“Having informed [the defendant] of the factual basis for their complaint, they were required to do no more to stave off threshold dismissal for want of an adequate statement of their claim.”
How later courts described this case
- “Having informed [the defendant] of the factual basis for their complaint, they were required to do no more to stave off threshold dismissal for want of an adequate statement of their claim.”
- noting that two incidents of excessive force cannot be considered a pattern of widespread and pervasive unconstitutional conduct to subject a municipality to liability
- “Appellant does not allege that Baltz was personally involved in or had direct responsibility for incidents that injured him. His claims, therefore, are not cognizable in § 1983 suits.”
- noting the different ways circuits have handled wrongful death claims under § 1983
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF ARKANSAS
FORT SMITH DIVISION
CLAYTON FRANKLIN, as Administrator
for the Estate of Cody J. Franklin PLAINTIFF
v. No. 2:17-CV-2016
FRANKLIN COUNTY, ARKANSAS, et al. DEFENDANTS
OPINION AND ORDER
Separate Defendants Anthony Boen, in his official capacity as Franklin County Sheriff;
Franklin County Sheriff’s Department; Franklin County, Arkansas; Nicholas James, individually
and in his capacity as a Franklin County Sheriff’s Deputy; and James Taylor Molton (“County
Defendants”) filed a motion (Doc. 43) for summary judgment, brief (Doc. 44) in support, and
statement of facts (Doc. 45). Plaintiff Clayton Franklin filed a response (Doc. 49) in opposition,
a brief (Doc. 50) in support, and a response (Doc. 51) in opposition to the County Defendants’
statement of facts. The County Defendants filed a reply (Doc. 73). The County Defendants’
motion will be GRANTED.
Separate Defendants Joseph Griffith; Nathan Griffith; and the City of Ozark, Arkansas
(“City Defendants”) also filed a motion (Doc. 53) for summary judgment, a brief (Doc. 54) in
support, and a statement of facts (Doc. 55). Clayton Franklin filed a response (Doc. 60) in
opposition, a brief (Doc. 61) in support of his response, and a response (Doc. 62) to the City
Defendants’ statement of facts. The City Defendants’ filed a reply (Doc. 66). The City
Defendants’ motion will be GRANTED IN PART and DENIED IN PART.
I. Background
On May 10, 2016, at 7:16 p.m., the Franklin County Sheriff’s Office received a call from
William Jones that a suspicious person was “swinging a stick like a sword” and “going up
driveways and walking up and down the road.” (Doc. 51, ¶ 9). Franklin County Sheriff’s Office
dispatched Deputy Matt Young to investigate. Id., ¶ 10. Deputy Young found the suspicious
person in a ditch off of Westview Road waving a long walking stick around. (Doc. 45, p. 49).
Deputy Young identified the suspicious person as Cody Franklin. Id. Franklin was twenty years
old, six feet tall, and weighed two hundred pounds. (Doc. 55-3, pp. 1-2). Deputy Young
questioned Franklin about his location and where he was staying and noted that Franklin made
multiple inconsistent statements regarding his previous criminal history and his reasoning for
being in a ditch. (Doc. 45, p. 50). Deputy Young placed Franklin under arrest for obstructing
governmental operations. (Doc. 51, ¶ 12). Deputy Young drove Franklin to the Franklin County
Detention Center. (Doc. 51, ¶ 13). Upon arrival, Deputy James Taylor Molton processed Franklin
into the detention center. Id. Franklin was allowed to make several calls to seek assistance in
paying bail to be released from the detention center. (Doc. 51, ¶ 14). One of the calls Franklin
made during this time was to his girlfriend, Leanna Crowley. (Doc. 51, ¶ 15). Franklin told
Crowley that if he stayed in the detention center over night, he would “tear[]” [the] motherfucker
apart,” and that if he was in there another 15 minutes it would “take them three fucking dart guns,
at least” to control him. (Doc. 51, ¶ 15). Franklin was unable to make bail and was placed into
the general population pod by Deputy Molton. (Doc. 51, ¶ 16). Deputy Molton then went off
duty and was replaced by Deputy Nicholas James. (Doc. 51, ¶ 17).
The Plaintiff and Defendants’ stories regarding the subsequent events diverge once
Franklin was placed in the general population pod. Defendants claim that around midnight, in the
early morning of May 11, 2016, Deputy James went to “inspect the sounds of an altercation in the
general population pod,” and that other inmates informed him that Franklin was starting fights
with inmates who were sleeping. (Doc. 45, ¶ 18; Doc. 45, p. 16). Conversely, Clayton Franklin
produces evidence from an inmate detained in the detention center that evening that law
enforcement officers at the Franklin County Detention Center told inmates that they “had a fighter
coming” and had encouraged the altercations. (Doc. 51, ¶ 18; Doc. 50-10, p. 1). Deputy James
observed Franklin throwing his mat, blanket and clothes, and cursing in the general population
pod, causing other inmates to lock themselves into their cell areas. (Doc. 45, ¶ 19; Doc. 45, p. 17).
