# Ind. Code § 28-8-6-403: Examination or investigation of a licensee by the director; provision of records to the director by a licensee > Indiana · Statutes · In force URL: https://www.frixlaw.com/law-library/statutes/STATE_IN_T28_A8_C6_S28-8-6-403 ## Section - **Citation:** Ind. Code § 28-8-6-403 - **Heading:** Examination or investigation of a licensee by the director; provision of records to the director by a licensee - **Jurisdiction:** Indiana - **Kind:** Statutes - **Status:** In force - **Text as of:** August 14, 2026 - **Source:** Compiled text - **Location:** Indiana Code / Title 28 / Article 8 / Chapter 6 / Section 28-8-6-403 ## Text Sec. 403. (a) The director may conduct an examination or investigation of a licensee or otherwise take independent action authorized by this chapter, or by a rule adopted or order issued under this chapter, as reasonably necessary or appropriate to administer and enforce this chapter and rules implementing this chapter. The director may: (1) conduct an examination either onsite or offsite as the director may reasonably require; (2) conduct an examination in conjunction with an examination conducted by other state agencies or agencies of another state or of the federal government; (3) accept the examination report of another state agency or an agency of another state or of the federal government, or a report prepared by an independent accounting firm, with any such report considered, upon being accepted and for all purposes, as an official report of the director; and (4) summon and examine under oath a key individual or employee of a licensee or authorized delegate and require the person to produce records regarding any matter related to the condition and business of the licensee. (b) A licensee shall provide, and the director shall have full and complete access to, all records the director may reasonably require to conduct a complete examination. The records must be provided at the location and in the format specified by the director. The director may use multistate record production standards and examination procedures when those standards will reasonably achieve the purposes of this subsection. (c) Unless otherwise directed by the director, a licensee shall pay all costs reasonably incurred in connection with an examination of the licensee. (d) The director shall determine the sufficiency of the licensee's records and whether the licensee has made the required information reasonably available. (e) To discover violations of this chapter, the director may investigate and examine the records of any person the director believes is operating without a license, when a license is required under this chapter. The person examined must pay the reasonably incurred costs of the examination. As added by P.L.222-2025, SEC.5. ## Nearby sections - [Ind. Code § 28-8-6-101 Short title](https://www.frixlaw.com/law-library/statutes/STATE_IN_T28_A8_C6_S28-8-6-101.md) - [Ind. Code § 28-8-6-201 Definitions](https://www.frixlaw.com/law-library/statutes/STATE_IN_T28_A8_C6_S28-8-6-201.md) - [Ind. Code § 28-8-6-301 Applicability of chapter](https://www.frixlaw.com/law-library/statutes/STATE_IN_T28_A8_C6_S28-8-6-301.md) - [Ind. Code § 28-8-6-302 Submission of documents or information to director to demonstrate exempt from licensure](https://www.frixlaw.com/law-library/statutes/STATE_IN_T28_A8_C6_S28-8-6-302.md) - [Ind. Code § 28-8-6-401 Power of director to administer and enforce this chapter](https://www.frixlaw.com/law-library/statutes/STATE_IN_T28_A8_C6_S28-8-6-401.md) - [Ind. Code § 28-8-6-402 Confidentiality; reporting of significant or recurring violations of chapter to NMLSR; director's authority to use NMLSR; limitations on confidentiality](https://www.frixlaw.com/law-library/statutes/STATE_IN_T28_A8_C6_S28-8-6-402.md) - [Ind. Code § 28-8-6-403 Examination or investigation of a licensee by the director; provision of records to the director by a licensee](https://www.frixlaw.com/law-library/statutes/STATE_IN_T28_A8_C6_S28-8-6-403.md) - [Ind. Code § 28-8-6-404 Multistate supervisory processes](https://www.frixlaw.com/law-library/statutes/STATE_IN_T28_A8_C6_S28-8-6-404.md) - [Ind. Code § 28-8-6-501 Licensure required; license not assignable or transferable](https://www.frixlaw.com/law-library/statutes/STATE_IN_T28_A8_C6_S28-8-6-501.md) - [Ind. Code § 28-8-6-502 Establishment of licensing that is consistent with other states](https://www.frixlaw.com/law-library/statutes/STATE_IN_T28_A8_C6_S28-8-6-502.md) - [Ind. Code § 28-8-6-503 Applications for licenses; issuance; evidence of compliance; use of NMLSR; denial of application; right to hearing; fees; license not assignable or transferable; tax warrant list](https://www.frixlaw.com/law-library/statutes/STATE_IN_T28_A8_C6_S28-8-6-503.md) - [Ind. Code § 28-8-6-504 National criminal history background check; fingerprints](https://www.frixlaw.com/law-library/statutes/STATE_IN_T28_A8_C6_S28-8-6-504.md) - [Ind. Code § 28-8-6-505 Surety bond; requirements; amount](https://www.frixlaw.com/law-library/statutes/STATE_IN_T28_A8_C6_S28-8-6-505.md) - [Ind. Code § 28-8-6-506 License renewal; annual renewal fee; renewal report; extension of the renewal date; use of NMLSR](https://www.frixlaw.com/law-library/statutes/STATE_IN_T28_A8_C6_S28-8-6-506.md) --- Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/STATE_IN_T28_A8_C6_S28-8-6-403. Check the current official text before relying on it. Not legal advice.