# 5 CFR § 4401.101: General

> Federal · Regulations · In force

URL: https://www.frixlaw.com/law-library/statutes/ecfr-5-4401.101

## Section

- **Citation:** 5 CFR § 4401.101
- **Heading:** General
- **Jurisdiction:** Federal
- **Kind:** Regulations
- **Status:** In force
- **Text as of:** September 22, 2026
- **Source:** Publisher's official text
- **Location:** Title 5—Administrative Personnel > CHAPTER XXXIV—SECURITIES AND EXCHANGE COMMISSION > PART 4401—SUPPLEMENTAL STANDARDS OF ETHICAL CONDUCT FOR MEMBERS AND EMPLOYEES OF THE SECURITIES AND EXCHANGE COMMISSION

## Text

In accordance with 5 CFR 2635.105, the regulations in this part apply to members and employees of the Securities and Exchange Commission (“Commission”) and supplement the Standards of ethical conduct for employees of the executive branch contained in 5 CFR part 2635. Members and employees of the Commission are required to comply with 5 CFR part 2635 and this part. In addition, they are subject to the Executive branch financial disclosure regulations, 5 CFR part 2634; the Office of Personnel Management Employee responsibilities and conduct regulations at 5 CFR part 735; and the Commission's Canons of ethics and Regulation concerning conduct of members and employees and former members and employees, 17 CFR part 200, subparts C and M.

## Nearby sections

- [5 CFR § 4401.101 § 4401.101 General.](https://www.frixlaw.com/law-library/statutes/ecfr-5-4401.101.md)
- [5 CFR § 4401.102 § 4401.102 Prohibited and restricted financial interests and transactions.](https://www.frixlaw.com/law-library/statutes/ecfr-5-4401.102.md)
- [5 CFR § 4401.103 § 4401.103 Outside employment and activities.](https://www.frixlaw.com/law-library/statutes/ecfr-5-4401.103.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/ecfr-5-4401.101. Check the current official text before relying on it. Not legal advice.