# WAC 460-20C-015: WAC 460-20C-015. Cross-reference to other sections relating to broker-dealers and salespersons

> Washington · Regulations · In force

URL: https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_015

## Section

- **Citation:** WAC 460-20C-015
- **Heading:** WAC 460-20C-015. Cross-reference to other sections relating to broker-dealers and salespersons
- **Jurisdiction:** Washington
- **Kind:** Regulations
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** Washington Administrative Code / Title 460 / Chapter 460-20C / Section 460-20C-015

## Text

Chapter 460-23B WAC applies to salespersons of issuers. Chapter 460-21C WAC applies to the provision of broker-dealer services on the premises of financial institutions.

## Nearby sections

- [WAC 460-20C-010 WAC 460-20C-010. Application of chapter](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_010.md)
- [WAC 460-20C-015 WAC 460-20C-015. Cross-reference to other sections relating to broker-dealers and salespersons](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_015.md)
- [WAC 460-20C-020 WAC 460-20C-020. Definitions](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_020.md)
- [WAC 460-20C-025 WAC 460-20C-025. Filings made through the Central Registration Depository](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_025.md)
- [WAC 460-20C-030 WAC 460-20C-030. Registration procedure](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_030.md)
- [WAC 460-20C-035 WAC 460-20C-035. Canadian broker-dealers and salespersons](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_035.md)
- [WAC 460-20C-040 WAC 460-20C-040. Examination requirements](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_040.md)
- [WAC 460-20C-045 WAC 460-20C-045. Notice of termination of pending applications](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_045.md)
- [WAC 460-20C-050 WAC 460-20C-050. Expiration and renewal of registration](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_050.md)
- [WAC 460-20C-060 WAC 460-20C-060. Notice of changes by broker-dealers](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_060.md)
- [WAC 460-20C-080 WAC 460-20C-080. Mass transfer of salespersons](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_080.md)
- [WAC 460-20C-090 WAC 460-20C-090. Termination of broker-dealer registration](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_090.md)
- [WAC 460-20C-100 WAC 460-20C-100. Termination of salesperson registration](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_100.md)
- [WAC 460-20C-110 WAC 460-20C-110. Minimum net capital requirements for broker-dealers](https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_110.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/STATE_WA_ADC_460_20C_015. Check the current official text before relying on it. Not legal advice.