Opinion

Williams v. Little Rock, City of

Court
District Court, E.D. Arkansas
Filed
Feb 13, 2023
Cited by
0 cases
Authority
More cited than 17.1%

The opinion

IN THE UNITED STATES DISTRICT COURT

EASTERN DISTRICT OF ARKANSAS

CENTRAL DIVISION

BRUCE WILLIAMS AND TRACY GIVAN PLAINTIFFS

v. No. 4:21-cv-762 JM

CITY OF LITTLE ROCK; KENTON BUCKNER,

Individually and in his official capacity; MARK

ISON; RUSS LITTLETON; AND MARK RAINEY DEFENDANTS

ORDER

This case arises out of the execution of a no-knock warrant by the Little Rock Police

Department’s SWAT team at the home of Plaintiffs Bruce Williams and Tracy Givan on August

16, 2016. Plaintiffs filed suit against Kenton Buckner, who was the chief of police at the time of

the search, the City of Little Rock, and three of the city’s detectives—Mark Ison, Russ Littleton,

and Mark Rainey. The complaint alleges Fourth Amendment violations in obtaining the no-

knock search warrant and in its execution; a Monell claim against the city; a §1983 civil

conspiracy claim between Buckner and the detectives; a single act supervisory claim against

Buckner; and Arkansas state law claims for malicious prosecution, false arrest, and intentional

infliction of emotion distress.

There are two motions for summary judgment pending, one filed by the detectives, and

one filed by the city and Buckner. (Doc. Nos. 25 and 28). In responding to the motions for

summary judgment, Plaintiffs abandoned their state law claims, and the defendants are entitled to

summary judgment on those claims. Satcher v. Univ. of Ark. at Pine Bluff Bd. of Trs., 558 F.3d

731, 735 (8th Cir. 2009).

Summary judgment is appropriate only when the evidence, when viewed in the light most

favorable to the nonmoving party, shows that there is no genuine issue of material fact and that

the defendant is entitled to entry of judgment as a matter of law. Fed. R. Civ. P. 56; Celotex

Corp. v. Catrett, 477 U.S. 317, 322 (1986). The initial burden is on the moving party to

demonstrate the absence of a genuine issue of material fact. Celotex, at 323. The burden then

shifts to the nonmoving party to establish that there is a genuine issue to be determined at trial.

Facts

The affidavits of Detectives Rainey and Littleton establish the following facts. (Doc.

Nos. 27-1, 27-2). Rainey was contacted by a confidential informant (“CI”) on July 25, 2016 who

told him that Givan was selling marijuana from her home at 3301 South Battery Street. (Doc.

No. 39-5). Rainey had worked with the CI before and believed the CI was reliable due to his

successful track record in cases that resulted in convictions. He showed the CI a picture of

Givan, and the CI identified her as the person selling marijuana out of the home. Rainey and

Littleton used the CI to make a controlled buy of $100 worth of marijuana from Givan on July

25, 2016 at the residence located at 3301 South Battery Street. The CI told Rainey and Littleton

that Givan opened the door after the CI knocked, the CI asked for $100 worth of marijuana, that

the CI observed Givan go into a bedroom and return with the baggie of marijuana, and the CI

paid Givan the $100. While Plaintiffs generally denied the facts surrounding the controlled buy

(Doc. No. 40 at 4-8), and specifically whether Rainey and Littleton saw the CI actually walk on

the porch and knock on their front door, they have not presented evidence to the Court to place

these facts in genuine dispute.

Following the controlled buy, Rainey submitted a search warrant affidavit to Little Rock

District Court Judge Alice Lightle that included the facts related to the controlled buy and the

assertion that the CI has provided information to the Little Rock Police Department (“LRPD”) on

at least five occasions that has proven to be correct by independent sources and personal

observations. (Doc. No. 39-5). Rainey also stated that in his eleven-year career with the LRPD

he has participated in a number of search and seizure warrants, the majority of which involved

dynamic entries into residences “whereby the element of surprise was utilized to prevent the

destruction of the evidence sought and to provide a greater degree of safety for both the

executing officers and individuals present.” Rainey also stated that “based on his experience that

individuals dealing in illicit narcotics have access to firearms and will readily arm themselves to

protect this contraband” and that executing the warrant without the knock-and-announce

requirement “would greatly reduce the risk to and increase the safety of the executing officers

and occupants . . .and the likelihood of the evidence sought being disposed of or destroyed would

also be greatly diminished.”

