches and
23 seizures.” United States v. Sharpe, 470 U.S. 675, 682 (1985) (emphasis in original). In
24 evaluating the reasonableness of a stop, courts examine “whether the officer’s action was justified
25 at its inception, and whether it was reasonably related in scope to the circumstances which
26 justified the interference in the first place.” Terry v. Ohio, 392 U.S. 1, 20 (1968).
27 ///
28 ///
1 As a preliminary matter, Defendants cannot be held liable for the actions of individual
2 officers on a respondeat superior or vicarious liability theory under § 1983, discussed in more
3 detail below. Monell, 436 U.S. at 691; Hansen, 885 F.2d at 645–46. As a result, Plaintiffs have
4 failed to plead any facts which would allow them to bring this cause of action against Defendants.
5 Further, the McFadyen Plaintiffs have failed to state a claim of unlawful detention against
6 unnamed officers. “The Fourth Amendment applies to seizures of the person, including brief
7 investigatory stops …. An investigatory stop must be justified by some objective manifestation
8 that the person stopped is, or is about to be, engaged in criminal activity.” United States v.
9 Cortez, 449 U.S. 411, 417 (1981). The McFadyen Complaint alleges officers responding to
10 Neal’s violent rampage arrived at the location of Neal’s attack on Troy and Michelle McFadyen
11 and detained Troy and Michelle. The Complaint further alleges “[a]fter determining that plaintiff
12 Troy McFadyen was a victim, and not the shooter, the sheriffs abandoned him and Michelle
13 McFadyen.” (2:18-cv-02912-TLN-DMC ECF No. 1 at ¶ 23.) While the McFadyen Plaintiffs
14 have alleged they were detained, based on the facts alleged, this brief detention was objectively
15 reasonable. Officers were responding to an ongoing shooting incident and arrived at the location
16 the shooting had most recently occurred. There, they briefly stopped Troy and Michelle
17 McFadyen in order to determine they were not the culprits in the shootings. Therefore, the
18 officers’ action was justified in its detention, and its length and force were reasonably related to
19 the scope of the circumstances. Terry 392 U.S. at 20.
20 The McFadyen Plaintiffs have also failed to plead facts sufficient to state a claim for false
21 arrest as the facts alleged constitute an investigatory stop at most, not an arrest. The McFadyen
22 Plaintiffs cite Washington v. Lambert, 98 F.3d 1181, 1186 (9th Cir. 1996) to argue there was an
23 actual arrest. The totality of the circumstances must be taken into account to determine if a stop
24 was an arrest. “In looking at the totality of the circumstances, [courts] consider both the
25 intrusiveness of the stop, i.e., the aggressiveness of the police methods and how much the
26 plaintiff’s liberty was restricted, and the justification for the use of such tactics, i.e., whether the
27 officer had sufficient basis to fear for his safety to warrant the intrusiveness of the action taken.”
28 Id. at 1185 (internal citations and quotation omitted). The McFadyen Complaint asserts Troy and
1 Michelle were detained and “[d]ring his [sic] detention, neither TROY nor MICHELLE
2 MCFADYEN were free to leave.” (2:18-cv-02912-TLN-DMC ECF No. 1 at ¶ 23.). The
3 Complaint does not allege Troy and Michelle were held at gunpoint, nor any other facts
4 supporting their conclusion that they were not free to leave. The McFadyen Complaint does
5 allege that officers arrived after Neal shot at Troy and Michelle. Based on the facts alleged, the
6 aggressiveness of the officers’ methods and intrusiveness of the stop were within reason given the
7 totality of the circumstances. Taking these facts in the light most favorable to Plaintiffs, the
8 Court finds Plaintiffs have not plausibly alleged an actual arrest was made, and therefore no
9 probable cause analysis is needed.
10 For these reasons, Defendants’ motion to dismiss this cause of action is GRANTED.
11 Because the defects described above could be cured by amendment, such dismissal is with leave
12 to amend. Lopez, 203 F.3d at 1130.
