The opinion
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8 UNITED STATES DISTRICT COURT
9 FOR THE EASTERN DISTRICT OF CALIFORNIA
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11 JOSEPH BIVINS, No. 2:16-cv-0389 MCE KJN P
12 Plaintiff,
13 v. ORDER AND FINDINGS AND
RECOMMENDATIONS
14 DR. JEU, et al.,
15 Defendants.
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17 I. Introduction
18 Plaintiff is a state prisoner, proceeding without counsel. Plaintiff seeks relief pursuant to
19 42 U.S.C. § 1983, and is proceeding in forma pauperis. Defendant Borges’ motion for summary
20 judgment is before the court.1 As discussed below, defendant Borges’ motion should be granted.
21 II. Plaintiff’s Allegations
22 In his second amended complaint (ECF No. 52), plaintiff alleges that Dr. Borges was
23 deliberately indifferent to plaintiff’s serious medical needs by denying plaintiff Harvoni
24 medication treatment for Hepatitis C virus, by applying guidelines and criteria not applicable to
25 Harvoni, and by relying on outdated criteria to find plaintiff should only receive interferon, which
26 plaintiff alleges is known to cause complications in African Americans.
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1 By order filed July 19, 2018, Dr. Jeu was dismissed from this action without prejudice, and
28 plaintiff was granted leave to file an amended complaint against Dr. Borges.
1 III. Undisputed Facts2 (“UDF”)
2 1. Plaintiff is an inmate in the custody of the California Department of Corrections and
3 Rehabilitation (“CDCR”) who was incarcerated at Folsom State Prison, California at all times
4 relevant to this lawsuit.
5 2. Plaintiff was born in 1953 and is currently 66 years old. (ECF No. 71-3 at 40
6 (McCaslin Decl.).)
7 3. Plaintiff has been incarcerated in CDCR custody since 1975. (Pl.’s Dep. 13-14.)
8 4. In his deposition, plaintiff confirmed that the instant allegations relate only to
9 November of 2015. (Pl.’s Dep. 25, 31.)
10 5. Defendant Dr. Borges is a licensed physician employed by the CDCR at Folsom State
11 Prison since 2001. (ECF No. 71-5 at 1-2 (Dr. Borges Decl.).)
12 6. On May 21, 2015, plaintiff completed a CDC 7362 Health Services Request Form
13 requesting to have a liver biopsy and to treat his HCV condition with Harvoni. (ECF Nos. 71-3 at
14 37; 71-4 at 3 (Dr. Feinberg Decl.); 71-5 at 2.)
15 7. Plaintiff has had Hepatitis C for twenty years. (ECF No. 78 at 3.)
16 8. Harvoni is a direct-acting antiviral agent that treats the Hepatitis C Virus (“HCV”).
17 (ECF Nos. 71-4 at 3; 71-5 at 2.)
18 9. Plaintiff was seen by defendant Borges on June 4, 2015. (ECF Nos. 71-4 at 3; 71-5 at
19 2.) At this visit, the Primary Care Provider Progress Note indicates plaintiff’s FIB 4 score3 was
20 1.37. Based on California Correctional Health Care Services (“CCHCS”) Care Guide: Hepatitis
21 C, treatment for plaintiff’s HCV was deferred. (ECF No. 71-3 at 8.)
22 ////
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24 2 For purposes of summary judgment, the undersigned finds these facts are undisputed following
review of ECF document numbers 28-2, 29, 30-1 and 30-2 and documents referenced therein.
25
Where plaintiff has failed to properly address defendants’ assertion of fact as required, the
undersigned considers the fact undisputed. See Fed. R. Civ. Pro. 56(e)(2).
