# Ind. Code § 23-19-4-9: Withdrawal of registration

> Indiana · Statutes · In force

URL: https://www.frixlaw.com/law-library/statutes/STATE_IN_T23_A19_C4_S23-19-4-9

## Section

- **Citation:** Ind. Code § 23-19-4-9
- **Heading:** Withdrawal of registration
- **Jurisdiction:** Indiana
- **Kind:** Statutes
- **Status:** In force
- **Text as of:** August 14, 2026
- **Source:** Compiled text
- **Location:** Indiana Code / Title 23 / Article 19 / Chapter 4 / Section 23-19-4-9

## Text

Sec. 9. Withdrawal of registration by a broker-dealer, agent, investment adviser, or investment adviser representative becomes effective sixty (60) days after the filing of the application to withdraw or within any shorter period as provided by rule adopted or order issued under this article unless a revocation or suspension proceeding is pending when the application is filed. If a proceeding is pending, withdrawal becomes effective when and upon such conditions as required by rule adopted or order issued under this article. The commissioner may institute a revocation or suspension proceeding under section 12 of this chapter within one (1) year after the withdrawal became effective automatically and issue a revocation or suspension order as of the last date on which registration was effective if a proceeding is not pending.

As added by P.L.27-2007, SEC.23.

## Nearby sections

- [Ind. Code § 23-19-4-1 Broker-dealer registration; exemptions; restrictions on employment or association; foreign transactions](https://www.frixlaw.com/law-library/statutes/STATE_IN_T23_A19_C4_S23-19-4-1.md)
- [Ind. Code § 23-19-4-1.5 Exemption from registration for merger and acquisition brokers; exceptions](https://www.frixlaw.com/law-library/statutes/STATE_IN_T23_A19_C4_S23-19-4-1.5.md)
- [Ind. Code § 23-19-4-2 Agent registration; exemptions; restrictions on employment or association; restrictions if no affiliation](https://www.frixlaw.com/law-library/statutes/STATE_IN_T23_A19_C4_S23-19-4-2.md)
- [Ind. Code § 23-19-4-3 Investment adviser registration; exemptions; restrictions on employment or association](https://www.frixlaw.com/law-library/statutes/STATE_IN_T23_A19_C4_S23-19-4-3.md)
- [Ind. Code § 23-19-4-4 Investment adviser representative registration; exemptions; restrictions on conducting business; referrals](https://www.frixlaw.com/law-library/statutes/STATE_IN_T23_A19_C4_S23-19-4-4.md)
- [Ind. Code § 23-19-4-5 Federal covered investment adviser requirements; exemptions; filing](https://www.frixlaw.com/law-library/statutes/STATE_IN_T23_A19_C4_S23-19-4-5.md)
- [Ind. Code § 23-19-4-6 Application for initial registration; requirements; amendments; national criminal history background check for investment adviser representative; effective date; renewal; conditions and waivers](https://www.frixlaw.com/law-library/statutes/STATE_IN_T23_A19_C4_S23-19-4-6.md)
- [Ind. Code § 23-19-4-7 Succession; organization change; name change; change of control](https://www.frixlaw.com/law-library/statutes/STATE_IN_T23_A19_C4_S23-19-4-7.md)
- [Ind. Code § 23-19-4-8 Termination notice; transfer of employment or association; temporary registration; prevention or suspension of transfer; cancellation or termination of registration; reinstatement](https://www.frixlaw.com/law-library/statutes/STATE_IN_T23_A19_C4_S23-19-4-8.md)
- [Ind. Code § 23-19-4-9 Withdrawal of registration](https://www.frixlaw.com/law-library/statutes/STATE_IN_T23_A19_C4_S23-19-4-9.md)
- [Ind. Code § 23-19-4-10 Fees; transmittal of fee; exception](https://www.frixlaw.com/law-library/statutes/STATE_IN_T23_A19_C4_S23-19-4-10.md)
- [Ind. Code § 23-19-4-11 Minimum financial requirements; financial reports; amendment; records; audits or inspections; insurance or posting bond; supervision; compliance reports](https://www.frixlaw.com/law-library/statutes/STATE_IN_T23_A19_C4_S23-19-4-11.md)
- [Ind. Code § 23-19-4-11.5 Prohibit selection of broker-dealer for completion of compliance report in consecutive years; prohibit selection of certain offices](https://www.frixlaw.com/law-library/statutes/STATE_IN_T23_A19_C4_S23-19-4-11.5.md)
- [Ind. Code § 23-19-4-12 Denial, condition, revocation, suspension, or limitation of registration; censure, bar, or civil penalty for violation; grounds; examination; procedure](https://www.frixlaw.com/law-library/statutes/STATE_IN_T23_A19_C4_S23-19-4-12.md)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/statutes/STATE_IN_T23_A19_C4_S23-19-4-9. Check the current official text before relying on it. Not legal advice.