13 F. Monell and supervisory liability
14 Plaintiffs assert a separate cause of action for failure to train/supervise and ratification of
15 procedures in violation of 42 U.S.C. § 1983 based on their Fourteenth Amendment, state created
16 danger allegations. The Complaints allege the County, Department, Hencratt, and Johnston failed
17 to adequately train employees regarding the “plain view doctrine,” how to respond to violations
18 of restraining orders, how to obtain search warrants, and how to protect citizens from known
19 threats of danger, thereby infringing on Plaintiffs’ constitutional rights. Defendants assert this
20 cause of action should be dismissed because there is no supervisory liability under § 1983, failure
21 to train does not amount to § 1983 liability, and the Complaints fail to allege a policy that would
22 open Defendants to liability under a Monell theory.
23 Municipalities cannot be held vicariously liable for the unconstitutional acts of their
24 employees based solely on a respondeat superior theory. Monell v. Department of Social
25 Services, 436 U.S. 658, 691 (1978). Rather, municipalities are only “responsible for their own
26 illegal acts.” Pembaur v. Cincinnati, 475 U.S. 469, 479 (1986). “In order to establish municipal
27 liability, a plaintiff must show that a ‘policy or custom’ led to the plaintiff’s injury. The Court
28 has further required that the plaintiff demonstrate that the policy or custom of a municipality
1 ‘reflects deliberate indifference to the constitutional rights of its inhabitants.’” Castro v. Cty. of
2 Los Angeles, 833 F.3d 1060, 1073 (9th Cir. 2016) (quoting Monell, 436 U.S. 658 and City of
3 Canton v. Harris, 489 U.S. 378, 392 (1989)).
4 Similarly, “[u]nder Section 1983, supervisory officials are not liable for actions of
5 subordinates on any theory of vicarious liability.” Hansen v. Black, 885 F.2d 642, 645–46 (9th
6 Cir. 1989). However, “[a] supervisor may be liable if there exists either (1) his or her personal
7 involvement in the constitutional deprivation, or (2) a sufficient causal connection between the
8 supervisor’s wrongful conduct and the constitutional violation.” Id.
9 While Plaintiffs have pointed to policies, practices, and actions on the part of Hencratt and
10 Johnston relating to training officers on the “‘plain view’ doctrine, how to respond to violations
11 of restraining orders, obtain search warrants, and protect its citizens from known threats of
12 danger” (ECF No. 1 at ¶ 58), Plaintiffs’ cause of action fails because, as discussed above, they
13 have failed to plead an underlying constitutional violation. Without a constitutional violation,
14 Plaintiffs have no claim against anyone, including the County, Department, Hencratt, and
15 Johnston. Therefore, the motion to dismiss this cause of action, insofar as it may stand on its
16 own, is GRANTED. Because the defects described above could be cured by amendment, such
17 dismissal is with leave to amend. Lopez, 203 F.3d at 1130.
18 G. Qualified Immunity
19 Qualified immunity protects government officers from “liability for civil damages insofar
20 as their conduct does not violate clearly established statutory or constitutional rights of which a
21 reasonable person would have known.” Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982); Pearson
22 v. Callahan, 555 U.S. 223, 231 (2009). Qualified immunity questions are to be resolved at the
23 “earliest possible stage in litigation” because qualified immunity is “an immunity from suit rather
24 than a mere defense to liability.” Pearson, 555 U.S. 231–2; Mitchell v. Forsyth, 472 U.S. 511,
25 526 (1985).
26 ///
27 ///
28 ///
1 In determining qualified immunity, courts must ask: (1) taken in the light most favorable
2 to the party asserting the injury, do the facts alleged show the officer’s conduct violated a
3 constitutional right (Saucier v. Katz, 533 U.S. 194, 201 (2001)) and (2) whether the right was
4 “clearly established” at the time of the alleged misconduct (Pearson. 555 U.S. at 223–25).
5 As set forth above, Plaintiffs’ § 1983 claims have been dismissed on other grounds,
6 therefore, the Complaint as it stands fails to allege a constitutional violation. Because of this, the
7 Court need not analyze whether certain clearly established rights existed at the time of the alleged
8 misconduct. However, because the Court has granted Plaintiffs leave to amend the majority of
9 their § 1983 claims, it would be premature to grant a motion to dismiss based on qualified
10 immunity independent from the failure to state a violation in and of itself. If and when Plaintiffs
11 successfully amend to allege a constitutional violation, Defendants are free to raise qualified
12 immunity.