26
27 3 FIB 4 scoring estimates the likelihood of liver fibrosis in the patient. A FIB 4 score of less than
1.45 predicts it is unlikely the patient will have significant fibrosis. (ECF No. 71-4 at 3 (Decl. of
28 Dr. Feinberg.)
1 10. On June 4, 2015, defendant Borges prescribed to plaintiff the following medications:
2 (1) hydrocortisone topical cream (for rash); and (2) hydroxyzine (for itching). (ECF Nos. 71-3 at
3 40; 71-4 at 3; 71-5 at 2.)
4 11. Plaintiff was seen by defendant Borges on June 25, 2015. At this visit, the Primary
5 Care Provider Progress Note indicates plaintiff’s FIB 4 score was 1.37. Based on CCHCS Care
6 Guide: Hepatitis C, treatment for plaintiff’s HCV was deferred. (ECF Nos. 71-3 at 40; 71-4 at 3;
7 71-5 at 2.)
8 12. Plaintiff treated with Dr. M. Jeu, M.D. on November 10, 2015, and was prescribed
9 TAC (triamcinolone acetonide) topical cream for a rash. (ECF Nos. 71-3 at 46-51; 71-4 at 3; 71-
10 5 at 3.)
11 13. Plaintiff treated with Dr. M. Jeu, M.D. on November 17, 2015, with the medical
12 record noting in the History of Present Illness (“HPI”) section,
13 62 y/o male with HCV Infection and Chronic LBP (low back pain)
is here for CCP f/u. He argued with me on the subject of hepatitis C
14 treatment. Dr. Borges told him that he is not qualify for the
treatment. He has an issue with this. He did not stay for the exam &
15 walked out.
16 (ECF No. 71-3 at 57; see also ECF Nos. 71-4 at 3; 71-5 at 3.)
17 14. Aside from the reference to Dr. Borges recorded in the HPI section on November 17,
18 2015, that, “Dr. Borges told him that he is not qualify for the treatment,” there is no reference to
19 Dr. Borges treating plaintiff in the medical records after June 4, 2015, to the present. (ECF Nos.
20 71-3 at 54-59; 71-4 at 4; 71-5 at 3.)
21 15. California Correctional Health Care Services (“CCHCS”) mandates treatment
22 protocols for HCV at CDCR medical facilities through the CCHCS Care Guide: Hepatitis C.
23 (ECF Nos. 33 at 12-28; 71-3 at 4-35; 71-4 at 4; 71-5 at 3.)
24 16. The treatment protocol from June 2015 to November 2015 for an HCV patient with a
25 FIB 4 score of less than 1.45 was to defer treatment and clinically reassess annually. (ECF Nos.
26 33 at 12-28; 71-3 at 4-35; 71-4 at 4; 71-5 at 3.)
27 17. Defendant Borges is mandated by CCHCS to treat plaintiff according to the CCHCS
28 Care Guide: Hepatitis C. (ECF Nos. 33 at 12-28; 71-3 at 4-35; 71-4 at 4; 71-5 at 3.)
1 18. Defendant Borges was mandated to follow CCHCS protocols, including the CCHCS
2 Care Guide: Hepatitis C, when he treated plaintiff on June 4, 2015, and June 25, 2015. (ECF
3 Nos. 33 at 12-28; 71-3 at 4-35; 71-4 at 4; 71-5 at 3.)
4 19. Defendant Borges followed CCHCS protocols when he treated plaintiff’s HCV on
5 June 4, 2015, by deferring treatment based on plaintiff’s FIB 4 score being 1.37. (ECF Nos. 33 at
6 12-28; 71-3 at 4-35; 71-4 at 4; 71-5 at 3.)
7 20. FIB 4 scoring measures the likelihood of liver fibrosis in the patient. A FIB 4 score
8 of less than 1.45 predicts it is unlikely the patient will have significant fibrosis. (ECF Nos. 33 at
9 12-28; 71-3 at 4-35; 71-4 at 4; 71-5 at 2.)
10 21. Based on plaintiff’s FIB 4 score of 1.37, treatment with Harvoni would not be
11 indicated based on CCHCS protocols in the CCHCS Care Guide: Hepatitis C. (ECF Nos. 33 at
12 12-28; 71-3 at 4-35; 71-4 at 4; 71-5 at 2.)
