# N.J. Stat. § 49:3-55: Determination of validity of filed document

> New Jersey · Statutes · In force

URL: https://www.frixlaw.com/law-library/statutes/STATE_NJ_T49_C3_S3-55

## Section

- **Citation:** N.J. Stat. § 49:3-55
- **Heading:** Determination of validity of filed document
- **Jurisdiction:** New Jersey
- **Kind:** Statutes
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** NJ Code / Title 49 / Chapter 3 / Section 3-55

## Text

8. (a) Neither (1) the fact that an application for registration of any persons or a registration statement of any security has been filed nor (2) the fact that a person or security is effectively registered constitutes a finding by the bureau chief that any document filed under this act is true, complete, and not misleading. Neither any such fact nor the fact that an exemption or exception is available for a person, security or transaction means that the bureau chief has passed in any way upon the merits or qualifications of, or recommended or given approval to, any person, security, or transaction. (b) It is unlawful to make, or cause to be made, to any prospective purchaser, customer, or client any representation inconsistent with subsection (a) of this section. L.1967,c.93,s.8; amended 1997, c.276, s.8.

## Nearby sections

- [N.J. Stat. § 49:3-47 Title amended; "act" defined.](https://www.frixlaw.com/law-library/statutes/STATE_NJ_T49_C3_S3-47.md)
- [N.J. Stat. § 49:3-49 Definitions relative to Uniform Securities Law.](https://www.frixlaw.com/law-library/statutes/STATE_NJ_T49_C3_S3-49.md)
- [N.J. Stat. § 49:3-50 Exemptions of certain securities.](https://www.frixlaw.com/law-library/statutes/STATE_NJ_T49_C3_S3-50.md)
- [N.J. Stat. § 49:3-51 Applicability of act.](https://www.frixlaw.com/law-library/statutes/STATE_NJ_T49_C3_S3-51.md)
- [N.J. Stat. § 49:3-52 Unlawful activities](https://www.frixlaw.com/law-library/statutes/STATE_NJ_T49_C3_S3-52.md)
- [N.J. Stat. § 49:3-52.1 Prohibitions relative to securities.](https://www.frixlaw.com/law-library/statutes/STATE_NJ_T49_C3_S3-52.1.md)
- [N.J. Stat. § 49:3-52.2 Sales of securities, misleading use of senior-specific certifications.](https://www.frixlaw.com/law-library/statutes/STATE_NJ_T49_C3_S3-52.2.md)
- [N.J. Stat. § 49:3-53 Prohibited practices relative to investment adviser.](https://www.frixlaw.com/law-library/statutes/STATE_NJ_T49_C3_S3-53.md)
- [N.J. Stat. § 49:3-54 False, misleading statements.](https://www.frixlaw.com/law-library/statutes/STATE_NJ_T49_C3_S3-54.md)
- [N.J. Stat. § 49:3-55 Determination of validity of filed document.](https://www.frixlaw.com/law-library/statutes/STATE_NJ_T49_C3_S3-55.md)
- [N.J. Stat. § 49:3-56 Registration required.](https://www.frixlaw.com/law-library/statutes/STATE_NJ_T49_C3_S3-56.md)
- [N.J. Stat. § 49:3-57 Obtaining initial, renewal registration.](https://www.frixlaw.com/law-library/statutes/STATE_NJ_T49_C3_S3-57.md)
- [N.J. Stat. § 49:3-58 Denial, suspension, revocation of registration.](https://www.frixlaw.com/law-library/statutes/STATE_NJ_T49_C3_S3-58.md)
- [N.J. Stat. § 49:3-59 Maintenance of records, examination.](https://www.frixlaw.com/law-library/statutes/STATE_NJ_T49_C3_S3-59.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/STATE_NJ_T49_C3_S3-55. Check the current official text before relying on it. Not legal advice.