# N.D. Cent. Code § 10-04-06.2: 10-04-06.2. Legacy fund investments - Notice filing

> North Dakota · Statutes · In force

URL: https://www.frixlaw.com/law-library/statutes/STATE_ND_T10_C10-04_S10-04-06.2

## Section

- **Citation:** N.D. Cent. Code § 10-04-06.2
- **Heading:** 10-04-06.2. Legacy fund investments - Notice filing
- **Jurisdiction:** North Dakota
- **Kind:** Statutes
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** ND Code / Title 10 / Chapter 10-04 / Section 10-04-06.2

## Text

10-04-06.2. Legacy fund investments - Notice filing

1. Within thirty days of completion of the transaction, any issuer of securities in receipt of

an investment from the legacy fund under paragraph 3 of subdivision a of subsection 3

of section 21-10-11 or under subdivision b of subsection 3 of section 21-10-11, shall

file electronically a notice on a form prescribed by the commissioner and containing

information as required by the commissioner.

2. The notice filing requirement under this section does not exempt the issuer from or

supersede any other provision of this chapter.

## Nearby sections

- [N.D. Cent. Code § 10-04-01 10-04-01. Title](https://www.frixlaw.com/law-library/statutes/STATE_ND_T10_C10-04_S10-04-01.md)
- [N.D. Cent. Code § 10-04-02 10-04-02. Definitions](https://www.frixlaw.com/law-library/statutes/STATE_ND_T10_C10-04_S10-04-02.md)
- [N.D. Cent. Code § 10-04-03 10-04-03. Administration of chapter](https://www.frixlaw.com/law-library/statutes/STATE_ND_T10_C10-04_S10-04-03.md)
- [N.D. Cent. Code § 10-04-04 10-04-04. Registration of securities](https://www.frixlaw.com/law-library/statutes/STATE_ND_T10_C10-04_S10-04-04.md)
- [N.D. Cent. Code § 10-04-04.1 10-04-04.1. Agent or investment adviser representative records - Exempt record](https://www.frixlaw.com/law-library/statutes/STATE_ND_T10_C10-04_S10-04-04.1.md)
- [N.D. Cent. Code § 10-04-05 10-04-05. Exempt securities](https://www.frixlaw.com/law-library/statutes/STATE_ND_T10_C10-04_S10-04-05.md)
- [N.D. Cent. Code § 10-04-06 10-04-06. Exempt transactions](https://www.frixlaw.com/law-library/statutes/STATE_ND_T10_C10-04_S10-04-06.md)
- [N.D. Cent. Code § 10-04-06.1 10-04-06.1. Suspension and revocation of exemptions](https://www.frixlaw.com/law-library/statutes/STATE_ND_T10_C10-04_S10-04-06.1.md)
- [N.D. Cent. Code § 10-04-06.2 10-04-06.2. Legacy fund investments - Notice filing](https://www.frixlaw.com/law-library/statutes/STATE_ND_T10_C10-04_S10-04-06.2.md)
- [N.D. Cent. Code § 10-04-07 10-04-07. Registration by description](https://www.frixlaw.com/law-library/statutes/STATE_ND_T10_C10-04_S10-04-07.md)
- [N.D. Cent. Code § 10-04-07.1 10-04-07.1. Registration by announcement - Secondary](https://www.frixlaw.com/law-library/statutes/STATE_ND_T10_C10-04_S10-04-07.1.md)
- [N.D. Cent. Code § 10-04-07.2 10-04-07.2. Registration by coordination](https://www.frixlaw.com/law-library/statutes/STATE_ND_T10_C10-04_S10-04-07.2.md)
- [N.D. Cent. Code § 10-04-08 10-04-08. Registration by qualification](https://www.frixlaw.com/law-library/statutes/STATE_ND_T10_C10-04_S10-04-08.md)
- [N.D. Cent. Code § 10-04-08.1 10-04-08.1. Authority of commissioner](https://www.frixlaw.com/law-library/statutes/STATE_ND_T10_C10-04_S10-04-08.1.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/STATE_ND_T10_C10-04_S10-04-06.2. Check the current official text before relying on it. Not legal advice.