13 22. In reviewing plaintiff’s pertinent medical records for the period of time from May
14 2015 to February 2016, plaintiff was not prescribed interferon, or any other medication of a
15 similar nature to interferon. (ECF Nos. 71-4 at 4; 71-5 at 3.)
16 23. Defendant Borges did not prescribe interferon, or any similar medication, in the
17 period from May 2015 to February 2016. (ECF Nos. 71-4 at 5; 71-5 at 4.)
18 IV. Legal Standard for Summary Judgment
19 Summary judgment is appropriate when it is demonstrated that the standard set forth in
20 Federal Rule of Civil Procedure 56 is met. “The court shall grant summary judgment if the
21 movant shows that there is no genuine dispute as to any material fact and the movant is entitled to
22 judgment as a matter of law.” Fed. R. Civ. P. 56(a).4
23 Under summary judgment practice, the moving party always bears
the initial responsibility of informing the district court of the basis
24 for its motion, and identifying those portions of “the pleadings,
depositions, answers to interrogatories, and admissions on file,
25 together with the affidavits, if any,” which it believes demonstrate
the absence of a genuine issue of material fact.
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27 4 Federal Rule of Civil Procedure 56 was revised and rearranged effective December 10, 2010.
However, as stated in the Advisory Committee Notes to the 2010 Amendments to Rule 56, “[t]he
28 standard for granting summary judgment remains unchanged.”
1 Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986) (quoting then-numbered Fed. R. Civ. P.
2 56(c).) “Where the nonmoving party bears the burden of proof at trial, the moving party need
3 only prove that there is an absence of evidence to support the non-moving party’s case.” Nursing
4 Home Pension Fund, Local 144 v. Oracle Corp. (In re Oracle Corp. Sec. Litig.), 627 F.3d 376,
5 387 (9th Cir. 2010) (citing Celotex Corp., 477 U.S. at 325); see also Fed. R. Civ. P. 56 Advisory
6 Committee Notes to 2010 Amendments (recognizing that “a party who does not have the trial
7 burden of production may rely on a showing that a party who does have the trial burden cannot
8 produce admissible evidence to carry its burden as to the fact”). Indeed, summary judgment
9 should be entered, after adequate time for discovery and upon motion, against a party who fails to
10 make a showing sufficient to establish the existence of an element essential to that party’s case,
11 and on which that party will bear the burden of proof at trial. Celotex Corp., 477 U.S. at 322.
12 “[A] complete failure of proof concerning an essential element of the nonmoving party’s case
13 necessarily renders all other facts immaterial.” Id. at 323.
14 Consequently, if the moving party meets its initial responsibility, the burden then shifts to
15 the opposing party to establish that a genuine issue as to any material fact actually exists. See
16 Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586 (1986). In attempting to
17 establish the existence of such a factual dispute, the opposing party may not rely upon the
18 allegations or denials of its pleadings, but is required to tender evidence of specific facts in the
19 form of affidavits, and/or admissible discovery material in support of its contention that such a
20 dispute exists. See Fed. R. Civ. P. 56(c); Matsushita, 475 U.S. at 586 n.11. The opposing party
21 must demonstrate that the fact in contention is material, i.e., a fact that might affect the outcome
22 of the suit under the governing law, see Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248
23 (1986); T.W. Elec. Serv., Inc. v. Pacific Elec. Contractors Ass’n, 809 F.2d 626, 630 (9th Cir.
24 1987), and that the dispute is genuine, i.e., the evidence is such that a reasonable jury could return
25 a verdict for the nonmoving party, see Wool v. Tandem Computers, Inc., 818 F.2d 1433, 1436
26 (9th Cir. 1987).
