# S.C. Code Regs. 13-308: S.C. Code Regs. 13-308. Required Filings for Federal Covered Securities Under Regulation D Rule 506 of the Securities Act of 1933

> South Carolina · Regulations · In force

URL: https://www.frixlaw.com/law-library/statutes/STATE_SC_CODEREGS_13_308

## Section

- **Citation:** S.C. Code Regs. 13-308
- **Heading:** S.C. Code Regs. 13-308. Required Filings for Federal Covered Securities Under Regulation D Rule 506 of the Securities Act of 1933
- **Jurisdiction:** South Carolina
- **Kind:** Regulations
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** South Carolina Code of Regulations / Chapter 13 ATTORNEY GENERAL / S.C. Code Regs. 13-308

## Text

A. With respect to a security that is a federal covered security under Section 18(b)(4)(D) of the Securities Act of 1933 (15 U.S.C. Section 77r(b)(4)(D)), or as later amended, a notice filing, including a copy of Form D, and a fee in the amount of three hundred ($300.00) dollars must be filed with the Securities Commissioner not later than fifteen (15) days after the first sale of the security in this State.

B. The notice filing under Section A of this Rule is effective for one (1) year from the date of its filing with the Securities Commissioner after which time, if the offering is to continue, a renewal notice must be filed. The renewal notice filing shall include the same items as are required for an initial notice filing, including payment of the filing fee in the amount of three hundred ($300.00) dollars.

C. Filings made and fees paid pursuant to this regulation shall be filed electronically with the Securities Commissioner through the Electronic Filing Depository system administered by the North American Securities Administrators Association, Inc.

D. A duly authorized person of the issuer shall affix his or her electronic signature to the filing by typing his or her name in the appropriate fields and submitting the filing to EDGAR. Submission of a filing in this manner shall constitute irrefutable evidence of legal signature by any individual whose name is typed on the filing.

## Nearby sections

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- [S.C. Code Regs. 13-201 S.C. Code Regs. 13-201. Approved Securities Exchanges](https://www.frixlaw.com/law-library/statutes/STATE_SC_CODEREGS_13_201.md)
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- [S.C. Code Regs. 13-401 S.C. Code Regs. 13-401. Examinations for Securities Agents, Investment Advisers, and Investment Adviser Representatives](https://www.frixlaw.com/law-library/statutes/STATE_SC_CODEREGS_13_401.md)
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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/STATE_SC_CODEREGS_13_308. Check the current official text before relying on it. Not legal advice.