13 H. 42 U.S.C. §§ 1985 and 1986.
14 Plaintiffs bring two causes of action under 42 U.S.C. § 1985(2) which prohibits
15 conspiracies to obstruct justice, specifically by denying access to state or federal courts. While
16 the Complaint brings two separate causes of action under this statute, one for conspiracy to
17 deprive persons of rights or privileges and one for conspiracy to obstruct justice, these do not
18 encompass two separate theories of liability and can be analyzed as one cause of action. For the
19 following reasons, Plaintiff’s argument fails.
20 First, the Complaints do not assert any facts indicating that Plaintiffs were denied access
21 to the courts. Further, liability under this section, and specifically the second clause cited in the
22 Complaints, requires proof of “some racial, or perhaps otherwise class-based, invidiously
23 discriminatory animus behind the conspirators’ action.” See Griffin v. Brekenridge, 403 U.S. 88,
24 102 (1971). Plaintiffs fail to allege facts showing they were targeted as members of a class, let
25 alone a suspect class. Elsewhere in the Complaints, Plaintiffs assert an equal protection claim
26 based on their residency in Rancho Tehama, but this class does not meet the standard necessary
27 for protection under § 1985. See Trerice v. Pedersen, 769 F.2d 1398, 1402 (9th Cir. 1985)
28 (finding the class of military prisoners does not meet the standard under § 1985); Nakao v.
1 Rushen, 542 F.Supp. 856, 859 (N.D.Cal.1982) (class of “state prisoners” not protected under
2 section 1985(3) because there has been no congressional determination that it requires special
3 federal civil rights assistance, and because it does not possess “discrete, insular and immutable
4 characteristics comparable to those characterizing classes such as race, national origin and sex”).
5 Neither do the Complaints assert facts which would indicate an “invidiously discriminatory
6 animus” on the part of any Defendant. Plaintiffs’ Complaints therefore fail to assert a cause of
7 action under § 1985(2) and Defendants’ motion to dismiss as to these claims is GRANTED with
8 leave to amend.
9 Next, “[t]o state a cause of action under [§] 1985(3), a complaint must allege (1) a
10 conspiracy, (2) to deprive any person or a class of persons of the equal protection of the laws, or
11 of equal privileges and immunities under the laws, (3) an act by one of the conspirators in
12 furtherance of the conspiracy, and (4) a personal injury, property damage or a deprivation of any
13 right or privilege of a citizen of the United States.” Gillespie v. Civiletti, 629 F.2d 637, 641 (9th
14 Cir. 1980). “A § 1985 claim ‘must allege facts to support the allegation that defendants conspired
15 together. A mere allegation of conspiracy without factual specificity is insufficient.’” Buckelew
16 v. Gore, No. 20-CV-00158-WQH-JLB, 2020 WL 4188166, at *13 (S.D. Cal. July 21, 2020)
17 (quoting Hamilton v. Hurtado, No. 12cv1940 JAH (RBB), 2013 WL 3964755, at *7–8 (S.D. Cal.
18 July 31, 2013)). Plaintiffs only make the bare assertion that Defendants conspired with each
19 other. There are no additional facts which support this conclusion. Further, the same requirement
20 that the deprivation of a right must be motivated by “some racial, or perhaps otherwise class-
21 based, invidiously discriminatory animus behind the conspirators’ action” applies. RK Ventures,
22 Inc. v. City of Seattle, 307 F.3d 1045, 1056 (9th Cir. 2002) (internal quotations and citations
23 omitted). As discussed above, the allegation that Plaintiffs were denied equal protection based on
24 the location where they lived is insufficient to meet this standard.
25 Plaintiffs’ additionally assert a single cause of action under 42 U.S.C. § 1986, which also
26 necessarily fails. 42 U.S.C. § 1986 provides in relevant part:
27 Every person who, having knowledge that any of the wrongs
conspired to be done, and mentioned in section 1985 of this title, are
28 about to be committed, and having power to prevent or aid in
1 preventing the commission of the same, neglects or refuses so to do,
if such wrongful act be committed, shall be liable to the party injured,
2 or his legal representatives, for all damages caused by such wrongful
act, which such person by reasonable diligence could have prevented
3
4 42 U.S.C.A. § 1986. The Ninth Circuit has asserted that “a cause of action is not provided under
5 42 U.S.C. § 1986 absent a valid claim for relief under section 1985.” Trerice v. Pedersen, 769
6 F.2d 1398, 1403 (9th Cir. 1985). A valid claim for relief under § 1985 is therefore a condition
7 precedent for any action under § 1986. Because Plaintiffs’ § 1985 claim fails, so must their cause
8 of action under § 1986. Therefore, Defendants’ motion to dismiss this claim is GRANTED.