On July 26, 2016, Judge Lightle issued the search warrant as requested, which excluded

the knock-and-announce requirement. “[A]ccording to LRPD policy,” Rainey met with the

SWAT team before the warrant was executed on the morning of August 10, 2016. (Doc. No. 27-

1, ¶ 10.). No details of the meeting are included in the record.

The only evidence in the record about the details of the SWAT team’s entry into the

house comes from the depositions of Williams and Givan. (Doc. Nos. 39-2 and -3). Williams

testified that on that day, he, Givan and Givan’s two minor children1 were in the house. He and

Givan were in the living room at the front of the house and the children were in their respective

bedrooms. The family was packed and ready to leave for Six Flags Over Texas. Givan heard

something outside on the porch, which turned out to be the sound of their screen door being cut.

When Williams looked out the window from his seat on the couch by the front door, he saw

several men holding rifles. He testified that before he could get up, the men busted the door off

1 At the time of the search, Givan’s son was approximately fifteen and her daughter was

approximately twelve. (Doc. No. 39-3 at 4, 13).

the frame with a ”big banging sound” and shot “some smoke things” through the windows that

burned holes in the carpet. Several men rushed in wearing ski masks and all black clothing .

Officers also burst in through the back door of the house and the garage door, knocking all doors

off their hinges. Williams and Givan testified that the officers did not announce that they were

police when they entered. The officers were yelling and pointing guns at everyone. Williams

and Givan were handcuffed and taken to the police station. Givan’s son was initially handcuffed

but was released when Givan told the officers he was a minor.

Rainey and Littleton searched the house. Williams told Rainey he had some marijuana in

the master bathroom vanity. The search of the house yielded one jar and 16 baggies of

marijuana, a digital scale, a .22 caliber revolver and unspent ammunition, and a box of unused

plastic baggies. Williams told officers these items were his, and he ultimately pled guilty to

possession of a controlled substance with intent to deliver and possession of drug paraphernalia.

As long as Rainey had been with the LRPD, officers were required to use the SWAT

team to execute all search warrants, regardless of whether the officers have any knowledge of an

occupant’s violent tendencies or gun crime history. (Doc. No. 39-4 at 9, 13, 21). There was a

“mandate” from the Office of the Chief of Police that the SWAT team execute all search

warrants involving narcotics. (Doc. No. 42-21).

The Detectives’ Motion for Summary Judgment

In Count I of their complaint, Plaintiffs only make factual allegations against Detective

Ison, alleging that he is responsible for the Fourth Amendment violations “occurring prior to the

no-knock raid.” (Doc. No. 1, ¶¶ 53-58; Doc. 39 at 2). As the detectives point out and Plaintiffs

concede, Rainey was the lead detective in this case, and Ison was not involved at all. Plaintiffs,

however, never moved for leave to amend their complaint to correct the name of the defendant.

This alone is reason to grant summary judgment as it relates to all of the alleged pre-execution

violations. For the purpose of creating a more complete record, the Court will conduct an

analysis of Rainey’s conduct.

Rainey and Littleton filed a motion seeking qualified immunity on the claims that they

violated Plaintiffs’ Fourth Amendment rights in obtaining the search warrant and in executing it.

They also seek summary judgment on the civil conspiracy claim. To resolve the issue of

qualified immunity, the Court undertakes a two-part inquiry to determine: (1) whether the facts

viewed most favorably to the plaintiff make out a violation of a constitutional right, and (2)

whether that right was clearly established at the time of the challenged conduct. Masters v. City

of Indep., Missouri, 998 F.3d 827, 835 (8th Cir. 2021); Watson v. Boyd, No. 20-1743, 2021 WL

2671317 (8th Cir. June 30, 2021). The Court will undertake this analysis separately for each of

the alleged Fourth Amendment violations.

Obtaining the search warrant.

The Fourth Amendment protects an individual’s right to be free from unreasonable

searches and seizures and provides that “no Warrants shall issue, but upon probable cause,

supported by Oath or affirmation, and particularly describing the place to be searched, and the

persons or things to be seized.” United States v. Koons, 300 F.3d 985, 990 (8th Cir. 2002); U.S.

