# 13 CFR § 107.40: How to read this part 107

> Federal · Regulations · In force

URL: https://www.frixlaw.com/law-library/statutes/ecfr-13-107.40

## Section

- **Citation:** 13 CFR § 107.40
- **Heading:** How to read this part 107
- **Jurisdiction:** Federal
- **Kind:** Regulations
- **Status:** In force
- **Text as of:** September 22, 2026
- **Source:** Publisher's official text
- **Location:** Title 13—Business Credit and Assistance > CHAPTER I—SMALL BUSINESS ADMINISTRATION > PART 107—SMALL BUSINESS INVESTMENT COMPANIES > Subpart A—Introduction to Part 107

## Text

(a) Center Headings. All references in this part to SBA forms, and instructions for their preparation, are to the current issue of such forms. Center headings are descriptive and are used for convenience only. They have no regulatory effect.
(b) Capitalizing defined terms. Terms defined in § 107.50 are capitalized in this part 107.
(c) The pronoun “you” as used in this part 107 means a Licensee or license applicant, as appropriate, unless otherwise noted.

## Nearby sections

- [13 CFR § 107.20 § 107.20 Legal basis and applicability of this part 107.](https://www.frixlaw.com/law-library/statutes/ecfr-13-107.20.md)
- [13 CFR § 107.25 § 107.25 Severability.](https://www.frixlaw.com/law-library/statutes/ecfr-13-107.25.md)
- [13 CFR § 107.30 § 107.30 Amendments to Act and regulations.](https://www.frixlaw.com/law-library/statutes/ecfr-13-107.30.md)
- [13 CFR § 107.40 § 107.40 How to read this part 107.](https://www.frixlaw.com/law-library/statutes/ecfr-13-107.40.md)
- [13 CFR § 107.50 § 107.50 Definition of terms.](https://www.frixlaw.com/law-library/statutes/ecfr-13-107.50.md)
- [13 CFR § 107.1000 § 107.1000 Non-leveraged Licensees—exceptions to this part.](https://www.frixlaw.com/law-library/statutes/ecfr-13-107.1000.md)
- [13 CFR § 107.1800 § 107.1800 Licensee's agreement to terms and conditions in §§ 107.1810 and 107.1820.](https://www.frixlaw.com/law-library/statutes/ecfr-13-107.1800.md)
- [13 CFR § 107.1810 § 107.1810 Events of default and SBA's remedies for Licensee's noncompliance with terms of Debentures.](https://www.frixlaw.com/law-library/statutes/ecfr-13-107.1810.md)
- [13 CFR § 107.1820 § 107.1820 Conditions affecting issuers of Preferred Securities and/or Participating Securities.](https://www.frixlaw.com/law-library/statutes/ecfr-13-107.1820.md)
- [13 CFR § 107.1900 § 107.1900 Surrender of license.](https://www.frixlaw.com/law-library/statutes/ecfr-13-107.1900.md)
- [13 CFR § 107.1910 § 107.1910 Non-waiver of SBA's rights or terms of Leverage security.](https://www.frixlaw.com/law-library/statutes/ecfr-13-107.1910.md)
- [13 CFR § 107.1920 § 107.1920 Licensee's application for exemption from a regulation in this part 107.](https://www.frixlaw.com/law-library/statutes/ecfr-13-107.1920.md)
- [13 CFR § 107.1930 § 107.1930 Effect of changes in this part 107 on transactions previously consummated.](https://www.frixlaw.com/law-library/statutes/ecfr-13-107.1930.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/ecfr-13-107.40. Check the current official text before relying on it. Not legal advice.