holding that a corporate employee may be sued if he is “personally involved in the events surrounding an injury”
How later courts described this case
- holding that a corporate employee may be sued if he is “personally involved in the events surrounding an injury”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF ARKANSAS
CENTRAL DIVISION
PAMELA BROWN *
PLAINTIFF *
*
*
V. * CASE NO. 4:18CV00319 SWW
*
*
ROBINSON NURSING; *
REHABILIATION CENTER, LLC; *
TRINITY COURT, INC.; and *
MICHAEL MORTON *
DEFENDANTS *
OPINION AND ORDER
Pamela Brown brings this slip-and-fall action pursuant to the Court’s diversity
jurisdiction, seeking damages for injuries she allegedly sustained during her
residency at a long-term care facility operated by Defendant Robinson Nursing and
Rehabilitation Center, LCC (“Robinson”). In addition to Robinson, Brown sues
Trinity Court, Inc. (“Trinity”), the owner of the building that houses Robinson’s
facility, and Michael Morton, a member of Robinson and shareholder of Trinity. Ms.
Brown brings negligence and strict liability claims against each Defendant.
Before the Court are separate motions for summary judgment by Trinity and
Morton (Docs. 38, 39, 40, 41, 42, 43), Ms. Brown’s responses in opposition (Docs.
52, 53, 54, 55, 56, 57), and Defendants’ replies (Docs. 59, 60). Also before the Court
is Defendants’ joint motion to dismiss Ms. Brown’s claim for strict liability and her
purported “claim” for res ipsa loquitur (Docs. 44, 45) and Brown’s response in
opposition (Docs. 50, 51). After careful consideration, and for reasons that follow,
the motions are granted. Summary judgment is granted in favor of Trinity and
Morton on all claims, Brown’s claim for strict liability is dismissed, and her
negligence claim against Robinson remains.
I. Background
The following facts are taken from Brown’s amended complaint. Doc. 34-1.
On December 12, 2016, Brown resided at Robinson’s long-term care facility, and
she slipped and fell on a puddle of water in her room. Immediately before Brown
fell, a staff member had transported her to her room in a wheelchair. Upon arriving
in Brown’s room, the staff member stopped the wheelchair, without engaging the
brakes, so that Brown could rise and transfer to her walker. When Brown got up
from the wheelchair and grabbed her walker, it slipped on water on the floor, and
she fell, sustaining physical injuries.
Brown alleges that the water on the floor came from a leaky air conditioning
unit in her room. She charges that Defendants caused her fall and injuries by: (1)
failing to maintain a safe facility for business invitees; (2) failing to warn her of a
dangerous condition, and (3) hiring incompetent employees that they failed to
supervise. Doc. 34 at 4-5.
II. Discussion
A. Defendants’ Motion to Dismiss Claims for Failure to State a Claim1
Defendants argue that Brown fails to state a plausible claim for strict liability
and that she cannot rely on the doctrine of res ipsa loquitor to prove negligence. The
Court agrees.
Strict liability is imposed where a product is so unreasonably dangerous that
the person who supplied it can be liable for damages without fault. Brown alleges
that “Defendants’ flooring . . . and air condition units were unreasonably dangerous
and defective” because Defendants failed to service the air conditioning units, warn
against dangerous flooring, and provide reasonable safeguards. Doc. 34 at 11.
Brown’s alleges fault on Defendants’ part, which denotes negligence, not strict
liability. In addition, Brown fails to allege that Defendants were “in the business of
manufacturing, assembling, selling, leasing, or otherwise distributing” the flooring
or air conditioning units at issue, as required under Arkansas’s product liability
1 When ruling on a 12(b)(6) motion to dismiss for failure to state a claim, the
Court must take as true the alleged facts and determine whether they raise more than
a speculative right to relief. Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555-56
(2007). The Court does not, however, accept as true any allegation that is a legal
conclusion. Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009). The complaint must set
forth “enough facts to state a claim to relief that is plausible on its face.” Twombly,
550 U.S. at 570. “A claim has facial plausibility when the plaintiff pleads factual
content that allows the court to draw the reasonable inference that the defendant is
liable for the misconduct alleged.” Iqbal, 556 U.S. at 678.
statute. See Ark. Code Ann. § 16-116-101(a). In sum, Brown fails to allege facts
stating a plausible claim for strict liability under Arkansas law, which governs the
substantive issues in this diversity case.
“Res ipsa loquitur is a doctrine that, when applied, allows the jury to infer
negligence from the plaintiff's testimony of the circumstances surrounding the
accident.” Stalter v. Coca-Cola Bottling Co. of Arkansas, 282 Ark. 443, 446 (1984)
(citation omitted). The doctrine is applicable only if the plaintiff establishes: (1) the
injury was caused by an instrumentality under the control of the defendant; (2) the
accident ordinarily would not happen in the absence of the defendant's negligence;
and (3) there is no evidence of other causes of the accident. Id. at 447. If the doctrine
applies, the defendant shoulders the burden to offset the inference. Id.
The Arkansas Supreme Court has repeatedly held that the doctrine of res ipsa
loquitur is inapplicable in slip-and-fall cases. Alexander v. Town & Country
Discount Foods, Inc., 316 Ark. 446 (1994) (citations omitted). “The reason the
doctrine is not applicable to slip and fall cases is that the sole cause of the injury is
not necessarily a negligent act by the defendant. There are possibilities of negligence
by third parties as well as the plaintiff. Alexander, 316 Ark. at 447. Brown cannot
rely on the doctrine of res ipsa loquitur to prove negligence in this case.
B. Trinity’s Motion for Summary Judgment2
It is undisputed that Trinity owns the owns the building that houses
Robinson’s long-term care facility, and Trinity leases the building to Robinson.