CONST. Amend. IV. Williams and Givan had a constitutional right to be free from having a

warrant issued in the absence of probable cause. That right was clearly established by August of

2016, which leaves the question of whether viewing the evidence in the light most favorable to

Williams and Givan, the detectives are entitled to summary judgment.

“Probable cause exists, if under the totality of the circumstances, a showing of facts can

be made sufficient to create a fair probability that evidence of a crime will be found in the place

to be searched.” United States v. Wallace, 550 F.3d 729, 732 (8th Cir.2008) (citations and

internal quotation marks omitted). A warrant may be invalidated if a police officer deliberately

or recklessly makes false statements to demonstrate probable cause for a warrant. Franks v.

Delaware, 438 U.S. 154 (1978). To establish a Franks violation based on the omission of

material facts, a plaintiff must prove: “(1) that facts were omitted with the intent to make, or in

reckless disregard of whether they thereby make, the affidavit misleading, and (2) that the

affidavit, if supplemented by the omitted information, could not support a finding of probable

cause.” Z.J. by & through Jones v. Kansas City Bd. of Police Commissioners, 931 F.3d 672, 686

(8th Cir. 2019) (quoting United States v. Box, 193 F.3d 1032, 1035 (8th Cir. 1999)). The omitted

information must be “clearly critical to the finding of probable cause.” Hawkins v. Gage Cnty.,

Neb., 759 F.3d 951, 959 (8th Cir. 2014) (quoting United States v. Reivich, 793 F.2d 957, 961 (8th

Cir.1986) (emphasis added). Similarly, to establish a Franks violation for including false

statements, a plaintiff must prove “1) that a false statement knowingly and intentionally, or with

reckless disregard to the truth, was included in the affidavit, and 2) that the affidavit's remaining

content is insufficient to provide probable cause.” Williams v. City of Alexander, Ark., 772 F.3d

1307, 1311 (8th Cir. 2014) (quoting United States v. Humphreys, 982 F.2d 254, 259 n. 2 (8th

Cir.1992)).

Plaintiffs allege the following omissions in Rainey’s affidavit invalidate the warrant: (1)

no mention that the SWAT team would be involved; (2) no mention of the use of explosives to

gain entry; (3) no mention of that children and a disabled person2 could be present in the home;

(4) no mention that other options existed besides the no-knock warrant. Plaintiffs have not

established that these are material omissions that were intended to make, or with reckless

2 Givan suffers from sickle cell anemia.

disregard made, the search warrant affidavit misleading. As to the decisions made by the SWAT

team at the time the warrant was executed, there is no evidence that Rainey or Littleton had

control over how the SWAT team executed the warrant. Furthermore, even if these challenged

omissions had been included, Rainey’s statements regarding the controlled buy would still have

created a fair probability that evidence of a crime would be found at the residence.

Plaintiffs also identify nine alleged affirmative misrepresentations in the warrant

application.3 Plaintiffs’ first alleged misrepresentation is that Rainey would knock and announce

if he felt that he could safely do so upon arrival to the residence, when he and no intention of

doing so. Second is that Rainey would personally assist in the execution of the search and seizure

warrant, when he knew that the SWAT team would execute the warrant. Third is the statement

that “the majority” of the numerous searches and seizures Rainey had participated in involved

dynamic entry, when he knew that every warrant he had served was a no-knock warrant. These

three statements relate to the intended execution of the warrant. The Fourth Amendment does not

require that a search warrant specify the manner in which the warrant is to be executed; “[o]n the

contrary, it is generally left to the discretion of the executing officers to determine the details of

how best to proceed with the performance of a search authorized by warrant” subject always to

the protection against unreasonable searches and seizures. Dalia v. United States, 441 U.S. 238,

257, 99 S. Ct. 1682, 1693, 60 L. Ed. 2d 177 (1979). Furthermore, removing these statements

would not affect a determination of probable cause.

The fourth and fifth alleged misrepresentations argued by Plaintiffs do not actually refer

to any statements made by Rainey in his affidavit. In the fourth, Plaintiffs challenge the

3 The Court has analyzed the nine misrepresentations put forth by Plaintiffs in their response,

since it is Plaintiffs’ burden to establish a Franks violation, but notes that they do not mirror

those that Defendants assumed Plaintiffs might argue. (See Doc. No. 26 at 12.)

existence of exigent circumstances generally in LRPD narcotic detectives affidavits from 2015-

2019. The fifth challenges “glaring deficits in the use and monitoring of CIs.” In the absence of

a specific statement in the affidavit alleged to be false, these arguments are not sufficient to

establish a Franks violation.

