# 17 CFR § 242.609: Registration of securities information processors: form of application and amendments

> Federal · Regulations · In force

URL: https://www.frixlaw.com/law-library/statutes/ecfr-17-242.609

## Section

- **Citation:** 17 CFR § 242.609
- **Heading:** Registration of securities information processors: form of application and amendments
- **Jurisdiction:** Federal
- **Kind:** Regulations
- **Status:** In force
- **Text as of:** September 22, 2026
- **Source:** Publisher's official text
- **Location:** Title 17—Commodity and Securities Exchanges > CHAPTER II—SECURITIES AND EXCHANGE COMMISSION > PART 242—REGULATIONS M, SHO, ATS, AC, NMS, SE, AND SBSR, AND CUSTOMER MARGIN REQUIREMENTS FOR SECURITY FUTURES > Regulation NMS—Regulation of the National Market System

## Text

(a) An application for the registration of a securities information processor shall be filed on Form SIP (§ 249.1001 of this chapter) in accordance with the instructions contained therein.
(b) If any information reported in items 1-13 or item 21 of Form SIP or in any amendment thereto is or becomes inaccurate for any reason, whether before or after the registration has been granted, the securities information processor shall promptly file an amendment on Form SIP correcting such information.
(c) The Commission, upon its own motion or upon application by any securities information processor, may conditionally or unconditionally exempt any securities information processor from any provision of the rules or regulations adopted under section 11A(b) of the Act (15 U.S.C. 78k-1(b)).
(d) Every amendment filed pursuant to this section shall constitute a “report” within the meaning of sections 17(a), 18(a) and 32(a) of the Act (15 U.S.C. 78q(a), 78r(a), and 78ff(a)).

## Nearby sections

- [17 CFR § 242.100 § 242.100 Preliminary note; definitions.](https://www.frixlaw.com/law-library/statutes/ecfr-17-242.100.md)
- [17 CFR § 242.101 § 242.101 Activities by distribution participants.](https://www.frixlaw.com/law-library/statutes/ecfr-17-242.101.md)
- [17 CFR § 242.102 § 242.102 Activities by issuers and selling security holders during a distribution.](https://www.frixlaw.com/law-library/statutes/ecfr-17-242.102.md)
- [17 CFR § 242.103 § 242.103 Nasdaq passive market making.](https://www.frixlaw.com/law-library/statutes/ecfr-17-242.103.md)
- [17 CFR § 242.104 § 242.104 Stabilizing and other activities in connection with an offering.](https://www.frixlaw.com/law-library/statutes/ecfr-17-242.104.md)
- [17 CFR § 242.105 § 242.105 Short selling in connection with a public offering.](https://www.frixlaw.com/law-library/statutes/ecfr-17-242.105.md)
- [17 CFR § 242.200 § 242.200 Definition of “short sale” and marking requirements.](https://www.frixlaw.com/law-library/statutes/ecfr-17-242.200.md)
- [17 CFR § 242.201 § 242.201 Circuit breaker.](https://www.frixlaw.com/law-library/statutes/ecfr-17-242.201.md)
- [17 CFR § 242.203 § 242.203 Borrowing and delivery requirements.](https://www.frixlaw.com/law-library/statutes/ecfr-17-242.203.md)
- [17 CFR § 242.204 § 242.204 Close-out requirement.](https://www.frixlaw.com/law-library/statutes/ecfr-17-242.204.md)
- [17 CFR § 242.300 § 242.300 Definitions.](https://www.frixlaw.com/law-library/statutes/ecfr-17-242.300.md)
- [17 CFR § 242.301 § 242.301 Requirements for alternative trading systems.](https://www.frixlaw.com/law-library/statutes/ecfr-17-242.301.md)
- [17 CFR § 242.302 § 242.302 Recordkeeping requirements for alternative trading systems.](https://www.frixlaw.com/law-library/statutes/ecfr-17-242.302.md)
- [17 CFR § 242.303 § 242.303 Record preservation requirements for alternative trading systems.](https://www.frixlaw.com/law-library/statutes/ecfr-17-242.303.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/ecfr-17-242.609. Check the current official text before relying on it. Not legal advice.