# 17 CFR § 232.100: Persons and entities subject to mandated electronic filing

> Federal · Regulations · In force

URL: https://www.frixlaw.com/law-library/statutes/ecfr-17-232.100

## Section

- **Citation:** 17 CFR § 232.100
- **Heading:** Persons and entities subject to mandated electronic filing
- **Jurisdiction:** Federal
- **Kind:** Regulations
- **Status:** In force
- **Text as of:** September 22, 2026
- **Source:** Publisher's official text
- **Location:** Title 17—Commodity and Securities Exchanges > CHAPTER II—SECURITIES AND EXCHANGE COMMISSION > PART 232—REGULATION S-T—GENERAL RULES AND REGULATIONS FOR ELECTRONIC FILINGS > Electronic Filing Requirements

## Text

The following persons or entities shall be subject to the electronic filing requirements of this part 232:
(a) Registrants and other entities whose filings are subject to review by the Division of Corporation Finance;
(b) Persons or entities whose filings are subject to review by the Division of Investment Management;
(c) Persons or entities whose filings are subject to review by the Division of Trading and Markets; and
(d) Any party (including natural persons) that files a document jointly with, or as a third party filer with respect to, a person or entity that is subject to mandated electronic filing requirements.
[62 FR 36456, July 8, 1997, as amended at 67 FR 36699, May 24, 2002; 72 FR 14417, Mar. 28, 2007; 73 FR 10616, Feb. 27, 2008; 87 FR 38964, June 30, 2022; 90 FR 7359, Jan. 21, 2025]

## Nearby sections

- [17 CFR § 232.10 § 232.10 Application of part 232.](https://www.frixlaw.com/law-library/statutes/ecfr-17-232.10.md)
- [17 CFR § 232.11 § 232.11 Definition of terms used in this part.](https://www.frixlaw.com/law-library/statutes/ecfr-17-232.11.md)
- [17 CFR § 232.12 § 232.12 Business hours of the Commission.](https://www.frixlaw.com/law-library/statutes/ecfr-17-232.12.md)
- [17 CFR § 232.13 § 232.13 Date of filing; adjustment of filing date.](https://www.frixlaw.com/law-library/statutes/ecfr-17-232.13.md)
- [17 CFR § 232.14 § 232.14 Paper filings not accepted without exemption.](https://www.frixlaw.com/law-library/statutes/ecfr-17-232.14.md)
- [17 CFR § 232.15 § 232.15 Administration of EDGAR.](https://www.frixlaw.com/law-library/statutes/ecfr-17-232.15.md)
- [17 CFR § 232.100 § 232.100 Persons and entities subject to mandated electronic filing.](https://www.frixlaw.com/law-library/statutes/ecfr-17-232.100.md)
- [17 CFR § 232.101 § 232.101 Mandated electronic submissions and exceptions.](https://www.frixlaw.com/law-library/statutes/ecfr-17-232.101.md)
- [17 CFR § 232.102 § 232.102 Exhibits.](https://www.frixlaw.com/law-library/statutes/ecfr-17-232.102.md)
- [17 CFR § 232.103 § 232.103 Liability for transmission errors or omissions in documents filed via EDGAR.](https://www.frixlaw.com/law-library/statutes/ecfr-17-232.103.md)
- [17 CFR § 232.104 § 232.104 Unofficial PDF copies included in an electronic submission.](https://www.frixlaw.com/law-library/statutes/ecfr-17-232.104.md)
- [17 CFR § 232.105 § 232.105 Use of HTML and hyperlinks.](https://www.frixlaw.com/law-library/statutes/ecfr-17-232.105.md)
- [17 CFR § 232.106 § 232.106 Prohibition against electronic submissions containing executable code.](https://www.frixlaw.com/law-library/statutes/ecfr-17-232.106.md)
- [17 CFR § 232.201 § 232.201 Temporary hardship exemption.](https://www.frixlaw.com/law-library/statutes/ecfr-17-232.201.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/ecfr-17-232.100. Check the current official text before relying on it. Not legal advice.