# 28 Tex. Admin. Code § 7.211: 28 TAC § 7.211. Form C

> Texas · Regulations · In force

URL: https://www.frixlaw.com/law-library/statutes/STATE_TX_TAC_T28_P1_C7_S7_211

## Section

- **Citation:** 28 Tex. Admin. Code § 7.211
- **Heading:** 28 TAC § 7.211. Form C
- **Jurisdiction:** Texas
- **Kind:** Regulations
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** Texas Administrative Code / Title 28 INSURANCE / Part 1 TEXAS DEPARTMENT OF INSURANCE / Chapter 7 CORPORATE AND FINANCIAL REGULATION / 28 TAC § 7.211

## Text

(a) Summary of Material Changes to Registration Statement is required as follows.
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(b) Furnish a brief description of all items in the current annual registration statement which represent material changes from the prior year's annual registration statement. The description must be in a manner permitting proper evaluation by the commissioner, and must include specific references to the items in the annual registration statement and to the terms contained.
(c) Changes occurring under §7.210(c) of this title (relating to Form B) in the percentage of each class of voting securities held by each affiliate need only be included where the changes result in ownership or holdings of 10 percent or more of voting securities, loss or transfer of control, or acquisition or loss of partnership interest.
(d) Changes occurring under §7.210(e) of this title need only be included where an individual is, for the first time, made a director or executive officer of the ultimate controlling person; a director or executive officer terminates his or her responsibilities with the ultimate controlling person; or in the event an individual is named president of the ultimate controlling person.
(e) If a transaction disclosed on the prior year's annual registration statement has been changed, the nature of the change must be included. If a transaction disclosed on the prior year's annual registration statement has been effectuated, furnish the mode of completion and any flow of funds between affiliates resulting from the transaction.
(f) The insurer must furnish a statement that transactions entered into since the filing of the prior year's annual registration statement are not part of a plan or series of like transactions whose purpose is to avoid statutory threshold amounts and the review that might otherwise occur.
(g) Signature and certification are required as follows.
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## Nearby sections

- [28 Tex. Admin. Code § 7.201 28 TAC § 7.201. Forms Filings](https://www.frixlaw.com/law-library/statutes/STATE_TX_TAC_T28_P1_C7_S7_201.md)
- [28 Tex. Admin. Code § 7.202 28 TAC § 7.202. Definitions](https://www.frixlaw.com/law-library/statutes/STATE_TX_TAC_T28_P1_C7_S7_202.md)
- [28 Tex. Admin. Code § 7.203 28 TAC § 7.203. Registration of Insurers](https://www.frixlaw.com/law-library/statutes/STATE_TX_TAC_T28_P1_C7_S7_203.md)
- [28 Tex. Admin. Code § 7.204 28 TAC § 7.204. Transactions Subject to Prior Notice](https://www.frixlaw.com/law-library/statutes/STATE_TX_TAC_T28_P1_C7_S7_204.md)
- [28 Tex. Admin. Code § 7.205 28 TAC § 7.205. Acquisition or Divestiture Statements--Filing Requirements](https://www.frixlaw.com/law-library/statutes/STATE_TX_TAC_T28_P1_C7_S7_205.md)
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- [28 Tex. Admin. Code § 7.212 28 TAC § 7.212. Form D](https://www.frixlaw.com/law-library/statutes/STATE_TX_TAC_T28_P1_C7_S7_212.md)
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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/STATE_TX_TAC_T28_P1_C7_S7_211. Check the current official text before relying on it. Not legal advice.