9 Because the defects described above could be cured by amendment, such dismissal is with leave
10 to amend. Lopez, 203 F.3d at 1130.
11 I. Violation of California Government Code § 815.6
12 “Where a public entity is under a mandatory duty imposed by an enactment that is
13 designed to protect against the risk of a particular kind of injury, the public entity is liable for an
14 injury of that kind proximately caused by its failure to discharge the duty unless the public entity
15 establishes that it exercised reasonable diligence to discharge the duty.” Cal. Gov’t Code § 815.6.
16 Plaintiffs allege Defendants are liable under this section because they failed to arrest Neal for
17 reported violations of the restraining order.
18 California courts have set out a three-prong test to determine if tort liability may attach
19 under § 815.6 for the failure of a public entity to discharge its duty: (1) the enactment in question
20 must impose a mandatory, not discretionary, duty; (2) the enactment must be intended to protect
21 against the kind of risk of injury suffered by the party asserting the statute as the basis of liability;
22 and (3) the breach must be the proximate cause of the plaintiff’s injury. California v. Superior
23 Court, 150 Cal. App. 3d 848, 853-54 (1984) (citations omitted); Cal. Gov’t Code § 815.6.
24 Plaintiffs cite California Penal Code § 836(c)(1) as the mandatory enactment in question.
25 California Penal Code § 836(c)(1) provides: “When a peace officer is responding to a call
26 alleging a violation of a domestic violence protective or restraining order … and the peace officer
27 has probable cause to believe that the person against whom the order is issued has notice of the
28 order and has committed an act in violation of the order, the officer shall … make a lawful arrest
1 of the person without a warrant and take that person into custody whether or not the violation
2 occurred in the presence of the arresting officer.” Cal. Penal Code § 836(c)(1). Defendants seek
3 to dismiss this cause of action because the statute requires officers to have probable cause before
4 making an arrest. Defendants argue officers have discretion in determining probable cause and
5 therefore this section cannot be considered mandatory for the purposes of § 815.6 liability.13
6 Plaintiffs oppose, arguing that the use of “shall” in this statute creates a mandatory duty to arrest
7 should probable cause exist.
8 Probable cause is an objective standard. U.S. v. Lopez, 482 F.3d 1067, 1072 (9th Cir.
9 2007). “Probable cause is established by what the officers observed and what a reasonable officer
10 would have done in that situation, not by what [an officer’s] own subjective impressions were.”
11 Meas v. City & Cty. of San Francisco, 681 F. Supp. 2d 1128, 1136 (N.D. Cal. 2010) (citing Baker
12 v. McCollan, 443 U.S. 137, 145–46 (1979); United States v. Mayo, 394 F.3d 1271, 1276 (9th Cir.
13 2005)). As an objective standard, the determination of whether probable cause existed is one of
14 fact and not in the sole discretion of the officers. Therefore, the Court finds § 836(c)(1) creates a
15 mandatory duty — albeit one conditioned on an objective finding of probable cause — for which
16 Defendants may be liable under § 815.6. Whether Defendants violated this duty is a question for
17 the factfinder. Further, Plaintiffs have pleaded sufficient facts to allege probable cause that Neal
18 had firearms in violation of the restraining order including: the neighbors’ various reports of Neal
19 shooting; visible ammunition on Neal’s property; and Neal’s alleged statement to an officer that
20 he had been shooting but in a safe manner. Therefore, Defendants’ Motion to Dismiss this cause
21 of action is DENIED.
22 J. Violation of California Civil Code § 52.1
23 Plaintiffs bring a cause of action for violation of the Tom Bane Civil Rights Act,
24 California Civil Code § 52.1. Defendants seek to dismiss this cause of action, arguing Plaintiffs
25 have failed to allege the necessary underlying constitutional violation. “The essence of a Bane
26 Act claim is that the defendant, by the specified improper means (i.e., threats, intimidation or
27
13 Defendants do not argue the second two prongs of the test to determine if tort liability
28 may attach under § 815.6. As such, the Court does not discuss them here.