Deputy James decided to move Franklin to an isolated cell because of Franklin’s aggressive
behavior and apparent intoxication from drugs. (Doc. 45, p. 17). Deputy James requested
assistance to move Franklin to an isolated cell and Officer Nathan Griffith of the Ozark Police
Department arrived at the detention center to assist Deputy James. (Doc. 45, p. 76).
Deputy James opened the cell door and asked Franklin to “come with [him].”
(Doc. 45, p. 79). However, Franklin refused to go anywhere and stated “come on,” “lets go,” and
“I done fucked one dude up!” while crouching in a fighting stance. (Id; Doc. 55-1, p. 4). James
tried to calm Franklin by telling him that he did not want to fight; however, Franklin responded by
placing several items on his mat, rolling it into a ball, and throwing it at Deputy James.
(Doc. 55-1, p. 4). The mat hit Deputy James in the head. Id. Franklin attempted to grab Deputy
James’s wrist and pull him into the cell. Id. Franklin finally exited the cell, slammed the door,
and stated, “I’m not going anywhere I’m going to sleep right here.” (Doc. 45, p. 80). Franklin
then grabbed Deputy James’s shirt. Id. Officer Griffith stepped in to separate Deputy James from
Franklin. Id. Officer Griffith grabbed Franklin around his waist and moved Franklin against the
cell wall. (Doc. 55-1, p. 5). Franklin, however, was able to push himself away from the wall and
Officer Griffith maneuvered Franklin to the floor. Id. Franklin then kicked his legs and pushed
Officer Griffith off of him. Id. Franklin was able to return to his feet. Id. In response, Officer
Griffith fired his electronic control device (“taser”) and Franklin fell to the ground. Id. Officer
Griffith instructed Franklin to roll over on his stomach and place his hands behind his back when
the taser cycle was over. (Doc. 45, p. 228). However, when the cycle ended, Franklin started to
stand up. Id. Officer Griffith then pulled the taser trigger, initiating a second taser cycle, and
commanded Franklin to roll over on his stomach and place his hands behind his back. Id. Franklin
did not comply, and Officer Griffith initiated a third taser cycle against Franklin. Id. The third
taser cycle appeared to have no effect on Franklin, as he was able to reach a standing position. Id.
Griffith initiated a taser cycle two more times, but the taser appeared to have no effect on Franklin.
Id.
Franklin then walked toward Deputy James and Officer Griffith again. Id. Officer
Griffith grabbed Franklin around his head and arm and again maneuvered Franklin to the ground.
(Doc. 55-1, p. 5). Deputy James then handcuffed Franklin. Id. Deputy James and Officer Griffith
attempted to stand Franklin up to walk him to the isolation cell. Id. However, Franklin refused to
stand, so the officers had to drag him by his arms to the cell. Id. Deputy James and Officer Griffith
claim that Franklin was attempting to kick them the entire time. Id.
Plaintiff presents evidence that the officers dragged Franklin to the isolation cell not
because of Franklin’s resistance, but because the officers had choked Franklin out until he was
unconscious during the struggle in the hallway. (Doc. 50-10, p. 2). Regardless, the isolation cell
video demonstrates that Franklin regained consciousness before entering the isolation cell.
(Doc. 45, Ex. 13).
Deputy James and Officer Griffith then placed Franklin in the isolation cell.
(Doc. 45, p. 81). Around this time, Sergeant Joseph Griffith of the Ozark Police Department
arrived to assist Deputy James and Officer Griffith in removing the handcuffs from Franklin for
his time in the isolation cell. Id. Officer Griffith placed his knee on Franklin’s back between
Franklin’s shoulder blades. (Doc. 55-1, p. 5). Deputy James held Franklin’s legs to prevent him
from kicking. Id. Sergeant Griffith secured Franklin’s hip area with his hands. Id. Franklin
continued to struggle and Sergeant Griffith grabbed Officer Griffith’s taser and warned Franklin
that he would deploy the taser again if he kept resisting. Id. Franklin did not stop struggling, so
Sergeant Griffith tased Franklin in drive-stun mode.1 Id. Sergeant Griffith claims he believed that
this tasing had “little effect,” so he tased Franklin a second time. Id., p. 6. Franklin continued to
struggle and Sergeant Griffith used the taser a third time.2 Id. After the third tasing, Franklin
“stopped fighting and relaxed his arms” allowing the officers to remove the handcuffs. Id. The
officers checked Franklin’s wrist and neck for a pulse and signs that Franklin was breathing before
exiting the cell. Id. The officers then returned to the dispatch room and watched Franklin on a
monitor for a few minutes, during which time Franklin was not moving. Id. Sergeant Griffith then
told Debbie Ross, dispatcher at the Franklin County Detention Center, to call Emergency Medical
Services to provide medical assistance for Franklin. The officers returned to the isolation cell and
again checked Franklin for a pulse. Id. Finding none, Officer Griffith started chest compressions
and then assisted EMTs in getting Franklin to the ambulance when they arrived. Franklin was
1 “In drive-stun mode, the taser is pressed against the subject’s body, which causes a painful
current to run through the specific body area to which the taser is applied but does not cause
neuromuscular incapacitation.” Aaron Sussman, Shocking the Conscience: What Police Tasers
and Weapon Technology Reveal About Excessive Force Law, 59 UCLA L. Rev. 1342, 1350
(2012).
