# WAC 460-20C-045: WAC 460-20C-045. Notice of termination of pending applications

> Washington · Regulations · In force

URL: https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_045

## Section

- **Citation:** WAC 460-20C-045
- **Heading:** WAC 460-20C-045. Notice of termination of pending applications
- **Jurisdiction:** Washington
- **Kind:** Regulations
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** Washington Administrative Code / Title 460 / Chapter 460-20C / Section 460-20C-045

## Text

The director may send notice to an applicant for broker-dealer or salesperson registration with respect to any pending application in which the applicant has taken no action for the nine months immediately prior to the sending of such notice. The notice will advise such applicant that the pending application will be terminated 30 days from the date of sending such notice unless on or before the termination date the applicant responds in writing to the director showing good cause why the application should be continued as a pending application. If the applicant does not request in writing that the application be continued or show good cause why it should be continued, the director may terminate the pending application.

## Nearby sections

- [WAC 460-20C-010 WAC 460-20C-010. Application of chapter](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_010.md)
- [WAC 460-20C-015 WAC 460-20C-015. Cross-reference to other sections relating to broker-dealers and salespersons](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_015.md)
- [WAC 460-20C-020 WAC 460-20C-020. Definitions](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_020.md)
- [WAC 460-20C-025 WAC 460-20C-025. Filings made through the Central Registration Depository](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_025.md)
- [WAC 460-20C-030 WAC 460-20C-030. Registration procedure](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_030.md)
- [WAC 460-20C-035 WAC 460-20C-035. Canadian broker-dealers and salespersons](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_035.md)
- [WAC 460-20C-040 WAC 460-20C-040. Examination requirements](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_040.md)
- [WAC 460-20C-045 WAC 460-20C-045. Notice of termination of pending applications](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_045.md)
- [WAC 460-20C-050 WAC 460-20C-050. Expiration and renewal of registration](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_050.md)
- [WAC 460-20C-060 WAC 460-20C-060. Notice of changes by broker-dealers](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_060.md)
- [WAC 460-20C-080 WAC 460-20C-080. Mass transfer of salespersons](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_080.md)
- [WAC 460-20C-090 WAC 460-20C-090. Termination of broker-dealer registration](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_090.md)
- [WAC 460-20C-100 WAC 460-20C-100. Termination of salesperson registration](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_100.md)
- [WAC 460-20C-110 WAC 460-20C-110. Minimum net capital requirements for broker-dealers](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_110.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_045. Check the current official text before relying on it. Not legal advice.