1 coercion), tried to or did prevent the plaintiff from doing something he or she had the right to do
2 under the law or to force the plaintiff to do something that he or she was not required to do under
3 the law.” Simmons v. Superior Court, 7 Cal. App. 5th 1113, 1125 (2016) (internal citations and
4 quotations omitted). Key to a claim under the Bane act is an allegation that the defendant used
5 threats, intimidation, or coercion. Shoyoye v. Cty. of Los Angeles, 203 Cal. App. 4th 947, 959
6 (2012) (“It is the element of threat, intimidation, or coercion that is being emphasized in Civil
7 Code § 52.1”). The only allegations of threats, intimidation, or coercion by Defendants was that
8 Defendants “threaten[ed] to arrest the persons requesting assistance” with enforcing the
9 restraining orders against Neal. (ECF No. 1 at 12.) This statement is insufficient to tie any
10 alleged threats to a violation of Plaintiffs’ constitutional or statutory rights under the pleading
11 standards. Plaintiffs have not asserted a statutory right to report the violation of the protective
12 orders, nor have they stated sufficient facts to allege that it was this threat, specifically, which
13 lead to the violation of their constitutional rights. Further, Plaintiffs’ only argument in opposition
14 to the Motion to Dismiss is that they properly alleged constitutional violations. Without facts
15 indicating what specific threats, intimidation, or coercion lead to those violations, this cause of
16 action must be dismissed.
17 Moreover, as discussed above, there is no constitutional right to police protection.
18 DeShaney, 489 U.S. at 195. Plaintiffs have failed to allege sufficient facts to establish the
19 violation of an underlying constitutional or statutory right based on the allegations that
20 Defendants in some way threatened Plaintiffs. Therefore, Defendants’ Motion to Dismiss this
21 cause of action is GRANTED. Because the defects described above could be cured by
22 amendment, such dismissal is with leave to amend. Lopez, 203 F.3d at 1130.
23 K. Negligent Supervision, Training, Retention, and Ratification
24 Defendants make a very brief and confusing argument that because Defendants cannot be
25 held liable under § 1983 on a respondeat superior theory and because Plaintiffs have failed to
26 plead deliberate indifference, their state-law claim of negligent supervision, training, retention,
27 and ratification must also fail. Defendant’s instant argument fails to discuss any of the elements
28 of a negligent supervision or negligent training claim and is therefore unavailing.
1 As the Court is unable to decipher Defendants’ arguments to find a basis on which to rule
2 on this motion to dismiss, the motion is DENIED as to this cause of action.
3 L. Negligence in Violation of California Government Code § 815.2
4 California Government Code § 815.2(a) provides “[a] public entity is liable for injury
5 proximately caused by an act or omission of an employee of the public entity within the scope of
6 his employment if the act or omission would, apart from this section, have given rise to a cause of
7 action against that employee or his personal representative.” Cal. Gov’t Code § 815.2. As
8 Defendants point out, § 815.2 does not, in of itself, create a standalone cause of action. Instead, it
9 is the basis by which a plaintiff can bring a suit for negligence on the part of an employee against
10 the public entity employer. Therefore, the Court construes this cause of action as the basis by
11 which Plaintiffs may bring a negligence cause of action — specifically the negligent supervision,
12 training, retention, and ratification claim — against the County and Department. Therefore,
13 Defendants’ motion to dismiss this cause of action is GRANTED. Because the defects described
14 above could be cured by amendment, such dismissal is with leave to amend. Lopez, 203 F.3d at
15 1130.
16 M. Waste of Public Funds in Violation of California Code of Civil Procedure §
17 526a
18 “[I]n order to obtain injunctive relief in an action brought under Code of Civil Procedure
19 section 526a, the taxpayer must establish that the expenditure of public funds which he seeks to
20 enjoin is illegal.” Herzberg v. Cty. of Plumas, 133 Cal. App. 4th 1, 23–24 (2005). “The term
21 ‘waste’ under section 526a ‘means something more than an alleged mistake of public officials in
22 matters involving the exercise of judgment or wide discretion.’” Daily Journal Corp. v. Cty. of
