# 17 CFR § 249b.300: FORM NRSRO, application for registration as a nationally recognized statistical rating organization pursuant to section 15E of the Securities Exchange Act of 1934 and § 240.17g-1 of this chapter

> Federal · Regulations · In force

URL: https://www.frixlaw.com/law-library/statutes/ecfr-17-249b.300

## Section

- **Citation:** 17 CFR § 249b.300
- **Heading:** FORM NRSRO, application for registration as a nationally recognized statistical rating organization pursuant to section 15E of the Securities Exchange Act of 1934 and § 240.17g-1 of this chapter
- **Jurisdiction:** Federal
- **Kind:** Regulations
- **Status:** In force
- **Text as of:** September 22, 2026
- **Source:** Publisher's official text
- **Location:** Title 17—Commodity and Securities Exchanges > CHAPTER II—SECURITIES AND EXCHANGE COMMISSION > PART 249b—FURTHER FORMS, SECURITIES EXCHANGE ACT OF 1934

## Text

This Form shall be used for an initial application for and an application to add a class of credit ratings to, a supplement to an initial application for and an application to add a class of credit ratings to, an update and amendment to an application for, and a withdrawal from a registration as a nationally recognized statistical rating organization pursuant to section 15E of the Securities Exchange Act of 1934 (15 U.S.C. 78o-7) and § 240.17g-1 of this chapter.
[72 FR 33624, June 18, 2007]
Editorial Note:For Federal Register citations affecting Form NRSRO, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.

## Nearby sections

- [17 CFR § 202.2 § 202.2 Pre-filing assistance and interpretative advice.](https://www.frixlaw.com/law-library/statutes/ecfr-17-202.2.md)
- [17 CFR § 202.6 § 202.6 Adoption, revision, and rescission of rules and regulations of general application.](https://www.frixlaw.com/law-library/statutes/ecfr-17-202.6.md)
- [17 CFR § 202.9 § 202.9 Small entity enforcement penalty reduction policy.](https://www.frixlaw.com/law-library/statutes/ecfr-17-202.9.md)
- [17 CFR § 202.10 § 202.10 Policy statement of the Securities and Exchange Commission concerning subpoenas to members of the news media.](https://www.frixlaw.com/law-library/statutes/ecfr-17-202.10.md)
- [17 CFR § 202.12 § 202.12 Policy statement concerning cooperation by individuals in its investigations and related enforcement actions.](https://www.frixlaw.com/law-library/statutes/ecfr-17-202.12.md)
- [17 CFR § 205.1 § 205.1 Purpose and scope.](https://www.frixlaw.com/law-library/statutes/ecfr-17-205.1.md)
- [17 CFR § 205.6 § 205.6 Sanctions and discipline.](https://www.frixlaw.com/law-library/statutes/ecfr-17-205.6.md)
- [17 CFR § 230.120 § 230.120 Inspection of registration statements.](https://www.frixlaw.com/law-library/statutes/ecfr-17-230.120.md)
- [17 CFR § 230.122 § 230.122 Non-disclosure of information obtained in the course of examinations and investigations.](https://www.frixlaw.com/law-library/statutes/ecfr-17-230.122.md)
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- [17 CFR § 230.135b § 230.135b Materials not deemed an offer to sell or offer to buy nor a prospectus.](https://www.frixlaw.com/law-library/statutes/ecfr-17-230.135b.md)
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- [17 CFR § 230.142 § 230.142 Definition of “participates” and “participation,” as used in section 2(11), in relation to certain transactions.](https://www.frixlaw.com/law-library/statutes/ecfr-17-230.142.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/ecfr-17-249b.300. Check the current official text before relying on it. Not legal advice.
