# KRS § 292.313: 292.313 Applicability of specified provisions to sales transactions

> Kentucky · Statutes · In force

URL: https://www.frixlaw.com/law-library/statutes/STATE_KY_TXXV_C292_S292.313

## Section

- **Citation:** KRS § 292.313
- **Heading:** 292.313 Applicability of specified provisions to sales transactions
- **Jurisdiction:** Kentucky
- **Kind:** Statutes
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** KY Code / Title XXV / Chapter 292 / Section 292.313

## Text

292.313 Applicability of specified provisions to sales transactions.

(1) KRS 292.320(1), 292.330, 292.340, 292.450, and 292.480 apply to persons who sell

or offer to sell when an offer to sell is made in this state, or an offer to buy is made

and accepted in this state.

(2) KRS 292.320(1), 292.330, and 292.450 apply to persons who buy or offer to buy

when an offer to buy is made in this state, or an offer to sell is made and accepted in

this state.

(3) For the purpose of this section, an offer to sell or to buy is made in this state,

whether or not either party is then present in this state, when the offer originates

from this state or is directed by the offeror to this state and received at the place to

which it is directed (or at any post office in this state in the case of a mailed offer).

(4) For the purpose of this section, an offer to buy or to sell is accepted in this state

when acceptance is communicated to the offeror in this state and has not previously

been communicated to the offeror, orally or in writing, outside this state; and

acceptance is communicated to the offeror in this state, whether or not either party

is then present in this state, when the offeree directs it to the offeror in this state

reasonably believing the offeror to be in this state and it is received at the place to

which it is directed (or at any post office in this state in the case of a mailed

acceptance).

(5) An offer to sell or to buy is not made in this state when the publisher circulates or

there is circulated on his behalf in this state any bona fide newspaper or other

publication of general, regular, and paid circulation which is not published in this

state, or which is published in this state but has had more than two-thirds (2/3) of its

circulation outside this state during the past twelve (12) months, or a radio or

television program originating outside this state is received in this state.

(6) Subsections (2), (3), and (4) of KRS 292.320, as well as KRS 292.330 and 292.450

so far as investment advisers or investment adviser representatives are concerned,

apply when any act instrumental in effecting prohibited conduct is done in this state,

whether or not either party is then present in this state.

## Nearby sections

- [KRS § 292.310 292.310 Definitions for chapter](https://www.frixlaw.com/law-library/statutes/STATE_KY_TXXV_C292_S292.310.md)
- [KRS § 292.313 292.313 Applicability of specified provisions to sales transactions](https://www.frixlaw.com/law-library/statutes/STATE_KY_TXXV_C292_S292.313.md)
- [KRS § 292.320 292.320 Fraudulent and other prohibited practices](https://www.frixlaw.com/law-library/statutes/STATE_KY_TXXV_C292_S292.320.md)
- [KRS § 292.322 292.322 Securities fraud prosecution and prevention fund](https://www.frixlaw.com/law-library/statutes/STATE_KY_TXXV_C292_S292.322.md)
- [KRS § 292.325 292.325 Filing of prospectus, pamphlet, or other advertising communication by order of commissioner](https://www.frixlaw.com/law-library/statutes/STATE_KY_TXXV_C292_S292.325.md)
- [KRS § 292.327 292.327 Filing of documents with respect to covered securities -- Fees](https://www.frixlaw.com/law-library/statutes/STATE_KY_TXXV_C292_S292.327.md)
- [KRS § 292.330 292.330 Registration of broker-dealers, agents, investment advisers, and investment adviser representatives](https://www.frixlaw.com/law-library/statutes/STATE_KY_TXXV_C292_S292.330.md)
- [KRS § 292.331 292.331 Application for registration -- Contents -- Conditions -- Requirements](https://www.frixlaw.com/law-library/statutes/STATE_KY_TXXV_C292_S292.331.md)
- [KRS § 292.332 292.332 Notice filing by covered adviser -- Contents -- Exemptions -- Renewal](https://www.frixlaw.com/law-library/statutes/STATE_KY_TXXV_C292_S292.332.md)
- [KRS § 292.333 292.333 Successor broker-dealers and investment advisers -- New application for or amendment to registration or notice filing -- Name change by registrant](https://www.frixlaw.com/law-library/statutes/STATE_KY_TXXV_C292_S292.333.md)
- [KRS § 292.334 292.334 Notice of termination of employment or association -- Termination of registration or application by commissioner -- Temporary registration -- Withdrawal of registration or notice filing](https://www.frixlaw.com/law-library/statutes/STATE_KY_TXXV_C292_S292.334.md)
- [KRS § 292.335 292.335 Fees for initial or renewal registration or notice filing](https://www.frixlaw.com/law-library/statutes/STATE_KY_TXXV_C292_S292.335.md)
- [KRS § 292.336 292.336 Recordkeeping and reporting requirements -- Examination by commissioner -- Administrative regulations -- Central depository system for documents -- Investment advisers -- Required policies and procedures](https://www.frixlaw.com/law-library/statutes/STATE_KY_TXXV_C292_S292.336.md)
- [KRS § 292.337 292.337 Grounds for denial, suspension, limitation, or revocation of registration and for disciplinary action -- Summary order -- Emergency hearing -- Order in accordance with KRS Chapter 13B](https://www.frixlaw.com/law-library/statutes/STATE_KY_TXXV_C292_S292.337.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/STATE_KY_TXXV_C292_S292.313. Check the current official text before relying on it. Not legal advice.
