# WAC 460-20C-025: WAC 460-20C-025. Filings made through the Central Registration Depository

> Washington · Regulations · In force

URL: https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_025

## Section

- **Citation:** WAC 460-20C-025
- **Heading:** WAC 460-20C-025. Filings made through the Central Registration Depository
- **Jurisdiction:** Washington
- **Kind:** Regulations
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** Washington Administrative Code / Title 460 / Chapter 460-20C / Section 460-20C-025

## Text

(1) Pursuant to RCW 21.20.050 , the director designates the Central Registration Depository (CRD) operated by FINRA to receive and store filings and collect related fees on behalf of the director with respect to broker-dealers that are members of FINRA and their salespersons.
(2) For the purposes of a filing made through CRD, a document is considered filed with the director when all fees are received and the filing is accepted by CRD on behalf of Washington.
(3) When a signature or signatures are required by the particular instructions of any filing to be made through CRD, the applicant or a duly authorized officer of the applicant, as required, must affix their electronic signature to the filing by typing their name in the appropriate fields and submitting the filing through CRD. Submission of a filing in this manner will constitute irrefutable evidence of legal signature by any individuals whose names are typed on the filings.

## Nearby sections

- [WAC 460-20C-010 WAC 460-20C-010. Application of chapter](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_010.md)
- [WAC 460-20C-015 WAC 460-20C-015. Cross-reference to other sections relating to broker-dealers and salespersons](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_015.md)
- [WAC 460-20C-020 WAC 460-20C-020. Definitions](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_020.md)
- [WAC 460-20C-025 WAC 460-20C-025. Filings made through the Central Registration Depository](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_025.md)
- [WAC 460-20C-030 WAC 460-20C-030. Registration procedure](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_030.md)
- [WAC 460-20C-035 WAC 460-20C-035. Canadian broker-dealers and salespersons](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_035.md)
- [WAC 460-20C-040 WAC 460-20C-040. Examination requirements](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_040.md)
- [WAC 460-20C-045 WAC 460-20C-045. Notice of termination of pending applications](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_045.md)
- [WAC 460-20C-050 WAC 460-20C-050. Expiration and renewal of registration](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_050.md)
- [WAC 460-20C-060 WAC 460-20C-060. Notice of changes by broker-dealers](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_060.md)
- [WAC 460-20C-080 WAC 460-20C-080. Mass transfer of salespersons](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_080.md)
- [WAC 460-20C-090 WAC 460-20C-090. Termination of broker-dealer registration](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_090.md)
- [WAC 460-20C-100 WAC 460-20C-100. Termination of salesperson registration](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_100.md)
- [WAC 460-20C-110 WAC 460-20C-110. Minimum net capital requirements for broker-dealers](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_110.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_025. Check the current official text before relying on it. Not legal advice.