2 The isolation cell video provided to the Court only clearly shows one tasing during the
struggle in the isolation cell. (Doc. 45, Ex. 13).
taken by EMS to Mercy Hospital in town, and at 3:13 a.m., he was pronounced dead. The medical
examiner’s report showed that Franklin had “a toxic level methamphetamine” in his system at the
time of death. (Doc. 61-7, p. 12). The medical examiner stated that the cause of death was
“methamphetamine intoxication, exertion, struggle, restraint, and multiple electro muscular
disruption device applications.” Id., p. 1.
Both Franklin County and the City of Ozark had policies regarding detention and use of
force procedures, including the use of tasers on detainees. (Doc. 45, p. 239; Doc. 55-11). Franklin
County Deputy Nicholas James had received Arkansas Crime Information Center (“ACIC”) Level
I training, was provided with the Franklin County Detention Center Rules and Procedures, and
was trained in-person at the detention facility. City of Ozark Officer Nathan Griffith and Sergeant
Joseph Griffith graduated from police academy and received training on the use of tasers from the
Taser Training Academy. (Doc. 55, Ex. L).
II. Legal Standard
When a party moves for summary judgment, the party must establish both the absence of
a genuine dispute of material fact and that it is entitled to judgment as a matter of law. See Fed.
R. Civ. P. 56; Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586–87 (1986);
Nat’l Bank of Commerce of El Dorado, Ark. v. Dow Chem. Co., 165 F.3d 602, 606 (8th Cir. 1999).
In order for there to be a genuine issue of material fact, the nonmoving party must produce
evidence “such that a reasonable jury could return a verdict for the nonmoving party.” Allison v.
Flexway Trucking, Inc., 28 F.3d 64, 66–67 (8th Cir. 1994) (citing Anderson v. Liberty Lobby, Inc.,
477 U.S. 242, 248 (1986)). Only facts “that might affect the outcome of the suit under the
governing law” need be considered. Anderson, 477 U.S. at 248. “[T]he non-movant must make a
sufficient showing on every essential element of its claim on which it bears the burden of proof.”
P.H. v. Sch. Dist. of Kan. City, Mo., 265 F.3d 653, 658 (8th Cir. 2001). Facts asserted by the
nonmoving party “must be properly supported by the record,” in which case those “facts and the
inferences to be drawn from them [are viewed] in the light most favorable to the nonmoving party.”
Id. at 656–57.
III. Wrongful Death Recovery
As a threshold matter, the City Defendants assert that Plaintiff cannot bring a claim under
42 U.S.C. § 1983 for alleged violations of Franklin’s constitutional rights through the Arkansas
Wrongful Death statute and Plaintiff’s claims should be dismissed as a matter of law. The question
of which damages are available in a § 1983 action has been subject to considerable debate. See
Carringer v. Rodgers, 331 F.3d 844, 850 n.9 (11th Cir. 2003) (noting the different ways circuits
have handled wrongful death claims under § 1983). “Although Congress clearly envisioned §
1983 to serve as a remedy for wrongful killings that resulted from proscribed conduct, the statute
itself does not provide a mechanism to implement such a remedy.” Berry v. City of Muskogee,
900 F.2d 1489, 1502 (10th Cir. 1990). When a constitutional violation results in death, “§ 1983
does not specify whether the cause of action it creates survives death, who are the injured parties,
the nature of the claims that may be pursued or who may pursue them, or the types of damages
recoverable.” Id. In these cases, 42 U.S.C. § 1988 “authorizes federal courts to undertake a three-
step process to determine whether to borrow law from another source to aid their enforcement of
federal civil rights statutes.” Id. The Court must: (1) look to federal law if such laws are suitable
to carry the statute into effect; (2) in the absence of such a federal law, the court must consider
borrowing the law of the forum state; and (3) the court must reject any state law that is “inconsistent
with the Constitution and laws of the United States.” 42 U.S.C. § 1988.
In Andrews v. Neer, 253 F.3d 1052 (8th Cir. 2001), the Eighth Circuit considered whether,
in a § 1983 action, a plaintiff could recover damages for injuries she personally suffered as a result
of her father’s death by borrowing the remedies available under the Missouri wrongful death
statute. Adopting the Tenth Circuit’s reasoning in Berry, the Eighth Circuit answered the question
in the negative. Id. at 1063-64. Under Missouri’s wrongful death statute, family members could
recover for their own injuries, and such an action “would impermissibly broaden the types of
injuries for which Congress intended recovery to be available under § 1983’s authorization of
liability ‘to the party injured.’” Id. at 1064 (citing 48 U.S.C. § 1983). Because the statute provided
a mechanism for the plaintiff to assert a claim for a violation of her own constitutional rights, and
pursue a state law wrongful death claim, permitting wrongful death damages in a § 1983 action
would “shoehorn” recovery available under state wrongful death statutes into the recovery under
§ 1983 for the decedent’s injuries. Id. State law wrongful death actions are “not suitable to carry
out the full effects intended for § 1983 cases ending in death of the victim.” Berry, 900 F.2d at