For their sixth alleged misrepresentation, Plaintiffs challenge Rainey’s affidavit statement

that the element of surprise afforded by a no-knock warrant “would greatly enhance the safety to

law enforcement officers executing the warrant and the occupants of the residence” and “would

greatly reduce the risk and increase the safety” to officers and occupants. (Doc. No. 39-5 at 4).

In support of their argument, Plaintiffs rely on a 2003 report written by Sergeant Steven

McClanahan, a LRPD police administrator with SWAT training, titled “Tactical Explosive

Breaching: An Introduction on the use of Explosives in Today’s Police Department.” (Doc. No.

39-7) and a 2014 Warrant Service SWAT Unit Training Memo (Doc. 39-8). McClanahan’s

report addresses the use of explosives—Rainey’s challenged statements referred to no-knock

warrants, not to the use of explosives. The training memo recites that it is “ALWAYS safer to

bring suspect(s) out to us rather than go into the unknown after them,” but Plaintiffs have

submitted no evidence that Rainey received the SWAT training in 2014. These documents do

not establish that Rainey’s statements about officer safety were knowingly and intentionally

false or made with reckless disregard to the truth.

The Court cannot distinguish Plaintiffs’ seventh alleged misrepresentation—which also

challenges Rainey’s statement that risk of harm would be reduced with a surprise entry—from

the sixth. To the extent Plaintiffs attempt in this section of their brief to challenge the statement

that a no-knock warrant would prevent the destruction of evidence, they have failed to establish

that this statement was knowingly false or made with reckless disregard for the truth.

In their eighth alleged misrepresentations, Plaintiffs challenge the assertion that the

warrant affidavit was based on information from a reliable informant. Their arguments, however,

refer only to statements made in other cases by Detective Mark Ison—who played no role in the

present controversy. These arguments do not apply to any statements in Rainey’s affidavit and

cannot form the basis for a Franks challenge.

In their ninth alleged misrepresentation, Plaintiffs also challenge statements in an warrant

affidavit made by Ison regarding a specific CI, Charles Robinson. As previously stated, Rainey

was the detective who swore out the warrant affidavit. Furthermore, there is no proof that

Robinson was the CI in this case as assumed by Plaintiffs “[b]ased on information and belief—as

well as discovery documents and the rote process of elimination.” (Doc. No. 39 at 28.) While

Plaintiffs requested the Court review documents in camera and order the production of

unredacted documents that might have disclosed the identity of the CI used in this case, the

Court denied the motion as untimely. (Doc. Nos. 23, 34.) In his deposition, Rainey denied

knowing Robinson. Plaintiffs also argue that regardless of who the CI was, LRPD CIs are

generally unreliable and “Plaintiffs are entitled to the inference that the CI who allegedly

implicated them is one of the overwhelming majority of the CIs who was terminated for

obviously credibility reasons and, thus, it was known or should have been known that the CI was

totally unreliable.” (Doc. No. 39 at 32). Plaintiffs are, of course, not so entitled. Furthermore,

Plaintiffs’ argument as to the unreliability LRPD’s CIs is based on the termination of a number

of CI’s in the two years following the issuance of the search warrant in this case.

In Rainey’s warrant affidavit, he avowed that that the “reliable cooperating individual . . .

has provided information to the Little Rock Police Department pertaining to Narcotics trafficking

in the Little Rock, Pulaski County area on at least five (5) occasions” which . . . was proven

correct by other independent sources and personal observations and led to the arrest of at least

five (5) subjects on felony charges.” (Doc. No. 39-5 at 3). “The reliability of a confidential

informant can be established if the person has a history of providing law enforcement officials

with truthful information.” United States v. Mayweather, 993 F.3d 1035, 1044 (8th Cir. 2021),

reh'g denied (May 19, 2021) (quoting United States v. Wright, 145 F.3d 972, 975 (8th Cir.

1998)). “Information may be sufficiently reliable to support a probable cause finding if it is

corroborated by independent evidence.” United States v. Knutson, 967 F.3d 754, 758 (8th Cir.

