# KRS § 292.325: 292.325 Filing of prospectus, pamphlet, or other advertising communication by order of commissioner

> Kentucky · Statutes · In force

URL: https://www.frixlaw.com/law-library/statutes/STATE_KY_TXXV_C292_S292.325

## Section

- **Citation:** KRS § 292.325
- **Heading:** 292.325 Filing of prospectus, pamphlet, or other advertising communication by order of commissioner
- **Jurisdiction:** Kentucky
- **Kind:** Statutes
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** KY Code / Title XXV / Chapter 292 / Section 292.325

## Text

292.325 Filing of prospectus, pamphlet, or other advertising communication by

order of commissioner.

(1) Except as otherwise provided in this section, the commissioner may by rule or order

require the filing of any prospectus, pamphlet, circular, form letter, advertisement,

or other sales literature, radio, television, or other advertising communication

addressed or intended for distribution to prospective investors, including clients or

prospective clients of an investment adviser, as part of a registered offering or as a

part of an exemption offering required to be filed under KRS 292.415.

(2) The provisions of this section shall not require a covered adviser to file with the

commissioner any documents listed in subsection (1) of this section or any

document, except a prospectus, relating to a covered security.

## Nearby sections

- [KRS § 292.310 292.310 Definitions for chapter](https://www.frixlaw.com/law-library/statutes/STATE_KY_TXXV_C292_S292.310.md)
- [KRS § 292.313 292.313 Applicability of specified provisions to sales transactions](https://www.frixlaw.com/law-library/statutes/STATE_KY_TXXV_C292_S292.313.md)
- [KRS § 292.320 292.320 Fraudulent and other prohibited practices](https://www.frixlaw.com/law-library/statutes/STATE_KY_TXXV_C292_S292.320.md)
- [KRS § 292.322 292.322 Securities fraud prosecution and prevention fund](https://www.frixlaw.com/law-library/statutes/STATE_KY_TXXV_C292_S292.322.md)
- [KRS § 292.325 292.325 Filing of prospectus, pamphlet, or other advertising communication by order of commissioner](https://www.frixlaw.com/law-library/statutes/STATE_KY_TXXV_C292_S292.325.md)
- [KRS § 292.327 292.327 Filing of documents with respect to covered securities -- Fees](https://www.frixlaw.com/law-library/statutes/STATE_KY_TXXV_C292_S292.327.md)
- [KRS § 292.330 292.330 Registration of broker-dealers, agents, investment advisers, and investment adviser representatives](https://www.frixlaw.com/law-library/statutes/STATE_KY_TXXV_C292_S292.330.md)
- [KRS § 292.331 292.331 Application for registration -- Contents -- Conditions -- Requirements](https://www.frixlaw.com/law-library/statutes/STATE_KY_TXXV_C292_S292.331.md)
- [KRS § 292.332 292.332 Notice filing by covered adviser -- Contents -- Exemptions -- Renewal](https://www.frixlaw.com/law-library/statutes/STATE_KY_TXXV_C292_S292.332.md)
- [KRS § 292.333 292.333 Successor broker-dealers and investment advisers -- New application for or amendment to registration or notice filing -- Name change by registrant](https://www.frixlaw.com/law-library/statutes/STATE_KY_TXXV_C292_S292.333.md)
- [KRS § 292.334 292.334 Notice of termination of employment or association -- Termination of registration or application by commissioner -- Temporary registration -- Withdrawal of registration or notice filing](https://www.frixlaw.com/law-library/statutes/STATE_KY_TXXV_C292_S292.334.md)
- [KRS § 292.335 292.335 Fees for initial or renewal registration or notice filing](https://www.frixlaw.com/law-library/statutes/STATE_KY_TXXV_C292_S292.335.md)
- [KRS § 292.336 292.336 Recordkeeping and reporting requirements -- Examination by commissioner -- Administrative regulations -- Central depository system for documents -- Investment advisers -- Required policies and procedures](https://www.frixlaw.com/law-library/statutes/STATE_KY_TXXV_C292_S292.336.md)
- [KRS § 292.337 292.337 Grounds for denial, suspension, limitation, or revocation of registration and for disciplinary action -- Summary order -- Emergency hearing -- Order in accordance with KRS Chapter 13B](https://www.frixlaw.com/law-library/statutes/STATE_KY_TXXV_C292_S292.337.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/STATE_KY_TXXV_C292_S292.325. Check the current official text before relying on it. Not legal advice.