1506. Though “federal courts must fashion a federal remedy to be applied to § 1983 death cases.
. . . [that] remedy should be a survival action, brought by the estate of deceased victim, in accord
with § 1983’s express statement that the liability is ‘to the party injured.’” Id. at 1506-07 (quoting
42 U.S.C. § 1983).
Though the amended complaint explicitly references only the Arkansas wrongful death
statute, a party need not expressly invoke a claim to survive federal pleading standards. See
Johnson v. City of Shelby, 135 S.Ct. 346, 347 (2014). All that is required is that a plaintiff plead
facts sufficient to support a claim for recovery. Id. (“Having informed [the defendant] of the
factual basis for their complaint, they were required to do no more to stave off threshold dismissal
for want of an adequate statement of their claim.”). Plaintiff’s claim sufficiently details a § 1983
claim for his damages for injuries Franklin suffered – including pain and suffering, funeral
expenses, loss of life, and lost wages – under the survival statue.
The amended complaint also seeks damages for, among other things, termination of the
parent-child relationship, including the loss of companionship, and the mental anguish suffered by
the parents and sibling as a result of Franklin’s death. (Doc. 6, ¶ 46(A)-(B)). These damages are
available to beneficiaries for their own injuries following the death of the decedent by virtue of the
Arkansas wrongful death statute. Ark. Code Ann. § 16-62-102(f). The estate acts as “a conduit
through which to channel [state law wrongful death] claims” to the estate’s beneficiaries. Howard
W. Brill, Ark. Law of Damages § 34:1 (5th Ed. 2018). Damages for injuries suffered by
individuals other than the decedent are not recoverable by the decedent’s estate for the decedent,
as these claims are inconsistent with purposes of § 1983. See Andrews, 253 F.3d at 1064.
However, because the complaint also brings an Arkansas state law tort claim for the wrongful
death of Franklin (Doc. 6, ¶¶ 42-44), and because this Court exercises supplemental jurisdiction
over that claim pursuant to 28 U.S.C. § 1367, Clayton Franklin (as administrator of Franklin’s
estate) may pursue wrongful death remedies separate from Franklin’s § 1983 claim.
IV. County Defendants
A. James Taylor Molton – Individual Capacity
The County Defendants seek dismissal of all claims against James Taylor Molton because
he was not involved with the actions that led to Franklin’s death. A law enforcement officer sued
in his individual capacity cannot be held liable for damages under § 1983 when a plaintiff has
failed to allege that the officer was involved in or had direct responsibility for the incidents that
injured him. Martin v. Sargent, 780 F.2d 1334, 1338 (8th Cir. 1985) (“Appellant does not allege
that Baltz was personally involved in or had direct responsibility for incidents that injured him.
His claims, therefore, are not cognizable in § 1983 suits.”); Marchant v. City of Little Rock, Ark.,
741 F.2d 201, 204 (8th Cir. 1984). Franklin admits that after placing Cody Franklin into the
general population pod, Deputy Molton went off duty and “did not have any other involvement
with Cody Franklin or in the matter at issue in this lawsuit.” (Doc. 51, ¶17). Accordingly,
Franklin’s claims against James Taylor Molton in his individual capacity are dismissed.
B. Sheriff Anthony Boen (Official Capacity)/Franklin County Liability
A suit brought against a county sheriff in his official capacity is treated as a suit against the
county. Liebe v. Norton, 157 F.3d 574, 578 (8th Cir. 1998). Respondeat superior or vicarious
liability does not attach under § 1983; rather “[t]o establish municipal liability under § 1983, a
plaintiff must show that a constitutional violation was committed pursuant to an official custom,
policy, or practice of the governmental entity.” Moyle v. Anderson, 571 F.3d 814, 817 (8th Cir.
2009) (citing to Monell v. N.Y. Dep’t of Soc. Servs., 436 U.S. 658, 690-92 (1978)). Municipal
liability attaches in two specific instances: “1) where a particular municipal policy or custom itself
violates federal law, or directs an employee to do so; and 2) where a facially lawful municipal
policy or custom was adopted with ‘deliberate indifference’ to its known or obvious
consequences.” Id. at 817-18. The Plaintiff does not allege that Franklin County’s detention and
use of force policies are unconstitutional on their face. Rather, Plaintiff asserts that Franklin
County was “deliberately indifferent” to Franklin’s constitutional rights because of its failure to
properly train and supervise its officers, its choice to cover up the misconduct, its failure to
appropriately discipline officers, and its failure to properly maintain its detention facility.
(Doc. 6, pp. 11-12).
A finding of “deliberate indifference” requires the Court to determine whether the
municipality maintained a policy, “in which an inadequacy was so obvious . . . and so likely to
result in the violation of constitutional rights, that the policymakers of the [municipality] can
reasonably said to have been deliberately indifferent.” Spencer v. Knapheide Truck Equip. Co.,
183 F.3d 902, 906 (8th Cir. 1999). Franklin County had a taser policy in place at the time of the
incident, even though its jailers were not carrying tasers at the time. (Doc. 45, p. 275). The policy
required Franklin County officers to move through a use-of-force continuum before using a taser
and directed officers on appropriate taser use, if they were forced to use one. The policy discussed
the disciplinary repercussions of misusing a taser. Plaintiff presents no evidence that Franklin
County should have been on notice that its current taser policy was inadequate or substantially
likely to result in a constitutional violation. (Doc. 45, p. 275).