2020) (quoting United States v. Keys, 721 F.3d 512, 518 (8th Cir. 2013). In this instance the

information learned from the CI was corroborated by the controlled buy witnessed by Rainey and

Littleton. Notwithstanding their arguments against LRPD’s use of unreliable confidential

informants in general, Plaintiffs have not established that Rainey’s statements regarding the CI in

this case were false or that they were made with reckless disregard for the truth.

The Court finds that the warrant affidavit established probable cause that drugs were

being sold from Plaintiffs’ home and that Plaintiffs have failed to establish a Franks violation.

Rainey is entitled to qualified immunity on this claim.

Executing the no-knock warrant.

Next the Court must determine if Rainey and Littleton are entitled to qualified immunity

on Plaintiffs’ claim that their Fourth Amendment rights were violated in the execution of the no-

knock warrant “despite the lack of a ‘high risk situation’ and other criteria.” (Doc. No. 1 at 15).

The detectives argue that there was no Fourth Amendment violation in the execution of

the warrant and that they relied in good faith on the warrant’s no-knock authorization. “[A]

warrant generally confers a “shield of immunity” to officers acting within the scope of its

authority” on the premise that “where a neutral magistrate has issued a warrant is the clearest

indication that the officers acted in an objectively reasonable manner.” Kiesling v. Holladay, 859

F.3d 529, 533 (8th Cir. 2017) (quoting Messerschmidt v. Millender, 565 U.S. 535, 546-548

(2012)). Officers are not entitled to the benefit of this shield when “it is obvious that no

reasonably competent officer would have concluded that a warrant should issue.” Messerschmidt

at 457 (quoting Malley v. Briggs, 475 U.S. 335, 341 (1986)). For good reason, “the threshold for

establishing this exception is a high one.” Ibid.

Wilson v. Arkansas, 514 U.S. 927 (1995), established that the “common-law ‘knock and

announce’ principle forms a part of the reasonableness inquiry under the Fourth Amendment”

and noted that circumstances may justify an unannounced entry. Id. at 929. In Richards v.

Wisconsin, 520 U.S. 385 (1997), the Court rejected the adoption of a blanket exception to the

knock-and-announce requirement in the execution of search warrant arising from a felony drug

investigation, holding “[i]n order to justify a “no-knock” entry, the police must have a reasonable

suspicion that knocking and announcing their presence, under the particular circumstances,

would be dangerous or futile, or that it would inhibit the effective investigation of the crime by,

for example, allowing the destruction of evidence.” Id. at 394. The Court described the

reasonable suspicion requirement as “not high” and determined that “[t]his standard—as opposed

to a probable-cause requirement—strikes the appropriate balance between the legitimate law

enforcement concerns . . . and the individual privacy interests affected by no-knock entries.”

Ibid.

Rainey stated in his warrant affidavit that he had reasonable suspicion that the marijuana,

which may have only been a “small quantity” like that purchased in the controlled buy, would

likely be destroyed if police knocked and announced their presence. This belief was not

unreasonable, based on the evidence that he had “encountered on many occasions narcotics

suspects destroying or attempting to destroy evidence during a search.” (Doc. No. 27-1 at 5).

This is sufficient to establish reasonable suspicion that the evidence the detectives were seeking

would be destroyed if officers knocked and announced their presence.

Even if the Court had found that the threat of a potentially small stash of marijuana being

destroyed did not justify dispensing with the knock-and-announce requirement, the detectives

would still be entitled to qualified immunity unless their actions violated clearly established law.

Plaintiff has pointed to no “bright line” established by a “robust consensus of cases of persuasive

authority constituting settled law” that officers are not entitled to rely on a search warrant

authorizing a no-knock entrance when small quantities of marijuana are involved. See Perry v.

Adams, 993 F.3d 584, 587 (8th Cir. 2021).

Plaintiffs’ response to the detectives’ motion for summary judgment significantly

narrows the scope of the qualified immunity analysis from that argued by the detectives.

Plaintiffs frame the issue as whether it was clearly established in August of 2016 that “the use of

flash bang grenades regardless of the circumstances at the target residence” was unconstitutional.

(Doc. No. 39 at 40). Plaintiffs rely on Z.J. by & through Jones v. Kansas City Bd. of Police

Commissioners, 931 F.3d 672 (8th Cir. 2019), in which the Eighth Circuit found that the SWAT

team members were not entitled to qualified immunity because “it was clearly established in

2010 that the use of flash-bang grenades is unreasonable where officers have no basis to believe

they will face the threat of violence and they unreasonably fail to ascertain whether there are any

innocent bystanders in the area it is deployed.” Id. at 685.