23 Los Angeles, 172 Cal. App. 4th 1550, 1558 (2009).
24 Plaintiffs bring this cause of action in an effort to “obtain a judgment to declare plaintiffs’
25 right to equal protection under the law, and require defendants, and each of them, to comply with
26 their obligations under the law to investigate citizens’ complaints where there are credible threats
27 of violence and/or evidence of violations of restraining orders without threatening the reporting
28 party, and stop its practice of discriminating against unincorporated communities.” (ECF No. 1 at
1 ¶ 108.) This is not a remedy available under California Code Civ. P. § 526a. “The purpose of
2 section 526a ‘is to permit a large body of persons to challenge wasteful government action that
3 otherwise would go unchallenged because of the standing requirement.’ [Citation.] ‘The essence
4 of a taxpayer action is an illegal or wasteful expenditure of public funds or damage to public
5 property.’” McGee v. Torrance Unified Sch. Dist., 263 Cal. Rptr. 3d 331, 340 (2020) (quoting
6 McLeod v. Vista Unified Sch. Dist., 158 Cal. App. 4th 1156, 1165 (2008)). The request for such a
7 broad and sweeping declaratory judgment goes well beyond the remedies this Court can provide
8 under a waste cause of action. Therefore, this claim fails to state a cause of action for which a
9 remedy may be obtained. Thus, Defendants’ motion to dismiss this cause of action is
10 GRANTED. Because the defects described above could be cured by amendment, such dismissal
11 is with leave to amend. Lopez, 203 F.3d at 1130.
12 N. Phommathep Plaintiffs’ Retaliation Claim
13 The Phommathep Plaintiffs additionally assert a claim of retaliation but fail to allege
14 compliance with the California Tort Claims Act (“CTCA”). “The California Tort Claims Act
15 requires, as a condition precedent to suit against a public entity, the timely presentation of a
16 written claim and the rejection of the claim in whole or in part.” Mangold v. California Pub.
17 Utilities Comm’n, 67 F.3d 1470, 1477 (9th Cir. 1995). “The CTCA applies to state law claims
18 wherever those claims are brought, and the requirement that a plaintiff must affirmatively allege
19 compliance with the CTCA applies in federal court.” Butler v. Los Angeles Cty., 617 F. Supp. 2d
20 994, 1001 (C.D. Cal. 2008). The CTCA applies to actions for damages against local public
21 entities or public employees acting within the scope of that employee’s public employment. Cal.
22 Gov. Code § 950.2. “[A] plaintiff must allege facts demonstrating or excusing compliance with
23 the claim presentation requirement. Otherwise, his complaint is subject to a general demurrer for
24 failure to state facts sufficient to constitute a cause of action.” State of California v. Superior
25 Court, 32 Cal. 4th 1234, 1243 (2004).
26 The Phommathep Plaintiffs’ assert that after filing their claim for damages, the County
27 retaliated against them by accusing them of illegally growing marijuana. While the Phommathep
28 Complaint states “Plaintiffs have filed the appropriate administrative claim with defendant
1 COUNTY OF TEHAMA, and plaintiff’s claim was rejected by that entity on June 5, 2018,” this
2 statement is a mere legal conclusion. (Case No. 2:18-cv-02916-TLN-DMC, ECF No. 1 at ¶ 4.)
3 The Phommathep Plaintiffs have not provided the claim as an attachment to the Complaint, nor
4 have they alleged what specific facts and causes of action were referenced in the claim. Without
5 such information, the Phommathep Plaintiffs have not sufficiently pleaded facts demonstrating
6 they complied with the CTCA in bringing this state tort claim. Therefore, Defendants’ Motion to
7 Dismiss this cause of action is GRANTED. Because the defects described above could be cured
8 by amendment, such dismissal is with leave to amend. Lopez, 203 F.3d at 1130.
9 O. Steele and McFadyen Plaintiffs’ Intentional Infliction of Emotional
10 Distress Claim
11 The Steele and McFadyen Plaintiffs also bring an Intentional Infliction of Emotional
12 Distress (“IIED”) claim. Like the retaliation claim in the Phommathep Complaint, a plaintiff
13 must first comply with the CTCA before bringing a suit for damages based in state law.