Plaintiff also alleges that Franklin County engaged in an unwritten policy or practice of
instigating fights between inmates and engaging in excessive force. “When a plaintiff alleges an
unwritten or unofficial policy, there must be evidence of a practice, so permanent and well-settled
so as to constitute a custom, that existed.” Brewington v. Keener, 902 F.3d 796, 801 (8th Cir.
2018) (noting that two incidents of excessive force cannot be considered a pattern of widespread
and pervasive unconstitutional conduct to subject a municipality to liability). A plaintiff may
properly allege a claim under § 1983 imposing municipal liability on an unofficial custom if he
demonstrates: “1) the existence of continuing, widespread, persistent pattern of unconstitutional
misconduct by the governmental entity’s employees; 2) deliberate indifference to or tacit
authorization of such conduct by the governmental entity’s policymaking officials after notice to
the officials of that misconduct; and 3) that plaintiff was injured by acts pursuant to the
governmental entity’s custom, i.e., that the custom was the moving force behind the constitutional
violation.” Corwin v. City of Indep., Mo., 829 F.3d 695, 700 (8th Cir. 2016).
Plaintiff has failed to put forth sufficient evidence that would allow a reasonable jury to
find that instigating fights or using excessive force against detainees was widespread and persistent
at the Franklin County Detention Center. Franklin submits testimony briefly detailing two other
cases after Franklin’s case where pretrial detainees allege injury because of excessive force used
at the Franklin County Detention Center. Plaintiff provides no other evidence that suggests that
Franklin County officers encouraged fighting between inmates or consistently engaged in the
improper use of tasers on detainees prior to the incident preceding Franklin’s death.
Plaintiff further alleges that Franklin County was deliberately indifferent to Franklin’s
constitutional rights because it failed to appropriately train and supervise its officers. To allege a
failure-to-train or supervise claim, the plaintiff must demonstrate that the municipality “had
knowledge of prior incidents of police misconduct and deliberately failed to take remedial action.”
Andrews v. Fowler, 98 F.3d 1069, 1075 (8th Cir. 1996). Franklin County Deputy Nicholas James
was trained by ACIC, had received the Franklin County Detention Center Rules and Procedures,
and had received additional on-site training regarding proper detention practices. Plaintiff fails to
establish evidence that Franklin County was previously put on notice of prior police misconduct
that would necessitate it providing additional or different training than those that Deputy James
received. Thus, it cannot be said that Franklin County was deliberately indifferent to the alleged
unconstitutional conduct by failing to provide additional or different training procedures.
Finally, Plaintiff alleges that Franklin County was deliberately indifferent by failing to
properly maintain its detention facilities in accordance with state and national jail standards.
Plaintiff’s claim fails for two reasons. First, although helpful and relevant in some cases, jail
standards “do not represent minimum constitutional standards.” Grayson v. Ross, 454 F.3d 802,
812 (8th Cir. 2006). Second, any lack of maintenance issues that Plaintiff may point to must also
be a “moving force” behind the Plaintiff’s injuries. Plaintiff’s injuries were a result of his own
methamphetamine ingestion and the force applied by law enforcement officers during the alleged
incident, not Franklin County’s failure to maintain its detention center. Thus, Plaintiff’s deliberate
indifference claim for failure to maintain facilities fails.
C. Deputy Nicholas James - Excessive Force
Plaintiff also alleges that Deputy Nicholas James engaged in excessive force in attempting
to move Franklin from the general population pod to the isolated cell. “The reasonableness of a
particular use of force must be judged from the perspective of a reasonable officer on the scene,
rather than with the 20/20 vision of hindsight.” Graham v. Connor, 490 U.S. 386, 396 (1989).
“The reasonableness inquiry in an excessive force case is an objective one: the question is whether
the officers’ actions are objectively reasonable in light of the facts and circumstances confronting
them, without regard to their underlying intent or motivation.” Id. at 397.
Factors relevant to assessing the objective reasonableness of force used by officers
include: the relationship between the need for the use of force and the amount of force
used; the extent to the plaintiff’s injury; any effort made by the officer to temper or to
limit the amount of force; the severity of the security problem at issue; the threat
reasonably perceived by the officer; and whether the plaintiff was actively resisting.
Id. “Force is least justified against nonviolent misdemeanants who do not flee or actively resist
arrest and pose little or no threat to the security of officers or the public.” Shekleton v.
Eichenberger, 677 F.3d 361, 366 (8th Cir. 2012). Force may be justified if the individual was
“actively resisting” the commands of law enforcement. Ryan v. Armstrong, 850 F.3d 419, 428
(8th Cir. 2017) (holding that officers placing body weight on the plaintiff and tasing the plaintiff
twice in drive stun mode was objectively reasonable where the plaintiff was not complying with
officers’ commands and continued to resist restraint).