27 In the endeavor to establish the existence of a factual dispute, the opposing party need not
28 establish a material issue of fact conclusively in its favor. It is sufficient that “the claimed factual
1 dispute be shown to require a jury or judge to resolve the parties’ differing versions of the truth at
2 trial.” T.W. Elec. Serv., 809 F.2d at 630. Thus, the “purpose of summary judgment is to ‘pierce
3 the pleadings and to assess the proof in order to see whether there is a genuine need for trial.’”
4 Matsushita, 475 U.S. at 587 (quoting Fed. R. Civ. P. 56(e) advisory committee’s note on 1963
5 amendments).
6 In resolving a summary judgment motion, the court examines the pleadings, depositions,
7 answers to interrogatories, and admissions on file, together with the affidavits, if any. Fed. R.
8 Civ. P. 56(c). The evidence of the opposing party is to be believed. See Anderson, 477 U.S. at
9 255. All reasonable inferences that may be drawn from the facts placed before the court must be
10 drawn in favor of the opposing party. See Matsushita, 475 U.S. at 587. Nevertheless, inferences
11 are not drawn out of the air, and it is the opposing party’s obligation to produce a factual
12 predicate from which the inference may be drawn. See Richards v. Nielsen Freight Lines, 602 F.
13 Supp. 1224, 1244-45 (E.D. Cal. 1985), aff’d, 810 F.2d 898, 902 (9th Cir. 1987). Finally, to
14 demonstrate a genuine issue, the opposing party “must do more than simply show that there is
15 some metaphysical doubt as to the material facts. . . . Where the record taken as a whole could not
16 lead a rational trier of fact to find for the nonmoving party, there is no ‘genuine issue for trial.’”
17 Matsushita, 475 U.S. at 586 (citation omitted).
18 By notice filed October 21, 2019 (ECF No. 71-6), plaintiff was advised of the
19 requirements for opposing a motion brought pursuant to Rule 56 of the Federal Rules of Civil
20 Procedure. See Rand v. Rowland, 154 F.3d 952, 957 (9th Cir. 1998) (en banc); Klingele v.
21 Eikenberry, 849 F.2d 409 (9th Cir. 1988).
22 V. Legal Standard for Eighth Amendment Claim
23 The Eighth Amendment is violated only when a prison official acts with deliberate
24 indifference to an inmate’s serious medical needs. Snow v. McDaniel, 681 F.3d 978, 985 (9th
25 Cir. 2012), overruled in part on other grounds, Peralta v. Dillard, 744 F.3d 1076, 1082-83 (9th
26 Cir. 2014); Jett v. Penner, 439 F.3d 1091, 1096 (9th Cir. 2006). To state a claim a plaintiff “must
27 show (1) a serious medical need by demonstrating that failure to treat [his] condition could result
28 in further significant injury or the unnecessary and wanton infliction of pain,” and (2) that “the
1 defendant’s response to the need was deliberately indifferent.” Wilhelm v. Rotman, 680 F.3d
2 1113, 1122 (9th Cir. 2012) (citing Jett, 439 F.3d at 1096). “Deliberate indifference is a high legal
3 standard,” Toguchi v. Chung, 391 F.3d 1051, 1060 (9th Cir. 2004), and is shown by “(a) a
4 purposeful act or failure to respond to a prisoner’s pain or possible medical need, and (b) harm
5 caused by the indifference.” Wilhelm, 680 F.3d at 1122 (citing Jett, 439 F.3d at 1096). The
6 requisite state of mind is one of subjective recklessness, which entails more than ordinary lack of
7 due care. Snow, 681 F.3d at 985 (citation and quotation marks omitted).
8 “Mere ‘indifference,’ ‘negligence,’ or ‘medical malpractice’ will not support this cause of
9 action.” Broughton v. Cutter Laboratories, 622 F.2d 458, 460 (9th Cir. 1980) (citing Estelle v.
