# Ohio Admin. Code 1301:6-3-12: Rule 1301:6-3-12. Documents open to inspection

> Ohio · Regulations · In force

URL: https://www.frixlaw.com/law-library/statutes/STATE_OH_ADC_1301_6_3_12

## Section

- **Citation:** Ohio Admin. Code 1301:6-3-12
- **Heading:** Rule 1301:6-3-12. Documents open to inspection
- **Jurisdiction:** Ohio
- **Kind:** Regulations
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** Ohio Administrative Code / Agency 1301:6 / Chapter 1301:6-3 / Rule 1301:6-3-12

## Text

119.03 (A) For purposes of division (B) of section 1707.12 of the Revised Code, information obtained by the division through any offering materials filed with the division in connection with exempt transactions under division (Q) of section 1707.03 of the Revised Code or through any investigation may be made available by the division for inspection by the "Financial Industry Regulatory Authority." (B) For purposes of division (C) of section 1707.12 of the Revised Code, confidential law enforcement investigatory records and trial preparation records of the division or any other law enforcement or administrative agency in the possession of the division may be made available by the division for inspection by the "Financial Industry Regulatory Authority." Last updated May 4, 2026 at 3:05 PM Supplemental Information Authorized By: 1707.20 Amplifies: 1707.12 5/4/2031 1/15/2009

## Nearby sections

- [Ohio Admin. Code 1301:6-3-01 Rule 1301:6-3-01. Definitions](https://www.frixlaw.com/law-library/statutes/STATE_OH_ADC_1301_6_3_01.md)
- [Ohio Admin. Code 1301:6-3-02 Rule 1301:6-3-02. Exempt securities](https://www.frixlaw.com/law-library/statutes/STATE_OH_ADC_1301_6_3_02.md)
- [Ohio Admin. Code 1301:6-3-03 Rule 1301:6-3-03. Exempt transactions](https://www.frixlaw.com/law-library/statutes/STATE_OH_ADC_1301_6_3_03.md)
- [Ohio Admin. Code 1301:6-3-04.1 Rule 1301:6-3-04.1. Control bids](https://www.frixlaw.com/law-library/statutes/STATE_OH_ADC_1301_6_3_04_1.md)
- [Ohio Admin. Code 1301:6-3-06 Rule 1301:6-3-06. Transactions registered by description](https://www.frixlaw.com/law-library/statutes/STATE_OH_ADC_1301_6_3_06.md)
- [Ohio Admin. Code 1301:6-3-08 Rule 1301:6-3-08. Registration by description](https://www.frixlaw.com/law-library/statutes/STATE_OH_ADC_1301_6_3_08.md)
- [Ohio Admin. Code 1301:6-3-09 Rule 1301:6-3-09. Registration by qualification](https://www.frixlaw.com/law-library/statutes/STATE_OH_ADC_1301_6_3_09.md)
- [Ohio Admin. Code 1301:6-3-09.1 Rule 1301:6-3-09.1. Registration by coordination](https://www.frixlaw.com/law-library/statutes/STATE_OH_ADC_1301_6_3_09_1.md)
- [Ohio Admin. Code 1301:6-3-09.3 Rule 1301:6-3-09.3. Electronic filings](https://www.frixlaw.com/law-library/statutes/STATE_OH_ADC_1301_6_3_09_3.md)
- [Ohio Admin. Code 1301:6-3-12 Rule 1301:6-3-12. Documents open to inspection](https://www.frixlaw.com/law-library/statutes/STATE_OH_ADC_1301_6_3_12.md)
- [Ohio Admin. Code 1301:6-3-13 Rule 1301:6-3-13. Withdrawal of application or notice filing](https://www.frixlaw.com/law-library/statutes/STATE_OH_ADC_1301_6_3_13.md)
- [Ohio Admin. Code 1301:6-3-14 Rule 1301:6-3-14. Exceptions to dealer license and securities and exchange commission registration requirements](https://www.frixlaw.com/law-library/statutes/STATE_OH_ADC_1301_6_3_14.md)
- [Ohio Admin. Code 1301:6-3-14.1 Rule 1301:6-3-14.1. Notice filing for certain investment advisers; duty to update](https://www.frixlaw.com/law-library/statutes/STATE_OH_ADC_1301_6_3_14_1.md)
- [Ohio Admin. Code 1301:6-3-14.2 Rule 1301:6-3-14.2. Dealers not required under federal law or the law of this state to be registered as a broker or dealer with the securities and exchange commission](https://www.frixlaw.com/law-library/statutes/STATE_OH_ADC_1301_6_3_14_2.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/STATE_OH_ADC_1301_6_3_12. Check the current official text before relying on it. Not legal advice.