Deputy James was an active participant in subduing and restraining Franklin throughout
the altercation between the officers and Franklin. However, Deputy James used reasonable force
in his efforts to subdue Franklin. Plaintiff presents no evidence that Deputy James fired a taser or
used more force than necessary to place handcuffs on Franklin and move him to the isolation cell.
Accordingly, Deputy James used reasonable force and Franklin’s claims against him are
dismissed.
D. Deliberate Indifference to Franklin’s Serious Medical Need
The Eighth Amendment of the United States Constitution protects pretrial detainees who
are injured because of a prison official’s choice to ignore a serious medical need. Butler v.
Fletcher, 465 F.3d 340, 344 (8th Cir. 2006). In order to impose liability on a municipality for such
a failure, the Plaintiff must demonstrate that “the official kn[ew] of and disregard[ed] an excessive
risk to inmate health or safety; the official [was] both aware of facts from which the inference
could be drawn that a substantial risk of serious harm exists, and he drew that inference.” Farmer
v. Brennan, 511 U.S. 825, 837 (1994). Mere negligence or even gross negligence by the prison
official will not establish deliberate indifference. Jackson v. Buckman, 756 F.3d 1060, 1065 (8th
Cir. 2014).
Plaintiff fails to present sufficient facts demonstrating that Deputy James, a layperson,
knew that Franklin was in danger of serious medical harm as a result of the prolonged encounter
between the officers and Franklin. After the officers removed the handcuffs from Franklin, Officer
Griffith checked Franklin’s pulse to ensure that he was alive and breathing. Deputy James and the
other officers observed Franklin from a monitor for a few minutes in the dispatch area of the
detention facility before going back into the room to discover that Franklin no longer had a pulse.
Officer Griffith then directed Debbie Ross to call for an ambulance to come to the detention facility
as quickly as possible. There is no evidence in the record that suggests that Deputy James was
aware that the prolonged struggle and tasing of Franklin would pose an excessive health risk that
required immediate medical attention. Furthermore, even if an inference could be drawn that
Deputy James was aware of a substantial risk of harm, Deputy James was not deliberately
indifferent. The officers observed Franklin when they stepped out of the cell and called for an
ambulance when they realized that he was not moving. It may be arguable that Deputy James was
negligent in failing to secure immediate evaluation of Franklin after the prolonged struggle, but
the facts do not indicate that Deputy James and the other officers were deliberately indifferent to
Franklin’s medical needs. Plaintiff’s claim against Deputy James for deliberate indifference to his
medical needs is dismissed.
E. Battery
Plaintiff also brings a state law battery claim against Deputy James. In Arkansas, to bring
a tort claim for battery, the Plaintiff must prove “that the Defendant acted with intent to cause
some harmful or offensive conduct with a person, or acted with the intent to create apprehension
of some harmful or offensive contact with a person; and . . . that a harmful or offensive contact
resulted.” AMI 418 (2018). In the law enforcement context, an officer may “exert such force as
is necessary . . . to subdue the efforts of the prisoner to escape; but he cannot in either case take
the life of the accused, or even inflict upon him a great bodily harm except to save his own life or
to prevent a like harm to himself.” Crouch v. Richards, 208 S.W.2d 460, 462 (Ark. 1948). Plaintiff
has not presented sufficient evidence that would allow a reasonable jury to find that Deputy James
used more force than was necessary to restrain Franklin and protect himself from injury during the
incident. As a result, Plaintiff’s claim for battery against Deputy James is dismissed.
F. Qualified Immunity
Qualified immunity “shields government officials from liability for civil damages insofar
as their conduct does not violate clearly established statutory or constitutional rights of which a
reasonable person would have known.” Crow v. Montgomery, 403 F.3d 598, 601 (8th Cir. 2005).
The issue of qualified immunity need only be addressed if the government actor’s conduct violated
a constitutional right. Id. If the conduct as alleged would violate a constitutional right, the Court
then inquires into “whether the right was clearly established.” Id. The State of Arkansas applies
the same qualified immunity analysis for state law actions against local law enforcement
authorities as is applied under federal law. Graham v. Cawthorn, 427 S.W.3d 34, 16 (Ark. 2013);
Rainey v. Hartness, 5 S.W.3d 410, 417 (Ark. 1999) (recognizing similarity between state law
qualified immunity and federal qualified immunity). Here, Deputy James conduct was
constitutional, so it is unnecessary to analyze whether Deputy James’ actions violated a clearly
established right.
V. City Defendants
A. City of Ozark Municipal Liability
“To establish municipal liability under § 1983, a plaintiff must show that a constitutional
violation was committed pursuant to an official custom, policy, or practice of the governmental
entity.” Moyle v. Anderson, 571 F.3d 814, 817 (8th Cir. 2009) (citing to Monell v. N.Y. Dep’t of
Soc. Servs., 436 U.S. 658, 690-92 (1978)). Municipal liability attaches in two specific instances:
“1) where a particular municipal policy or custom itself violates federal law, or directs an employee
to do so; and 2) where a facially lawful municipal policy or custom was adopted with ‘deliberate
indifference’ to its known or obvious consequences.” Id. at 817-18. Franklin does not allege that
municipal liability on the part of the City of Ozark attaches because of a particular custom or policy
in place at the time of the incident. Rather, Franklin asserts that the City of Ozark was “deliberately
indifferent” because of its failure to properly train and supervise its officers, its choice to cover up
the misconduct, and its failure to appropriately discipline officers. (Doc. 6, p. 11).
