# 18 CFR § 131.43: Report of securities issued

> Federal · Regulations · In force

URL: https://www.frixlaw.com/law-library/statutes/ecfr-18-131.43

## Section

- **Citation:** 18 CFR § 131.43
- **Heading:** Report of securities issued
- **Jurisdiction:** Federal
- **Kind:** Regulations
- **Status:** In force
- **Text as of:** September 22, 2026
- **Source:** Publisher's official text
- **Location:** Title 18—Conservation of Power and Water Resources > CHAPTER I—FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY > SUBCHAPTER D—APPROVED FORMS, FEDERAL POWER ACT AND PUBLIC UTILITY REGULATORY POLICIES ACT OF 1978 > PART 131—FORMS

## Text

(See § 34.10 of this chapter.)
(Submit an original and four copies.)
[Name of respondent]
Report of Securities IssuedDescription of security....................................
Description
Amount
1. Face value or principal amount
2. Plus premium or less discount
3. Gross proceeds
4. Underwriter's spread or commission
5. Securities and Exchange Commission registration fee
6. State mortgage registration tax
7. State commission fee
8. Fee for recording indenture
9. United States document tax
10. Printing and engraving expenses
11. Trustee's charges
12. Counsel fees
13. Accountant's fees
14. Cost of listing
15. Miscellaneous expenses of issue
(Describe large items)
16. Total deductions
17. Net amount realized
[Order 141, 12 FR 8591, Dec. 19, 1947, as amended by Order 182, 46 FR 50517, Oct. 14, 1981]
Effective Date Note:At 70 FR 35375, June 20, 2005, § 131.43 introductory text was revised, effective at the time of the next e-filing release during the Commission's next fiscal year. For the convenience of the user, the revised text follows:
(See § 34.10 of this chapter)
(Submit in electronic format in accordance with § 385.2003 of this chapter.)

## Nearby sections

- [18 CFR § 131.20 § 131.20 Application for approval of transfer of license.](https://www.frixlaw.com/law-library/statutes/ecfr-18-131.20.md)
- [18 CFR § 131.31 § 131.31 FERC Form No. 561, Annual report of interlocking positions.](https://www.frixlaw.com/law-library/statutes/ecfr-18-131.31.md)
- [18 CFR § 131.43 § 131.43 Report of securities issued.](https://www.frixlaw.com/law-library/statutes/ecfr-18-131.43.md)
- [18 CFR § 131.50 § 131.50 Report of proposals received.](https://www.frixlaw.com/law-library/statutes/ecfr-18-131.50.md)
- [18 CFR § 131.52 § 131.52 Certificate of concurrence.](https://www.frixlaw.com/law-library/statutes/ecfr-18-131.52.md)
- [18 CFR § 131.70 § 131.70 Form 12 of application by State and municipal licensees for exemption from payment of annual charges.](https://www.frixlaw.com/law-library/statutes/ecfr-18-131.70.md)
- [18 CFR § 131.80 § 131.80 FERC Form No. 556, Certification of qualifying facility (QF) status for a small power production or cogeneration facility.](https://www.frixlaw.com/law-library/statutes/ecfr-18-131.80.md)
- [18 CFR § 141.1 § 141.1 FERC Form No. 1, Annual report of Major electric utilities, licensees and others.](https://www.frixlaw.com/law-library/statutes/ecfr-18-141.1.md)
- [18 CFR § 141.2 § 141.2 FERC Form No. 1-F, Annual report for Nonmajor public utilities and licensees.](https://www.frixlaw.com/law-library/statutes/ecfr-18-141.2.md)
- [18 CFR § 141.15 § 141.15 Annual Conveyance Report.](https://www.frixlaw.com/law-library/statutes/ecfr-18-141.15.md)
- [18 CFR § 141.51 § 141.51 FERC Form No. 714, Annual Electric Balancing Authority Area and Planning Area Report.](https://www.frixlaw.com/law-library/statutes/ecfr-18-141.51.md)
- [18 CFR § 141.100 § 141.100 Original cost statement of utility property.](https://www.frixlaw.com/law-library/statutes/ecfr-18-141.100.md)
- [18 CFR § 141.300 § 141.300 FERC Form No. 715, Annual Transmission Planning and Evaluation Report.](https://www.frixlaw.com/law-library/statutes/ecfr-18-141.300.md)
- [18 CFR § 141.400 § 141.400 FERC Form No. 3-Q, Quarterly financial report of electric utilities, licensees, and natural gas companies.](https://www.frixlaw.com/law-library/statutes/ecfr-18-141.400.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/ecfr-18-131.43. Check the current official text before relying on it. Not legal advice.