With this bright line established, the next inquiry is whether there was a constitutional

violation in this instance. There is no evidence that the detectives were aware of a violent history

by either plaintiff, no evidence of the presence of weapons, and no evidence that any surveillance

was conducted immediately prior to the execution of the warrant to determine who was present

in the home. However, in the present case, as in Z.J., a SWAT team executed the search warrant,

not the detectives. (Doc. No. 27-1 at 5; 27-2 at 3). The plaintiffs in Z.J. named the SWAT team

members as defendants as well as the detectives, and the Eighth Circuit held that the SWAT

team’s conduct in utilizing flash bang grenades under the circumstances was unconstitutional.

Plaintiffs did not name the SWAT team members as defendants in this action. And there is no

evidence that Rainey and Littleton are responsible for the decisions made by the SWAT team.4

Littleton testified that “[t]his is what they did, the SWAT guys determine how they hit the house

so it's for their safety.” (Doc. No. 29-3 at 12).

In analyzing the detectives’ claim of qualified immunity in Z.J., the Eighth Circuit held

that since § 1983 liability only attaches to individual actions, “the detectives only violated the

Fourth Amendment if their own actions were directly responsible for a deprivation of the

plaintiff's rights. They are not automatically responsible for all of the actions of the SWAT team

officers.” Id. at 688. The same analysis applies in this case, and the Court finds that Rainey and

Littleton are entitled to qualified immunity on the claim that they violated Plaintiffs’ Fourth

Amendment rights by the use of flash bang grenades as the evidence does not establish that they

were the ones who used the devices or made the decision to use them.

Plaintiffs state in the introduction to their response: “The issues—as pled throughout

PLAINTIFFS’ complaint are multiple and include nearly every aspect of DEFENDANTS’

conduct in their alleged efforts to establish probable cause all the way through the August 10,

2016 no-knock raid in which they all participated, as a matter of course.” (Doc. No. 39 at 1).

4 Plaintiffs argue that Rainey “absolutely new explosive devices would be used in the warrant

execution he sought” but the exhibits they cite, Exhibits 5 and 6 (Doc. No. 39) do not support

this assertion. (Doc. 39 at 10).

However, the use of flash bang grenades is the only issue argued by Plaintiffs in response to the

detectives’ motion for summary judgment on the claims against them arising out of the search

itself, the only issue they present any authority on. The Court finds that Rainey and Littleton are

entitled to qualified immunity on Plaintiffs’ claims of Fourth Amendment violations in the use of

flash-bang grenades in the execution of the no-knock search warrant.

Civil conspiracy.

Because the Court has found that the detectives did not violate Plaintiffs’ Fourth

Amendment rights, the § 1983 claims for civil conspiracy claim necessarily fails. See Kingsley v.

Lawrence Cnty., 964 F.3d 690, 702 (8th Cir. 2020).

Plaintiffs’ arguments on Rainey’s handling of evidence.

Plaintiffs argue that Rainey maintained secret evidence files, withheld potentially

exculpatory evidence from prosecutors and defense attorneys, and routinely destroyed evidence.

This argument is based on Rainey’s deposition testimony about using his cell phone to take

photographs during the course of the investigation that he did not put in the official investigation

file for Plaintiffs and the absence of a documented chain of custody of the marijuana found

during the search. However, Plaintiffs did not assert a claim for § 1983 Brady violations in their

complaint, and the arguments are not relevant to their Fourth Amendment claims.

The City and Kenton Buckner’s Motion for Summary Judgment

The City and Buckner in his official capacity.

Under Monell v. Dep't of Soc. Servs. of City of New York, 436 U.S. 658 (1978) and its

progney, a city may be liable under § 1983 for a constitutional violation if the violation resulted

from an official municipal policy or an unofficial custom or practice. The official capacity claim

against Buckner is treated as a claim against the city. Brockinton v. City of Sherwood, Ark., 503

F.3d 667, 674 (8th Cir. 2007). Before municipal liability can attach, “individual liability first

must be found on an underlying substantive claim.” Moore v. City of Desloge, Mo., 647 F.3d

841, 849 (8th Cir. 2011). (quoting McCoy v. City of Monticello, 411 F.3d 920, 922 (8th Cir.

