# 17 CFR § 9.7: Settlement

> Federal · Regulations · In force

URL: https://www.frixlaw.com/law-library/statutes/ecfr-17-9.7

## Section

- **Citation:** 17 CFR § 9.7
- **Heading:** Settlement
- **Jurisdiction:** Federal
- **Kind:** Regulations
- **Status:** In force
- **Text as of:** September 22, 2026
- **Source:** Publisher's official text
- **Location:** Title 17—Commodity and Securities Exchanges > CHAPTER I—COMMODITY FUTURES TRADING COMMISSION > PART 9—RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS > Subpart A—General Provisions

## Text

At any time before there has been a final determination by the Commission with respect to any notice of appeal filed in accordance with § 9.20, the parties may file a stipulation for dismissal based on a settlement agreement. Thereupon, the Commission may issue an order terminating the proceeding before the Commission as to the parties to the settlement agreement. The entry of such an order does not affect the Commission's authority under the Act.

## Nearby sections

- [17 CFR § 9.1 § 9.1 Scope of rules.](https://www.frixlaw.com/law-library/statutes/ecfr-17-9.1.md)
- [17 CFR § 9.2 § 9.2 Definitions.](https://www.frixlaw.com/law-library/statutes/ecfr-17-9.2.md)
- [17 CFR § 9.3 § 9.3 Provisions referenced.](https://www.frixlaw.com/law-library/statutes/ecfr-17-9.3.md)
- [17 CFR § 9.4 § 9.4 Filing and service; official docket.](https://www.frixlaw.com/law-library/statutes/ecfr-17-9.4.md)
- [17 CFR § 9.5 § 9.5 Motions.](https://www.frixlaw.com/law-library/statutes/ecfr-17-9.5.md)
- [17 CFR § 9.6 § 9.6 Sanctions for noncompliance.](https://www.frixlaw.com/law-library/statutes/ecfr-17-9.6.md)
- [17 CFR § 9.7 § 9.7 Settlement.](https://www.frixlaw.com/law-library/statutes/ecfr-17-9.7.md)
- [17 CFR § 9.8 § 9.8 Practice before the Commission.](https://www.frixlaw.com/law-library/statutes/ecfr-17-9.8.md)
- [17 CFR § 9.9 § 9.9 Waiver of rules; delegation of authority.](https://www.frixlaw.com/law-library/statutes/ecfr-17-9.9.md)
- [17 CFR § 9.11 § 9.11 Form, contents and delivery of notice of disciplinary or access denial action.](https://www.frixlaw.com/law-library/statutes/ecfr-17-9.11.md)
- [17 CFR § 9.12 § 9.12 Effective date of disciplinary or access denial action.](https://www.frixlaw.com/law-library/statutes/ecfr-17-9.12.md)
- [17 CFR § 9.13 § 9.13 Publication of notice.](https://www.frixlaw.com/law-library/statutes/ecfr-17-9.13.md)
- [17 CFR § 9.20 § 9.20 Notice of appeal.](https://www.frixlaw.com/law-library/statutes/ecfr-17-9.20.md)
- [17 CFR § 9.21 § 9.21 Record of exchange proceeding.](https://www.frixlaw.com/law-library/statutes/ecfr-17-9.21.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/ecfr-17-9.7. Check the current official text before relying on it. Not legal advice.