Accordingly, to succeed with her negligence claim against Trinity, Brown must
establish that Trinity had a duty of reasonable care because Trinity either: (1) agreed
to maintain the leased property and received consideration for that agreement; or (2)
by its own conduct, assumed the duty to maintain the leased property. See Ark. Code
Ann. § 18-16-110; Propst v. McNeill, 326 Ark. 623, 624–25(1996). Brown must
also show that Trinity failed to perform its agreed or assumed duty in a reasonable
manner, proximately causing her damages. Ark. Code Ann. 18-16-110(2).
2 Summary judgment is appropriate when “the movant shows that there is no
genuine dispute as to any material fact and the movant is entitled to judgment as a
matter of law.” Fed. R. Civ. P. 56(a). As a prerequisite to summary judgment, a
moving party must demonstrate “an absence of evidence to support the non-moving
party’s case.” Celotex Corp. v. Catrett, 477 U.S. 317, 325 (1986). Once the moving
party has properly supported its motion for summary judgment, the non-moving
party must “do more than simply show there is some metaphysical doubt as to the
material facts.” Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574,
586 (1986).
The non-moving party may not rest on mere allegations or denials of his
pleading but must come forward with ‘specific facts showing a genuine issue for
trial. Id. at 587. “[A] genuine issue of material fact exists if: (1) there is a dispute
of fact; (2) the disputed fact is material to the outcome of the case; and (3) the dispute
is genuine, that is, a reasonable jury could return a verdict for either party.” RSBI
Aerospace, Inc. v. Affiliated FM Ins. Co., 49 F.3d 399, 401 (8th Cir. 1995).
Brown does not allege in her amended complaint that Trinity agreed to
maintain Robinson’s facility or that it assumed such a duty, but she states that Trinity
and Morton “owned and/or operated” Robinson’s long-term care facility. Doc. 34 at
3-4.
Trinity argues that Brown is unable to establish that it had a duty of care or
that it breached such a duty. Trinity submits Morton’s affidavit, stating that he is a
member of Robinson and a shareholder of Trinity. Doc. 41-1at 1. Morton testifies
that Robinson is the licensed operator of the long-term care facility where Brown
resided on December 12, 2016 and that Robinson’s administrator is responsible for
the management and operation of the facility. Id. In addition, Morton testifies that
the only involvement Trinity has with Robinson is collecting monthly lease
payments. Id. at 2. He states that neither he nor Trinity was involved with the
nursing or custodial care provided to Brown or the housekeeping and maintenance
services provided to the facility during Brown’s residency. Id.
Brown argues that questions remain regarding the relationship between
Trinity and Robinson because Trinity failed to provide a lease agreement to support
its motion. Doc. 53, at 3-4. In addition, she notes that Trinity did not offer the name
of its premises liability insurance policy, and she speculates that Trinity and
Robinson have the same policy or similar policies.
Trinity’s motion for summary judgment is properly supported with Morton’s
sworn testimony that Trinity had no role in maintaining Robinson’s long-term care
facility. Accordingly, Brown must designate specific facts creating a triable
controversy, and she has failed to do so. The Court therefore finds that Trinity is
entitled to summary judgment in its favor.
C. Morton’s Motion for Summary Judgment
Under Arkansas law, a member or manager of a limited liability company is
not personally liable for the company’s debts, solely by reason of acting as a member
or manager. See Ark. Code Ann. § 4-38-304 (effective July 28, 2021). Instead, a
member may be held personally liable for his own acts, and under appropriate
circumstances, the business entity form may be disregarded when illegally abused
to the injury of a third person. K.C. Properties of N.W. Arkansas, Inc. v. Lowell Inv.
Partners, LLC, 373 Ark. 14, 32, 280 S.W.3d 1, 15 (2008). Likewise, shareholders
are not generally liable for the acts of their corporation, but they may be liable for
their own acts or omissions. Scott v. Cent. Arkansas Nursing Centers, Inc., 101 Ark.
App. 424, 435, 278 S.W.3d 587, 595–96 (2008) (citing Ark. Code Ann. § 4–27–
622(b) (Repl.2001); McGraw v. Weeks, 326 Ark. 285, 294, 930 S.W.2d 365, 370
(1996) (holding that a corporate employee may be sued if he is “personally involved
in the events surrounding an injury”)).
Morton submits his affidavit, testifying that he was not involved in the day-
to-day housekeeping and maintenance operations at Robinson’s facility, nor was he
involved or responsible for hiring, training, or supervision of Robinson’s staff. Doc.
38-2 at 2. Morton further testifies that Trinity and Robinson maintain separate bank
accounts and to do not commingle funds. Id. Morton argues that Brown is unable to
establish that he was personally involved in events surrounding her fall, and in the
absence of such evidence, he is entitled to summary judgment in his favor.
Brown argues that fact questions remain regarding the relationship between
Trinity and Robinson, but she fails to come forward with any facts or evidence
showing that such is the case or that Morton had any role in operating Robinson’s
facility. The Court therefore finds that Morton is entitled to summary judgment in
his favor.
III. Conclusion
For the reasons stated, motions for summary judgment by Separate
Defendants Michael Morton (Doc. 38) and Trinity Court, Inc. (Doc. 41) are
GRANTED. It is further ordered that Defendants’ motion to dismiss claims based
on strict liability and the doctrine of res ipsa loquitor (Doc. 44) is GRANTED.
Plaintiff may proceed with her remaining negligence claim against Defendant,
Robinson Nursing and Rehabilitation Center LLC.
IT IS SO ORDERED, this 26th day of January, 2022.
Susan Webber Wright
UNITED STATES DISTRICT JUDGE