14 Mangold, 67 F.3d at 1477. The Steele and McFadyen Plaintiffs have failed to allege facts
15 demonstrating compliance with the CTCA. The statement that Plaintiffs “filed the appropriate
16 administrative claim” is a mere conclusion. As such, this cause of action must be dismissed.14
17 Therefore, Defendants’ Motion to Dismiss this cause of action is GRANTED. Because the
18 defects described above could be cured by amendment, such dismissal is with leave to
19 amend. Lopez, 203 F.3d at 1130.
20 P. Public and Private Nuisance Claim
21 Finally, Plaintiffs bring a cause of action for public and private nuisance against all
22 Defendants. However, once again Plaintiffs have failed to affirmatively allege facts
23 demonstrating they complied with the CTCA in their action against the County Defendants and
24 county employees — Hencratt and Johnston. Failure to make this affirmative factual allegation in
25
14 Defendants make a brief assertion that Johnston and Hencratt’s statements are protected
26
under the Anti-SLAPP statute. However, in order to assert protection under the Anti-SLAPP
27 statute, Defendants must file a separate special motion to strike. CCP § 425.16(b). No such
motion has been filed and therefore this Court will not analyze this cause of action under the
28 Anti-SLAPP statutes.
1 the complaint is grounds for dismissal. Butler, 617 F. Supp. 2d at 1001. Therefore, Defendants’
2 Motion to Dismiss this cause of action is GRANTED. Because the defects described above could
3 be cured by amendment, such dismissal is with leave to amend. Lopez, 203 F.3d at 1130.
4 IV. CONCLUSION
5 For the foregoing reasons, the Court GRANTS in part and DENIES in part Defendants’
6 Motion to Dismiss as follows:
7 Case No. 2:18-cv-02927-TLN-DMC, the Steele Complaint
8 1. The Motion to Dismiss the First Cause of Action is GRANTED with leave to
9 amend;
10 2. The Motion to Dismiss the Second Cause of Action is DENIED;
11 3. The Motion to Dismiss the Third Cause of Action is GRANTED with leave to
12 amend;
13 4. The Motion to Dismiss the Fourth Cause of Action is GRANTED with leave to
14 amend;
15 5. The Motion to Dismiss the Fifth Cause of Action is GRANTED with leave to
16 amend;
17 6. The Motion to Dismiss the Sixth Cause of Action is GRANTED with leave to
18 amend;
19 7. The Motion to Dismiss the Seventh Cause of Action is DENIED;
20 8. The Motion to Dismiss the Eighth Cause of Action is GRANTED with leave to
21 amend;
22 9. The Motion to Dismiss the Ninth Cause of Action is DENIED;
23 10. The Motion to Dismiss the Tenth Cause of Action is GRANTED with leave to
24 amend;
25 11. The Motion to Dismiss the Eleventh Cause of Action is GRANTED with leave to
26 amend;
27 12. The Motion to Dismiss the Nineteenth Cause of Action is GRANTED with leave
28 to amend.
1 Case No. 2:18-cv-02916-TLN-DMC, the Phommathep Complaint,
2 1. The Motion to Dismiss the First Cause of Action is GRANTED with leave to
3 amend;
4 2. The Motion to Dismiss the Second Cause of Action is DENIED;
5 3. The Motion to Dismiss the Third Cause of Action is GRANTED with leave to
6 amend;
7 4. The Motion to Dismiss the Fourth Cause of Action is GRANTED with leave to
8 amend;
9 5. The Motion to Dismiss the Fifth Cause of Action is GRANTED with leave to
10 amend;
11 6. The Motion to Dismiss the Sixth Cause of Action is GRANTED with leave to
12 amend;
13 7. The Motion to Dismiss the Seventh Cause of Action is DENIED;
14 8. The Motion to Dismiss the Eighth Cause of Action is GRANTED with leave to
15 amend;
16 9. The Motion to Dismiss the Ninth Cause of Action is DENIED;
17 10. The Motion to Dismiss the Tenth Cause of Action is GRANTED with leave to
18 amend;
19 11. The Motion to Dismiss the Eleventh Cause of Action is GRANTED with leave to
20 amend;
21 12. The Motion to Dismiss the Twelfth Cause of Action is GRANTED with leave to
22 amend;
23 13. The Motion to Dismiss the Nineteenth Cause of Action is GRANTED with leave
24 to amend;
25 14. The Motion to Dismiss the Twenty-First Cause of Action is GRANTED with leave
26 to amend.
