# 17 CFR § 200.12: Functional responsibilities

> Federal · Regulations · In force

URL: https://www.frixlaw.com/law-library/statutes/ecfr-17-200.12

## Section

- **Citation:** 17 CFR § 200.12
- **Heading:** Functional responsibilities
- **Jurisdiction:** Federal
- **Kind:** Regulations
- **Status:** In force
- **Text as of:** September 22, 2026
- **Source:** Publisher's official text
- **Location:** Title 17—Commodity and Securities Exchanges > CHAPTER II—SECURITIES AND EXCHANGE COMMISSION > PART 200—ORGANIZATION › CONDUCT AND ETHICS › AND INFORMATION AND REQUESTS > Subpart A—Organization and Program Management

## Text

This section sets forth the administrative and substantive responsibilities of the Division Directors, Office Heads, Regional Directors, and certain other Commission officers. All Commission officers and other staff members, except administrative law judges and the Inspector General, shall perform, in addition to the duties herein set forth, such additional duties as the chairman of the Commission may assign from time to time. These officers also serve as liaison with Government and other agencies concerning matters within their respective functional responsibilities.
[37 FR 23826, Nov. 9, 1972, as amended at 59 FR 5943, Feb. 9, 1994; 60 FR 14624, Mar. 20, 1995; 73 FR 32223, June 5, 2008]

## Nearby sections

- [17 CFR § 200.1 § 200.1 General statement and statutory authority.](https://www.frixlaw.com/law-library/statutes/ecfr-17-200.1.md)
- [17 CFR § 200.2 § 200.2 Statutory functions.](https://www.frixlaw.com/law-library/statutes/ecfr-17-200.2.md)
- [17 CFR § 200.10 § 200.10 The Commission.](https://www.frixlaw.com/law-library/statutes/ecfr-17-200.10.md)
- [17 CFR § 200.11 § 200.11 Headquarters Office—Regional Office relationships.](https://www.frixlaw.com/law-library/statutes/ecfr-17-200.11.md)
- [17 CFR § 200.12 § 200.12 Functional responsibilities.](https://www.frixlaw.com/law-library/statutes/ecfr-17-200.12.md)
- [17 CFR § 200.13 § 200.13 Chief Operating Officer.](https://www.frixlaw.com/law-library/statutes/ecfr-17-200.13.md)
- [17 CFR § 200.13a § 200.13a The Secretary of the Commission.](https://www.frixlaw.com/law-library/statutes/ecfr-17-200.13a.md)
- [17 CFR § 200.13b § 200.13b Director of the Office of Public Affairs.](https://www.frixlaw.com/law-library/statutes/ecfr-17-200.13b.md)
- [17 CFR § 200.14 § 200.14 Office of Administrative Law Judges.](https://www.frixlaw.com/law-library/statutes/ecfr-17-200.14.md)
- [17 CFR § 200.15 § 200.15 Office of International Affairs.](https://www.frixlaw.com/law-library/statutes/ecfr-17-200.15.md)
- [17 CFR § 200.16a § 200.16a Inspector General.](https://www.frixlaw.com/law-library/statutes/ecfr-17-200.16a.md)
- [17 CFR § 200.18 § 200.18 Director of Division of Corporation Finance.](https://www.frixlaw.com/law-library/statutes/ecfr-17-200.18.md)
- [17 CFR § 200.19a § 200.19a Director of the Division of Trading and Markets.](https://www.frixlaw.com/law-library/statutes/ecfr-17-200.19a.md)
- [17 CFR § 200.19b § 200.19b Director of the Division of Enforcement.](https://www.frixlaw.com/law-library/statutes/ecfr-17-200.19b.md)

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/ecfr-17-200.12. Check the current official text before relying on it. Not legal advice.