# 17 CFR § 240.12b-37: Satisfaction of filing requirements

> Federal · Regulations · In force

URL: https://www.frixlaw.com/law-library/statutes/ecfr-17-240.12b-37

## Section

- **Citation:** 17 CFR § 240.12b-37
- **Heading:** Satisfaction of filing requirements
- **Jurisdiction:** Federal
- **Kind:** Regulations
- **Status:** In force
- **Text as of:** September 22, 2026
- **Source:** Publisher's official text
- **Location:** Title 17—Commodity and Securities Exchanges > CHAPTER II—SECURITIES AND EXCHANGE COMMISSION > PART 240—GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 > Special Provisions

## Text

With regard to issuers eligible to rely on Release No. 34-45589 (March 18, 2002) or Release No. IC-25463 (March 18, 2002) (each of which may be viewed on the Commission's website at www.sec.gov), filings made in accordance with the provisions of those Releases shall satisfy the issuer's requirement to make such a filing under Section 13(a), 14 or 15(d) of the Act (15 U.S.C. 77m(a), 78n or 78o(d)), as applicable, and the Commission's rules and regulations thereunder.
[67 FR 13537, Mar. 22, 2002]

## Nearby sections

- [17 CFR § 240.12b-2 § 240.12b-2 Definitions.](https://www.frixlaw.com/law-library/statutes/ecfr-17-240.12b-2.md)
- [17 CFR § 240.12b-4 § 240.12b-4 Supplemental information.](https://www.frixlaw.com/law-library/statutes/ecfr-17-240.12b-4.md)
- [17 CFR § 240.12b-5 § 240.12b-5 Determination of affiliates of banks.](https://www.frixlaw.com/law-library/statutes/ecfr-17-240.12b-5.md)
- [17 CFR § 240.12b-6 § 240.12b-6 When securities are deemed to be registered.](https://www.frixlaw.com/law-library/statutes/ecfr-17-240.12b-6.md)
- [17 CFR § 240.12b-11 § 240.12b-11 Number of copies; signatures; binding.](https://www.frixlaw.com/law-library/statutes/ecfr-17-240.12b-11.md)
- [17 CFR § 240.12b-12 § 240.12b-12 Requirements as to paper, printing and language.](https://www.frixlaw.com/law-library/statutes/ecfr-17-240.12b-12.md)
- [17 CFR § 240.12b-14 § 240.12b-14 Riders; inserts.](https://www.frixlaw.com/law-library/statutes/ecfr-17-240.12b-14.md)
- [17 CFR § 240.12b-20 § 240.12b-20 Additional information.](https://www.frixlaw.com/law-library/statutes/ecfr-17-240.12b-20.md)
- [17 CFR § 240.12b-22 § 240.12b-22 Disclaimer of control.](https://www.frixlaw.com/law-library/statutes/ecfr-17-240.12b-22.md)
- [17 CFR § 240.12b-23 § 240.12b-23 Incorporation by reference.](https://www.frixlaw.com/law-library/statutes/ecfr-17-240.12b-23.md)
- [17 CFR § 240.12b-30 § 240.12b-30 Additional exhibits.](https://www.frixlaw.com/law-library/statutes/ecfr-17-240.12b-30.md)
- [17 CFR § 240.12b-33 § 240.12b-33 Annual reports to other Federal agencies.](https://www.frixlaw.com/law-library/statutes/ecfr-17-240.12b-33.md)
- [17 CFR § 240.12b-36 § 240.12b-36 Use of financial statements filed under other acts.](https://www.frixlaw.com/law-library/statutes/ecfr-17-240.12b-36.md)
- [17 CFR § 240.12d1-1 § 240.12d1-1 Registration effective as to class or series.](https://www.frixlaw.com/law-library/statutes/ecfr-17-240.12d1-1.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/ecfr-17-240.12b-37. Check the current official text before relying on it. Not legal advice.