# 5 CFR § 9001.107: Other limitations

> Federal · Regulations · In force

URL: https://www.frixlaw.com/law-library/statutes/ecfr-5-9001.107

## Section

- **Citation:** 5 CFR § 9001.107
- **Heading:** Other limitations
- **Jurisdiction:** Federal
- **Kind:** Regulations
- **Status:** In force
- **Text as of:** September 22, 2026
- **Source:** Publisher's official text
- **Location:** Title 5—Administrative Personnel > CHAPTER LXXX—FEDERAL HOUSING FINANCE AGENCY > PART 9001—SUPPLEMENTAL STANDARDS OF ETHICAL CONDUCT FOR EMPLOYEES OF THE FEDERAL HOUSING FINANCE AGENCY

## Text

(a) Director and Deputy Directors. The Director, the Deputy Director of the Division of Enterprise Regulation, the Deputy Director of the Division of Federal Home Loan Bank Regulation, and the Deputy Director for Housing Mission and Goals are subject to additional financial interest limitations as set forth in section 1312(g) of the Safety and Soundness Act, 12 U.S.C. 4512(g).
(b) Financial interests in Bank members and other financial institutions. If an employee or the spouse or minor children of the employee directly or indirectly owns a financial interest in a member of a Bank or in a financial institution such as a mortgage bank, mortgage broker, bank, thrift, or other financial institution that originates, insures, or services mortgages that are owned, guaranteed, securitized, or collateralized by a regulated entity, the employee is cautioned not to violate the statutory prohibition against financial conflicts of interest set forth in 18 U.S.C. 208. The government-wide de minimis and other exceptions set forth in 5 CFR 2640.202 are applicable to the ownership or control of interests in such financial institutions. Employees are encouraged to seek a determination from the DAEO as to whether the financial interest in the member of the Bank or in the financial institution creates a financial conflict of interest or an appearance of a conflict of interest and whether the employee should disqualify himself or herself from participating in an official capacity in a particular matter involving the financial institution.

## Nearby sections

- [5 CFR § 9001.101 § 9001.101 General.](https://www.frixlaw.com/law-library/statutes/ecfr-5-9001.101.md)
- [5 CFR § 9001.102 § 9001.102 Definitions.](https://www.frixlaw.com/law-library/statutes/ecfr-5-9001.102.md)
- [5 CFR § 9001.103 § 9001.103 Waivers.](https://www.frixlaw.com/law-library/statutes/ecfr-5-9001.103.md)
- [5 CFR § 9001.104 § 9001.104 Prohibited financial interests.](https://www.frixlaw.com/law-library/statutes/ecfr-5-9001.104.md)
- [5 CFR § 9001.105 § 9001.105 Outside employment.](https://www.frixlaw.com/law-library/statutes/ecfr-5-9001.105.md)
- [5 CFR § 9001.106 § 9001.106 Restrictions resulting from employment of family and household members.](https://www.frixlaw.com/law-library/statutes/ecfr-5-9001.106.md)
- [5 CFR § 9001.107 § 9001.107 Other limitations.](https://www.frixlaw.com/law-library/statutes/ecfr-5-9001.107.md)
- [5 CFR § 9001.108 § 9001.108 Prohibited recommendations.](https://www.frixlaw.com/law-library/statutes/ecfr-5-9001.108.md)
- [5 CFR § 9001.109 § 9001.109 Prohibited purchase of assets.](https://www.frixlaw.com/law-library/statutes/ecfr-5-9001.109.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/ecfr-5-9001.107. Check the current official text before relying on it. Not legal advice.