10 Gamble, 429 U.S. 97, 105-06 (1976)).
11 Further, “[a] difference of opinion between a physician and the prisoner -- or between
12 medical professionals -- concerning what medical care is appropriate does not amount to
13 deliberate indifference.” Snow, 681 F.3d at 987 (citing Sanchez v. Vild, 891 F.2d 240, 242 (9th
14 Cir. 1989)). Rather, a plaintiff is required to show that the course of treatment selected was
15 “medically unacceptable under the circumstances” and that the defendant “chose this course in
16 conscious disregard of an excessive risk to plaintiff’s health.” Snow, 681 F.3d at 988 (quoting
17 Jackson v. McIntosh, 90 F.3d 330, 332 (9th Cir. 1996)). In other words, so long as a defendant
18 decides on a medically acceptable course of treatment, his actions will not be considered
19 deliberately indifferent even if an alternative course of treatment was available. Id.
20 VI. Discussion
21 Initially, the court acknowledges that in his deposition, plaintiff confirmed that his claim
22 against Dr. Borges was limited to the November 2015 time frame, and Dr. Feinberg declares that
23 in plaintiff’s medical records, “there is no reference to Dr. Borges treating plaintiff . . . after June
24 25, 2015, to the present.” (ECF No. 71-4 at 4.) However, because plaintiff is proceeding pro se,
25 the court evaluates his claims based on Dr. Borges’ earlier decision to defer treatment for
26 plaintiff’s HCV.
27 Defendant has moved for summary judgment and met his initial burden to show no
28 genuine dispute as to any material fact exists. See Celotex Corp., 477 U.S. at 323. Specifically,
1 defendant adduced evidence, including copies of the applicable CCHCS protocols, that following
2 such protocols, treatment for plaintiff’s HCV on June 4, 2015, was deferred based on plaintiff’s
3 FIB 4 score of 1.37. In addition, Dr. Borges supported his motion with the declaration of Dr.
4 Feinberg, Chief Medical Consultant, who opined that plaintiff’s “FIB 4 score called for deferred
5 treatment and annual reassessment, rather than Harvoni, at that time;” “Dr. Borges followed the
6 medical best practices contained within the CCHCS Care Guide: Hepatitis C when treating
7 Plaintiff’s HCV in June of 2015;” and Dr. Borges “did not utilize outdated criteria,” but rather
8 “followed the guidelines located in the CCHCS Care Guide: Hepatitis C when treating Plaintiff’s
9 HCV.” (ECF No. 71-4 at 5.) Hence, the burden shifts to plaintiff to establish that a genuine issue
10 of material fact actually exists. See Matsushita Elec. Indus. Co., 475 U.S. at 586.
11 The undersigned finds that plaintiff failed to meet his burden on summary judgment
12 because he has not tendered evidence in the form of affidavits to support his contention that
13 defendant acted with deliberate indifference in deferring treatment for plaintiff’s HCV.5 Plaintiff
14 adduced no competent evidence in rebuttal; rather, plaintiff generally claims he did not receive
15 medical treatment for HCV. But plaintiff offers no competent medical evidence to support his
16 claim that he should have received Harvoni or any other medical treatment for HCV in 2015.
17 Rather, it appears plaintiff has a difference of opinion with Dr. Borges as to the appropriate
18 medical treatment for plaintiff’s HCV. As noted above, a difference of opinion is insufficient to
19 demonstrate a civil rights violation. In order to defeat summary judgment, plaintiff must
20 demonstrate that Dr. Borges’ decision to defer HCV treatment was “medically unacceptable
21 under the circumstances” and that the defendant “chose this course in conscious disregard of an
22 excessive risk to plaintiff’s health.” Snow, 681 F.3d at 988. Plaintiff has failed to do so. Indeed,
23 in light of the applicable CCHCS protocols, as well as Dr. Feinberg’s medical opinion, it appears
24 that plaintiff could not so demonstrate. Dr. Feinberg opined that in June of 2015 Dr. Borges
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5 Plaintiff’s second amended complaint is not verified. (ECF No. 52.) Plaintiff’s opposition
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includes a “verification,” stating that he “read and considered the writing of this petition and
27 believes all the matter cited herein is true and correct.” (ECF No. 78 at 13.) But plaintiff’s filing
is not signed under penalty of perjury.
