# 12 CFR § 390.429: Form for securities sale report

> Federal · Regulations · In force

URL: https://www.frixlaw.com/law-library/statutes/ecfr-12-390.429

## Section

- **Citation:** 12 CFR § 390.429
- **Heading:** Form for securities sale report
- **Jurisdiction:** Federal
- **Kind:** Regulations
- **Status:** In force
- **Text as of:** September 22, 2026
- **Source:** Publisher's official text
- **Location:** Title 12—Banks and Banking > CHAPTER III—FEDERAL DEPOSIT INSURANCE CORPORATION > SUBCHAPTER B—REGULATIONS AND STATEMENTS OF GENERAL POLICY > PART 390—REGULATIONS TRANSFERRED FROM THE OFFICE OF THRIFT SUPERVISION > Subpart W—Securities Offerings

## Text

FDIC, 550 17th Street, NW., Washington, DC 20429
[Form G-12]
Securities Sale Report Pursuant to § 390.12
FDIC No.
Issuer's Name:
Address:
If in organization, state the date of FDIC certification of insurance of accounts: ____
State the title, number, aggregate and per-unit offering price of the securities sold: ________
State the aggregate and per-unit dollar amounts of actual itemized offering expenses, discounts, commissions, and other fees: ________
State the aggregate and per-unit dollar amounts of the net proceeds raised: ________
Describe the use of proceeds. If unknown, provide reasonable estimates of the dollar amount allocated to each purpose for which the proceeds will be used: ________
State the number of purchasers of each class of securities sold and the number of owners of record of each class of the issuer's equity securities at the close or termination of the offering: ________
For a non-public offering, also state the factual and legal grounds for the exemption claimed (attach additional pages if necessary): ________
For a non-public offering, all offering materials used should be listed: ________
Person to Contact:
Telephone No.:
This issuer has duly caused this securities sale report to be signed on its behalf by the undersigned person.
Date of securities sale report
Issuer:
Signature:
Name:
Title:
Instruction: Print the name and title of the signing representative under his or her signature. Ten copies of the securities sale report should be filed, including one copy manually signed, as required under 12 CFR 390.414.
Attention
Intentional misstatements or omissions of fact constitute violations of Federal law (See 18 U.S.C. 1001 and § 390.355(b)).

## Nearby sections

- [12 CFR § 390.280 § 390.280 When do the definitions in this subpart apply?](https://www.frixlaw.com/law-library/statutes/ecfr-12-390.280.md)
- [12 CFR § 390.281 § 390.281 Account.](https://www.frixlaw.com/law-library/statutes/ecfr-12-390.281.md)
- [12 CFR § 390.282 § 390.282 Accountholder.](https://www.frixlaw.com/law-library/statutes/ecfr-12-390.282.md)
- [12 CFR § 390.283 § 390.283 Affiliate.](https://www.frixlaw.com/law-library/statutes/ecfr-12-390.283.md)
- [12 CFR § 390.284 § 390.284 Affiliated person.](https://www.frixlaw.com/law-library/statutes/ecfr-12-390.284.md)
- [12 CFR § 390.285 § 390.285 Audit period.](https://www.frixlaw.com/law-library/statutes/ecfr-12-390.285.md)
- [12 CFR § 390.286 § 390.286 Certificate account.](https://www.frixlaw.com/law-library/statutes/ecfr-12-390.286.md)
- [12 CFR § 390.287 § 390.287 Consumer credit.](https://www.frixlaw.com/law-library/statutes/ecfr-12-390.287.md)
- [12 CFR § 390.288 § 390.288 Controlling person.](https://www.frixlaw.com/law-library/statutes/ecfr-12-390.288.md)
- [12 CFR § 390.289 § 390.289 Corporation.](https://www.frixlaw.com/law-library/statutes/ecfr-12-390.289.md)
- [12 CFR § 390.290 § 390.290 Demand accounts.](https://www.frixlaw.com/law-library/statutes/ecfr-12-390.290.md)
- [12 CFR § 390.291 § 390.291 Director.](https://www.frixlaw.com/law-library/statutes/ecfr-12-390.291.md)
- [12 CFR § 390.292 § 390.292 Financial institution.](https://www.frixlaw.com/law-library/statutes/ecfr-12-390.292.md)
- [12 CFR § 390.293 § 390.293 Immediate family.](https://www.frixlaw.com/law-library/statutes/ecfr-12-390.293.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/ecfr-12-390.429. Check the current official text before relying on it. Not legal advice.