# 15 CFR § 1110.201: Audits

> Federal · Regulations · In force

URL: https://www.frixlaw.com/law-library/statutes/ecfr-15-1110.201

## Section

- **Citation:** 15 CFR § 1110.201
- **Heading:** Audits
- **Jurisdiction:** Federal
- **Kind:** Regulations
- **Status:** In force
- **Text as of:** September 22, 2026
- **Source:** Publisher's official text
- **Location:** Title 15—Commerce and Foreign Trade > Subtitle B—Regulations Relating to Commerce and Foreign Trade > CHAPTER XI—NATIONAL TECHNICAL INFORMATION SERVICE, DEPARTMENT OF COMMERCE > PART 1110—CERTIFICATION PROGRAM FOR ACCESS TO THE DEATH MASTER FILE > Subpart C—Penalties and Audits

## Text

Any Person certified under this part shall, as a condition of certification, agree to be subject to audit by NTIS, or, at the request of NTIS, by an Accredited Conformity Assessment Body, to determine the compliance by such Person with the requirements of this part. NTIS may conduct, or request that an Accredited Conformity Assessment Body conduct, periodic scheduled and unscheduled audits of the systems, facilities, and procedures of any Certified Person relating to such Certified Person's access to, and use and distribution of, the Limited Access DMF. NTIS may conduct, or request that an Accredited Conformity Assessment Body conduct, field audits (during regular business hours) or desk audits of a Certified Person. Failure of a Certified Person to submit to or cooperate fully with NTIS, or with an Accredited Conformity Assessment Body acting pursuant to this section, in its conduct of an audit, or to pay an audit fee to NTIS, will be grounds for revocation of certification.
[81 FR 24893, June 1, 2016]

## Nearby sections

- [15 CFR § 1110.1 § 1110.1 Description of rule; applicability.](https://www.frixlaw.com/law-library/statutes/ecfr-15-1110.1.md)
- [15 CFR § 1110.2 § 1110.2 Definitions used in this part.](https://www.frixlaw.com/law-library/statutes/ecfr-15-1110.2.md)
- [15 CFR § 1110.100 § 1110.100 Scope term.](https://www.frixlaw.com/law-library/statutes/ecfr-15-1110.100.md)
- [15 CFR § 1110.101 § 1110.101 Submission of certification; attestation.](https://www.frixlaw.com/law-library/statutes/ecfr-15-1110.101.md)
- [15 CFR § 1110.102 § 1110.102 Certification.](https://www.frixlaw.com/law-library/statutes/ecfr-15-1110.102.md)
- [15 CFR § 1110.103 § 1110.103 Disclosure to a certified person.](https://www.frixlaw.com/law-library/statutes/ecfr-15-1110.103.md)
- [15 CFR § 1110.104 § 1110.104 Revocation of certification.](https://www.frixlaw.com/law-library/statutes/ecfr-15-1110.104.md)
- [15 CFR § 1110.105 § 1110.105 Renewal of certification.](https://www.frixlaw.com/law-library/statutes/ecfr-15-1110.105.md)
- [15 CFR § 1110.200 § 1110.200 Imposition of penalty.](https://www.frixlaw.com/law-library/statutes/ecfr-15-1110.200.md)
- [15 CFR § 1110.201 § 1110.201 Audits.](https://www.frixlaw.com/law-library/statutes/ecfr-15-1110.201.md)
- [15 CFR § 1110.300 § 1110.300 Appeal.](https://www.frixlaw.com/law-library/statutes/ecfr-15-1110.300.md)
- [15 CFR § 1110.400 § 1110.400 Fees.](https://www.frixlaw.com/law-library/statutes/ecfr-15-1110.400.md)
- [15 CFR § 1110.500 § 1110.500 Accredited conformity assessment bodies.](https://www.frixlaw.com/law-library/statutes/ecfr-15-1110.500.md)
- [15 CFR § 1110.501 § 1110.501 Independent.](https://www.frixlaw.com/law-library/statutes/ecfr-15-1110.501.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/ecfr-15-1110.201. Check the current official text before relying on it. Not legal advice.