# Mont. Code Ann. § 30-10-119: 30-10-119 Records

> Montana · Statutes · In force

URL: https://www.frixlaw.com/law-library/statutes/STATE_MT_T30_C10_P1_S30-10-119

## Section

- **Citation:** Mont. Code Ann. § 30-10-119
- **Heading:** 30-10-119 Records
- **Jurisdiction:** Montana
- **Kind:** Statutes
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** MT Code / Title 30 / Chapter 10 / Part 1 / Section 30-10-119

## Text

30-10-119 . Records. (1) A broker-dealer or investment adviser shall provide access to or copies of records that are relevant to the suspected or attempted financial exploitation of a vulnerable person to the department of public health and human services provided for in 2-15-2201 and to law enforcement, either as part of a referral to the department or to law enforcement or on request of the department or law enforcement pursuant to an investigation. The records may include historical records as well as records relating to the most recent transaction that may constitute financial exploitation of the vulnerable person.

(2) All records made available pursuant to this section are confidential information as defined in 2-6-1002 .

(3) Nothing in this section limits or otherwise impedes the authority of the commissioner to access or examine the books and records of broker-dealers and investment advisers as otherwise provided by law.

## Nearby sections

- [Mont. Code Ann. § 30-10-101 30-10-101 Short title](https://www.frixlaw.com/law-library/statutes/STATE_MT_T30_C10_P1_S30-10-101.md)
- [Mont. Code Ann. § 30-10-102 30-10-102 Policy](https://www.frixlaw.com/law-library/statutes/STATE_MT_T30_C10_P1_S30-10-102.md)
- [Mont. Code Ann. § 30-10-103 30-10-103 Definitions](https://www.frixlaw.com/law-library/statutes/STATE_MT_T30_C10_P1_S30-10-103.md)
- [Mont. Code Ann. § 30-10-104 30-10-104 Exempt securities](https://www.frixlaw.com/law-library/statutes/STATE_MT_T30_C10_P1_S30-10-104.md)
- [Mont. Code Ann. § 30-10-105 30-10-105 Exempt transactions -- rulemaking](https://www.frixlaw.com/law-library/statutes/STATE_MT_T30_C10_P1_S30-10-105.md)
- [Mont. Code Ann. § 30-10-106 30-10-106 Proof of exemption](https://www.frixlaw.com/law-library/statutes/STATE_MT_T30_C10_P1_S30-10-106.md)
- [Mont. Code Ann. § 30-10-107 30-10-107 Administration](https://www.frixlaw.com/law-library/statutes/STATE_MT_T30_C10_P1_S30-10-107.md)
- [Mont. Code Ann. § 30-10-110 30-10-110 Scope](https://www.frixlaw.com/law-library/statutes/STATE_MT_T30_C10_P1_S30-10-110.md)
- [Mont. Code Ann. § 30-10-115 30-10-115 Deposits to general fund -- exceptions](https://www.frixlaw.com/law-library/statutes/STATE_MT_T30_C10_P1_S30-10-115.md)
- [Mont. Code Ann. § 30-10-119 30-10-119 Records](https://www.frixlaw.com/law-library/statutes/STATE_MT_T30_C10_P1_S30-10-119.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/STATE_MT_T30_C10_P1_S30-10-119. Check the current official text before relying on it. Not legal advice.