# 17 CFR § 229.703: (Item 703) Purchases of equity securities by the issuer and affiliated purchasers

> Federal · Regulations · In force

URL: https://www.frixlaw.com/law-library/statutes/ecfr-17-229.703

## Section

- **Citation:** 17 CFR § 229.703
- **Heading:** (Item 703) Purchases of equity securities by the issuer and affiliated purchasers
- **Jurisdiction:** Federal
- **Kind:** Regulations
- **Status:** In force
- **Text as of:** September 22, 2026
- **Source:** Publisher's official text
- **Location:** Title 17—Commodity and Securities Exchanges > CHAPTER II—SECURITIES AND EXCHANGE COMMISSION > PART 229—STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY AND CONSERVATION ACT OF 1975—REGULATION S-K > Subpart 229.700—Miscellaneous

## Text

(a) In the following tabular format, provide the information specified in paragraph (b) of this Item with respect to any purchase made by or on behalf of the issuer or any “affiliated purchaser,” as defined in § 240.10b-18(a)(3) of this chapter of shares or other units of any class of the issuer's equity securities that is registered by the issuer pursuant to section 12 of the Exchange Act (15 U.S.C. 781).
Issuer Purchases of Equity Securities
Period
(a)Total number ofshares (or units)purchased
(b)Average pricepaid per share
(or unit)
(c)Total number ofshares (or units)purchased as part ofpublicly announced
plans or programs
(d)Maximum number (orapproximate dollarvalue) of shares (orunits) that may yetbe purchased underthe plans or programs
Month #1 (identify beginning and ending dates).
Month #2 (identify beginning and ending dates).
Month #3 (identify beginning and ending dates).
Total
(b) The table shall include the following information for each class or series of securities for each month included in the period covered by the report:
(1) The total number of shares (or units) purchased (column (a));
Instruction to paragraph (b)(1) of Item 703: Include in this column all issuer repurchases, including those made pursuant to publicly announced plans or programs and those not made pursuant to publicly announced plans or programs. Briefly disclose, by footnote to the table, the number of shares purchased other than through a publicly announced plan or program and the nature of the transaction (e.g., whether the purchases were made in open-market transactions, tender offers, in satisfaction of the company's obligations upon exercise of outstanding put options issued by the company, or other transactions).
(2) The average price paid per share (or unit) (column (b));
(3) The total number of shares (or units) purchased as part of publicly announced repurchase plans or programs (column (c)); and
(4) The maximum number (or approximate dollar value) of shares (or units) that may yet be purchased under the plans or programs (column (d)).
Instructions to paragraphs (b)(3) and (b)(4) of Item 703:
1. In the table, disclose this information in the aggregate for all plans or programs publicly announced.
2. By footnote to the table, indicate:
a. The date each plan or program was announced;
b. The dollar amount (or share or unit amount) approved;
c. The expiration date (if any) of each plan or program;
d. Each plan or program that has expired during the period covered by the table; and
e. Each plan or program the issuer has determined to terminate prior to expiration, or under which the issuer does not intend to make further purchases.
Instruction to Item 703: Disclose all purchases covered by this Item, including purchases that do not satisfy the conditions of the safe harbor of § 240.10b-18 of this chapter.
[89 FR 24373, Apr. 8, 2024]

## Nearby sections

- [17 CFR § 229.10 § 229.10 (Item 10) General.](https://www.frixlaw.com/law-library/statutes/ecfr-17-229.10.md)
- [17 CFR § 229.101 § 229.101 (Item 101) Description of business.](https://www.frixlaw.com/law-library/statutes/ecfr-17-229.101.md)
- [17 CFR § 229.102 § 229.102 (Item 102) Description of property.](https://www.frixlaw.com/law-library/statutes/ecfr-17-229.102.md)
- [17 CFR § 229.103 § 229.103 (Item 103) Legal proceedings.](https://www.frixlaw.com/law-library/statutes/ecfr-17-229.103.md)
- [17 CFR § 229.104 § 229.104 (Item 104) Mine safety disclosure.](https://www.frixlaw.com/law-library/statutes/ecfr-17-229.104.md)
- [17 CFR § 229.105 § 229.105 (Item 105) Risk factors.](https://www.frixlaw.com/law-library/statutes/ecfr-17-229.105.md)
- [17 CFR § 229.106 § 229.106 (Item 106) Cybersecurity.](https://www.frixlaw.com/law-library/statutes/ecfr-17-229.106.md)
- [17 CFR § 229.201 § 229.201 (Item 201) Market price of and dividends on the registrant's common equity and related stockholder matters.](https://www.frixlaw.com/law-library/statutes/ecfr-17-229.201.md)
- [17 CFR § 229.202 § 229.202 (Item 202) Description of registrant's securities.](https://www.frixlaw.com/law-library/statutes/ecfr-17-229.202.md)
- [17 CFR § 229.302 § 229.302 (Item 302) Supplementary financial information.](https://www.frixlaw.com/law-library/statutes/ecfr-17-229.302.md)
- [17 CFR § 229.303 § 229.303 (Item 303) Management's discussion and analysis of financial condition and results of operations.](https://www.frixlaw.com/law-library/statutes/ecfr-17-229.303.md)
- [17 CFR § 229.304 § 229.304 (Item 304) Changes in and disagreements with accountants on accounting and financial disclosure.](https://www.frixlaw.com/law-library/statutes/ecfr-17-229.304.md)
- [17 CFR § 229.305 § 229.305 (Item 305) Quantitative and qualitative disclosures about market risk.](https://www.frixlaw.com/law-library/statutes/ecfr-17-229.305.md)
- [17 CFR § 229.307 § 229.307 (Item 307) Disclosure controls and procedures.](https://www.frixlaw.com/law-library/statutes/ecfr-17-229.307.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/ecfr-17-229.703. Check the current official text before relying on it. Not legal advice.