27 ///
28 ///
1 Case No. 2:18-cv-02918-TLN-DMC, the Woods Complaint
2 1. The Motion to Dismiss the First Cause of Action is GRANTED with leave to
3 amend;
4 2. The Motion to Dismiss the Second Cause of Action is DENIED;
5 3. The Motion to Dismiss the Third Cause of Action is GRANTED with leave to
6 amend;
7 4. The Motion to Dismiss the Fourth Cause of Action is GRANTED with leave to
8 amend;
9 5. The Motion to Dismiss the Fifth Cause of Action is GRANTED with leave to
10 amend;
11 6. The Motion to Dismiss the Sixth Cause of Action is GRANTED with leave to
12 amend;
13 7. The Motion to Dismiss the Seventh Cause of Action is DENIED;
14 8. The Motion to Dismiss the Eighth Cause of Action is GRANTED with leave to
15 amend;
16 9. The Motion to Dismiss the Ninth Cause of Action is DENIED;
17 10. The Motion to Dismiss the Tenth Cause of Action is GRANTED with leave to
18 amend;
19 11. The Motion to Dismiss the Eleventh Cause of Action is GRANTED with leave to
20 amend;
21 12. The Motion to Dismiss the Nineteenth Cause of Action is GRANTED with leave
22 to amend.
23 Case No. 2:18-cv-02912-TLN-DMC, the McFadyen Complaint,
24 1. The Motion to Dismiss the First Cause of Action is GRANTED with leave to
25 amend;
26 2. The Motion to Dismiss the Second Cause of Action is DENIED;
27 3. The Motion to Dismiss the Third Cause of Action is GRANTED with leave to
28 amend;
1 4. The Motion to Dismiss the Fourth Cause of Action is GRANTED with leave to
2 amend;
3 5. The Motion to Dismiss the Fifth Cause of Action is GRANTED with leave to
4 amend;
5 6. The Motion to Dismiss the Sixth Cause of Action is GRANTED with leave to
6 amend;
7 7. The Motion to Dismiss the Seventh Cause of Action is GRANTED without leave
8 to amend;
9 8. The Motion to Dismiss the Eighth Cause of Action is GRANTED with leave to
10 amend;
11 9. The Motion to Dismiss the Ninth Cause of Action is DENIED;
12 10. The Motion to Dismiss the Tenth Cause of Action is GRANTED with leave to
13 amend;
14 11. The Motion to Dismiss the Eleventh Cause of Action is DENIED;
15 12. The Motion to Dismiss the Twelfth Cause of Action is GRANTED with leave to
16 amend;
17 13. The Motion to Dismiss the Thirteenth Cause of Action is GRANTED with leave to
18 amend.
19 Case No. 2:18-cv-02917-TLN-DMC, the A.H. Complaint
20 1. The Motion to Dismiss the First Cause of Action is GRANTED with leave to
21 amend;
22 2. The Motion to Dismiss the Second Cause of Action is DENIED;
23 3. The Motion to Dismiss the Third Cause of Action is GRANTED with leave to
24 amend;
25 4. The Motion to Dismiss the Fourth Cause of Action is GRANTED with leave to
26 amend;
27 5. The Motion to Dismiss the Fifth Cause of Action is GRANTED with leave to
28 amend;
1 6. The Motion to Dismiss the Sixth Cause of Action is GRANTED with leave to
2 amend;
3 7. The Motion to Dismiss the Seventh Cause of Action is DENIED;
4 8. The Motion to Dismiss the Eighth Cause of Action is GRANTED with leave to
5 amend;
6 9. The Motion to Dismiss the Ninth Cause of Action is DENIED;
7 10. The Motion to Dismiss the Tenth Cause of Action is GRANTED with leave to
8 amend;
9 11. The Motion to Dismiss the Eleventh Cause of Action is GRANTED with leave to
10 amend;
11 12. The Motion to Dismiss the Eighteenth Cause of Action is GRANTED with leave
12 to amend.
13 Plaintiffs may file an amended complaint not later than 30 days from the electronic filing
14 of this Order. Defendants’ responsive pleading is due 21 days after Plaintiffs file the amended
15 complaint.
16 IT IS SO ORDERED.
17 DATED: August 3, 2020
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