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1 properly deferred HCV treatment because plaintiff was clinically stable with a low FIB 4 score
2 and had normal liver function tests. (ECF No. 71-4 at 4.)
3 Similarly, plaintiff adduced no competent evidence demonstrating that the CCHCS
4 protocols were outdated, not applicable, or inappropriately applied.
5 As noted by defendant, it also appears plaintiff abandoned his claim that Dr. Borges
6 prescribed interferon to plaintiff because in his opposition plaintiff conceded no interferon was
7 prescribed. (ECF No. 78 at 11; UDF 22-23.)
8 Plaintiff’s opposition fails to demonstrate that there is a material dispute of fact precluding
9 summary judgment. (ECF No. 78.)6 A fair reading of Dr. Jeu’s note in plaintiff’s November 17,
10 2015 medical record is that Dr. Borges told plaintiff that plaintiff is not qualified for the
11 treatment. (ECF No. 71-3 at 57.) Such reading is further confirmed by Dr. Borges’ declaration
12 stating that because plaintiff’s FIB 4 score was 1.37, it was appropriate to defer treatment for
13 plaintiff’s HCV. (ECF No. 71-5 at 2.)
14 In his opposition, plaintiff makes broad and conclusory statements that he contracted HCV
15 while in prison, has had HCV for twenty years, and that “CDCR-Medical Facility has refused to
16 care and treat, or . . . disregarded the medical care and treatment for [plaintiff’s HCV].” (ECF
17 No. 3.) Plaintiff provides no evidence in support.7 Moreover, that plaintiff contracted HCV
18 while in prison some twenty years ago is not at issue in this proceeding. In addition, defendant
19 provided medical records demonstrating that plaintiff received medical care during the time frame
20 relevant herein. (ECF No. 71-3 at 40, 43, 66-51, 54-58, 61, 64-67.) As discussed above,
21 defendant Dr. Borges medically evaluated plaintiff and determined that plaintiff did not qualify
22 for HCV treatment in June 2015 under CCHCS protocols at that time.
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6 Plaintiff re-submitted his opposition because his earlier opposition was missing page 12. But
24 plaintiff’s exhibits to his opposition are appended to his earlier opposition. (ECF No. 72 at 13-
46.) He also previously submitted exhibits in support of his original complaint. (ECF No. 33.)
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7 Plaintiff appends as an exhibit defendant’s Statement of Undisputed Facts, and cites to No. 7,
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which states: “Plaintiff has had Hepatitis C for over twenty years.” (ECF No. 72 at 33.) As
27 evidence of such statement, defendant relied on plaintiff’s verified statement included in his
original complaint. (ECF No. 1 at 3.)
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1 Finally, plaintiff states that he no longer has HCV, and contends that he was provided
2 Harvoni in 2018, “as a direct result” of filing this action. (ECF No. 78 at 12.)8 However, even
3 assuming, arguendo, that plaintiff was later prescribed and successfully treated with Harvoni for
4 plaintiff’s HCV, such subsequent treatment does not establish that defendant Dr. Borges was
5 deliberately indifferent in failing to earlier prescribe Harvoni in June of 2015.
6 For all of the above reasons, the undersigned finds that defendant Dr. Borges is entitled to
7 summary judgment. See, e.g., Gibson v. Vanjani, 2018 WL 4053458, at *6-11 (N.D. Cal. Aug.