2005). Since the Court has found that the detectives are entitled to summary judgment on

Plaintiffs’ Fourth Amendment claims, there can be no municipal liability stemming from their

actions. The city and Buckner in his official capacity are entitled to summary judgment.

Buckner in his individual capacity.

Kenton Buckner was chief of the Little Rock Police Department at the time of the search

of Plaintiff’s home in 2016. He had final decision-making authority to create policies within the

LRPD. Viewing the facts most favorable to Plaintiffs, he had maintained an official policy that

required LRPD officers to use the SWAT team to execute all search warrants when narcotics

were involved; see April 7, 2014 internal memo referencing “a mandate from the Office of the

Chief of Police that the SWAT team execute all search warrants.” (Doc. 42-21; see also

Plaintiffs’ responses to the defendants statement of undisputed material facts, Doc. No. 43). In

their arguments, Plaintiffs vigorously challenge the use of no-knock warrants by the LRPD. In

doing so, they incorrectly conflate the policy of utilization of the SWAT team with the execution

of no-knock warrants. However, Plaintiffs point to no evidence that the use of no-knock

warrants was part of the policy established by Buckner. Plaintiffs refer to the April 7, 2014

memo as the “no-knock mandate” but the memo does not mention no-knock warrants. Nor does

the cited testimony from Rainey’s deposition reference a no-knock mandate as Plaintiffs argue.

(See Doc. No. 39 at 12.)

To determine Buckner’s claim for qualified immunity, the Court has to determine

whether the policy to use SWAT to execute all narcotics warrants caused a Fourth Amendment

violation and whether that violation was clearly established in August of 2016. Assuming no-

knock warrants equals using a SWAT team, Plaintiffs rely on Richards v. Wisconsin, 520 U.S.

385 (1997) to establish the bright line required in the second prong of the analysis. However,

nothing in Richards forecloses a policy of using the assistance of a SWAT team to execute

warrants in narcotics cases.

The Eighth Circuit has acknowledged that “[a]n officer’s decision to authorize a SWAT

team to execute a warrant can, in some cases, constitute a Fourth Amendment Violation.” Z.J. at

688 (citing Holland ex rel. Overdorff v. Harrington, 268 F.3d 1179, 1189–92 (10th Cir. 2001).

The court stated “it is clear the decision to send a SWAT team into a residence must be

reasonable.” Id. at 688. However, the Eighth Circuit declined to decide whether the detectives’

decision to utilize the SWAT team in Z.J. was reasonable. The court called it a “close question”

as to whether there had been a constitutional violation under the facts of the case, but concluded

that even if there was a violation, the law was not clearly established that “using a SWAT team

to execute a [knock-and-announce] search warrant under these circumstances violated the

Constitution.” Id. Likewise, Plaintiffs do not point to any law establishing that as of August of

2016 it was unreasonable to utilize a SWAT team in the execution of a no-knock warrant.

Therefore, without deciding if the existence of the policy was a constitutional violation,

the Court finds that it was not clearly established that the policy violated the Fourth Amendment

in the summer of 2016. Therefore, the Court finds that Buckner is entitled to qualified

immunity.

Even if the Court accepted the conflation of no-knock warrants with the use of SWAT

teams, the facts in Richards were that the investigating officers had applied for no-knock

authorization in their warrant, that request was rejected by the magistrate, and the officers made

a decision in the course of executing the warrant to enter without knocking and announcing their

presence. The United States Supreme Court reversed the decision of the Wisconsin Supreme

Court that “police officers are never required to knock and announce their presence when

executing a search warrant ina felony drug investigation.” /d. at 387. In the present case,

Rainey and Littleton applied for and received no-knock authorization from the magistrate.

Nothing in Buckner’s policy mandated the use of no-knock entry in the execution of all warrants

involving narcotics without having prior no-knock authorization from a magistrate.

Conclusion

The Motion for Summary Judgment filed by Detectives Ison, Littleton, and Rainey (Doc.

No. 25) and the Motion for Summary Judgment filed by the Buckner and the City of Little Rock

(Doc. No. 28) are GRANTED.

IT IS SO ORDERED this 13™ day of February, 2022.

wn ee Eh nce —

17

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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