an amended complaint supersedes an original complaint and renders the original complaint without legal effect
How later courts described this case
- an amended complaint supersedes an original complaint and renders the original complaint without legal effect
- concluding that the exception was satisfied when an inmate alleged that prison officials continued to place him near his inmate enemies, despite two prior stabbings
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF ARKANSAS
NORTHERN DIVISION
BRAD PAUL SMITH PLAINTIFF
ADC #660448
V. NO. 3:24-cv-9-DPM-ERE
THOMAS HURST, et al. DEFENDANTS
ORDER
Pro se plaintiff Brad Paul Smith has moved for the Court to reconsider its
decision denying his motion for leave to proceed in forma pauperis (IFP). Doc. 4.
Mr. Smith is a three-striker, which he does not dispute. However, Mr. Smith argues
he has satisfied the imminent danger exception to the three strikes rules. Mr. Smith
re-alleges that: (1) in May 2023, Defendant Felecia Bell called him a “snitch” in
front of other inmates; (2) on October 11, 2023, other inmates attacked him; (3) on
October 19, 2023, other inmates stabbed him; (4) in November 2023, other inmates
attacked him; and (5) on December 27, 2023, other inmates carrying “locks on
strings” and homemade shanks” surrounded hm in his cell. Id. at 2.
This Order grants Mr. Smith’s motion to reconsider, allows him to proceed
IFP, identifies deficiencies (or problems) in Mr. Smith’s complaint, and gives Mr.
Smith the opportunity to file an amended complaint.
1. Mr. Smith’s Complaint and Motion to Reconsider
Mr. Smith’s complaint alleges that, on May 28, 2023, Defendant Felicia Bell
told other inmates that he was a “snitch.” Doc. 2 at 5. He explains that he notified
Defendants Pigford, Thomas Hurst, Claudia Harris, Cantrell, Baker, Harmon, and
Dunagon about Defendant Bell’s comment and the risk posed to his safety. After
Mr. Smith was released from segregation, he was moved into an open barracks. At
that time, Mr. Smith states that he began “having problems and requested to be
moved barracks [be]cause of staff spreading rumors again saying [he was] a
‘snitch.’” Id. He again notified the same individuals of the risk posed to his safety.
On October 11, 2023, other inmates “jumped” Mr. Smith. He explains that
those inmates stated, “[k]eep your mouth shut snitch or we’ll kill you.” Id. at 6.
On October 19, 2023, Mr. Smith got into an altercation with another inmate
who he identifies as an Aryan. Id. That inmate stabbed Mr. Smith twice and accused
him of “snitching.” Id. ADC officials the moved Mr. Smith to 2 barracks. He alleges
that the inmate who stabbed him was assigned to the same hallway. Once he
informed staff about the location of the other inmate, ADC officials moved him to
“the other side.” Id.
On November 17, 2023, ADC officials moved Mr. Smith to 5 barracks where
Defendant Bell allegedly started the rumor that Mr. Smith was a “snitch.” Id.
A couple of days later, Mr. Smith alleges that several inmates again “jumped” him
and called him a “snitch.” Id. At that time, Defendants Baker and Dunagan were
notified about the incident and stated “they couldn’t do nothing[sic].” Id.
In his motion to reconsider, Mr. Smith explains that, on December 27, 2023,
other inmates surrounded him in his cell carrying locks and homemade shanks. Doc.
4 at 2. Mr. Smith states that he “told staff again [but] to no avail.” Id.
Mr. Smith claims that all named Defendants have failed to protect him and
have been deliberately indifferent to his safety. He sues Warden Thomas Hurst,
Deputy Warden Claudia Harris, Sergeant Felicia Bell, Captain Baker, Classification
Officer Pigford, Lieutenant Harmon, Captain Cantrell, Lieutenant Dunagan, and
Deputy Director Warden Straughn each in both his or her individual and official
capacities seeking monetary damages and unspecified “injunctive relief.” Doc. 2 at
8.
Based on these allegations, the Court concludes that Mr. Smith has arguably
satisfied the imminent danger exception to the three-strikes rule. See Ashley v.
Dilworth, 147 F.3d 715, 717 (8th Cir. 1998) (concluding that the exception was
satisfied when an inmate alleged that prison officials continued to place him near his
inmate enemies, despite two prior stabbings); Martin v. Shelton, 319 F.3d 1048
(2003) (stating that the imminent danger “exception focuses on the risk that the
conduct complained of threatens continuing or future injury, not whether the inmate
deserves a remedy for past conduct.” ) Accordingly, the Court grants Mr. Smith’s
motion to reconsider and will allow him to proceed IFP at this time.
2. In Forma Pauperis Application:
A review of the documents submitted by Mr. Smith demonstrates that he
qualifies to proceed IFP.
Based on Mr. Smith’s prison trust account information, the Court will not
assess any initial partial payment. However, his custodians are instructed to collect
the $350.00 filing fee by deducting monthly payments equal to 20% of the preceding
month’s income credited to Mr. Smith’s prison trust account each time the amount
exceeds $10.00. The entire $350.00 filing fee must be paid, even if the lawsuit is
dismissed before trial. Mr. Smith’s custodian should clearly identify the monthly
payments by the name and number of this case.1
3. Deficiencies (Problems) in Current Pleadings
As explained below, in its current form, Mr. Smith’s complaint fails to state a
plausible constitutional claim for relief against many of the named Defendants.
Rather than screen the complaint and recommend the dismissal of many of Mr.
Smith’s claims, the Court will postpone the screening process2 to give Mr. Smith the
1Brad Paul Smith v. Thomas Hurst, et al., E.D. Ark. No. 3:24-cv-00009-DPM-ERE.