A finding of “deliberate indifference” requires the Court to determine whether the
municipality maintained a policy, “in which an inadequacy was so obvious . . . and so likely to
result in the violation of constitutional rights, that the policymakers of the [municipality] can
reasonably said to have been deliberately indifferent.” Spencer, 183 F.3d at 906. To allege a
failure-to-train or supervise claim, the plaintiff must demonstrate that the municipality “had
knowledge of prior incidents of police misconduct and deliberately failed to take remedial action.”
Andrews, 98 F.3d at 1075. The City of Ozark had a use of force and taser use policy in its police
department policy manual. (Doc. 55-11, pp. 22-23). The policy provides specific requirements
and limitations for using a taser to subdue a detainee.3 Officer Griffith and Sergeant Griffith were
both trained in taser use by the Taser Training Academy and had graduated from the police
academy. Plaintiff provides no evidence that the City of Ozark should have been on notice that its
current policies and training were so inadequate that they would likely result in a violation of
constitutional rights. Furthermore, if the City of Ozark covered up the actions of its officers during
this incident as alleged by the Plaintiff, it still would not prove deliberate indifference on the part
of the City. Rather, it would be evidence in future cases that the City had been put on notice of
prior incidents of police misconduct and deliberately failed to take remedial action. As a result,
Plaintiff has not established that the City of Ozark is liable under § 1983.
3 The policy specifically prohibits using a taser on a handcuffed subject unless exigent
circumstances are present. (Doc. 55-11, p. 23).
B. Excessive Force – Officer Nathan Griffith and Sergeant Joseph Griffith
Plaintiff also alleges that Officer Nathan Griffith and Sergeant Joseph Griffith engaged in
excessive force by tasing Franklin multiple times during the course of the incident. “The
reasonableness of a particular use of force must be judged from the perspective of a reasonable
officer on the scene, rather than with the 20/20 vision of hindsight.” Graham v. Connor, 490 U.S.
386, 396 (1989). “The reasonableness inquiry in an excessive force case is an objective one: the
question is whether the officers’ actions are objectively reasonable in light of the facts and
circumstances confronting them, without regard to their underlying intent or motivation.” Id. at
397.
Factors relevant to assessing the objective reasonableness of force used by officers
include: the relationship between the need for the use of force and the amount of force
used; the extent to the plaintiff’s injury; any effort made by the officer to temper or to
limit the amount of force; the severity of the security problem at issue; the threat
reasonably perceived by the officer; and whether the plaintiff was actively resisting.
Id. Again, “[f]orce is least justified against nonviolent misdemeanants who do not flee or actively
resist arrest and pose little or no threat to the security of officers or the public.” Shekleton, 677
F.3d at 366. However, force may be justified if the individual was “actively resisting” the
commands of law enforcement. Ryan, 850 F.3d at 428.
There is a genuine issue of material fact regarding whether Officer Nathan Griffith and
Sergeant Joseph Griffith’s tasings of Franklin were objectively reasonable. Plaintiff puts forth
evidence that suggests that although Franklin was combative, non-compliant, and aggressive, he
was contained in the detention facility, did not have any weapons, was restrained with handcuffs
and at the end was physically held face down on the floor of the isolation cell by three law
enforcement officers. Accordingly, viewing the facts in the light most favorable to the Plaintiff, a
reasonable jury could find that at some point or points Officer Nathan Griffith and Sergeant Joseph
Griffith used excessive force by tasing Franklin multiple times during the transport of Franklin
from the general population pod to the isolation cell.
C. Deliberate Indifference to a Significant Medical Need
Plaintiff has not provided sufficient evidence to demonstrate that Officer Griffith and
Sergeant Griffith knew that Cody Franklin was in danger of serious medical injury because of the
prolonged encounter between the officers and Franklin. After the officers finally removed the
handcuffs from Franklin, Officer Griffith confirmed that Franklin had a pulse and was breathing.
The officers then observed Franklin from a monitor in the dispatcher’s office for a few minutes
before going back into the room with Franklin and discovering that he no longer had a pulse. The
officers then called for an ambulance to come to the scene to attend to Franklin. Even if the officers
were aware that there was a substantial risk of serious harm, Officer Griffith and Sergeant Griffith
were not deliberately indifferent to Franklin’s medical needs.