8 24, 2018) (finding prisoner failed to raise a genuine dispute of material fact as to whether
9 defendants were deliberately indifferent to Gibson’s Hepatitis C disease), aff’d, 790 F. App’x 116
10 (9th Cir. 2020); King v. Calderwood, 2016 WL 4771065, at *5-6 (D. Nev. 2016) (granting
11 summary judgment for defendants on prisoner’s Eighth Amendment claim that he should have
12 been provided Harvoni; medical director rejected request for treatment using standard formula to
13 determine amount of liver damage and, based on that score, determined that prisoner was not
14 exhibiting symptoms of decreased liver function notwithstanding prisoner’s evidence that he had
15 been experiencing painful symptoms and notwithstanding recommendation by one doctor that he
16 receive HCV treatment); Fitch v. Blades, 2016 WL 8118192, at *7 (D. Idaho 2016)
17 (recommending granting motion for summary judgment in defendant’s favor on claim that
18 defendants refused HCV treatment; “the medical records indicate Dr. Young made a deliberate,
19 careful judgment about the course of plaintiff’s treatment based upon the severity of plaintiff’s
20 disease, mental health issues, and likelihood of compliance”), adopted, 2017 WL 411203 (D.
21 Idaho 2017).
22 ////
23 ////
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8 Plaintiff provided medical records confirming that after receiving Harvoni for 12 weeks, from
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May 4, 2018, to July 27, 2018, HCV is no longer detectable. (ECF No. 76 at 2-4 (medical records
dated November 2, 2018, and March 12, 2019).) Plaintiff asks the court to take judicial notice of
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such medical records. (ECF No. 76 at 1.) A federal court may take judicial notice of adjudicative
27 facts. Fed. R. Evid. 201(a)-(c). However, because the unauthenticated medical records are not
properly subject to judicial notice under Federal Rule of Evidence 201, plaintiff’s request is
28 denied. Fed. R. Evid. 201(b).
1 VII. Qualified Immunity
2 The undersigned finds that plaintiff has not established an Eighth Amendment violation,
3 and therefore need not address the issue of qualified immunity.
4 VIII. Motion to Strike Sur-reply
5 On December 12, 2019, plaintiff filed a document styled, “Opposition to Defendant’s
6 Reply to Plaintiff’s Opposition to Motion for Summary Judgment.” (ECF No. 77.) On January
7 30, 2020, defendant filed a motion to strike plaintiff’s sur-reply. (ECF No. 79.)
8 The Local Rules do not authorize the routine filing of a sur-reply. Nevertheless, when a
9 party has raised new arguments or presented new evidence in a reply to an opposition, the court
10 may permit the other party to counter the new arguments or evidence. El Pollo Loco v. Hashim,
11 316 F.3d 1032, 1040-41 (9th Cir. 2003). Here, defendant’s reply addressed the arguments in
12 plaintiff’s opposition; it raised no new theories. Moreover, plaintiff did not seek leave to file a
13 sur-reply, and his arguments therein do not impact the court’s analysis. For these reasons,
14 plaintiff’s sur-reply is stricken.
15 IX. Conclusion
16 Accordingly, IT IS HEREBY ORDERED that:
17 1. Defendant’s motion to strike (ECF No. 79) is granted;
18 2. Plaintiff’s sur-reply (ECF No. 77) is stricken; and
19 3. Plaintiff’s request for judicial notice (ECF No. 76) is denied.
20 IT IS RECOMMENDED that:
21 1. Defendant’s motion for summary judgment (ECF No. 71) be granted; and
22 2. This action be terminated.
23 These findings and recommendations are submitted to the United States District Judge
24 assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within thirty days after
25 being served with these findings and recommendations, any party may file written objections with
26 the court and serve a copy on all parties. Such a document should be captioned
27 “Objections to Magistrate Judge’s Findings and Recommendations.” Any response to the
28 objections shall be filed and served within twenty-one days after service of the objections. The
1 | parties are advised that failure to file objections within the specified time may waive the right to
2 | appeal the District Court’s order. Martinez v. Ylst, 951 F.2d 1153 (9th Cir. 1991).
3 | Dated: April 13, 2020
‘ Fens Arn
5 KENDALL J. NE
UNITED STATES MAGISTRATE JUDGE
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