2 Screening is mandated by the Prison Litigation Reform Act, which requires federal courts
to screen prisoner complaints seeking relief against a governmental entity, officer, or employee.
28 U.S.C. § 1915A(a). The Court must dismiss a complaint or a portion thereof if the prisoner has
raised claims that: (a) are legally frivolous or malicious; (b) fail to state a claim upon which relief
may be granted; or (c) seek monetary relief from a defendant who is immune from such relief. 28
U.S.C. § 1915A(b). When making this determination, the Court must accept the truth of the factual
opportunity to file an amended complaint clarifying his constitutional claims and
correcting the deficiencies in his current complaint.
Accordingly, in his amended complaint, Mr. Smith should clarify the events
for which he is seeking a remedy as opposed to claims related to any ongoing risk
of physical harm.
A. Unrelated Claims
As discussed above, Mr. Smith’s complaint references events that occurred in
May 2023, October 2023, November 2023, and December 2023. It appears unlikely
that these events are sufficiently related such that he may pursue claims arising from
each of these events in one lawsuit.
Mr. Smith may not pursue multiple claims that are factually and legally
unrelated in a single lawsuit. See FED. R. CIV. P. 20(a)(2) (multiple defendants may
be joined in one lawsuit only if the claims against them arise “out of the same
transaction, occurrence, or series of transactions or occurrences,” and involve “any
question of law or fact common to all defendants”). In other words, Mr. Smith may
not pursue in one lawsuit claims involving different defendants and different events.
Instead, Mr. Smith must choose which related claims he wishes to pursue in this
allegations contained in the complaint, and it may consider the documents attached to the
complaint. Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009); Reynolds v. Dormire, 636 F.3d 976, 979
(8th Cir. 2011).
case.
C. Defendant William Straughn
In his complaint, Mr. Smith sues Deputy Director Warden Straughn. Doc. 2
at 3. However, Mr. Smith fails to allege that Defendant Straughn personally
participated in any alleged unconstitutional conduct or had direct responsibility for
any alleged constitutional violation. Instead, Mr. Smith appears to seek to hold
Defendant Straughn liable based on his supervisory position at the ADC.
Established law holds that a supervisor may not be held vicariously liable
under § 1983 for the constitutional violations of a subordinate. Ashcroft, 556 U.S. at
676 (holding that “vicarious liability is inapplicable to . . . § 1983 suits”); Saylor v.
Nebraska, 812 F.3d 637, 644-45 (8th Cir. 2016) (because a supervisor cannot be
held vicariously liable for the constitutional violations of a subordinate, prisoner
must “show that the supervisor personally participated in or had direct responsibility
for the alleged violations” or “that the supervisor actually knew of, and was
deliberately indifferent to or tacitly authorized, the unconstitutional acts”).
In its current form, Mr. Smith’s complaint fails to state a constitutional claim
for relief against Defendant Straughn.
4. Guidelines for Filing Amended Complaint:
Mr. Smith has thirty days to file a third amended complaint. If Mr. Smith files
an amended complaint, he should specifically: (1) include only those claims related
to any ongoing risk of harm to his safety; (2) identify and name as Defendants those
individuals who are aware that his continued incarceration poses an ongoing risk of
harm to his safety;3 (3) state how those individuals have acted with deliberate
indifference to his safety; and (4) state the injury he suffered as a result of each
Defendant’s unconstitutional conduct.4
Mr. Smith’s amended complaint, if filed, will supersede or replace the current
complaints. See In re Atlas Lines, Inc., 209 F.3d 1064, 1067 (8th Cir. 2000) (an
amended complaint supersedes an original complaint and renders the original
complaint without legal effect). So, Mr. Smith should make sure that his amended
complaint includes all allegations relevant to the claim(s) he wants to pursue in this
lawsuit. Also, Mr. Smith should not rely upon, or incorporate by reference, any
allegations made in his other complaints. In other words, Mr. Smith’s amended
complaint, if filed, will stand alone.
Finally, in his amended complaint, Mr. Smith need only include a “short and
plain statement” showing that he is entitled to relief, with factual allegations that are
“simple, concise, and direct.” FED. R. CIV. P. 8(a)(1) & (d). At this stage, there is no
need to identify witnesses or to describe evidence that he may rely on later to prove
3 “Liability under section 1983 requires a causal link to, and direct responsibility for, the
deprivation of rights.” See Clemmons v. Armontrout, 477 F.3d 962, 967 (8th Cir. 2007).
4 If the Court later determines that Mr. Smith’s amended complaint relates solely to past
harm, the Court may revoke Mr. Smith’s IFP status.
his claim.
5. Conclusion:
For the reasons explained above,
IT IS THEREFORE ORDERED THAT:
1. Mr. Smith’s motion to reconsider (Doc. 4) is GRANTED.
2. Mr. Smith may proceed IFP.
3. The Clerk of the Court is directed to send a copy of this Order to the
Arkansas Division of Correction Trust Fund Centralized Banking Office, P.O. Box
8908, Pine Bluff, Arkansas 71611; the Arkansas Division of Correction Compliance
Division, P.O. Box 20550, Pine Bluff, Arkansas 71612; and the Warden of the
Grimes Unit, 300 Corrections Drive, Newport, Arkansas 72112.
4. Mr. Smith may file an amended complaint within thirty (30) days of the
entry of this Order.
5. If Mr. Smith fails to file an amended complaint, the Court will screen
the original complaint (Doc. 2), which is likely to result in the dismissal of some of
Mr. Smith’s claims.
6. The Clerk is instructed to provide Mr. Smith a blank 42 U.S.C. § 1983
complaint form, along with a copy of this Order.
SO ORDERED 8 February 2024.
UNITED STATES MAGISTRATE JUDGE