D. Battery and Wrongful Death
In Arkansas, to bring a tort claim for battery, the Plaintiff must prove “that the Defendant
acted with intent to cause some harmful or offensive conduct with a person, or acted with the intent
to create apprehension of some harmful or offensive contact with a person; and . . . that a harmful
or offensive contact resulted.” AMI 418 (2018). In the law enforcement context, an officer may
“exert such force as is necessary . . . to subdue the efforts of the prisoner to escape; but he cannot
in either case take the life of the accused, or even inflict upon him a great bodily harm except to
save his own life or to prevent a like harm to himself.” Crouch, 208 S.W.2d at 462. “As a tort
action, the wrongful death claim requires fault, proximate cause, comparison of fault, and proof of
damages based in part upon the decedent’s health and life expectancy.” Howard W. Brill, Ark.
Law of Damages § 34:1 (5th ed. 2018).
There are genuine issues of material fact about whether Officer Griffith and Sergeant
Griffith used more force than was necessary to subdue Cody Franklin and move him to the isolation
cell. There are also genuine issues of material fact about whether Officer Griffith and Sergeant
Griffith’s tasing and use of force was the proximate cause of Franklin’s death Those claims will
proceed to trial.
E. Qualified Immunity
Qualified immunity “shields government officials from liability for civil damages insofar
as their conduct does not violate clearly established statutory or constitutional rights of which a
reasonable person would have known.” Crow v. Montgomery, 403 F.3d 598, 601 (8th Cir. 2005).
The issue of qualified immunity need only be addressed if the government actor’s conduct violated
a constitutional right. Id. If the conduct as alleged would violate a constitutional right, the Court
then inquires into “whether the right was clearly established.” Id. Because there is a genuine issue
of material fact regarding whether Officer Griffith and Sergeant Griffith used excessive force in
tasing Cody Franklin on the night of the incident, the Court must next determine whether the right
was “clearly established.” “When determining whether an action was a clearly established
constitutional violation, we look to the state of the law at the time of the incident.” Shekleton, 677
F.3d at 366. “The dispositive inquiry . . . is whether it would be clear to a reasonable officer that
his conduct was unlawful in the situation he confronted.” Id. at 367. “A general constitutional
rule already identified in the decisional law may apply with obvious clarity to the specific conduct
in question, even though the very action in question has not previously been held unlawful.” Id.
It is clearly established in the Eighth Circuit that it is excessive force to use a taser on a nonfleeing,
nonviolent misdemeanant. Id.
Officer Griffith and Sergeant Griffith argue that Franklin’s case is factually similar to Ryan
v. Armstrong, 850 F.3d 419 (8th Cir. 2017). However, Ryan is distinguishable. In Ryan, the
detainee was tased in drive stun mode twice before the officers placed restraints on him.
Conversely, Officer Griffith tased Franklin five times during the first altercation between Franklin
and the officers in the hallway. Once Officer Griffith and Deputy James were able to place
handcuffs on Franklin, Sergeant Griffith then tased Franklin another three times in the isolation
cell. Because Franklin was restrained while Sergeant Griffith tased him, he was unlikely to place
the officers in danger or fear; however, they continued to tase him to seek compliance. As a result,
Officer Griffith and Sergeant Griffith are not entitled to qualified immunity on the excessive force
claim.
Officer Griffith and Sergeant Griffith also argue that they are immune from suit on
Plaintiff’s state law claims. The State of Arkansas applies the same qualified immunity analysis
for state law actions against local law enforcement authorities as is applied under federal law. Ark.
Code Ann. § 19-10-305; Ark. Code Ann. 21-9-301; City of Fayetteville v. Romine, 284 S.W.3d 10,
13-14 (Ark. 2008) (explaining state law qualified immunity for state, county, and municipal
employee is traditionally evaluated in same manner as federal qualified immunity). Because there
are genuine issues of material fact about whether Officer Griffith and Sergeant Griffith used more
force than necessary to subdue Franklin, the Court must determine whether it is clearly established
that the use of tasers under the conditions presented in this case is a violation of constitutional law.
Martin v. Hallum, 374 S.W.3d 152, 158 (Ark. App. 2010). As demonstrated above, Eighth Circuit
law is clearly established that using a taser against a non-fleeing, non-violent misdemeanant is
excessive force. Because there is a question of fact regarding whether Officer Griffith and
Sergeant Griffith used more force than was necessary against Franklin, they are not entitled to
immunity on Franklin’s state law claims.
IT IS THEREFORE ORDERED that the County Defendants’ motion (Doc. 43) for
summary judgment is GRANTED and Plaintiff’s claims against all County Defendants are
DISMISSED WITH PREJUDICE.
IT IS FURTHER ORDERED that the City Defendants’ motion (Doc. 53) for summary
judgment is GRANTED IN PART and DENIED IN PART. Plaintiff’s claims against the City of
Ozark, Arkansas are DISMISSED WITH PREJUDICE. Furthermore, Plaintiff’s claim against
Nathan Griffith and Joseph Griffith for deliberate indifference to a significant medical need is
DISMISSED WITH PREJUDICE. Plaintiff’s claims against Nathan Griffith and Joseph Griffith
for excessive force, battery, and Plaintiff’s wrongful death claim brought for Franklin’s
beneficiaries, remain pending.
IT IS SO ORDERED this 19th day of April, 2019.
/s/P. K. Holmes, III
P.K. HOLMES, III
U.S. DISTRICT JUDGE